SCIM                                                     D. Zollner, Ed.
Internet-Draft                                                 Microsoft
Intended status: Standards Track                               A. Sehgal
Expires: 11 January 2024                             Amazon Web Services
                                                            10 July 2023


               Cursor-based Pagination of SCIM Resources
                  draft-ietf-scim-cursor-pagination-02

Abstract

   This document defines additional SCIM (System for Cross-Domain
   Identity Management) query parameters and result attributes to allow
   use of cursor-based pagination in SCIM implementations that are
   implemented with existing code bases, databases, or APIs where
   cursor-based pagination is already well- established.

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   This Internet-Draft will expire on 11 January 2024.

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   provided without warranty as described in the Revised BSD License.



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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  Notational Conventions  . . . . . . . . . . . . . . . . .   3
   2.  Query Parameters and Response Attributes  . . . . . . . . . .   3
     2.1.  Pagination errors . . . . . . . . . . . . . . . . . . . .   6
     2.2.  Sorting . . . . . . . . . . . . . . . . . . . . . . . . .   6
     2.3.  Cursors as the Only Pagination Method . . . . . . . . . .   6
   3.  Querying Resources using HTTP POST  . . . . . . . . . . . . .   7
   4.  Service Provider Configuration  . . . . . . . . . . . . . . .   8
   5.  Change Log  . . . . . . . . . . . . . . . . . . . . . . . . .  10
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  10
   Normative References  . . . . . . . . . . . . . . . . . . . . . .  10
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  11

1.  Introduction

   The two common patterns for result pagination are index-based
   pagination and cursor-based pagination.  Rather than attempt to
   compare and contrast the advantages and disadvantages of competing
   pagination patterns, this document simply recognizes that SCIM
   service providers are commonly implemented as an interoperability
   layer on top of already existing application codebases, databases,
   and/or APIs that already have a well- established pagination pattern.

   Translating from an underlying cursor-based pagination pattern to the
   index-based pagination defined in Section 3.4.2.4 of [RFC7644]
   ultimately requires the SCIM service provider to fully iterate the
   underlying cursor, store the results, and then serve indexed pages
   from the stored results.  This task of "pagination translation"
   dramatically increases complexity and memory requirements for
   implementing a SCIM Service Provider, and may be an impediment to
   SCIM adoption for some applications and identity systems.

   This document defines a simple addition to the SCIM protocol that
   allows SCIM service providers to reuse underlying cursors without
   expensive translation.  Support for cursor-based pagination in SCIM
   encourages broader cross-application identity management
   interoperability by encouraging SCIM service provider implementations
   for applications and identity systems where cursor-based pagination
   is already well-established.










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1.1.  Notational Conventions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.  Query Parameters and Response Attributes

   The following table describes the URL pagination parameters requests
   for using cursor-based pagination:

    +===========+====================================================+
    | Parameter | Description                                        |
    +===========+====================================================+
    | cursor    | The string value of the nextCursor attribute from  |
    |           | a previous result page.  The cursor value MUST be  |
    |           | empty or omitted for the first request of a        |
    |           | cursor-paginated query.  Since cursor is a query   |
    |           | parameter it will follow the unreserved characters |
    |           | set defined in section 2.2 of [RFC3986]            |
    +-----------+----------------------------------------------------+
    | count     | A positive integer.  Specifies the desired maximum |
    |           | number of query results per page, e.g., count=10.  |
    |           | When specified, the service provider MUST NOT      |
    |           | return more results than specified, although it    |
    |           | MAY return fewer results.  If count is not         |
    |           | specified in the query, the maximum number of      |
    |           | results is set by the service provider.            |
    +-----------+----------------------------------------------------+

                        Table 1: Query Parameters

   The following table describes cursor-based pagination attributes
   returned in a paged query response:















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    +================+===============================================+
    | Element        | Description                                   |
    +================+===============================================+
    | nextCursor     | A cursor value string that MAY be used in a   |
    |                | subsequent request to obtain the next page of |
    |                | results.  Service providers supporting        |
    |                | cursor-based pagination MUST include          |
    |                | nextCursor in all paged query responses       |
    |                | except when returning the last page.          |
    |                | nextCursor is omitted from a response only to |
    |                | indicate that there are no more result pages. |
    +----------------+-----------------------------------------------+
    | previousCursor | A cursor value string that MAY be used in a   |
    |                | subsequent request to obtain the previous     |
    |                | page of results.  Use of previousCursor is    |
    |                | OPTIONAL.                                     |
    +----------------+-----------------------------------------------+

                       Table 2: Response Attributes

   Cursor values are opaque; clients MUST not make assumptions about
   their structure.  When the client wants to retrieve another result
   page for a query, it should query the same Service Provider endpoint
   with all query parameters and values being identical to the initial
   query with the exception of the cursor value which should be set to a
   nextCursor (or previousCursor) value that was returned by Service
   Provider in a previous response.

   For example, to retrieve the first 10 Users with userName starting
   with "J", use an empty cursor and set the count to 10:

        GET /Users?filter=userName%20sw%20J&cursor&count=10
        Host: example.com
        Accept: application/scim+json
        Authorization: Bearer U8YJcYYRMjbGeepD

   The SCIM provider in response to the query above returns metadata
   regarding pagination similar to the following example (actual
   resources removed for brevity):












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     HTTP/1.1 200 OK
     Content-Type: application/scim+json

     {
       "totalResults":100,
       "itemsPerPage":10,
       "nextCursor":"VZUTiyhEQJ94IR",
       "schemas":["urn:ietf:params:scim:api:messages:2.0:ListResponse"],
       "Resources":[{
          ...
        }]
     }

   Given the example above, to request the next page or results, use the
   same query parameters and values except set the cursor to the value
   of nextCursor ("VZUTiyhEQJ94IR"):

     GET /Users?filter=username%20sw%20J&cursor=VZUTiyhEQJ94IR&count=10
     Host: example.com
     Accept: application/scim+json
     Authorization: Bearer U8YJcYYRMjbGeepD

         HTTP/1.1 200 OK
         Content-Type: application/scim+json

     {
       "totalResults":100,
       "itemsPerPage":10,
       "previousCursor: "ze7L30kMiiLX6x"
       "nextCursor":"YkU3OF86Pz0rGv",
       "schemas":["urn:ietf:params:scim:api:messages:2.0:ListResponse"],
       "Resources":[{
          ...
        }]
     }

   In the example above, the response includes the OPTIONAL
   previousCursor indicating that the Service Provider supports forward
   and reverse traversal of result pages.

   As described in Section 3.4.1 of [RFC7644] Service Providers SHOULD
   return an accurate value for totalResults which is the total number
   of resources for all pages.  Service Providers implementing cursor
   pagination that are unable to estimate totalResults MAY choose to
   omit the totalResults attribute.






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2.1.  Pagination errors

   If a Service Provider encounters an invalid pagination query
   parameters (invalid cursor value, count value, etc), or other error
   condition, the Service Provider SHOULD return the appropriate HTTP
   response status code and detailed JSON error response as defined in
   Section 3.12 of [RFC7644].  Most pagination error conditions would
   generate HTTP response with status code 400.  Since many pagination
   error conditions are not user recoverable, error messages SHOULD
   focus on communicating error details to the SCIM client developer.

   For HTTP status code 400 (Bad Request) responses, the following
   detail error types are defined.  These error types extend the list of
   error types defined in RFC 7644 Section 3.12, Table 9: SCIM Detail
   Error Keyword Values.

   +===============+==================================+===============+
   | scimType      | Description                      | Applicability |
   +===============+==================================+===============+
   | invalidCursor | Cursor value is invalid.  Cursor | GET (Section  |
   |               | value should be empty to request | 3.4.2 of      |
   |               | the first page and set to the    | [RFC7644])    |
   |               | nextCursor or previousCursor     |               |
   |               | value for subsequent queries.    |               |
   +---------------+----------------------------------+---------------+
   | expiredCursor | Cursor has expired.  Do not wait | GET (Section  |
   |               | longer than cursorTimeout (600   | 3.4.2 of      |
   |               | sec) to request additional       | [RFC7644])    |
   |               | pages.                           |               |
   +---------------+----------------------------------+---------------+
   | invalidCount  | Count value is invalid.  Count   | GET (Section  |
   |               | value must be between 1 - and    | 3.4.2 of      |
   |               | maximumPageSize (500)            | [RFC7644])    |
   +---------------+----------------------------------+---------------+

                        Table 3: Pagination Errors

2.2.  Sorting

   If sorting is implemented as described Section 3.4.2.3 of [RFC7644] ,
   then cursor-paged results SHOULD be sorted.

2.3.  Cursors as the Only Pagination Method

   A SCIM Service Provider MAY require cursor-based pagination to
   retrieve all results for a query by including a "nextCursor" value in
   the response even when the query does not include the "cursor"
   parameter.



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   For example:

         GET /Users
         Host: example.com
         Accept: application/scim+json

   The SCIM Service Provider may respond to the above query with a page
   containing defaultPageSize results and a "nextCursor" value as shown
   in the below example (Resources omitted for brevity):

     HTTP/1.1 200 OK
     Content-Type: application/scim+json

     {
       "totalResults":5000,
       "itemsPerPage":100,
       "nextCursor":"HPq72Pax3JUaNa",
       "schemas":["urn:ietf:params:scim:api:messages:2.0:ListResponse"],
       "Resources":[{
          ...
        }]
     }

3.  Querying Resources using HTTP POST

   Section 3.4.2.4 of [RFC7644] defines how clients MAY execute the HTTP
   POST method combined with the "/.search" path extension to issue
   execute queries without passing parameters on the URL.  When using
   "/.search", the client would pass the parameters defined in Section 2

        POST /User/.search
        Host: example.com
        Accept: application/scim+json
        Authorization: Bearer U8YJcYYRMjbGeepD

        {
          "schemas": [
            "urn:ietf:params:scim:api:messages:2.0:SearchRequest"],
          "attributes": ["displayName", "userName"],
          "filter":
             "displayName sw \"smith\"",
          "cursor": "",
          "count": 10
        }

   Which would return a result containing a "nextCursor" value which may
   be used by the client in a subsequent call to return the next page of
   resources



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     HTTP/1.1 200 OK
     Content-Type: application/scim+json

     {
       "totalResults":100,
       "itemsPerPage":10,
       "nextCursor":"VZUTiyhEQJ94IR",
       "schemas":["urn:ietf:params:scim:api:messages:2.0:ListResponse"],
       "Resources":[{
          ...
        }]
     }

4.  Service Provider Configuration

   The /ServiceProviderConfig resource defined in Section 4 of [RFC7644]
   facilitates discovery of SCIM service provider features.  A SCIM
   Service provider implementing cursor-based pagination SHOULD include
   the following additional attribute in JSON document returned by the
   /ServiceProviderConfig endpoint:

   pagination  A complex type that indicates pagination configuration
      options.  OPTIONAL.

      cursor  A Boolean value specifying support of cursor-based
         paginations.  REQUIRED.

      index  A Boolean value specifying support of index-based
         pagination.  REQUIRED.

      defaultPageSize  Non-negative integer value specifying the default
         number of results returned in a page when a count is not
         specified in the query.
         OPTIONAL.

      maximumPageSize  Non-negative integer specifying the maximum
         number of results returned in a page regardless of what is
         specified for the count in a query.  OPTIONAL.

      cursorTimeout  Non-negative integer specifying the maximum number
         seconds that a cursor is valid between page requests.  Clients
         waiting too long between cursor pagination requests may receive
         an invalid cursor error response.  No value being specified may
         mean that there is no cursor timeout or that the cursor timeout
         is not a static duration.  OPTIONAL.






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      Before using cursor-based pagination, a SCIM client MAY fetch the
      Service Provider Configuration document from the SCIM service
      provider and verify that cursor-based pagination is supported.

      For example:

         GET /ServiceProviderConfig
         Host: example.com
         Accept: application/scim+json

   A service provider supporting both cursor-based pagination and index-
   based pagination would return a document similar to the following
   (full ServiceProviderConfig schema defined in Section 5 of [RFC7643]
   has been omitted for brevity):

        HTTP/1.1 200 OK
        Content-Type: application/scim+json

        {
       "schemas": [
         "urn:ietf:params:scim:schemas:core:2.0:ServiceProviderConfig"],

         ...

       "pagination": {
          "cursor": true,
          "index": true
       },

       ...

      }

   Service Provider implementors SHOULD ensure that misuse of pagination
   by a SCIM client does not deplete Service Provider resources or
   prevent valid requests from other clients being handled.  Defenses
   for a SCIM Service Provider are similar those used to protect other
   Web API services -- including the use of a "Web API gateway" layer,
   to provide authentication, rate limiting, IP allow/block lists,
   logging and monitoring, response caching, etc.

   For example, an obvious protection against abuse is for the Service
   Provider to require client authentication in order to retrieve large
   result sets and enforce an overriding totalResults limit for non-
   authenticated clients.  Another example, would be for a Service
   Provider that implements cursor pagination to restrict number of
   cursors that can be allocated by a client or enforce cursor lifetime.




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5.  Change Log

   v02 - July 2023 - Typos/semantics, acknowledgements, expansion of
   cursorTimeout SCP definition v01 - May 2023 - Updated after Httpdir
   review. v00 - December 2022 - Adopted by SCIM WG.

Acknowledgments

   The editor would like to acknowledge the tremendous contribution of
   Matt Peterson for his work in authoring the original versions of this
   draft and in providing continuing feedback after stepping back.

   Matt Peterson One Identity

   The editor would also like to acknowledge the contributions of the
   following individuals who provided valuable feedback while reviewing
   the draft:

   Aaron Parecki  Okta

   David Brossard  Axiomatics

   Dean H.  Saxe  Amazon Web Services

   Pamela Dingle  Microsoft

Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC3986]  Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
              Resource Identifier (URI): Generic Syntax", STD 66,
              RFC 3986, DOI 10.17487/RFC3986, January 2005,
              <https://www.rfc-editor.org/rfc/rfc3986>.

   [RFC7643]  Hunt, P., Ed., Grizzle, K., Wahlstroem, E., and C.
              Mortimore, "System for Cross-domain Identity Management:
              Core Schema", RFC 7643, DOI 10.17487/RFC7643, September
              2015, <https://www.rfc-editor.org/rfc/rfc7643>.

   [RFC7644]  Hunt, P., Ed., Grizzle, K., Ansari, M., Wahlstroem, E.,
              and C. Mortimore, "System for Cross-domain Identity
              Management: Protocol", RFC 7644, DOI 10.17487/RFC7644,
              September 2015, <https://www.rfc-editor.org/rfc/rfc7644>.




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   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

Authors' Addresses

   Danny Zollner (editor)
   Microsoft
   Email: zollnerd@microsoft.com


   Anjali Sehgal
   Amazon Web Services
   Email: anjalisg@amazon.com





































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