Internet DRAFT - draft-ietf-tsvwg-behave-requirements-update


TSVWG                                                           R. Penno
Internet-Draft                                                     Cisco
Updates: 4787, 5382, 5508  (if approved)                    S. Perreault
Intended status: Best Current Practice               Jive Communications
Expires: September 3, 2016                             M. Boucadair, Ed.
                                                            S. Sivakumar
                                                                K. Naito
                                                           March 2, 2016

   Network Address Translation (NAT) Behavioral Requirements Updates


   This document clarifies and updates several requirements of RFC4787,
   RFC5382, and RFC5508 based on operational and development experience.
   The focus of this document is NAT44.

   This document updates RFCs 4787, 5382, and 5508.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

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   This Internet-Draft will expire on September 3, 2016.

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   Copyright (c) 2016 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents

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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.1.  Scope . . . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.2.  Terminology . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  TCP Session Tracking  . . . . . . . . . . . . . . . . . . . .   3
     2.1.  TCP Transitory Connection Idle-Timeout  . . . . . . . . .   5
     2.2.  TCP RST . . . . . . . . . . . . . . . . . . . . . . . . .   5
   3.  Port Overlapping Behavior . . . . . . . . . . . . . . . . . .   5
   4.  Address Pooling Paired (APP)  . . . . . . . . . . . . . . . .   6
   5.  Endpoint-Independent Mapping (EIM) Protocol Independence  . .   7
   6.  Endpoint-Independent Filtering (EIF) Protocol Independence  .   7
   7.  Endpoint-Independent Filtering (EIF) Mapping Refresh  . . . .   7
     7.1.  Outbound Mapping Refresh and Error Packets  . . . . . . .   8
   8.  Port Parity . . . . . . . . . . . . . . . . . . . . . . . . .   8
   9.  Port Randomization  . . . . . . . . . . . . . . . . . . . . .   8
   10. IP Identification (IP ID) . . . . . . . . . . . . . . . . . .   9
   11. ICMP Query Mappings Timeout . . . . . . . . . . . . . . . . .   9
   12. Hairpinning Support for ICMP Packets  . . . . . . . . . . . .   9
   13. IANA Considerations . . . . . . . . . . . . . . . . . . . . .   9
   14. Security Considerations . . . . . . . . . . . . . . . . . . .  10
   15. References  . . . . . . . . . . . . . . . . . . . . . . . . .  11
     15.1.  Normative References . . . . . . . . . . . . . . . . . .  11
     15.2.  Informative References . . . . . . . . . . . . . . . . .  11
   Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . .  12
   Contributors  . . . . . . . . . . . . . . . . . . . . . . . . . .  13
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  13

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1.  Introduction

   [RFC4787], [RFC5382], and [RFC5508] contributed to enhance Network
   Address Translation (NAT) interoperability and conformance.
   Operational experience gained through widespread deployment and
   evolution of NAT indicates that some areas of the original documents
   need further clarification or updates.  This document provides such
   clarifications and updates.

1.1.  Scope

   The goal of this document is to clarify and update the set of
   requirements listed in [RFC4787], [RFC5382], and [RFC5508].  The
   document focuses exclusively on NAT44.

   The scope of this document has been set so that it does not create
   new requirements beyond those specified in the documents cited above.

   Carrier-Grade NAT (CGN) related requirements are defined in

1.2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in [RFC2119].

   The reader is assumed to be familiar with the terminology defined in:
   [RFC2663],[RFC4787],[RFC5382], and [RFC5508].

   In this document, the term "NAT" refers to both "Basic NAT" and
   "Network Address/Port Translator (NAPT)" (see Section 3 of
   [RFC4787]).  As a reminder, Basic NAT and NAPT are two variations of
   traditional NAT, in that translation in Basic NAT is limited to IP
   addresses alone, whereas translation in NAPT is extended to include
   IP address and Transport identifier (such as TCP/UDP port or ICMP
   query ID) (refer to Section 2 of [RFC3022]).

2.  TCP Session Tracking

   [RFC5382] specifies TCP timers associated with various connection
   states but does not specify the TCP state machine a NAT44 should
   follow as a basis to apply such timers.

   Update:  The TCP state machine depicted in Figure 1, adapted from
      [RFC6146], SHOULD be implemented by a NAT for TCP session tracking

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                    |                            |
                    V                            |
                 +------+   Client               |
                 |CLOSED|-----SYN------+         |
                 +------+              |         |
                     ^                 |         |
                     |TCP_TRANS T.O.   |         |
                     |                 V         |
                 +-------+          +-------+    |
                 | TRANS |          |  INIT |    |
                 +-------+          +-------+    |
                   |    ^               |        |
             data pkt   |               |        |
                   | Server/Client RST  |        |
                   |  TCP_EST T.O.      |        |
                   V    |           Server SYN   |
              +--------------+          |        |
              | ESTABLISHED  |<---------+        |
              +--------------+                   |
               |           |                     |
         Client FIN    Server FIN                |
               |           |                     |
               V           V                     |
        +---------+   +----------+               |
        |  C FIN  |   |  S FIN   |               |
        |   RCV   |   |    RCV   |               |
        +---------+   +----------+               |
            |             |                      |
        Server FIN      Client FIN            TCP_TRANS
            |             |                    T.O.
            V             V                      |
        +----------------------+                 |
        |   C FIN + S FIN RCV  |-----------------+
      * Messages sent or received from the server are
        prefixed with "Server".
      * Messages sent or received from the client are
        prefixed with "Client".
      * "C" means "Client-side"
      * "S" means "Server-side".
      * TCP_EST T.O: refers to the established connection
        idle timeout as defined in [RFC5382].
      * TCP_TRANS T.O: refers to the transitory connection
        idle timeout as defined in [RFC5382].

           Figure 1: Simplified version of the TCP State Machine

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2.1.  TCP Transitory Connection Idle-Timeout

   The transitory connection idle-timeout is defined as the minimum time
   a TCP connection in the partially open or closing phases must remain
   idle before the NAT considers the associated session a candidate for
   removal (REQ-5 of [RFC5382]).  But [RFC5382] does not clearly state
   whether these can be configured separately.

   Clarification:  This document clarifies that a NAT SHOULD provide
      different configurable parameters for configuring the open and
      closing idle timeouts.

      To accommodate deployments that consider a partially open timeout
      of 4 minutes as being excessive from a security standpoint, a NAT
      MAY allow the configured timeout to be less than 4 minutes.
      However, a minimum default transitory connection idle-timeout of 4
      minutes is RECOMMENDED.

2.2.  TCP RST

   [RFC5382] leaves the handling of TCP RST packets unspecified.

   Update:  This document adopts a similar default behavior as in
      [RFC6146].  Concretely, when the NAT receives a TCP RST matching
      an existing mapping, it MUST translate the packet according to the
      NAT mapping entry.  Moreover, the NAT SHOULD wait for 4 minutes
      before deleting the session and removing any state associated with
      it if no packets are received during that 4 minutes timeout.


      *  Admittedly, the NAT has to verify whether received TCP RST
         packets belong to a connection.  This verification check is
         required to avoid off-path attacks.

      *  If the NAT removes immediately the NAT mapping upon receipt of
         a TCP RST message, stale connections may be maintained by
         endpoints if the first RST message is lost between the NAT and
         the recipient.

3.  Port Overlapping Behavior

   REQ-1 from [RFC4787] and REQ-1 from [RFC5382] specify a specific port
   overlapping behavior; that is the external IP address and port can be
   reused for connections originating from the same internal source IP
   address and port irrespective of the destination.  This is known as
   endpoint-independent mapping (EIM).

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   Update:  This document clarifies that this port overlapping behavior
      may be extended to connections originating from different internal
      source IP addresses and ports as long as their destinations are

      The following mechanism MAY be implemented by a NAT:

         If destination addresses and ports are different for outgoing
         connections started by local clients, a NAT MAY assign the same
         external port as the source ports for the connections.  The
         port overlapping mechanism manages mappings between external
         packets and internal packets by looking at and storing their
         5-tuple (protocol, source address, source port, destination
         address, destination port).

      This enables concurrent use of a single NAT external port for
      multiple transport sessions, which allows a NAT to successfully
      process packets in an IP address resource limited network (e.g.,
      deployment with high address space multiplicative factor (refer to
      Appendix B.  of [RFC6269])).

4.  Address Pooling Paired (APP)

   The "IP address pooling" behavior of "Paired" (APP) was recommended
   in REQ-2 from [RFC4787], but the behavior when an external IPv4 runs
   out of ports was left undefined.

   Clarification:  This document clarifies that if APP is enabled, new
      sessions from a host that already has a mapping associated with an
      external IP that ran out of ports SHOULD be dropped.  A
      configuration parameter MAY be provided to allow a NAT to starting
      using ports from another external IP address when the one that
      anchored the APP mapping ran out of ports.  Tweaking this
      configuration parameter is a trade-off between service continuity
      and APP strict enforcement.  Note, this behavior is sometimes
      referred as 'soft-APP'.

      As a reminder, the recommendation for the particular case of a CGN
      is that an implementation must use the same external IP address
      mapping for all sessions associated with the same internal IP
      address, be they TCP, UDP, ICMP, something else, or a mix of
      different protocols [RFC6888].

   Update:  This behavior SHOULD apply also for TCP.

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5.  Endpoint-Independent Mapping (EIM) Protocol Independence

   REQ-1 from [RFC4787] and REQ-1 from [RFC5382] do not specify whether
   EIM are protocol-dependent or protocol-independent.  For example, if
   an outbound TCP SYN creates a mapping, it is left undefined whether
   outbound UDP packets can reuse such mapping.

   Update:  EIM mappings SHOULD be protocol-dependent.  A configuration
      parameter MAY be provided to allow protocols that multiplex TCP
      and UDP over the same source IP address and port number to use a
      single mapping.  The default value of this configuration parameter
      MUST be protocol-dependent EIM.

      This update is consistent with the stateful NAT64 [RFC6146] that
      clearly specifies three binding information bases (TCP, UDP,

6.  Endpoint-Independent Filtering (EIF) Protocol Independence

   REQ-8 from [RFC4787] and REQ-3 from [RFC5382] do not specify whether
   mappings with endpoint-independent filtering (EIF) are protocol-
   independent or protocol-dependent.  For example, if an outbound TCP
   SYN creates a mapping, it is left undefined whether inbound UDP
   packets matching that mapping should be accepted or rejected.

   Update:  EIF filtering SHOULD be protocol-dependent.  A configuration
      parameter MAY be provided to make it protocol-independent.  The
      default value of this configuration parameter MUST be protocol-
      dependent EIF.

      This behavior is aligned with the update in Section 5.

      Applications that can be transported over a variety of transport
      protocols and/or support transport fall back schemes won't
      experience connectivity failures if the NAT is configured with
      protocol-independent EIM and protocol-independent EIF.

7.  Endpoint-Independent Filtering (EIF) Mapping Refresh

   The NAT mapping Refresh direction may have a "NAT Inbound refresh
   behavior" of "True" according to REQ-6 from [RFC4787], but [RFC4787]
   does not clarify how this behavior applies to EIF mappings.  The
   issue in question is whether inbound packets that match an EIF
   mapping but do not create a new session due to a security policy
   should refresh the mapping timer.

   Clarification:  This document clarifies that even when a NAT has an
      inbound refresh behavior set to 'TRUE', such packets SHOULD NOT

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      refresh the mapping.  Otherwise a simple attack of a packet every
      2 minutes can keep the mapping indefinitely.

   Update:  This behavior SHOULD apply also for TCP.

7.1.  Outbound Mapping Refresh and Error Packets

   Update:  In the case of NAT outbound refresh behavior, ICMP Errors or
      TCP RST outbound packets, sent as response to inbound packets,
      SHOULD NOT refresh the mapping.  Other packets which indicate the
      host is not interested in receiving packets MAY be configurable to
      also not refresh state, such as STUN error response [RFC5389] or

8.  Port Parity

   Update:  A NAT MAY disable port parity preservation for all dynamic
      mappings.  Nevertheless, A NAT SHOULD support means to explicitly
      request to preserve port parity (e.g., [RFC7753]).

      Note: According to [RFC6887], dynamic mappings are said to be
      dynamic in the sense that they are created on demand, either
      implicitly or explicitly:

      1.  Implicit dynamic mappings refer to mappings that are created
          as a side effect of traffic such as an outgoing TCP SYN or
          outgoing UDP packet.  Implicit dynamic mappings usually have a
          finite lifetime, though this lifetime is generally not known
          to the client using them.

      2.  Explicit dynamic mappings refer to mappings that are created
          as a result, for example, of explicit Port Control Protocol
          (PCP) MAP and PEER requests.  Explicit dynamic mappings have a
          finite lifetime, and this lifetime is communicated to the

9.  Port Randomization

   Update:  A NAT SHOULD follow the recommendations specified in
      Section 4 of [RFC6056], especially:

         "A NAPT that does not implement port preservation [RFC4787]
         [RFC5382] SHOULD obfuscate selection of the ephemeral port of a
         packet when it is changed during translation of that packet.  A
         NAPT that does implement port preservation SHOULD obfuscate the
         ephemeral port of a packet only if the port must be changed as
         a result of the port being already in use for some other
         session.  A NAPT that performs parity preservation and that

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         must change the ephemeral port during translation of a packet
         SHOULD obfuscate the ephemeral ports.  The algorithms described
         in this document could be easily adapted such that the parity
         is preserved (i.e., force the lowest order bit of the resulting
         port number to 0 or 1 according to whether even or odd parity
         is desired)."

10.  IP Identification (IP ID)

   Update:  A NAT SHOULD handle the Identification field of translated
      IPv4 packets as specified in Section 5.3.1 of [RFC6864].

11.  ICMP Query Mappings Timeout

   Section 3.1 of [RFC5508] specifies that ICMP Query Mappings are to be
   maintained by a NAT.  However, the specification doesn't discuss
   Query Mapping timeout values.  Section 3.2 of [RFC5508] only
   discusses ICMP Query Session Timeouts.

   Update:  ICMP Query Mappings MAY be deleted once the last session
      using the mapping is deleted.

12.  Hairpinning Support for ICMP Packets

   REQ-7 from [RFC5508] specifies that a NAT enforcing 'Basic NAT' must
   support traversal of hairpinned ICMP Query sessions.

   Clarification:  This implicitly means that address mappings from
      external address to internal address (similar to Endpoint
      Independent Filters) must be maintained to allow inbound ICMP
      Query sessions.  If an ICMP Query is received on an external
      address, a NAT can then translate to an internal IP.

   REQ-7 from [RFC5508] specifies that all NATs must support the
   traversal of hairpinned ICMP Error messages.

   Clarification:  This behavior requires a NAT to maintain address
      mappings from external IP address to internal IP address in
      addition to the ICMP Query Mappings described in Section 3.1 of

13.  IANA Considerations

   This document does not require any IANA action.

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14.  Security Considerations

   NAT behavioral considerations are discussed in [RFC4787], [RFC5382],
   and [RFC5508].

   Because some of the clarifications and updates (e.g., Section 2) are
   inspired from NAT64, the security considerations discussed in
   Section 5 of [RFC6146] apply also for this specification.

   The update in Section 3 allows for an optimized NAT resource usage.
   In order to avoid service disruption, the NAT must not invoke this
   functionality unless the packets are to be sent to distinct
   destination addresses.

   Some of the updates (e.g., Section 7, Section 9, and Section 11)
   allow for an increased security compared to [RFC4787], [RFC5382], and
   [RFC5508].  Particularly:

   o  The updates in Section 7 and Section 11 prevent an illegitimate
      node to maintain mappings activated in the NAT while these
      mappings should be cleared.

   o  Port randomization (Section 9) complicates tracking hosts located
      behind a NAT.

   Section 4 and Section 12 propose updates that increase the
   serviceability of a host located behind a NAT.  These updates do not
   introduce any additional security concerns to [RFC4787], [RFC5382],
   and [RFC5508].

   The updates in Section 5 and Section 6 allow for a better NAT
   transparency from an application standpoint.  Hosts that require a
   restricted filtering behavior should enable specific policies (e.g.,
   access control list (ACL)) either locally or by soliciting a
   dedicated security device (e.g., firewall).  How a host updates its
   filtering policies is out of scope of this document.

   The update in Section 8 induces security concerns that are specific
   to the protocol used to interact with the NAT.  For example, if PCP
   is used to explicitly request parity preservation for a given
   mapping, the security considerations discussed in [RFC6887] should be
   taken into account.

   The update in Section 10 may have undesired effects on the
   performance of the NAT in environments in which fragmentation is
   massively experienced.  Such issue may be used as an attack vector
   against NATs.

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15.  References

15.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,

   [RFC4787]  Audet, F., Ed. and C. Jennings, "Network Address
              Translation (NAT) Behavioral Requirements for Unicast
              UDP", BCP 127, RFC 4787, DOI 10.17487/RFC4787, January
              2007, <>.

   [RFC5382]  Guha, S., Ed., Biswas, K., Ford, B., Sivakumar, S., and P.
              Srisuresh, "NAT Behavioral Requirements for TCP", BCP 142,
              RFC 5382, DOI 10.17487/RFC5382, October 2008,

   [RFC5508]  Srisuresh, P., Ford, B., Sivakumar, S., and S. Guha, "NAT
              Behavioral Requirements for ICMP", BCP 148, RFC 5508,
              DOI 10.17487/RFC5508, April 2009,

   [RFC6056]  Larsen, M. and F. Gont, "Recommendations for Transport-
              Protocol Port Randomization", BCP 156, RFC 6056,
              DOI 10.17487/RFC6056, January 2011,

   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful
              NAT64: Network Address and Protocol Translation from IPv6
              Clients to IPv4 Servers", RFC 6146, DOI 10.17487/RFC6146,
              April 2011, <>.

   [RFC6864]  Touch, J., "Updated Specification of the IPv4 ID Field",
              RFC 6864, DOI 10.17487/RFC6864, February 2013,

15.2.  Informative References

   [RFC2663]  Srisuresh, P. and M. Holdrege, "IP Network Address
              Translator (NAT) Terminology and Considerations",
              RFC 2663, DOI 10.17487/RFC2663, August 1999,

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   [RFC3022]  Srisuresh, P. and K. Egevang, "Traditional IP Network
              Address Translator (Traditional NAT)", RFC 3022,
              DOI 10.17487/RFC3022, January 2001,

   [RFC5389]  Rosenberg, J., Mahy, R., Matthews, P., and D. Wing,
              "Session Traversal Utilities for NAT (STUN)", RFC 5389,
              DOI 10.17487/RFC5389, October 2008,

   [RFC6269]  Ford, M., Ed., Boucadair, M., Durand, A., Levis, P., and
              P. Roberts, "Issues with IP Address Sharing", RFC 6269,
              DOI 10.17487/RFC6269, June 2011,

   [RFC6887]  Wing, D., Ed., Cheshire, S., Boucadair, M., Penno, R., and
              P. Selkirk, "Port Control Protocol (PCP)", RFC 6887,
              DOI 10.17487/RFC6887, April 2013,

   [RFC6888]  Perreault, S., Ed., Yamagata, I., Miyakawa, S., Nakagawa,
              A., and H. Ashida, "Common Requirements for Carrier-Grade
              NATs (CGNs)", BCP 127, RFC 6888, DOI 10.17487/RFC6888,
              April 2013, <>.

   [RFC7296]  Kaufman, C., Hoffman, P., Nir, Y., Eronen, P., and T.
              Kivinen, "Internet Key Exchange Protocol Version 2
              (IKEv2)", STD 79, RFC 7296, DOI 10.17487/RFC7296, October
              2014, <>.

   [RFC7753]  Sun, Q., Boucadair, M., Sivakumar, S., Zhou, C., Tsou, T.,
              and S. Perreault, "Port Control Protocol (PCP) Extension
              for Port-Set Allocation", RFC 7753, DOI 10.17487/RFC7753,
              February 2016, <>.


   Thanks to Dan Wing, Suresh Kumar, Mayuresh Bakshi, Rajesh Mohan, Lars
   Eggert, Gorry Fairhurst, Brandon Williams, and David Black for their
   review and discussion.

   Many thanks to Ben Laurie for the secdir review, and Dan Romascanu
   for the Gen-ART review.

   Dan Wing proposed some text for the configurable errors in
   Section 7.1.

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   The following individual contributed text to the document:

      Sarat Kamiset, Insieme Networks, United States

Authors' Addresses

   Reinaldo Penno
   Cisco Systems, Inc.
   170 West Tasman Drive
   San Jose, California  95134


   Simon Perreault
   Jive Communications


   Mohamed Boucadair (editor)
   Rennes  35000


   Senthil Sivakumar
   Cisco Systems, Inc.
   United States


   Kengo Naito


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