rfc9288







Internet Engineering Task Force (IETF)                           F. Gont
Request for Comments: 9288                                  SI6 Networks
Category: Informational                                           W. Liu
ISSN: 2070-1721                                      Huawei Technologies
                                                             August 2022


    Recommendations on the Filtering of IPv6 Packets Containing IPv6
                  Extension Headers at Transit Routers

Abstract

   This document analyzes the security implications of IPv6 Extension
   Headers and associated IPv6 options.  Additionally, it discusses the
   operational and interoperability implications of discarding packets
   based on the IPv6 Extension Headers and IPv6 options they contain.
   Finally, it provides advice on the filtering of such IPv6 packets at
   transit routers for traffic not directed to them, for those cases
   where such filtering is deemed as necessary.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Not all documents
   approved by the IESG are candidates for any level of Internet
   Standard; see Section 2 of RFC 7841.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   https://www.rfc-editor.org/info/rfc9288.

Copyright Notice

   Copyright (c) 2022 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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   to this document.  Code Components extracted from this document must
   include Revised BSD License text as described in Section 4.e of the
   Trust Legal Provisions and are provided without warranty as described
   in the Revised BSD License.

Table of Contents

   1.  Introduction
   2.  Terminology and Assumptions Employed in This Document
     2.1.  Terminology
     2.2.  Applicability Statement
     2.3.  Router Default Behavior and Features
   3.  IPv6 Extension Headers
     3.1.  General Discussion
     3.2.  General Security Implications
     3.3.  Rationale for Our Advice on the Handling of IPv6 Packets
           with Specific IPv6 Extension Headers
     3.4.  Summary of Advice on the Handling of IPv6 Packets with
           Specific IPv6 Extension Headers
     3.5.  Advice on the Handling of IPv6 Packets with Specific IPv6
           Extension Headers
     3.6.  Advice on the Handling of Packets with Unknown IPv6
           Extension Headers
   4.  IPv6 Options
     4.1.  General Discussion
     4.2.  General Security Implications of IPv6 Options
     4.3.  Summary of Advice on the Handling of IPv6 Packets with
           Specific IPv6 Options
     4.4.  Advice on the Handling of Packets with Specific IPv6
           Options
     4.5.  Advice on the Handling of Packets with Unknown IPv6 Options
   5.  IANA Considerations
   6.  Privacy Considerations
   7.  Security Considerations
   8.  References
     8.1.  Normative References
     8.2.  Informative References
   Acknowledgements
   Authors' Addresses

1.  Introduction

   IPv6 Extension Headers (EHs) allow for the extension of the IPv6
   protocol and provide support for core functionality, such as IPv6
   fragmentation.  However, common implementation limitations suggest
   that EHs present a challenge for IPv6 packet routing equipment,
   particularly when the IPv6 header chain needs to be processed for, as
   an example, enforcing Access Control Lists (ACLs) or implementing
   other functions [RFC9098].

   Several studies (e.g., [Huston-2022], [JAMES], and [RFC7872]) suggest
   that there is widespread dropping of IPv6 packets that contain IPv6
   EHs.  In some cases, such packet drops occur at transit routers.
   While some operators are known to intentionally drop packets that
   contain IPv6 EHs, it is possible that some of the measured packet
   drops are the result of inappropriate advice in this area.

   This document analyzes both the general security implications of IPv6
   EHs, as well as the security implications of specific EH and option
   types.  It also provides advice on the filtering of IPv6 packets
   based on the IPv6 EHs and the IPv6 options they contain.  Since
   various protocols may use IPv6 EHs (possibly with IPv6 options),
   discarding packets based on the IPv6 EHs or IPv6 options they contain
   can have implications on the proper functioning of such protocols.
   Thus, this document also attempts to discuss the operational and
   interoperability implications of such filtering policies.

   The resulting packet filtering policy typically depends on where in
   the network such policy is enforced.  When the policy is enforced in
   a transit network, the policy typically follows a "deny-list"
   approach, where only packets with clear negative implications are
   dropped.  On the other hand, when the policy is enforced closer to
   the destination systems, the policy typically follows an "accept-
   list" approach, where only traffic that is expected to be received is
   allowed.  The advice in this document is aimed only at transit
   routers that may need to enforce a filtering policy based on the IPv6
   EHs and IPv6 options a packet may contain, following a "deny-list"
   approach; hence, it is likely to be much more permissive than a
   filtering policy to be employed at, for example, the edge of an
   enterprise network.  The advice in this document is meant to improve
   the current situation of the dropping of packets with IPv6 EHs in the
   Internet [RFC7872] in such cases where packets are being dropped due
   to inappropriate or missing guidelines.

   This document is similar in nature to [RFC7126], which addresses the
   same problem for the IPv4 case.  However, in IPv6, the problem space
   is compounded by the fact that IPv6 specifies a number of IPv6 EHs
   and a number of IPv6 options that may be valid only when included in
   specific EH types.

   This document completes and complements the considerations for
   protecting the control plane from packets containing IP options that
   can be found in [RFC6192].

   Section 2 specifies the terminology and conventions employed
   throughout this document.  Section 3 discusses IPv6 EHs and provides
   advice in the area of filtering IPv6 packets that contain such IPv6
   EHs.  Section 4 discusses IPv6 options and provides advice in the
   area of filtering IPv6 packets that contain such options.

2.  Terminology and Assumptions Employed in This Document

2.1.  Terminology

   The terms "permit" (allow the traffic), "drop" (drop with no
   notification to sender), and "reject" (drop with appropriate
   notification to sender) are employed as defined in [RFC3871].
   Throughout this document, we also employ the term "discard" as a
   generic term to indicate the act of discarding a packet, irrespective
   of whether the sender is notified of such a drop and whether the
   specific filtering action is logged.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.2.  Applicability Statement

   This document provides advice on the filtering of IPv6 packets with
   EHs at transit routers for traffic not explicitly destined to them,
   for cases in which such filtering is deemed as necessary.

2.3.  Router Default Behavior and Features

   This document assumes that nodes comply with the requirements in
   [RFC7045].  Namely,

   |  If a forwarding node discards a packet containing a standard IPv6
   |  extension header, it MUST be the result of a configurable policy
   |  and not just the result of a failure to recognise such a header.
   |  This means that the discard policy for each standard type of
   |  extension header MUST be individually configurable.  The default
   |  configuration SHOULD allow all standard extension headers.

   The advice provided in this document is only meant to guide an
   operator in configuring forwarding devices and is not to be
   interpreted as advice regarding default configuration settings for
   network devices.  That is, this document provides advice with respect
   to operational policies but does not change the implementation
   defaults required by [RFC7045].

   We recommend that configuration options be made available to govern
   the processing of each IPv6 EH type and each IPv6 Option Type.  Such
   configuration options should include the following possible settings:

   *  Permit this IPv6 EH or IPv6 Option Type.

   *  Drop packets containing this IPv6 EH or IPv6 Option Type.

   *  Reject packets containing this IPv6 EH or IPv6 Option Type (where
      the packet drop is signaled with an ICMPv6 error message).

   *  Rate-limit traffic containing this IPv6 EH or IPv6 Option Type.

   *  Ignore this IPv6 EH or IPv6 Option Type (as if it was not
      present), and process the packet according the rules for the
      remaining headers.  We note that if a packet carries forwarding
      information (e.g., in an IPv6 Routing Header (RH)), this might be
      an inappropriate or undesirable action.

   We note that special care needs to be taken when devices log packet
   drops/rejects.  Devices should count the number of packets dropped/
   rejected, but the logging of drop/reject events should be limited so
   as to not overburden device resources.

   Finally, we note that when discarding packets, it is generally
   desirable that the sender be signaled of the packet drop, since this
   is of use for trouble-shooting purposes.  However, throughout this
   document (when recommending that packets be discarded), we
   generically refer to the action as "discard" without specifying
   whether the sender is signaled of the packet drop.

3.  IPv6 Extension Headers

3.1.  General Discussion

   IPv6 EHs [RFC8200] allow for the extension of the IPv6 protocol.
   Since both IPv6 EHs and upper-layer protocols share the same
   namespace ("Next Header" registry/namespace), [RFC7045] identifies
   which of the currently assigned Internet Protocol numbers identify
   IPv6 EHs vs. upper-layer protocols.  This document discusses the
   filtering of packets based on the IPv6 EHs (as specified by
   [RFC7045]) they contain.

   [RFC8200] specifies that non-fragmented IPv6 datagrams and IPv6
   First-Fragments must contain the entire IPv6 header chain [RFC7112].
   Therefore, intermediate systems can enforce the filtering policies
   discussed in this document or resort to simply discarding the
   offending packets when they fail to include the entire IPv6 header
   chain [RFC8200].

   We note that in order to implement filtering rules on the fast path,
   it may be necessary for the filtering device to limit the depth into
   the packet that can be inspected before giving up.  In circumstances
   where such a limitation exists, it is recommended that
   implementations provide a configuration option that specifies whether
   to discard packets if the aforementioned limit is encountered.
   Operators may then determine, according to their own circumstances,
   how such packets will be handled.

3.2.  General Security Implications

   In some device architectures, IPv6 packets that contain IPv6 EHs can
   cause the corresponding packets to be processed on the slow path and,
   hence, may be leveraged for the purpose of Denial-of-Service (DoS)
   attacks [RFC9098] [Cisco-EH] [FW-Benchmark].

   Operators are urged to consider the IPv6 EH and IPv6 options handling
   capabilities of their devices as they make deployment decisions in
   the future.

3.3.  Rationale for Our Advice on the Handling of IPv6 Packets with
      Specific IPv6 Extension Headers

   *  IPv6 packets with IPv6 Extension Headers (or options) that are not
      expected to traverse transit routers should be dropped.

   *  IPv6 packets with IPv6 Extension Headers (or options) that are
      only expected to traverse transit routers when a specific
      technology is employed should be permitted (or dropped) based on
      the knowledge regarding the use of such technology in the transit
      provider in question (i.e., permit the packets if the technology
      is employed, or drop them).

   *  IPv6 packets with IPv6 Extension Headers (or options) that
      represent a concrete attack vector to network infrastructure
      devices should be dropped.

   *  IPv6 packets with any other IPv6 Extension Headers (or options)
      should be permitted.  This is an intentional trade-off made to
      minimize ossification.

3.4.  Summary of Advice on the Handling of IPv6 Packets with Specific
      IPv6 Extension Headers

   This section summarizes the advice provided in Section 3.5, providing
   references to the specific sections in which a detailed analysis can
   be found.

       +=====================+=========================+===========+
       |       EH Type       |     Filtering Policy    | Reference |
       +=====================+=========================+===========+
       |  Hop-by-Hop Options |      Drop or Ignore     |  Section  |
       |   Header (Proto=0)  |                         |   3.5.1   |
       +---------------------+-------------------------+-----------+
       |    Routing Header   |  Drop only Routing Type |  Section  |
       |      (Proto=43)     |  0, Routing Type 1, and |   3.5.2   |
       |                     | Routing Type 3.  Permit |           |
       |                     |   other Routing Types   |           |
       +---------------------+-------------------------+-----------+
       |   Fragment Header   |          Permit         |  Section  |
       |      (Proto=44)     |                         |   3.5.3   |
       +---------------------+-------------------------+-----------+
       |    Encapsulating    |          Permit         |  Section  |
       |   Security Payload  |                         |   3.5.4   |
       |      (Proto=50)     |                         |           |
       +---------------------+-------------------------+-----------+
       |    Authentication   |          Permit         |  Section  |
       |  Header (Proto=51)  |                         |   3.5.5   |
       +---------------------+-------------------------+-----------+
       | Destination Options |          Permit         |  Section  |
       |   Header(Proto=60)  |                         |   3.5.6   |
       +---------------------+-------------------------+-----------+
       |   Mobility Header   |          Permit         |  Section  |
       |     (Proto=135)     |                         |   3.5.7   |
       +---------------------+-------------------------+-----------+
       |    Host Identity    |          Permit         |  Section  |
       |       Protocol      |                         |   3.5.8   |
       |     (Proto=139)     |                         |           |
       +---------------------+-------------------------+-----------+
       |    Shim6 Protocol   |          Permit         |  Section  |
       |     (Proto=140)     |                         |   3.5.9   |
       +---------------------+-------------------------+-----------+
       |       Use for       |           Drop          |  Section  |
       | experimentation and |                         |   3.5.10  |
       |  testing (Proto=253 |                         |           |
       |       and 254)      |                         |           |
       +---------------------+-------------------------+-----------+

             Table 1: Summary of Advice on the Handling of IPv6
                Packets with Specific IPv6 Extension Headers

3.5.  Advice on the Handling of IPv6 Packets with Specific IPv6
      Extension Headers

3.5.1.  IPv6 Hop-by-Hop Options (Protocol Number=0)

3.5.1.1.  Uses

   The Hop-by-Hop (HBH) Options header is used to carry optional
   information that may be examined by every node along a packet's
   delivery path.  It is expected that nodes will examine the Hop-by-Hop
   Options header if explicitly configured to do so.

      |  NOTE: A previous revision of the IPv6 core specification
      |  [RFC2460] originally required all nodes to examine and process
      |  the Hop-by-Hop Options header.  However, even before the
      |  publication of [RFC8200], a number of implementations already
      |  provided the option of ignoring this header unless explicitly
      |  configured to examine it.

3.5.1.2.  Specification

   This EH is specified in [RFC8200].  As of May 2022, the following
   options have been specified for the Hop-by-Hop Options header:

   *  Type 0x00: Pad1 [RFC8200]

   *  Type 0x01: PadN [RFC8200]

   *  Type 0x05: Router Alert [RFC2711]

   *  Type 0x07: CALIPSO [RFC5570]

   *  Type 0x08: SMF_DPD [RFC6621]

   *  Type 0x23: RPL Option [RFC9008]

   *  Type 0x26: Quick-Start [RFC4782]

   *  Type 0x4D: (Deprecated)

   *  Type 0x63: RPL Option [RFC6553]

   *  Type 0x6D: MPL Option [RFC7731]

   *  Type 0x8A: Endpoint Identification (Deprecated) [NIMROD-EID]

   *  Type 0xC2: Jumbo Payload [RFC2675]

   *  Type 0xEE: IPv6 DFF Header [RFC6971]

   *  Type 0x1E: RFC3692-style Experiment [RFC4727]

   *  Type 0x3E: RFC3692-style Experiment [RFC4727]

   *  Type 0x5E: RFC3692-style Experiment [RFC4727]

   *  Type 0x7E: RFC3692-style Experiment [RFC4727]

   *  Type 0x9E: RFC3692-style Experiment [RFC4727]

   *  Type 0xBE: RFC3692-style Experiment [RFC4727]

   *  Type 0xDE: RFC3692-style Experiment [RFC4727]

   *  Type 0xFE: RFC3692-style Experiment [RFC4727]

3.5.1.3.  Specific Security Implications

   Legacy nodes that process this extension header might be subject to
   DoS attacks.

      |  NOTE: While [RFC8200] has removed the requirement for all nodes
      |  to examine and process the Hop-by-Hop Options header, the
      |  deployed base may still reflect the legacy [RFC2460] behavior
      |  for a while; hence, the potential security problems of this EH
      |  are still of concern.

3.5.1.4.  Operational and Interoperability Impact If Blocked

   Discarding packets containing a Hop-by-Hop Options header would break
   any of the protocols that rely on it for proper functioning.  For
   example, it would break RSVP [RFC2205] and multicast deployments and
   would cause IPv6 jumbograms to be discarded.

3.5.1.5.  Advice

   Nodes implementing [RFC8200] would already ignore this extension
   header unless explicitly required to process it.  For legacy nodes
   [RFC2460], the recommended configuration for the processing of these
   packets depends on the features and capabilities of the underlying
   platform, the configuration of the platform, and also the deployment
   environment of the platform.  On platforms that allow the forwarding
   of packets with IPv6 HBH Options headers on the fast path, we
   recommend that packets with IPv6 HBH Options headers be forwarded as
   normal.  Otherwise, on platforms in which the processing of packets
   with IPv6 HBH Options headers is carried out in the slow path and an
   option is provided to rate-limit these packets, we recommend that
   this option be selected.  Finally, when packets containing IPv6 HBH
   Options headers are processed in the slow path and the underlying
   platform does not have any mitigation options available for attacks
   based on these packets, we recommend that such platforms discard
   packets containing IPv6 HBH Options headers.

   Finally, we note that the Routing Protocol for Low-Power and Lossy
   Networks (RPL) routers [RFC6550] must not discard packets based on
   the presence of an IPv6 Hop-by-Hop Options header, as this would
   break the RPL.

3.5.2.  Routing Header (Protocol Number=43)

3.5.2.1.  Uses

   The Routing Header is used by an IPv6 source to list one or more
   intermediate nodes to be "visited" on the way to a packet's
   destination.

3.5.2.2.  Specification

   This EH is specified in [RFC8200].  The Routing Type 0 had originally
   been specified in [RFC2460] and was later obsoleted by [RFC5095];
   thus, it was removed from [RFC8200].

   As of May 2022, the following Routing Types have been specified:

   *  Type 0: Source Route (DEPRECATED) [RFC2460] [RFC5095]

   *  Type 1: Nimrod (DEPRECATED)

   *  Type 2: Type 2 Routing Header [RFC6275]

   *  Type 3: RPL Source Route Header [RFC6554]

   *  Type 4: Segment Routing Header (SRH) [RFC8754]

   *  Types 5-252: Unassigned

   *  Type 253: RFC3692-style Experiment 1 [RFC4727]

   *  Type 254: RFC3692-style Experiment 2 [RFC4727]

   *  Type 255: Reserved

3.5.2.3.  Specific Security Implications

   The security implications of Routing Headers of Routing Type 0 have
   been discussed in detail in [Biondi-2007] and [RFC5095].  Routing
   Type 1 was never widely implemented.  The security implications of
   Routing Headers of Routing Type 2, Routing Type 3, and Routing Type 4
   (SRH) are discussed in [RFC6275], [RFC6554], and [RFC8754],
   respectively.

3.5.2.4.  Operational and Interoperability Impact If Blocked

   Blocking packets containing Routing Headers of Routing Type 0 or
   Routing Type 1 has no operational implications, since both have been
   deprecated.  Blocking packets containing Routing Headers of Routing
   Type 2 would break Mobile IPv6.  Packets containing Routing Headers
   of Routing Type 3 may be safely blocked at RPL domain boundaries,
   since such headers are employed within a single RPL domain.  Blocking
   packets containing Routing Headers of Routing Type 4 (SRH) will break
   Segment Routing (SR) deployments if the filtering policy is enforced
   on packets being forwarded within an SR domain.

3.5.2.5.  Advice

   Intermediate systems should discard packets containing Routing
   Headers of Routing Type 0, Routing Type 1, or Routing Type 3.  Other
   Routing Types should be permitted, as required by [RFC7045].

3.5.3.  Fragment Header (Protocol Number=44)

3.5.3.1.  Uses

   This EH provides the fragmentation and reassembly functionality for
   IPv6.

3.5.3.2.  Specification

   This EH is specified in [RFC8200].

3.5.3.3.  Specific Security Implications

   The security implications of the Fragment Header range from DoS
   attacks (e.g., based on flooding a target with IPv6 fragments) to
   information leakage attacks [RFC7739].

3.5.3.4.  Operational and Interoperability Impact If Blocked

   Blocking packets that contain a Fragment Header will break any
   protocol that may rely on fragmentation (e.g., the DNS [RFC1034]).
   However, IP fragmentation is known to introduce fragility to Internet
   communication [RFC8900].

3.5.3.5.  Advice

   Intermediate systems should permit packets that contain a Fragment
   Header.

3.5.4.  Encapsulating Security Payload (Protocol Number=50)

3.5.4.1.  Uses

   This EH is employed for the IPsec suite [RFC4303].

3.5.4.2.  Specification

   This EH is specified in [RFC4303].

3.5.4.3.  Specific Security Implications

   Besides the general implications of IPv6 EHs, this EH could be
   employed to potentially perform a DoS attack at the destination
   system by wasting CPU resources in validating the contents of the
   packet.

3.5.4.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that employ this EH would break IPsec deployments.

3.5.4.5.  Advice

   Intermediate systems should permit packets containing the
   Encapsulating Security Payload EH.

3.5.5.  Authentication Header (Protocol Number=51)

3.5.5.1.  Uses

   The Authentication Header can be employed to provide authentication
   services in IPv4 and IPv6.

3.5.5.2.  Specification

   This EH is specified in [RFC4302].

3.5.5.3.  Specific Security Implications

   Besides the general implications of IPv6 EHs, this EH could be
   employed to potentially perform a DoS attack at the destination
   system by wasting CPU resources in validating the contents of the
   packet.

3.5.5.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that employ this EH would break IPsec deployments.

3.5.5.5.  Advice

   Intermediate systems should permit packets containing an
   Authentication Header.

3.5.6.  Destination Options (Protocol Number=60)

3.5.6.1.  Uses

   The Destination Options (DO) header is used to carry optional
   information that needs be examined only by a packet's destination
   node(s).

3.5.6.2.  Specification

   This EH is specified in [RFC8200].  As of May 2022, the following
   options have been specified for this EH:

   *  Type 0x00: Pad1 [RFC8200]

   *  Type 0x01: PadN [RFC8200]

   *  Type 0x04: Tunnel Encapsulation Limit [RFC2473]

   *  Type 0x0F: IPv6 Performance and Diagnostic Metrics (PDM) [RFC8250]

   *  Type 0x4D: (Deprecated)

   *  Type 0xC9: Home Address [RFC6275]

   *  Type 0x8A: Endpoint Identification (Deprecated) [NIMROD-EID]

   *  Type 0x8B: ILNP Nonce [RFC6744]

   *  Type 0x8C: Line-Identification Option [RFC6788]

   *  Type 0x1E: RFC3692-style Experiment [RFC4727]

   *  Type 0x3E: RFC3692-style Experiment [RFC4727]

   *  Type 0x5E: RFC3692-style Experiment [RFC4727]

   *  Type 0x7E: RFC3692-style Experiment [RFC4727]

   *  Type 0x9E: RFC3692-style Experiment [RFC4727]

   *  Type 0xBE: RFC3692-style Experiment [RFC4727]

   *  Type 0xDE: RFC3692-style Experiment [RFC4727]

   *  Type 0xFE: RFC3692-style Experiment [RFC4727]

3.5.6.3.  Specific Security Implications

   No security implications are known, other than the general security
   implications of IPv6 EHs.  For a discussion of possible security
   implications of specific options specified for the DO header, please
   see Section 4.4.

3.5.6.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain a Destination Options header would
   break protocols that rely on this EH type for conveying information
   (such as the Identifier-Locator Network Protocol (ILNP) [RFC6740] and
   Mobile IPv6 [RFC6275]), as well as IPv6 tunnels that employ the
   Tunnel Encapsulation Limit option [RFC2473].

3.5.6.5.  Advice

   Intermediate systems should permit packets that contain a Destination
   Options header.

3.5.7.  Mobility Header (Protocol Number=135)

3.5.7.1.  Uses

   The Mobility Header is an EH used by mobile nodes, correspondent
   nodes, and home agents in all messaging related to the creation and
   management of bindings in Mobile IPv6.

3.5.7.2.  Specification

   This EH is specified in [RFC6275].

3.5.7.3.  Specific Security Implications

   A thorough security assessment of the security implications of the
   Mobility Header and related mechanisms can be found in Section 15 of
   [RFC6275].

3.5.7.4.  Operational and Interoperability Impact If Blocked

   Discarding packets containing this EH would break Mobile IPv6.

3.5.7.5.  Advice

   Intermediate systems should permit packets that contain a Mobility
   Header.

3.5.8.  Host Identity Protocol (Protocol Number=139)

3.5.8.1.  Uses

   This EH is employed with the Host Identity Protocol (HIP), which is a
   protocol that allows consenting hosts to securely establish and
   maintain shared IP-layer state, allowing the separation of the
   identifier and locator roles of IP addresses, thereby enabling
   continuity of communications across IP address changes.

3.5.8.2.  Specification

   This EH is specified in [RFC7401].

3.5.8.3.  Specific Security Implications

   The security implications of the HIP header are discussed in detail
   in Section 8 of [RFC7401].

3.5.8.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain a HIP header would break HIP
   deployments.

3.5.8.5.  Advice

   Intermediate systems should permit packets that contain a HIP header.

3.5.9.  Shim6 Protocol (Protocol Number=140)

3.5.9.1.  Uses

   This EH is employed by the Shim6 protocol [RFC5533].

3.5.9.2.  Specification

   This EH is specified in [RFC5533].

3.5.9.3.  Specific Security Implications

   The specific security implications are discussed in detail in
   Section 16 of [RFC5533].

3.5.9.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain this EH will break Shim6.

3.5.9.5.  Advice

   Intermediate systems should permit packets containing this EH.

3.5.10.  Use for Experimentation and Testing (Protocol Numbers=253 and
         254)

3.5.10.1.  Uses

   These IPv6 EHs are employed for performing RFC3692-style experiments
   (see [RFC3692] for details).

3.5.10.2.  Specification

   These EHs are specified in [RFC3692] and [RFC4727].

3.5.10.3.  Specific Security Implications

   The security implications of these EHs will depend on their specific
   use.

3.5.10.4.  Operational and Interoperability Impact If Blocked

   For obvious reasons, discarding packets that contain these EHs limits
   the ability to perform legitimate experiments across IPv6 routers.

3.5.10.5.  Advice

   Operators should determine, according to their own circumstances,
   whether to discard packets containing these EHs.

3.6.  Advice on the Handling of Packets with Unknown IPv6 Extension
      Headers

   We refer to IPv6 EHs that have not been assigned an Internet Protocol
   number by IANA (and marked as such) in [IANA-PROTOCOLS] as "unknown
   IPv6 Extension Headers" ("unknown IPv6 EHs").

3.6.1.  Uses

   New IPv6 EHs may be specified as part of future extensions to the
   IPv6 protocol.

   Since IPv6 EHs and upper-layer protocols employ the same namespace,
   it is impossible to tell whether an unknown Internet Protocol number
   is being employed for an IPv6 EH or an upper-layer protocol.

3.6.2.  Specification

   The processing of unknown IPv6 EHs is specified in [RFC7045].

3.6.3.  Specific Security Implications

   For obvious reasons, it is impossible to determine specific security
   implications of unknown IPv6 EHs.

3.6.4.  Operational and Interoperability Impact If Blocked

   As noted in [RFC7045], discarding unknown IPv6 EHs may slow down the
   deployment of new IPv6 EHs and transport protocols.  The
   corresponding IANA registry, which is [IANA-PROTOCOLS], should be
   monitored such that filtering rules are updated as new IPv6 EHs are
   standardized.

   We note that since IPv6 EHs and upper-layer protocols share the same
   numbering space, discarding unknown IPv6 EHs may result in packets
   encapsulating unknown upper-layer protocols being discarded.

3.6.5.  Advice

   Operators should determine, according to their own circumstances,
   whether to discard packets containing unknown IPv6 EHs.

4.  IPv6 Options

4.1.  General Discussion

   The following subsections describe specific security implications of
   different IPv6 options and provide advice regarding filtering packets
   that contain such options.

4.2.  General Security Implications of IPv6 Options

   The general security implications of IPv6 options are closely related
   to those discussed in Section 3.2 for IPv6 EHs.  Essentially, packets
   that contain IPv6 options might need to be processed by an IPv6
   router's general-purpose CPU and, hence, could present a Distributed
   Denial-of-Service (DDoS) risk to that router's general-purpose CPU
   (and thus to the router itself).  For some architectures, a possible
   mitigation would be to rate-limit the packets that are to be
   processed by the general-purpose CPU (see, e.g., [Cisco-EH]).

4.3.  Summary of Advice on the Handling of IPv6 Packets with Specific
      IPv6 Options

   This section summarizes the advice provided in Section 4.4, and it
   includes references to the specific sections in which a detailed
   analysis can be found.

   +===============================+======================+===========+
   |             Option            |   Filtering Policy   | Reference |
   +===============================+======================+===========+
   |        Pad1 (Type=0x00)       |        Permit        |  Section  |
   |                               |                      |   4.4.1   |
   +-------------------------------+----------------------+-----------+
   |        PadN (Type=0x01)       |        Permit        |  Section  |
   |                               |                      |   4.4.2   |
   +-------------------------------+----------------------+-----------+
   |   Tunnel Encapsulation Limit  |        Permit        |  Section  |
   |          (Type=0x04)          |                      |   4.4.3   |
   +-------------------------------+----------------------+-----------+
   |    Router Alert (Type=0x05)   |   Permit based on    |  Section  |
   |                               | needed functionality |   4.4.4   |
   +-------------------------------+----------------------+-----------+
   |      CALIPSO (Type=0x07)      |   Permit based on    |  Section  |
   |                               | needed functionality |   4.4.5   |
   +-------------------------------+----------------------+-----------+
   |      SMF_DPD (Type=0x08)      |   Permit based on    |  Section  |
   |                               | needed functionality |   4.4.6   |
   +-------------------------------+----------------------+-----------+
   |     PDM Option (Type=0x0F)    |        Permit        |  Section  |
   |                               |                      |   4.4.7   |
   +-------------------------------+----------------------+-----------+
   |     RPL Option (Type=0x23)    |        Permit        |  Section  |
   |                               |                      |   4.4.8   |
   +-------------------------------+----------------------+-----------+
   |    Quick-Start (Type=0x26)    |        Permit        |  Section  |
   |                               |                      |   4.4.9   |
   +-------------------------------+----------------------+-----------+
   |     Deprecated (Type=0x4D)    |         Drop         |  Section  |
   |                               |                      |   4.4.10  |
   +-------------------------------+----------------------+-----------+
   |     MPL Option (Type=0x6D)    |        Permit        |  Section  |
   |                               |                      |   4.4.12  |
   +-------------------------------+----------------------+-----------+
   |   Jumbo Payload (Type=0xC2)   |   Permit based on    |  Section  |
   |                               | needed functionality |   4.4.16  |
   +-------------------------------+----------------------+-----------+
   |     RPL Option (Type=0x63)    |         Drop         |  Section  |
   |                               |                      |   4.4.11  |
   +-------------------------------+----------------------+-----------+
   |    Endpoint Identification    |         Drop         |  Section  |
   |          (Type=0x8A)          |                      |   4.4.13  |
   +-------------------------------+----------------------+-----------+
   |     ILNP Nonce (Type=0x8B)    |        Permit        |  Section  |
   |                               |                      |   4.4.14  |
   +-------------------------------+----------------------+-----------+
   |   Line-Identification Option  |         Drop         |  Section  |
   |          (Type=0x8C)          |                      |   4.4.15  |
   +-------------------------------+----------------------+-----------+
   |    Home Address (Type=0xC9)   |        Permit        |  Section  |
   |                               |                      |   4.4.17  |
   +-------------------------------+----------------------+-----------+
   |       IP_DFF (Type=0xEE)      |   Permit based on    |  Section  |
   |                               | needed functionality |   4.4.18  |
   +-------------------------------+----------------------+-----------+
   |    RFC3692-style Experiment   |   Permit based on    |  Section  |
   |   (Types = 0x1E, 0x3E, 0x5E,  | needed functionality |   4.4.19  |
   | 0x7E, 0x9E, 0xBE, 0xDE, 0xFE) |                      |           |
   +-------------------------------+----------------------+-----------+

     Table 2: Summary of Advice on the Handling of IPv6 Packets with
                          Specific IPv6 Options

4.4.  Advice on the Handling of Packets with Specific IPv6 Options

   The following subsections contain a description of each of the IPv6
   options that have so far been specified, a summary of the security
   implications of each of such options, a discussion of possible
   interoperability implications if packets containing such options are
   discarded, and specific advice regarding whether packets containing
   these options should be permitted.

4.4.1.  Pad1 (Type=0x00)

4.4.1.1.  Uses

   This option is used when necessary to align subsequent options and to
   pad out the containing header to a multiple of 8 octets in length.

4.4.1.2.  Specification

   This option is specified in [RFC8200].

4.4.1.3.  Specific Security Implications

   None.

4.4.1.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain this option would potentially break
   any protocol that relies on IPv6 options.

4.4.1.5.  Advice

   Intermediate systems should not discard packets based on the presence
   of this option.

4.4.2.  PadN (Type=0x01)

4.4.2.1.  Uses

   This option is used when necessary to align subsequent options and to
   pad out the containing header to a multiple of 8 octets in length.

4.4.2.2.  Specification

   This option is specified in [RFC8200].

4.4.2.3.  Specific Security Implications

   Because of the possible size of this option, it could be leveraged as
   a large-bandwidth covert channel.

4.4.2.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain this option would potentially break
   any protocol that relies on IPv6 options.

4.4.2.5.  Advice

   Intermediate systems should not discard IPv6 packets based on the
   presence of this option.

4.4.3.  Tunnel Encapsulation Limit (Type=0x04)

4.4.3.1.  Uses

   The Tunnel Encapsulation Limit option can be employed to specify how
   many further levels of nesting the packet is permitted to undergo.

4.4.3.2.  Specification

   This option is specified in [RFC2473].

4.4.3.3.  Specific Security Implications

   These are discussed in [RFC2473].

4.4.3.4.  Operational and Interoperability Impact If Blocked

   Discarding packets based on the presence of this option could result
   in tunnel traffic being discarded.

4.4.3.5.  Advice

   Intermediate systems should not discard packets based on the presence
   of this option.

4.4.4.  Router Alert (Type=0x05)

4.4.4.1.  Uses

   The Router Alert option [RFC2711] is employed by a number of
   protocols, including the Resource reSerVation Protocol (RSVP)
   [RFC2205], Multicast Listener Discovery (MLD) [RFC2710] [RFC3810],
   Multicast Router Discovery (MRD) [RFC4286], and General Internet
   Signaling Transport (GIST) [RFC5971].  Its usage is discussed in
   detail in [RFC6398].

4.4.4.2.  Specification

   This option is specified in [RFC2711].

4.4.4.3.  Specific Security Implications

   Since this option causes the contents of the packet to be inspected
   by the handling device, this option could be leveraged for performing
   DoS attacks.  The security implications of the Router Alert option
   are discussed in detail in [RFC6398].

4.4.4.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain this option would break any protocols
   that rely on them, such as RSVP and multicast deployments.  Please
   see Section 4.4.4.3 for further details.

4.4.4.5.  Advice

   Packets containing this option should be permitted in environments
   where support for RSVP, multicast routing, or similar protocols is
   required.

4.4.5.  CALIPSO (Type=0x07)

4.4.5.1.  Uses

   This option is used for encoding explicit packet Sensitivity Labels
   on IPv6 packets.  It is intended for use only within Multi-Level
   Secure (MLS) networking environments that are both trusted and
   trustworthy.

4.4.5.2.  Specification

   This option is specified in [RFC5570].

4.4.5.3.  Specific Security Implications

   Presence of this option in a packet does not by itself create any
   specific new threat.  Packets with this option ought not normally be
   seen on the global public Internet.

4.4.5.4.  Operational and Interoperability Impact If Blocked

   If packets with this option are discarded or if the option is
   stripped from the packet during transmission from source to
   destination, then the packet itself is likely to be discarded by the
   receiver because it is not properly labeled.  In some cases, the
   receiver might receive the packet but associate an incorrect
   Sensitivity Label with the received data from the packet whose Common
   Architecture Label IPv6 Security Option (CALIPSO) was stripped by a
   middlebox (such as a packet scrubber).  Associating an incorrect
   Sensitivity Label can cause the received information to be handled
   either as more sensitive than it really is ("upgrading") or as less
   sensitive than it really is ("downgrading"), either of which is
   problematic.  As noted in [RFC5570], IPsec [RFC4301] [RFC4302]
   [RFC4303] can be employed to protect the CALIPSO.

4.4.5.5.  Advice

   Recommendations for handling the CALIPSO depend on the deployment
   environment rather than on whether an intermediate system happens to
   be deployed as a transit device (e.g., IPv6 transit router).

   Explicit configuration is the only method via which an intermediate
   system can know whether that particular intermediate system has been
   deployed within an MLS environment.  In many cases, ordinary
   commercial intermediate systems (e.g., IPv6 routers and firewalls)
   are the majority of the deployed intermediate systems inside an MLS
   network environment.

   For intermediate systems that DO NOT implement [RFC5570], there
   should be a configuration option to either (a) drop packets
   containing the CALIPSO or (b) ignore the presence of the CALIPSO and
   forward the packets normally.  In non-MLS environments, such
   intermediate systems should have this configuration option set to (a)
   above.  In MLS environments, such intermediate systems should have
   this option set to (b) above.  The default setting for this
   configuration option should be set to (a) above, because MLS
   environments are much less common than non-MLS environments.

   For intermediate systems that DO implement [RFC5570], there should be
   configuration options (a) and (b) from the preceding paragraph and
   also a third configuration option (c) to process packets containing a
   CALIPSO as per [RFC5570].  When deployed in non-MLS environments,
   such intermediate systems should have this configuration option set
   to (a) above.  When deployed in MLS environments, such intermediate
   systems should have this configuration option set to (c).  The
   default setting for this configuration option MAY be set to (a)
   above, because MLS environments are much less common than non-MLS
   environments.

4.4.6.  SMF_DPD (Type=0x08)

4.4.6.1.  Uses

   This option is employed in the (experimental) Simplified Multicast
   Forwarding (SMF) for unique packet identification for IPv6
   Identification-based DPD (I-DPD) and as a mechanism to guarantee non-
   collision of hash values for different packets when Hash-based DPD
   (H-DPD) is used.

4.4.6.2.  Specification

   This option is specified in [RFC6621].

4.4.6.3.  Specific Security Implications

   None.  The use of transient numeric identifiers is subject to the
   security and privacy considerations discussed in [NUMERIC-IDS].

4.4.6.4.  Operational and Interoperability Impact If Blocked

   Dropping packets containing this option within a Mobile Ad Hoc
   Network (MANET) domain would break SMF.  However, dropping such
   packets at the border of such domain would have no negative impact.

4.4.6.5.  Advice

   Intermediate systems that are not within a MANET domain should
   discard packets that contain this option.

4.4.7.  PDM (Type=0x0F)

4.4.7.1.  Uses

   This option is employed to convey sequence numbers and timing
   information in IPv6 packets as a basis for measurements.

4.4.7.2.  Specification

   This option is specified in [RFC8250].

4.4.7.3.  Specific Security Implications

   These are discussed in [RFC8250].  Additionally, since this option
   employs transient numeric identifiers, implementations may be subject
   to the issues discussed in [NUMERIC-IDS].

4.4.7.4.  Operational and Interoperability Impact If Blocked

   Dropping packets containing this option will result in negative
   interoperability implications for traffic employing this option as a
   basis for measurements.

4.4.7.5.  Advice

   Intermediate systems should not discard packets based on the presence
   of this option.

4.4.8.  RPL Option (Type=0x23)

4.4.8.1.  Uses

   The RPL Option provides a mechanism to include routing information in
   each datagram that a RPL router forwards.

4.4.8.2.  Specification

   This option is specified in [RFC9008].

4.4.8.3.  Specific Security Implications

   These are discussed in [RFC9008].

4.4.8.4.  Operational and Interoperability Impact If Blocked

   This option can survive outside of a RPL instance.  As a result,
   discarding packets based on the presence of this option would break
   some use cases for RPL (see [RFC9008]).

4.4.8.5.  Advice

   Intermediate systems should not discard IPv6 packets based on the
   presence of this option.

4.4.9.  Quick-Start (Type=0x26)

4.4.9.1.  Uses

   This IP option is used in the specification of Quick-Start for TCP
   and IP, which is an experimental mechanism that allows transport
   protocols, in cooperation with routers, to determine an allowed
   sending rate at the start and, at times, in the middle of a data
   transfer (e.g., after an idle period) [RFC4782].

4.4.9.2.  Specification

   This option is specified in [RFC4782] on the "Experimental" track.

4.4.9.3.  Specific Security Implications

   Section 9.6 of [RFC4782] notes that Quick-Start is vulnerable to two
   kinds of attacks:

   *  attacks to increase the routers' processing and state load and

   *  attacks with bogus Quick-Start Requests to temporarily tie up
      available Quick-Start bandwidth, preventing routers from approving
      Quick-Start Requests from other connections

   We note that if routers in a given environment do not implement and
   enable the Quick-Start mechanism, only the general security
   implications of IP options (discussed in Section 4.2) would apply.

4.4.9.4.  Operational and Interoperability Impact If Blocked

   If packets with IPv6 Quick Start options are blocked, the host trying
   to establish a TCP connection will fall back to not including the
   Quick Start option -- this means that the feature will be disabled,
   and additional delays in connection establishment will be introduced
   (as discussed in Section 4.7.2 of [RFC4782]).  We note, however, that
   Quick-Start has been proposed as a mechanism that could be of use in
   controlled environments and not as a mechanism that would be intended
   or appropriate for ubiquitous deployment in the global Internet
   [RFC4782].

4.4.9.5.  Advice

   Intermediate systems should not discard IPv6 packets based on the
   presence of this option.

4.4.10.  Deprecated (Type=0x4D)

4.4.10.1.  Uses

   No information has been found about this option type.

4.4.10.2.  Specification

   No information has been found about this option type.

4.4.10.3.  Specific Security Implications

   No information has been found about this option type; hence, it has
   been impossible to perform the corresponding security assessment.

4.4.10.4.  Operational and Interoperability Impact If Blocked

   Unknown.

4.4.10.5.  Advice

   Intermediate systems should discard packets that contain this option.

4.4.11.  RPL Option (Type=0x63)

4.4.11.1.  Uses

   The RPL Option provides a mechanism to include routing information in
   each datagram that a RPL router forwards.

4.4.11.2.  Specification

   This option was originally specified in [RFC6553].  It has been
   deprecated by [RFC9008].

4.4.11.3.  Specific Security Implications

   These are discussed in Section 5 of [RFC6553].

4.4.11.4.  Operational and Interoperability Impact If Blocked

   This option is meant to be employed within a RPL instance.  As a
   result, discarding packets based on the presence of this option
   outside of a RPL instance will not result in interoperability
   implications.

4.4.11.5.  Advice

   Intermediate systems should discard packets that contain a RPL
   Option.

4.4.12.  MPL Option (Type=0x6D)

4.4.12.1.  Uses

   This option is used with the Multicast Protocol for Low power and
   Lossy Networks (MPL), which provides IPv6 multicast forwarding in
   constrained networks.

4.4.12.2.  Specification

   This option is specified in [RFC7731] and is meant to be included
   only in Hop-by-Hop Options headers.

4.4.12.3.  Specific Security Implications

   These are discussed in [RFC7731].

4.4.12.4.  Operational and Interoperability Impact If Blocked

   Dropping packets that contain an MPL Option within an MPL network
   would break the MPL.  However, dropping such packets at the border of
   such networks will have no negative impact.

4.4.12.5.  Advice

   Intermediate systems should not discard packets based on the presence
   of this option.  However, since this option has been specified for
   the Hop-by-Hop Options header, such systems should consider the
   discussion in Section 3.5.1.

4.4.13.  Endpoint Identification (Type=0x8A)

4.4.13.1.  Uses

   The Endpoint Identification option was meant to be used with the
   Nimrod routing architecture [NIMROD-DOC] but has never seen
   widespread deployment.

4.4.13.2.  Specification

   This option is specified in [NIMROD-DOC].

4.4.13.3.  Specific Security Implications

   Undetermined.

4.4.13.4.  Operational and Interoperability Impact If Blocked

   None.

4.4.13.5.  Advice

   Intermediate systems should discard packets that contain this option.

4.4.14.  ILNP Nonce (Type=0x8B)

4.4.14.1.  Uses

   This option is employed by the Identifier-Locator Network Protocol
   for IPv6 (ILNPv6) to provide protection against off-path attacks for
   packets when ILNPv6 is in use and as a signal during initial network-
   layer session creation that ILNPv6 is proposed for use with this
   network-layer session, rather than classic IPv6.

4.4.14.2.  Specification

   This option is specified in [RFC6744].

4.4.14.3.  Specific Security Implications

   These are discussed in [RFC6744].

4.4.14.4.  Operational and Interoperability Impact If Blocked

   Discarding packets that contain this option will break ILNPv6
   deployments.

4.4.14.5.  Advice

   Intermediate systems should not discard packets based on the presence
   of this option.

4.4.15.  Line-Identification Option (Type=0x8C)

4.4.15.1.  Uses

   This option is used by an Edge Router to identify the subscriber
   premises in scenarios where several subscriber premises may be
   logically connected to the same interface of an Edge Router.

4.4.15.2.  Specification

   This option is specified in [RFC6788].

4.4.15.3.  Specific Security Implications

   These are discussed in [RFC6788].

4.4.15.4.  Operational and Interoperability Impact If Blocked

   Since this option is meant to be used when tunneling Neighbor
   Discovery messages in some broadband network deployment scenarios,
   discarding packets based on the presence of this option at
   intermediate systems will result in no interoperability implications.

4.4.15.5.  Advice

   Intermediate systems should discard packets that contain this option.

4.4.16.  Jumbo Payload (Type=0XC2)

4.4.16.1.  Uses

   The Jumbo Payload option provides the means for supporting payloads
   larger than 65535 bytes.

4.4.16.2.  Specification

   This option is specified in [RFC2675].

4.4.16.3.  Specific Security Implications

   There are no specific issues arising from this option, except for
   improper validity checks of the option and associated packet lengths.

4.4.16.4.  Operational and Interoperability Impact If Blocked

   Discarding packets based on the presence of this option will cause
   IPv6 jumbograms to be discarded.

4.4.16.5.  Advice

   An operator should permit this option only in specific scenarios in
   which support for IPv6 jumbograms is required.

4.4.17.  Home Address (Type=0xC9)

4.4.17.1.  Uses

   The Home Address option is used by a Mobile IPv6 node while away from
   home to inform the recipient of the mobile node's home address.

4.4.17.2.  Specification

   This option is specified in [RFC6275].

4.4.17.3.  Specific Security Implications

   There are no (known) additional security implications, other than
   those discussed in [RFC6275].

4.4.17.4.  Operational and Interoperability Impact If Blocked

   Discarding IPv6 packets based on the presence of this option will
   break Mobile IPv6.

4.4.17.5.  Advice

   Intermediate systems should not discard IPv6 packets based on the
   presence of this option.

4.4.18.  IP_DFF (Type=0xEE)

4.4.18.1.  Uses

   This option is employed with the (experimental) Depth-First
   Forwarding (DFF) in unreliable networks.

4.4.18.2.  Specification

   This option is specified in [RFC6971].

4.4.18.3.  Specific Security Implications

   These are specified in [RFC6971].

4.4.18.4.  Operational and Interoperability Impact If Blocked

   Dropping packets containing this option within a routing domain that
   is running DFF would break DFF.  However, dropping such packets at
   the border of such domains will have no operational or
   interoperability implications.

4.4.18.5.  Advice

   Intermediate systems that do not operate within a routing domain that
   is running DFF should discard packets containing this option.

4.4.19.  RFC3692-Style Experiment (Types = 0x1E, 0x3E, 0x5E, 0x7E, 0x9E,
         0xBE, 0xDE, 0xFE)

4.4.19.1.  Uses

   These options can be employed for performing RFC3692-style
   experiments.  It is only appropriate to use these values in
   explicitly configured experiments; they must not be shipped as
   defaults in implementations.

4.4.19.2.  Specification

   These options are specified in [RFC4727] in the context of
   RFC3692-style experiments.

4.4.19.3.  Specific Security Implications

   The specific security implications will depend on the specific use of
   these options.

4.4.19.4.  Operational and Interoperability Impact If Blocked

   For obvious reasons, discarding packets that contain these options
   limits the ability to perform legitimate experiments across IPv6
   routers.

4.4.19.5.  Advice

   Operators should determine, according to their own circumstances,
   whether to discard packets containing these IPv6 options.

4.5.  Advice on the Handling of Packets with Unknown IPv6 Options

   We refer to IPv6 options that have not been assigned an IPv6 Option
   Type in the corresponding registry, which is [IANA-IPV6-PARAM], as
   "unknown IPv6 options".

4.5.1.  Uses

   New IPv6 options may be specified as part of future protocol work.

4.5.2.  Specification

   The processing of unknown IPv6 options is specified in [RFC8200].

4.5.3.  Specific Security Implications

   For obvious reasons, it is impossible to determine specific security
   implications of unknown IPv6 options.

4.5.4.  Operational and Interoperability Impact If Blocked

   Discarding unknown IPv6 options may slow down the deployment of new
   IPv6 options.  As noted in [IPv6-OPTIONS], the corresponding IANA
   registry, which is [IANA-IPV6-PARAM], should be monitored such that
   IPv6 option filtering rules are updated as new IPv6 options are
   standardized.

4.5.5.  Advice

   Operators should determine, according to their own circumstances,
   whether to discard packets containing unknown IPv6 options.

5.  IANA Considerations

   This document has no IANA actions.

6.  Privacy Considerations

   There are no privacy considerations associated with this document.

7.  Security Considerations

   This document provides advice on the filtering of IPv6 packets that
   contain IPv6 EHs (and possibly IPv6 options) at IPv6 transit routers.
   It is meant to improve the current situation of widespread dropping
   of such IPv6 packets in those cases where the drops result from
   improper configuration defaults or inappropriate advice in this area.

   As discussed in Section 3.3, one of the underlying principles for the
   advice provided in this document is that IPv6 packets with specific
   EHs or options that may represent an attack vector for infrastructure
   devices should be dropped.  While this policy helps mitigate some
   specific attack vectors, the recommendations in this document will
   not help to mitigate vulnerabilities based on implementation errors
   [RFC9098].

   We also note that depending on the router architecture, attempts to
   filter packets based on the presence of IPv6 EHs or options might
   itself represent an attack vector to network infrastructure devices
   [RFC9098].

8.  References

8.1.  Normative References

   [RFC1034]  Mockapetris, P., "Domain names - concepts and facilities",
              STD 13, RFC 1034, DOI 10.17487/RFC1034, November 1987,
              <https://www.rfc-editor.org/info/rfc1034>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC2205]  Braden, R., Ed., Zhang, L., Berson, S., Herzog, S., and S.
              Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1
              Functional Specification", RFC 2205, DOI 10.17487/RFC2205,
              September 1997, <https://www.rfc-editor.org/info/rfc2205>.

   [RFC2473]  Conta, A. and S. Deering, "Generic Packet Tunneling in
              IPv6 Specification", RFC 2473, DOI 10.17487/RFC2473,
              December 1998, <https://www.rfc-editor.org/info/rfc2473>.

   [RFC2675]  Borman, D., Deering, S., and R. Hinden, "IPv6 Jumbograms",
              RFC 2675, DOI 10.17487/RFC2675, August 1999,
              <https://www.rfc-editor.org/info/rfc2675>.

   [RFC2710]  Deering, S., Fenner, W., and B. Haberman, "Multicast
              Listener Discovery (MLD) for IPv6", RFC 2710,
              DOI 10.17487/RFC2710, October 1999,
              <https://www.rfc-editor.org/info/rfc2710>.

   [RFC2711]  Partridge, C. and A. Jackson, "IPv6 Router Alert Option",
              RFC 2711, DOI 10.17487/RFC2711, October 1999,
              <https://www.rfc-editor.org/info/rfc2711>.

   [RFC3692]  Narten, T., "Assigning Experimental and Testing Numbers
              Considered Useful", BCP 82, RFC 3692,
              DOI 10.17487/RFC3692, January 2004,
              <https://www.rfc-editor.org/info/rfc3692>.

   [RFC3810]  Vida, R., Ed. and L. Costa, Ed., "Multicast Listener
              Discovery Version 2 (MLDv2) for IPv6", RFC 3810,
              DOI 10.17487/RFC3810, June 2004,
              <https://www.rfc-editor.org/info/rfc3810>.

   [RFC4286]  Haberman, B. and J. Martin, "Multicast Router Discovery",
              RFC 4286, DOI 10.17487/RFC4286, December 2005,
              <https://www.rfc-editor.org/info/rfc4286>.

   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
              Internet Protocol", RFC 4301, DOI 10.17487/RFC4301,
              December 2005, <https://www.rfc-editor.org/info/rfc4301>.

   [RFC4302]  Kent, S., "IP Authentication Header", RFC 4302,
              DOI 10.17487/RFC4302, December 2005,
              <https://www.rfc-editor.org/info/rfc4302>.

   [RFC4303]  Kent, S., "IP Encapsulating Security Payload (ESP)",
              RFC 4303, DOI 10.17487/RFC4303, December 2005,
              <https://www.rfc-editor.org/info/rfc4303>.

   [RFC4727]  Fenner, B., "Experimental Values In IPv4, IPv6, ICMPv4,
              ICMPv6, UDP, and TCP Headers", RFC 4727,
              DOI 10.17487/RFC4727, November 2006,
              <https://www.rfc-editor.org/info/rfc4727>.

   [RFC4782]  Floyd, S., Allman, M., Jain, A., and P. Sarolahti, "Quick-
              Start for TCP and IP", RFC 4782, DOI 10.17487/RFC4782,
              January 2007, <https://www.rfc-editor.org/info/rfc4782>.

   [RFC5095]  Abley, J., Savola, P., and G. Neville-Neil, "Deprecation
              of Type 0 Routing Headers in IPv6", RFC 5095,
              DOI 10.17487/RFC5095, December 2007,
              <https://www.rfc-editor.org/info/rfc5095>.

   [RFC5533]  Nordmark, E. and M. Bagnulo, "Shim6: Level 3 Multihoming
              Shim Protocol for IPv6", RFC 5533, DOI 10.17487/RFC5533,
              June 2009, <https://www.rfc-editor.org/info/rfc5533>.

   [RFC5570]  StJohns, M., Atkinson, R., and G. Thomas, "Common
              Architecture Label IPv6 Security Option (CALIPSO)",
              RFC 5570, DOI 10.17487/RFC5570, July 2009,
              <https://www.rfc-editor.org/info/rfc5570>.

   [RFC5971]  Schulzrinne, H. and R. Hancock, "GIST: General Internet
              Signalling Transport", RFC 5971, DOI 10.17487/RFC5971,
              October 2010, <https://www.rfc-editor.org/info/rfc5971>.

   [RFC6275]  Perkins, C., Ed., Johnson, D., and J. Arkko, "Mobility
              Support in IPv6", RFC 6275, DOI 10.17487/RFC6275, July
              2011, <https://www.rfc-editor.org/info/rfc6275>.

   [RFC6398]  Le Faucheur, F., Ed., "IP Router Alert Considerations and
              Usage", BCP 168, RFC 6398, DOI 10.17487/RFC6398, October
              2011, <https://www.rfc-editor.org/info/rfc6398>.

   [RFC6550]  Winter, T., Ed., Thubert, P., Ed., Brandt, A., Hui, J.,
              Kelsey, R., Levis, P., Pister, K., Struik, R., Vasseur,
              JP., and R. Alexander, "RPL: IPv6 Routing Protocol for
              Low-Power and Lossy Networks", RFC 6550,
              DOI 10.17487/RFC6550, March 2012,
              <https://www.rfc-editor.org/info/rfc6550>.

   [RFC6553]  Hui, J. and JP. Vasseur, "The Routing Protocol for Low-
              Power and Lossy Networks (RPL) Option for Carrying RPL
              Information in Data-Plane Datagrams", RFC 6553,
              DOI 10.17487/RFC6553, March 2012,
              <https://www.rfc-editor.org/info/rfc6553>.

   [RFC6554]  Hui, J., Vasseur, JP., Culler, D., and V. Manral, "An IPv6
              Routing Header for Source Routes with the Routing Protocol
              for Low-Power and Lossy Networks (RPL)", RFC 6554,
              DOI 10.17487/RFC6554, March 2012,
              <https://www.rfc-editor.org/info/rfc6554>.

   [RFC6621]  Macker, J., Ed., "Simplified Multicast Forwarding",
              RFC 6621, DOI 10.17487/RFC6621, May 2012,
              <https://www.rfc-editor.org/info/rfc6621>.

   [RFC6740]  Atkinson, RJ. and SN. Bhatti, "Identifier-Locator Network
              Protocol (ILNP) Architectural Description", RFC 6740,
              DOI 10.17487/RFC6740, November 2012,
              <https://www.rfc-editor.org/info/rfc6740>.

   [RFC6744]  Atkinson, RJ. and SN. Bhatti, "IPv6 Nonce Destination
              Option for the Identifier-Locator Network Protocol for
              IPv6 (ILNPv6)", RFC 6744, DOI 10.17487/RFC6744, November
              2012, <https://www.rfc-editor.org/info/rfc6744>.

   [RFC6788]  Krishnan, S., Kavanagh, A., Varga, B., Ooghe, S., and E.
              Nordmark, "The Line-Identification Option", RFC 6788,
              DOI 10.17487/RFC6788, November 2012,
              <https://www.rfc-editor.org/info/rfc6788>.

   [RFC6971]  Herberg, U., Ed., Cardenas, A., Iwao, T., Dow, M., and S.
              Cespedes, "Depth-First Forwarding (DFF) in Unreliable
              Networks", RFC 6971, DOI 10.17487/RFC6971, June 2013,
              <https://www.rfc-editor.org/info/rfc6971>.

   [RFC7045]  Carpenter, B. and S. Jiang, "Transmission and Processing
              of IPv6 Extension Headers", RFC 7045,
              DOI 10.17487/RFC7045, December 2013,
              <https://www.rfc-editor.org/info/rfc7045>.

   [RFC7112]  Gont, F., Manral, V., and R. Bonica, "Implications of
              Oversized IPv6 Header Chains", RFC 7112,
              DOI 10.17487/RFC7112, January 2014,
              <https://www.rfc-editor.org/info/rfc7112>.

   [RFC7401]  Moskowitz, R., Ed., Heer, T., Jokela, P., and T.
              Henderson, "Host Identity Protocol Version 2 (HIPv2)",
              RFC 7401, DOI 10.17487/RFC7401, April 2015,
              <https://www.rfc-editor.org/info/rfc7401>.

   [RFC7731]  Hui, J. and R. Kelsey, "Multicast Protocol for Low-Power
              and Lossy Networks (MPL)", RFC 7731, DOI 10.17487/RFC7731,
              February 2016, <https://www.rfc-editor.org/info/rfc7731>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC8200]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", STD 86, RFC 8200,
              DOI 10.17487/RFC8200, July 2017,
              <https://www.rfc-editor.org/info/rfc8200>.

   [RFC8250]  Elkins, N., Hamilton, R., and M. Ackermann, "IPv6
              Performance and Diagnostic Metrics (PDM) Destination
              Option", RFC 8250, DOI 10.17487/RFC8250, September 2017,
              <https://www.rfc-editor.org/info/rfc8250>.

   [RFC8754]  Filsfils, C., Ed., Dukes, D., Ed., Previdi, S., Leddy, J.,
              Matsushima, S., and D. Voyer, "IPv6 Segment Routing Header
              (SRH)", RFC 8754, DOI 10.17487/RFC8754, March 2020,
              <https://www.rfc-editor.org/info/rfc8754>.

   [RFC8900]  Bonica, R., Baker, F., Huston, G., Hinden, R., Troan, O.,
              and F. Gont, "IP Fragmentation Considered Fragile",
              BCP 230, RFC 8900, DOI 10.17487/RFC8900, September 2020,
              <https://www.rfc-editor.org/info/rfc8900>.

   [RFC9008]  Robles, M.I., Richardson, M., and P. Thubert, "Using RPI
              Option Type, Routing Header for Source Routes, and IPv6-
              in-IPv6 Encapsulation in the RPL Data Plane", RFC 9008,
              DOI 10.17487/RFC9008, April 2021,
              <https://www.rfc-editor.org/info/rfc9008>.

8.2.  Informative References

   [Biondi-2007]
              Biondi, P. and A. Ebalard, "IPv6 Routing Header Security",
              CanSecWest Security Conference, April 2007,
              <http://www.secdev.org/conf/IPv6_RH_security-csw07.pdf>.

   [Cisco-EH] Cisco Systems, "IPv6 Extension Headers Review and
              Considerations", Whitepaper, October 2006,
              <https://www.cisco.com/en/US/technologies/tk648/tk872/
              technologies_white_paper0900aecd8054d37d.pdf>.

   [FW-Benchmark]
              Zack, E., "Firewall Security Assessment and Benchmarking
              IPv6 Firewall Load Tests", IPv6 Hackers Meeting #1,
              Berlin, Germany, June 2013,
              <https://www.ipv6hackers.org/files/meetings/ipv6-hackers-
              1/zack-ipv6hackers1-firewall-security-assessment-and-
              benchmarking.pdf>.

   [Huston-2022]
              Huston, G. and J. Damas, "IPv6 Fragmentation and EH
              Behaviours", IEPG Meeting at IETF 113", March 2022,
              <https://iepg.org/2022-03-20-ietf113/huston-v6frag.pdf>.

   [IANA-IPV6-PARAM]
              IANA, "Internet Protocol Version 6 (IPv6) Parameters",
              <https://www.iana.org/assignments/ipv6-parameters>.

   [IANA-PROTOCOLS]
              IANA, "Protocol Numbers",
              <https://www.iana.org/assignments/protocol-numbers>.

   [IPv6-OPTIONS]
              Gont, F., Liu, W., and R. P. Bonica, "Transmission and
              Processing of IPv6 Options", Work in Progress, Internet-
              Draft, draft-gont-6man-ipv6-opt-transmit-02, 21 August
              2015, <https://datatracker.ietf.org/doc/html/draft-gont-
              6man-ipv6-opt-transmit-02>.

   [JAMES]    Iurman, J., "Just Another Measurement of Extension header
              Survivability (JAMES)", Work in Progress, Internet-Draft,
              draft-vyncke-v6ops-james-02, 11 July 2022,
              <https://datatracker.ietf.org/doc/html/draft-vyncke-v6ops-
              james-02>.

   [NIMROD-DOC]
              "Nimrod Documentation",
              <http://ana-3.lcs.mit.edu/~jnc/nimrod>.

   [NIMROD-EID]
              Lynn, C., "Endpoint Identifier Destination Option", Work
              in Progress, Internet-Draft, draft-ietf-nimrod-eid-00, 2
              March 1996, <https://datatracker.ietf.org/doc/html/draft-
              ietf-nimrod-eid-00>.

   [NUMERIC-IDS]
              Gont, F. and I. Arce, "On the Generation of Transient
              Numeric Identifiers", Work in Progress, Internet-Draft,
              draft-irtf-pearg-numeric-ids-generation-11, 11 July 2022,
              <https://datatracker.ietf.org/doc/html/draft-irtf-pearg-
              numeric-ids-generation-11>.

   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, DOI 10.17487/RFC2460,
              December 1998, <https://www.rfc-editor.org/info/rfc2460>.

   [RFC3871]  Jones, G., Ed., "Operational Security Requirements for
              Large Internet Service Provider (ISP) IP Network
              Infrastructure", RFC 3871, DOI 10.17487/RFC3871, September
              2004, <https://www.rfc-editor.org/info/rfc3871>.

   [RFC6192]  Dugal, D., Pignataro, C., and R. Dunn, "Protecting the
              Router Control Plane", RFC 6192, DOI 10.17487/RFC6192,
              March 2011, <https://www.rfc-editor.org/info/rfc6192>.

   [RFC7126]  Gont, F., Atkinson, R., and C. Pignataro, "Recommendations
              on Filtering of IPv4 Packets Containing IPv4 Options",
              BCP 186, RFC 7126, DOI 10.17487/RFC7126, February 2014,
              <https://www.rfc-editor.org/info/rfc7126>.

   [RFC7739]  Gont, F., "Security Implications of Predictable Fragment
              Identification Values", RFC 7739, DOI 10.17487/RFC7739,
              February 2016, <https://www.rfc-editor.org/info/rfc7739>.

   [RFC7872]  Gont, F., Linkova, J., Chown, T., and W. Liu,
              "Observations on the Dropping of Packets with IPv6
              Extension Headers in the Real World", RFC 7872,
              DOI 10.17487/RFC7872, June 2016,
              <https://www.rfc-editor.org/info/rfc7872>.

   [RFC9098]  Gont, F., Hilliard, N., Doering, G., Kumari, W., Huston,
              G., and W. Liu, "Operational Implications of IPv6 Packets
              with Extension Headers", RFC 9098, DOI 10.17487/RFC9098,
              September 2021, <https://www.rfc-editor.org/info/rfc9098>.

Acknowledgements

   The authors would like to thank Ron Bonica for his work on earlier
   draft versions of this document.

   The authors of this document would like to thank (in alphabetical
   order) Mikael Abrahamsson, Brian Carpenter, Tim Chown, Roman Danyliw,
   Darren Dukes, Lars Eggert, David Farmer, Mike Heard, Bob Hinden,
   Christian Huitema, Benjamin Kaduk, Erik Kline, Murray Kucherawy, Jen
   Linkova, Carlos Pignataro, Alvaro Retana, Maria Ines Robles,
   Zaheduzzaman Sarker, Donald Smith, Pascal Thubert, Ole Troan, Gunter
   Van de Velde, Éric Vyncke, and Robert Wilton for providing valuable
   comments on earlier draft versions of this document.

   This document borrows some text and analysis from [RFC7126], which is
   authored by Fernando Gont, Randall Atkinson, and Carlos Pignataro.

   The authors would like to thank Warren Kumari and Éric Vyncke for
   their guidance during the publication process for this document.

   Fernando would also like to thank Brian Carpenter and Ran Atkinson
   who, over the years, have answered many questions and provided
   valuable comments that have benefited his protocol-related work
   (including the present document).

Authors' Addresses

   Fernando Gont
   SI6 Networks
   Segurola y Habana 4310 7mo piso
   Ciudad Autonoma de Buenos Aires
   Argentina
   Email: fgont@si6networks.com
   URI:   https://www.si6networks.com


   Will (Shucheng) Liu
   Huawei Technologies
   Bantian, Longgang District
   Shenzhen
   518129
   China
   Email: liushucheng@huawei.com


ERRATA