Internet DRAFT - draft-quittek-eman-reference-model

draft-quittek-eman-reference-model






Network Working Group                                         J. Quittek
Internet-Draft                                           NEC Europe Ltd.
Intended status: Informational                                B. Nordman
Expires: May 3, 2012                          Lawrence Berkeley National
                                                              Laboratory
                                                               R. Winter
                                                         NEC Europe Ltd.
                                                        October 31, 2011


                 Reference Model for Energy Management
                 draft-quittek-eman-reference-model-03

Abstract

   Managing energy consumption of devices is different from several well
   understood network management functions because of the special nature
   of energy supply and use.  This document explains issues of energy
   management arising from its special nature and proposes a layered
   reference model for energy management addressing these issues.

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
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   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on May 3, 2012.

Copyright Notice

   Copyright (c) 2011 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect



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   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4

   2.  Energy Management Issues . . . . . . . . . . . . . . . . . . .  5
     2.1.  Power Supply . . . . . . . . . . . . . . . . . . . . . . .  6
       2.1.1.  Identification of Power Supply and Powered Devices . .  8
       2.1.2.  Multiple Devices Supplied by a Single Power Line . . .  8
       2.1.3.  Multiple Power Supply for a Single Powered Device  . .  9
       2.1.4.  Relevance of Power Supply Issues . . . . . . . . . . . 10
       2.1.5.  Remote Power Supply Control  . . . . . . . . . . . . . 10
     2.2.  Power and Energy Measurement . . . . . . . . . . . . . . . 11
       2.2.1.  Local Estimates  . . . . . . . . . . . . . . . . . . . 11
       2.2.2.  Management System Estimates  . . . . . . . . . . . . . 11
     2.3.  Reporting Sleep and Off States . . . . . . . . . . . . . . 11
     2.4.  Entities . . . . . . . . . . . . . . . . . . . . . . . . . 12

   3.  Energy Management Reference Model  . . . . . . . . . . . . . . 12
     3.1.  Power Supply and Use (PSU) Layer . . . . . . . . . . . . . 13
       3.1.1.  Components of the PSU Layer  . . . . . . . . . . . . . 14
       3.1.2.  Power Supply Topology  . . . . . . . . . . . . . . . . 15
       3.1.3.  Power Sources  . . . . . . . . . . . . . . . . . . . . 17
       3.1.4.  Power Meters . . . . . . . . . . . . . . . . . . . . . 18
       3.1.5.  External Power Meters  . . . . . . . . . . . . . . . . 19
       3.1.6.  PSU Layer Relationships  . . . . . . . . . . . . . . . 19
         3.1.6.1.  Power Source Relationship  . . . . . . . . . . . . 20
         3.1.6.2.  Power Meter Relationship . . . . . . . . . . . . . 20
       3.1.7.  PSU Layer Information Model  . . . . . . . . . . . . . 21
     3.2.  Local Energy Management Interface (LMI) Layer  . . . . . . 21
     3.3.  Energy Management Mediation (EMM) Layer  . . . . . . . . . 22
       3.3.1.  Remote PE Information  . . . . . . . . . . . . . . . . 24
       3.3.2.  Remote PE Control  . . . . . . . . . . . . . . . . . . 25
       3.3.3.  Parent function: All Available Information on a PE . . 25
       3.3.4.  All Available Control Affecting a PE . . . . . . . . . 26
       3.3.5.  Aggregated Information from Multiple PEs . . . . . . . 26
       3.3.6.  Aggregated Control of Multiple PEs . . . . . . . . . . 27
       3.3.7.  Proxying for an EO . . . . . . . . . . . . . . . . . . 27
     3.4.  Energy Management System Interface (EnMS) Layer  . . . . . 27

   4.  Security Considerations  . . . . . . . . . . . . . . . . . . . 27

   5.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 27



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   6.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 27

   7.  Open Issues  . . . . . . . . . . . . . . . . . . . . . . . . . 27
     7.1.  Devices or entities? . . . . . . . . . . . . . . . . . . . 28
     7.2.  Add PM monitoring and control interfaces to LMI layer? . . 28
     7.3.  Topology changes . . . . . . . . . . . . . . . . . . . . . 28
     7.4.  Topology reporting . . . . . . . . . . . . . . . . . . . . 28
     7.5.  Proxying . . . . . . . . . . . . . . . . . . . . . . . . . 28
     7.6.  PSU Info Model . . . . . . . . . . . . . . . . . . . . . . 28

   8.  Informative References . . . . . . . . . . . . . . . . . . . . 28

   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 29






































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1.  Introduction

   Managing energy consumption of devices is different from several well
   understood network management functions because of the special nature
   of energy supply and use.  This memo explains issues of energy
   management arising from its special nature and proposes a reference
   model for energy management addressing these issues.

   Defining a suitable reference model for energy management has proven
   to be explorative work that cannot be done in a single step because
   the area is rather new to people at the IETF.  Ideas for a reference
   model have been elaborated in [I-D.ietf-eman-framework] and previous
   versions of this draft.

   This revision is an attempt to combine the relationship model
   proposed in the last version (-02) of [I-D.ietf-eman-framework] with
   the concept of power interfaces proposed in the previous version
   (-02) of this draft.  The result is a four layer model of energy
   management.

   This draft starts with identifying and describing in Section 2 the
   special issues of energy management that require the development of a
   new reference model.  The issues concern power supply, power and
   energy metering, and the reporting of low-power states.

   Section 3 addresses these issues and proposed a new four layer model
   for energy management, see Figure 1.

             +----------------------------------------------+
             |        energy management system (EnMS)       |
             +----------------------------------------------+
                       |||                    |||
             +---------------------+          |||
             |  energy management  |          |||
             |   mediation (EMM)   |          |||
             +---------------------+          |||
                        ||                    |||
             +----------------------------------------------+
             |   local energy management interface (LMI)    |
             +----------------------------------------------+
                                    |
             +----------------------------------------------+
             |          power supply and use (PSU)          |
             +----------------------------------------------+

         Figure 1: Layers of the Energy Management Reference Model





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   o  Power supply and use (PSU) layer
      At the lowest layer electrical objects are physically connected by
      power supply lines, and these connections constitute an electric
      supply topology.
   o  Local energy management interface (LMI) layer
      This layer provides access to local information and to local
      control functions at managed electrical devices.
   o  Energy management mediation (EMM) layer
      At this layer management functions use topology information from
      the PSU layer to infer information on remote devices and to
      realize control functions for remote devices.
   o  Energy management system layer
      This layer contains a centralized or distributed energy management
      system that manages powered devices.

   All communication with the energy management system (drawn with three
   parallel lines) in Figure 1 is subject of standardization in the EMAN
   working group.  Communication between the EMM layer and the LMI layer
   (drawn with two parallel lines) is an application area of standards
   developed in the EMAN WG, but here also proprietary protocols may be
   used.  Communication between the LMI layer and the PSU layer (drawn
   with a single line) is not subject of standardization by EMAN.

   At the core of this framework are just a few key concepts.  Energy is
   used by Powered Devices, some of which supply power to other devices
   and so are a subset called a Power Supply.  Devices have power
   interfaces, which are like network interfaces, through which power is
   transferred into (an "inlet") or out of (an "outlet") a device.
   Measurement occurs at interfaces so that the total or net consumption
   of a device can be determined.


2.  Energy Management Issues

   This section explains special issues of energy management
   particularly concerning power supply, power and energy metering, and
   the reporting of low-power states.

   To illustrate the issues we start with a simple and basic scenario
   with a single powered device that consumes energy and that reports
   energy-related information about itself to an energy management
   system, see Figure 2.









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                       +--------------------------+
                       | energy management system |
                       +--------------------------+
                                   ^  ^
                        monitoring |  | control
                                   v  v
                            +-----------------+
                            | powered device  |
                            +-----------------+

                Figure 2: Basic energy management scenario

   The device may have local energy control mechanisms, for example
   putting itself into a sleep mode when appropriate, and it may receive
   energy control commands for similar purposes from a management
   system.  Information reported from a powered device to the energy
   management system includes at least the power state of the device
   (on, sleep, off, etc.).

   This and similar cases are well understood and likely to become very
   common for energy management.  They can be handled with well
   established and standardized management procedures.  The only missing
   components today are standardized information and data models for
   reporting and configuration, such as, for example, energy-specific
   MIB modules [RFC2578] and YANG modules [RFC6020].

   However, the nature of energy supply and use introduces some issues
   that are special to energy management.  The following subsections
   address these issues and illustrate them by extending the basic
   scenario in Figure 2.

2.1.  Power Supply

   A powered device may supply itself with power.  Sensors, for example,
   commonly have batteries or harvest energy.  However, most powered
   devices that are managed by an energy management system receive
   external power.

   While a huge number of devices receive power from unmanaged supply
   systems, the number of manageable power supply devices is increasing.
   In datacenters, many Power Distribution Units (PDUs) allow the
   network management system to switch power individually for each
   socket and also to measure the provided power.  Here there is a big
   difference to many other network management tasks: In such and
   similar cases, switching power supply for a powered device or
   monitoring its power is not done by communicating with the actual
   powered device, but with an external power supply device (which may
   be an external power meter).



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   Consequently, a standard for energy management must not just cover
   the powered devices that provide services for users, but also the
   power supply devices (which are powered devices as well) that monitor
   or control the power supply for other powered devices.

   A very simple device such as a plain light bulb can be switched on or
   off only by switching its power supply.  More complex devices may
   have the ability to switch off themselves or to bring themselves to
   states in which they consume very little power.  For these devices as
   well it is desirable to monitor and control their power supply.

   This extends our basic scenario from Figure 2 by a power supply
   device, see Figure 3.

               +-----------------------------------------+
               |         energy management system        |
               +-----------------------------------------+
                     ^  ^                       ^  ^
          monitoring |  | control    monitoring |  | control
                     v  v                       v  v
               +--------------+        +-----------------+
               | power supply |########| powered device  |
               +--------------+        +-----------------+

                       ######## power supply line

                          Figure 3: Power Supply

   The power supply device can be as simple as a plain power switch.  It
   may offer interfaces to the energy management system to monitor and
   to control the status of its power outlets, as with PDUs and Power
   over Ethernet (PoE) [IEEE-802.3at] switches.

   The relationship between supply devices and the powered devices they
   serve creates several problems for managing power supply:
   o  Identification of corresponding devices
      *  A given powered device may be need to identify the supplying
         power supply device.
      *  A given power supply device may need to identify the
         corresponding supplied powered device(s).
   o  Aggregation of monitoring and control for multiple powered devices
      *  A power supply device may supply multiple powered devices with
         a single power supply line.
   o  Coordination of power control for devices with multiple power
      inlets
      *  A powered device may receive power via multiple power lines
         controlled by the same or different power supply devices.




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2.1.1.  Identification of Power Supply and Powered Devices

   When a power supply device controls or monitors power supply at one
   of its power outlets, the effect on other devices is not always clear
   without knowledge about wiring of power lines.  The same holds for
   monitoring.  The power supplying device can report that a particular
   socket is powered, and it may even be able to measure power and
   conclude that there is a consumer drawing power at that socket, but
   it may not know which powered device receives the provided power.

   In many cases it is obvious which other device is supplied by a
   certain outlet, but this always requires additional (reliable)
   information about power line wiring.  Without knowing which device(s)
   are powered via a certain outlet, monitoring data are of limited
   value and switching on the consequences of switching power on or off
   may be hard to predict.

   Even in well organized operations, powered devices' power lines get
   plugged into the wrong socket, or wiring plans are changed without
   updating the energy management system accordingly.

   For reliable monitoring and control of power supply devices,
   additional information is needed to identify the device(s) that
   receive power provided at a particular monitored and controlled
   socket.

   This problem also occurs in the opposite direction.  If power supply
   control or monitoring for a certain device is needed, then the
   supplying power supply device has to be identified.

   To conduct energy management tasks for both power supply devices and
   other powered devices, sufficiently unique identities are needed, and
   knowledge of their power supply relationship is required.

2.1.2.  Multiple Devices Supplied by a Single Power Line

   The second fundamental problem is the aggregation of monitoring and
   control that occurs when multiple powered devices are supplied by a
   single power supply line.  It is often required that the energy
   management system has the full list of powered devices connected to a
   single outlet as in Figure 4.










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                 +---------------------------------------+
                 |       energy management system        |
                 +---------------------------------------+
                    ^  ^                       ^  ^
         monitoring |  | control    monitoring |  | control
                    v  v                       v  v
                 +--------+        +------------------+
                 | power  |########| powered device 1 |
                 | supply |   #    +------------------+-+
                 +--------+   #######| powered device 2 |
                                #    +------------------+-+
                                #######| powered device 3 |
                                       +------------------+

     Figure 4: Multiple Powered Devices Supplied by Single Power Line

   With this list, the single status value has clear meaning and is the
   sum of all powered devices.  Control functions are limited by the
   fact that supply for the concerned devices can only be switched on or
   off for all of them at once.  Individual control at the supply is not
   possible.

   If the full list of powered devices powered by a single supply line
   is not known for the controlling power supply device, then control of
   power supply is problematic, because the consequences of control
   actions can only be partially known.

2.1.3.  Multiple Power Supply for a Single Powered Device

   The third problem arises from the fact that there are devices with
   multiple power supplies.  Some have this for redundancy of power
   supply, some for just making internal power converters (for example,
   from AC mains power to DC internal power) redundant, and some because
   the capacity of a single supply line is insufficient.

              +----------------------------------------------+
              |          energy management system            |
              +----------------------------------------------+
                  ^  ^              ^  ^              ^  ^
             mon. |  | ctrl.   mon. |  | ctrl.   mon. |  | ctrl.
                  v  v              v  v              v  v
              +----------+      +----------+      +----------+
              | power    |######| powered  |######| power    |
              | supply 1 |######| device   |      | supply 2 |
              +----------+      +----------+      +----------+

         Figure 5: Multiple Power Supply for Single Powered Device




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   The example in Figure 5 does not necessarily show a real world
   scenario, but it shows the two cases to consider:
   o  multiple power supply lines between a single power supply device
      and a powered device
   o  different power supply devices supplying a single powered device
   In any such case there may be a need to identify the supplying power
   supply device individually for each power inlet of a powered device.
   Without this information, monitoring and control of power supply for
   the powered device may be limited.

2.1.4.  Relevance of Power Supply Issues

   In some scenarios, the problems with power supply do not exist or can
   be sufficiently solved.  With Power over Ethernet (PoE)
   [IEEE-802.3at] there is always a one-to-one relationship between a
   Power Sourcing Equipment (PSE) and a Powered Device (PD).  Also, the
   Ethernet link on the line used for powering can be used to identify
   the two connected devices.

   For supply of AC mains power, the three problems described above
   cannot be solved in general.  There is no commonly available protocol
   or automatic mechanism for identifying endpoints of a power line.
   And, AC power lines support supplying multiple powered devices with a
   single line and commonly do.

2.1.5.  Remote Power Supply Control

   There are three ways for an energy management system to change the
   power state of a managed entity.  First is for a management system to
   provide policy or other useful information (like the electricity
   price) to the powered device for it to use in determining its power
   state.  The second is sending the entity a command to switch to
   another state.  The third is to utilize an upstream device (to the
   powered device) that has capabilities to switch on and off power at
   its outlet.

   Some entities do not have capabilities for receiving commands or
   changing their power states by themselves.  Such devices may be
   controlled by switching on and off the power supply for them and so
   have particular need for the third method.

   In Figure 3 the power supply can switch on and off power at its power
   outlet and thereby switch on and off power supply for the connected
   powered device.







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2.2.  Power and Energy Measurement

   Some devices include hardware to directly measure their power and
   energy consumption.  However, most common networked devices do not
   provide an interface that gives access to energy and power
   measurements for the device.  Hardware instrumentation for this kind
   of measurements is typically not in place and adding it incurs an
   additional cost.

   With the increasing cost of energy and the growing importance of
   energy monitoring, it is expected that in future more devices will
   include instrumentation for power and energy measurements, but this
   may take quite some time.

2.2.1.  Local Estimates

   One solution to this problem is for the device to estimate its own
   power and consumed energy.  For many energy management tasks, getting
   an estimate is much better than not getting any information at all.
   Estimates can be based on actual measured activity level of a device
   or it can just depend on the power state (on, sleep, off, etc.).

   The advantage of estimates is that they can be realized locally and
   with much lower cost than hardware instrumentation.  Local estimates
   can be dealt with in traditional ways.  They don't need an extension
   of the basic example above.  However, the powered device needs an
   energy model of itself to make estimates.

2.2.2.  Management System Estimates

   Another approach to the lack of instrumentation is estimation by the
   energy management system.  The management system can estimate power
   based on basic information on the powered device, such as the type of
   device, or also its brand/model and functional characteristics.
   Energy estimates can combine the typical power level by power state
   with reported data about the power state.

   If the energy management system has a detailed energy model of the
   device, it can produce better estimates including the actual power
   state and actual activity level of the device.  Such information can
   be obtained by monitoring the device with conventional means of
   performance monitoring.

2.3.  Reporting Sleep and Off States

   Low power modes pose special challenges for energy reporting because
   they may preclude a device from listening to and responding to
   network requests.  Devices may still be able to reliably track energy



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   use in these modes, as power levels are usually static and internal
   clocks can track elapsed time in these modes.

   Some devices do have out-of-band or proxy abilities to respond to
   network requests in low-power modes.  Others could use proxy
   abilities in an energy management protocol to improve this reporting,
   particularly if the device sends out notifications of power state
   changes.

2.4.  Entities

   The primary focus of energy management is entire devices, but in some
   applications it is necessary or desirable to also have visibility
   into energy use of internal components such as line cards, fans,
   disks, etc.  Components lack some of the features of devices, such as
   having power interfaces; instead, they simply have a net total
   consumption from the pool of power available within a device.  Note
   that a device need not have an AC power cord.  For example, a DC-
   powered blade server in a chassis has its own identity on the network
   and reports for itself, and so is a separate device, not a component
   of the chassis.


3.  Energy Management Reference Model

   This section specifies a reference model for energy monitoring and
   explains how it solves the problems outlined above.  It is structured
   into four layers:

             +----------------------------------------------+
             |        energy management system (EnMS)       |
             +----------------------------------------------+
                       |||                    |||
             +---------------------+          |||
             |  energy management  |          |||
             |   mediation (EMM)   |          |||
             +---------------------+          |||
                        ||                    |||
             +----------------------------------------------+
             |   local energy management interface (LMI)    |
             +----------------------------------------------+
                                    |
             +----------------------------------------------+
             |          power supply and use (PSU)          |
             +----------------------------------------------+

         Figure 6: Layers of the Energy Management Reference Model




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   At the power supply and use (PSU) layer electrical objects (powered
   entities) are physically connected by power supply lines.  Their
   connections constitute an electric supply and metering topology.

   The local energy management interface (LMI) layer provides a set of
   functions for monitoring and controlling individual powered entities.
   These functions are local to the entity and restricted to only report
   properties and states of the entity, as with most common network
   management functions on managed entities today.

   The energy management mediation (EMM) layer provides 'convenience'
   functions to the energy management system.  It performs functions
   specific to energy management by utilizing information from the PSU
   layer to infer information on Electrical Objects (EOs) and to bundle
   control functions concerning the same EO.  It also offers some more
   general functions such as proxying and aggregation on monitored
   information.

   The energy management system (EnMS) layer contains a centralized or
   distributed energy management system that manages a set of powered
   devices.

3.1.  Power Supply and Use (PSU) Layer

   This layer models the electrical connections between electrical
   objects.  "Electrical object" (EO) is used as general term for three
   kinds of objects.  An EO is a powered entity (PE).  Connections
   between them are made with power supply lines.

   According to the general issues identified in Section 2.1 the
   following specific issues are addressed at this layer:

   o  Identification of electrical connection endpoints
   o  Supply relationships between connected EOs
   o  Aggregation of power supply for multiple PEs
   o  Metering at connection endpoints
   o  Metering relationships between connected EOs
   o  Aggregation of metering for multiple PEs

   For the general problem of identifying EOs, there are many methods
   already in use by network management systems.  Such methods include
   identification by IP addresses, by MAC addresses, by serial numbers,
   by assigned UUIDs, etc.  Those can be re-used for identifying EOs.

   There does not yet exist a commonly used way to address different
   power interfaces of the same device.  There are power distribution
   units that enumerate their power outlets and Power over Ethernet
   switches that enumerate their ports and port groups.



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   The reference model for the PSU layer uses the concept of a power
   interface to address the identification of individual connection
   endpoints of power supply lines at EOs.

   This term is not new.  It is already used similarly by the IEEE
   standard for Power over Ethernet (PoE) [IEEE-802.3af] and
   [IEEE-802.3at] where a power interface denotes the interface between
   a device and the Ethernet transmission medium.  The following terms
   for components of the PSU layer are derived from PoE terminology.

3.1.1.  Components of the PSU Layer

   o  Power Interface (PI)
      A power interface is the interface between an EO and a power
      transmission medium.  There are some similarities between power
      interfaces and network interfaces.  A network interface can be
      used in different modes, such as sending or receiving on an
      attached line.  A power interface (PI) has an attribute indicating
      its mode that can be one of the following:

      *  inlet: receiving power
      *  outlet: providing power

      Most power interfaces never change their mode, but as the mode is
      simply a recognition of the current direction of electricity flow,
      there is no barrier to a mode change.

      A power interface can have capabilities for metering power and
      other electric quantities at the shared power transmission medium.
      This capability it modeled by an association to a power meter.

      In analogy to MAC addresses of network interfaces, a globally
      unique identifier is assigned to each power interface.

      Physically, a power interface can be located at an AC power
      socket, an AC power cord attached to a device, an 8P8C (RJ45) PoE
      socket, etc.

   o  Powered Entity (PE)
      An entity which consumes or supplies power with one or more PIs in
      mode "inlet" is called a powered entity (PE).  This extends the
      term powered device (PD) used in [IEEE-802.3af] and [IEEE-802.3at]
      to cover not only entities that are individual devices, but also
      entities that are just components of devices.

   o  Power Source (PS)
      An entity with one or more PIs in mode "outlet" is called a power
      source (PS).  This extends the term Power Source Equipment (PSE)



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      used in the IEEE PoE standards [IEEE-802.3af] and [IEEE-802.3at]
      where at a single PI the PSE provides power to a single PD only.
      Here a PS may supply an arbitrary number of PEs at a single PI.
      Most PSs have also PIs in mode "inlet" and all are also a PE.

   o  Power Meter (PM)
      A metering function attached to a power interface of an entity is
      called a power meter (PM).  Power meters are contained within an
      entity and attached to one or more of the entity's power
      interfaces.  A single PM can only provide a single meter reading
      at a time.  Most PIs will be connected to a single other PI only,
      but those attached to multiple power interfaces only measure the
      aggregate use over all of the other interfaces.  Components that
      lack interfaces have a meter for their total net consumption.

3.1.2.  Power Supply Topology

   Similar to network interfaces, power interfaces can be connected to
   each other via a shared (power) transmission medium.  The most simple
   connection is a single outlet connected to a single inlet as shown in
   Figure 7.

               +----------------+    +----------------+
               | power source   |    | powered entity |
               |   +----------+ |    | +----------+   |
               |   | PI, ID 1 ########## PI, ID 2 |   |
               |   | (outlet) | |    | | (inlet,  |   |
               |   |          | |    | |  meter)  |   |
               |   +----------+ |    | +----------+   |
               +----------------+    +----------------+

             Figure 7: Simple one-to-one power supply topology

   This figure extends the PSU layer of Figure 3 by power interfaces.
   The power source has a single power interface in outlet mode
   connected to a power supply lime that connects it to the power
   interface of the powered entity in inlet mode.  The corresponding PSU
   layer model of the topology in Figure 7 is shown by Figure 8.

               PS ----- PI ID 1 ----- PI ID 2 ----- PE
                        outlet        inlet
                                       |
                                       |
                                      PM

         Figure 8: PSU layer model for one-to-one supply topology

   This model shows four relationships,



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   o  a containment relationship modeling the power source PS containing
      the power interface PI with ID 1,
   o  a containment relationship modeling the powered entity PE
      containing the power interface PI with ID 2,
   o  a metering relationship between PI ID 2 and a power meter PM.
   o  a connection relation between PI ID 1 and PI ID 2.

   Implicit in this model is a containment relationship between the PE
   and the PM.  It is implicit, because the PI ID 2 is contained in the
   PE and the PI ID 2 has a metering relationship with the PM.

   The model also shows that PIs have an attribute indicating the mode.
   In Figure 8 PI ID 1 is in mode "outlet" and PI ID 2 is in mode
   "inlet".

   Figure 9 extends the PSU layer of the example from Figure 4 by power
   interfaces.  A power source with a single outlet supplies three
   powered entities.

         +----------------+        +------------------+
         | power source   |        | powered entity I |
         |   +----------+ |        | +----------+     |
         |   | PI, ID 3 ############## PI, ID 4 |     |
         |   | (outlet) | |   #    | | (inlet)  |     |
         |   +----------+ |   #    | +----------+     |----+
         +----------------+   #    +------------------+ II |
                              #      | +----------+        |
                              ########## PI, ID 5 |        |
                                #    | | (inlet)  |        |
                                #    | +----------+        |-----+
                                #    +---------------------+ III |
                                #      | +----------+            |
                                ########## PI, ID 6 |            |
                                       | | (inlet)  |            |
                                       | +----------+            |
                                       +-------------------------+

        Figure 9: PSU Layer for a Single PS Supplying Multiple PEs.

   The corresponding PSU layer data model is shown by Figure 10.











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               PS ----- PI ID 3 --+-- PI ID 4 ----- PE I
                        outlet    |   inlet
                                  |
                                  +-- PI ID 5 ----- PE II
                                  |   inlet
                                  |
                                  +-- PI ID 6 ----- PE III
                                      inlet

     Figure 10: PSU Layer Model of a Single PS Supplying Multiple PEs.

   Figure 11 shows the PSU layer model of the example from Figure 4.  A
   PE with three inlets is supplied by two power sources PS I and PS II.
   There are two power supply connections between PS I and the PE.

               PS I  --+-- PI ID 7  ----- PI ID 8  --+-- PE
                       |   outlet         inlet      |
                       |                             |
                       +-- PI ID 9  ----- PI ID 10 --+
                           outlet         inlet      |
                                                     |
               PS II ----- PI ID 11 ----- PI ID 12 --+
                           outlet         inlet

        Figure 11: Multiple Power Supply for Single Powered Device

3.1.3.  Power Sources

   In the PSU layer, a EO that is a power supply can be seen as having
   two roles in that it is also a PE.  A good example is a PoE switch
   that is a PE supplied with AC power and a PS supplying other PEs with
   DC power.  Examples which are pure AC devices include a UPS or a PDU.

        +--------------------------------------------------------+
        | powered entity / power source                          |
        |  +---------+    +---------+  +---------+  +---------+  |
      ###### PI ID 13|    | PI ID 14|  | PI ID 15|  | PI ID 16|  |
        |  | (inlet) |    | (outlet)|  | (outlet)|  | (outlet)|  |
        |  +---------+    +----#----+  +----#----+  +----#----+  |
        +----------------------#------------#------------#-------+
                               #            #            #

                       Figure 12: Power Source Roles

   Figure 12 shows the example a power source with three power outlets
   and a power inlet and Figure 13 shows its PSU layer information
   model.




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        EO -------+------------+------------+------------+
        PE        |            |            |            |
        PS     PI ID 13     PI ID 14     PI ID 15     PI ID 16
               inlet        outlet       outlet       outlet

          Figure 13: PSU Layer Model of a Dual Role Power Source

3.1.4.  Power Meters

   On the PSU layer each power and energy meter is integrated with one
   or more power interfaces, though usually just with one, or with a
   component.  A common case is shown by Figures 7 and 8 where the PE
   has metering capability at its power inlet.  Power outlets can have
   metering capabilities as well.

   When power meters are attached to more than one power interface
   within a single powered entity, the PM cannot report per power
   interface individually, but just the summed of multiple interfaces.
   A common example is a PoE switch that measures power per group of
   eight ports.  Another example is a powered entity with two power
   inlets that only measures the total power input to the entity as
   illustrated by Figure 14 and modeled by Figure 15.

   +--------------+                                    +--------------+
   | power        |    +--------------------------+    | power        |
   | source 1     |    | powered entity           |    | source 2     |
   |  +---------+ |    | +---------+  +---------+ |    | +---------+  |
   |  | PI ID 17########## PI ID 18|  | PI ID 19########## PI ID 20|  |
   |  | (outlet)| |    | | (inlet) |  | (inlet) | |    | | (outlet)|  |
   |  +---------+ |    | +----#----+  +----#----+ |    | +---------+  |
   +--------------+    |      #            #      |    +--------------+
                       | +----#------------#----+ |
                       | |     power meter      | |
                       | +----------------------+ |
                       +--------------------------+

                   Figure 14: Dual power supply topology


               PS I  ----- PI ID 17 ----- PI ID 18 --+-- PE
                           outlet          inlet     |
                                             |       |
                                             |       |
                                            PM       |
                                             |       |
                                             |       |
               PS II ----- PI ID 19 ----- PI ID 20 --+




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          Figure 15: PSU Layer Model of a Dual Role Power Source

   A power meter can cover any mixture of inlets and outlets and simply
   reports the sum.  As an example, see the model of a the dual role PE
   and PS from Figure 13 extended by a power meter attached to all PIs
   in Figure 16.

        EO -------+------------+------------+------------+
        PE        |            |            |            |
        PS     PI ID 13     PI ID 14     PI ID 15     PI ID 16
               inlet        outlet       outlet       outlet
                  |            |            |            |
                  +------------+------------+------------+----- PM

          Figure 16: PSU Layer Model of a Dual Role Power Source

3.1.5.  External Power Meters

   A device which is only a power meter is modeled exactly as any other
   PS.  It is modeled as a device that has an inlet power interface
   receiving power from a PS and one or more outlet power interfaces
   providing power to PEs, see, for example, Figure 17.  The fact that a
   device may consume none of the energy that passes through it is not
   relevant to EMAN.

                   +------------------------------+
                   | external power meter         |
                   |  +---------+    +---------+  |
         from PS ###### PI ID 21|    | PI ID 22###### to PE(s)
                   |  | (inlet) |    | (outlet,|  |
                   |  |         |    |  meter) |  |
                   |  +---------+    +---------+  |
                   +------------------------------+

                      Figure 17: External Power Meter

3.1.6.  PSU Layer Relationships

   The PSU topology is usually asymmetric.  PS devices supply other PEs
   with power and meters may measure power that is consumed or provided
   by other entities than the one at which the measurement was
   conducted.  This way we define two kinds of relationships between EOs
   in the PSU layer: power source relationships and power meter
   relationships







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3.1.6.1.  Power Source Relationship

   A power source relationship exists between an outlet PI of a PS and
   an inlet PI of a PE.  It is an asymmetric relationship.  The role of
   the outlet is providing energy and the role of the inlet is receiving
   energy.

   An outlet can be directly connected to multiple inlets and thus can
   have multiple power source relationships.  An inlet is typically
   connected to a single outlets only and thus has only one power source
   relationship to a directly connected outlet.  While not common, an
   inlet can be connected to multiple outlets.

   The relationship is transitive.  If an outlet PI acts as power source
   for an inlet PI of an entity that itself acts as PS for further PEs,
   then the outlet may have also power source relationships to inlets of
   entities supplied by the entity in the middle.

   Figure 18 shows a simple example.  PI ID 23 has a power source
   relationship with PI Id 24.  But since the entity in the middle is a
   dual role device that also acts as PS, PI ID 23 has also a power
   source relationship with PI ID 26.

               PS 1             PE 1 / PS 2               PE 2
                |                    |                     |
                |              +-----+------+              |
                |              |            |              |
             PI ID 23 ----- PI ID 24     PI ID 25 ----- PI ID 26
             outlet         inlet        outlet         inlet
                |                                          |
               PM                                         PM

          Figure 18: Relationships between Cascaded Power Sources

3.1.6.2.  Power Meter Relationship

   The power meter relationship is very similar to the power source
   relationship.  It is asymmetric as well and it has two roles: the
   metering PI and the metered PI.  Different from the power source
   relationship, the role of a PI does not depend on its mode.  The
   metering PI can be an outlet PI or an inlet PI.  The same holds for
   the metering PI.  Thus this relationship works not just downstream
   but also upstream.

   In Figure 18 PI ID 23 has a metering relationship as metering PI with
   PI ID 24 in the downstream direction.  In the same way, PI ID 26 is
   the metering PI in a metering relationship with PI ID 25.  Assuming
   that PE 1 / PS 2 is just a switch with no energy consumption, PI ID



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   23 and PI ID 26 have two metering relationship with each other with
   different directions.  In one PI IS 23 measures power remotely for PI
   ID 26 and in the other one measured value at PI ID 26 can be used to
   report the power at PI ID 23.

3.1.7.  PSU Layer Information Model

   Figure 19 illustrates the information model of the PSU layer.
   Electrical objects (EOs) are a synony for powered entity.

         +--------------------+ 1      +-----------+ 1..N   +-------+
      +->| electrical         |--------| power     |--------| power |
      |  | object             |   0..N | interface |   0..N | meter |
      |  +--------------------+        +-----------+        +-------+
      |                                | ID        |
      |  +--------------------+        | mode      |
      +--| powered entity     |        +-----------+
         +--------------------+       0..N |   | 0..N
                                           +---+


            Figure 19: Basic Information Model of the PSU Layer

   Each EO contains a number of PIs.  PIs have two attributes, their ID
   and their mode.  Each PI may be attached to one or more PMs.  A PM
   may be attached to one or more PIs.  Finally, a PI may be connected
   to one or more PIs of other EOs.

3.2.  Local Energy Management Interface (LMI) Layer

   The local energy management interface (LMI) layer provides a set of
   interfaces for monitoring and controlling power and use of energy at
   EOs.  These interfaces are offered by an EO and restricted to only
   report and control properties and states that are local to the EO, as
   do most of the common network management interfaces at managed
   entities today.

   Interfaces at this layer deal components of the PSU layer at the
   local EO.  They are structured into five specific interfaces:












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           ^            ^            ^            ^           ^
           |            |            |            |           |
   +------------------------------------------------------------------+
   | EO    |            |            |            |           |       |
   |       v            v            v            v           v       |
   | +----------+ +----------+ +----------+ +----------+ +----------+ |
   | |    PI    | |    PI    | |  meter   | |  power   | |  power   | |
   | |monitoring| | control  | | reading  | |  state   | |  state   | |
   | |          | |          | |          | |monitoring| | control  | |
   | +----------+ +----------+ +----------+ +----------+ +----------+ |
   +------------------------------------------------------------------+

              Figure 20: Interfaces of an EO at the LMI layer

   o  PI monitoring
      This interfaces provide methods for retrieving information on PIs
      contained in the EO.  Particularly included is information on the
      mode of the PI (inlet or outlet) and its operational state (on,
      off, ready, etc.) and known power source relationships and power
      meter relationships.

   o  PI control
      PI control is limited to switching PIs on and off.

   o  Meter reading
      This interfaces includes methods for reporting quantities that are
      measured by power meters and that are related to power and to
      energy consumption.

   o  Power state monitoring
      Methods of this interface provide information on power states of
      PEs.  These methods are only available at PEs.  But since all EOs
      can be considered to be PEs they can in general be made available
      at any EO.

   o  Power state control
      The number of control methods at this interface may be very small.
      At least included is a method for setting the power state of a PE.

3.3.  Energy Management Mediation (EMM) Layer

   Information and control means provided by the LMI layer is local to
   the reporting EO.  However, with information from the PSU layer,
   there are some obvious steps of processing this information to make
   it more useful or easier to digest by an energy management system.
   In general, all functions in this layer are 'convenience' functions
   and an energy management system can execute all of them directly.




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   This layer may contain various kinds of functions.  The ones that are
   already known can be structured into 7 groups:

   o  remote PE information
   o  remote PE control
   o  all available information on a PE
   o  all available control affecting a PE
   o  aggregated information from multiple PEs
   o  aggregated control of multiple PEs
   o  proxying for an EO

   This list may not be complete, so that new 'convenience' functions
   may be added.  Some of them may not match any of the groups listed
   above.  Figure 21 shows (except for the proxying functions) how the
   groups are structured in the EMM layer and interact with the LMI
   layer.

   +---------------------------------------------------------------+
   |                   energy management system                    |
   +---------------------------------------------------------------+
             ^           ^    ^    ^    ^    ^           ^
             |           |    |    |    |    |           |
             v           |    |    |    |    |           v
   +------------------+  |    |    |    |    |  +------------------+
   |    aggregated    |  |    |    |    |    |  |    aggregated    |
   |     info on      |  |    |    |    |    |  |    control of    |
   |   multiple PEs   |  |    |    |    |    |  |   multiple PEs   |
   +------------------+  |    |    |    |    |  +------------------+
     |    |         |    |    |    |    |    |    |         |    |
     |    |         v    v    |    |    |    v    v         |    |
     |    |  +-------------+  |    |    |  +-------------+  |    |
     |    |  |  all info   |  |    |    |  | all control |  |    |
     |    |  |  on a PE    |  |    |    |  |   of a PE   |  |    |
     |    |  +-------------+  |    |    |  +-------------+  |    |
     |    |    |         |    |    |    |    |         |    |    |
     |    +---------+    |    |    |    |    |    +---------+    |
     |         |    v    v    v    |    v    v    v    |         |
     |         |  +-------------+  |  +-------------+  |         |
     |         |  |  remote PE  |  |  |  remote PE  |  |         |
     |         |  | information |  |  |   control   |  |         |
     |         |  +-------------+  |  +-------------+  |         |
     |         |         |         |         |         |         |
     v         v         v         v         v         v         v
   +----------------------------------------------------------------+
   |                           LMI layer                            |
   +----------------------------------------------------------------+

              Figure 21: Groups of Functions in the LMI layer



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   In this layer, EOs offer functions to the EnMS that concern other
   PEs.  By doing so, they establish a relationship to the respective
   PEs.  Relationships on this layer include

   o  Reporting relationship
      This relationship is between a reporting EO and a PE on which it
      reports.  It is an asymmetric relationship and the PE on which is
      reported may not even have any knowledge on the existence of the
      relationship.  Subject of reporting can be the power supply status
      for PE, metered values for a PE, a power state information on a
      PE, and other information on the PE that is relevant for the
      energy management system.
   o  Control relationship
      Analogous to the reporting relationship, the control relationship
      is between a controlling EO and a controlled PE.  Again, the PE
      does not necessary know of this relationship, for example, in case
      the controlling EO controls the power supply of a PE by
      communicating with the PS supplying the PE.  This can be done in a
      way that is completely hidden from the PE.  Subject of control can
      be the power supply of the PE, its power state, and other states
      relevant for the energy management system.
   o  Proxy relationship
      This is a relationship between a proxying EO and a proxied PE.
      The concept of a proxy relationship overlaps with the reporting
      relationship and the control relationship.  A proxy relationship
      always includes one of the two or both.  Characteristic for a
      proxy relationship is that it includes reporting or control
      function that the proxying EO cannot conduct without remotely
      retrieving data or remotely controlling other EOs.

   The groups of the EMM layer are described individually in the
   following subsections.

3.3.1.  Remote PE Information

   This group contains functions that allow an EO to provide information
   about another PE.  These functions are useful in scenarios like the
   ones described in Section 2.1 where an EO switches or measures power
   at an outlet PI.  If the EO has information on the PSU layer
   topology, particularly about which PEs are connected to the outlet,
   then it can combine this information and report on the power supply
   for the connected PEs.

   This way an EO uses local information and deduces information on
   other, remote PEs from it.  Such information may not be as reliable
   as a direct report from the concerned PEs, but it is often valuable
   information for energy management.  Such reporting must be cognizant
   of possibilities like devices with multiple power supplies.



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   The functions in this group can also be implemented by EOs that are
   neither one of the concerned PEs nor the EO at which the observation
   or measurement was conducted.  In such a case the executing EOs of
   these functions act as a kind of mid-level manager between management
   system and managed devices and could, for example, be components of
   an conventional element management system.

   Obviously, the EO that reports on a certain other PE has a reporting
   relationship to the PE.  However, if the PE is aware of the
   relationship, the PE may have means to report which EO has which kind
   of relationship to it.

   Like some other functions on the EMM layer, the remote PE functions
   are 'convenience' functions.  Inferring available information from
   different EOs can also be done by the energy management system.

3.3.2.  Remote PE Control

   This group has some similarities to the previous one.  Again,
   operations at an EO are combined with knowledge of the PSU layer
   topology in order to realize operations on a remote PE.  In the
   example scenario from figures 7 and 8, power for the PE can be
   switching by switching the outlet PI ID 1 of the PS.  On the LMI
   layer the offered function would be "switch of PI ID 1 at PS".  This
   function can be offered by the PS at the EMM layer as "switch power
   for the PE".  Both function would have the same technical effect, but
   they are semantically on different layers.

   Here, the EO that controls an PE has a control relationship to the
   PE.  If the PE is aware of the relationship, the PE may have means to
   report which EO has which kind of relationship to it.

   Again, like in the previous group, these functions are convenience
   functions and they can be executed by the PS, by the PE or by any
   other EO.

3.3.3.  Parent function: All Available Information on a PE

   This group provides just a single logical function that we call the
   parent function for reporting: A parent EO makes all information on a
   PE, that is available somewhere in the network, but that might be
   distributed among several EOs, available at a single point of
   contact, the parent.

   Realizing such a function would be expected to require to instantiate
   several of the functions in the "Remote PE Information" group
   described above.




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   The parent EO that provides all available information on a certain
   other PE has definitely a reporting relationship to it.  In addition
   it may have a proxying relationship, for example if it reports the
   PE's power state.

   This function is again a 'convenience' function for an energy
   management system that in some cases may be much easier done locally
   at involved EOs than within the energy management system.

3.3.4.  All Available Control Affecting a PE

   This group also provides just a single logical function: The parent
   control function: It makes all control functions affecting a PE, that
   are available somewhere in the network, but that might be distributed
   among several EOs, available at a single point of contact, the
   parent.

   Realizing such a function would be expected to require to instantiate
   several of the functions in the "Remote PE Control" group described
   above.

   Again, the parent EO that controls a certain other PE has a control
   relationship to it.  If controls the power state, it may also be a
   proxy relationship.

   This function is again a 'convenience' function for an energy
   management system that in some cases may be much easier done locally
   at involved EOs than within the energy management system.

3.3.5.  Aggregated Information from Multiple PEs

   Functions in this group aggregate monitoring information from
   multiple PEs into more compact representations with potential loss of
   information.

   For example, power measurements from a set of PEs may be summed up
   into a single value that is provided to an energy management system
   that does not need more detailed information. aggregating such
   information in the EMM layer is not just a convenience functions but
   may also increase scalability of the energy management system.

   Aggregation is not necessarily limited to just summing up values.
   Also included, for example, are aggregation functions that give
   information on how many PEs of a group are in a certain power state.
   The range of potential functions in this group appears to be huge.
   However, it will probably sufficient to standardize the most commonly
   used ones only.




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3.3.6.  Aggregated Control of Multiple PEs

   Like monitoring and reporting functions covered in the previous
   group, also control functions can be aggregated.  Examples include
   switching power supply for all PEs in a given group or setting all of
   them to the same power state with a single command.

   Again, this can be considered a convenience function, but at the same
   time increase scalability of the energy management system.  And again
   it will probably be sufficient to standardize just a few of the wide
   range of possible functions in this group.

3.3.7.  Proxying for an EO

   This section still needs to be written.  Summary: An EO can act as a
   proxy for an EO that cannot directly communicate with the energy
   management system.

3.4.  Energy Management System Interface (EnMS) Layer

   The EMS receives EMAN data directly from devices, or via the
   mediation layer.  Similarly, it can exercise control directly or via
   the mediation layer.  In many cases, the same action can be
   accomplished through either means, though some are only available via
   mediation.


4.  Security Considerations

   This memo currently does not impose any security considerations.


5.  IANA Considerations

   This memo has no actions for IANA.


6.  Acknowledgements

   This memo was inspired by discussions with Benoit Claise, John
   Parello, Mouli Chandramouli, Rolf Winter, Thomas Dietz, Bill Mielke,
   and Chris Verges.


7.  Open Issues






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7.1.  Devices or entities?

   Entities expands on the category of devices by adding components.  Do
   components have all the features of devices (including having power
   interfaces) or do they only have metering of their energy/power use?
   The relationships among powered devices, powered entities,
   components, and electrical objects needs to be clarified.

7.2.  Add PM monitoring and control interfaces to LMI layer?

   In earlier versions of this draft, monitoring and configuring the
   power meter have also been considered.  Shall we list them as further
   local interfaces on the LMI layer?

7.3.  Topology changes

   Ideally topology would never change so the EMS need only query it
   once.  A date/time stamp for time of last topology change would
   enable the EMS to know when it needs to rescan the topology.

7.4.  Topology reporting

   For each interface, there is a list of [device,interface] tuples that
   is connected to the interface.  If one of these is listed as
   "unknown", then any number of unknown devices may be connected (that
   is, the device need not specify the number, since likely it will
   usually not know).  Topology information need not be symmetric.  A
   device providing power to the second may know the ID of the second
   while the second device may lack knowledge of the ID of the supplying
   device.  The mediation layer brings together such information to form
   a more complete picture.

7.5.  Proxying

   Does all proxying occur at the mediation layer?

7.6.  PSU Info Model

   The PSU layer information model needs to be further elaborated.


8.  Informative References

   [RFC2578]  McCloghrie, K., Ed., Perkins, D., Ed., and J.
              Schoenwaelder, Ed., "Structure of Management Information
              Version 2 (SMIv2)", STD 58, RFC 2578, April 1999.

   [RFC6020]  Bjorklund, M., "YANG - A Data Modeling Language for the



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Internet-Draft    Reference Model for Energy Management     October 2011


              Network Configuration Protocol (NETCONF)", RFC 6020,
              October 2010.

   [I-D.ietf-eman-framework]
              Claise, B., Parello, J., Silver, L., and J. Quittek,
              "Energy Management Framework",
              draft-ietf-eman-framework-02 (work in progress),
              July 2011.

   [IEEE-802.3af]
              IEEE 802.3 Working Group, "IEEE Std 802.3af-2003 - IEEE
              Standard for Information technology - Telecommunications
              and information exchange between systems - Local and
              metropolitan area networks - Specific requirements - Part
              3: Carrier Sense Multiple Access with Collision Detection
              (CSMA/CD) Access Method and Physical Layer Specifications
              - Amendment: Data Terminal Equipment (DTE) -  Power via
              Media Dependent Interface (MDI)", July 2003.

   [IEEE-802.3at]
              IEEE 802.3 Working Group, "IEEE Std 802.3at-2009 - IEEE
              Standard for Information technology - Telecommunications
              and information exchange between systems - Local and
              metropolitan area networks - Specific requirements - Part
              3: Carrier Sense Multiple Access with Collision Detection
              (CSMA/CD) Access Method and Physical Layer Specifications
              - Amendment: Data Terminal Equipment (DTE) -  Power via
              Media Dependent Interface (MDI) Enhancements",
              October 2009.


Authors' Addresses

   Juergen Quittek
   NEC Europe Ltd.
   Network Research Division
   Kurfuersten-Anlage 36
   Heidelberg  69115
   DE

   Phone: +49 6221 4342-115
   Email: quittek@neclab.eu









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   Bruce Nordman
   Lawrence Berkeley National Laboratory
   1 Cyclotron Road
   Berkeley  94720
   US

   Phone: +1 510 486 7089
   Email: bnordman@lbl.gov


   Rolf Winter
   NEC Europe Ltd.
   Network Research Division
   Kurfuersten-Anlage 36
   Heidelberg  69115
   DE

   Phone: +49 6221 4342-121
   Email: Rolf.Winter@neclab.eu
































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