Internet DRAFT - draft-ietf-netmod-yang-instance-file-format

draft-ietf-netmod-yang-instance-file-format







Netmod                                                        B. Lengyel
Internet-Draft                                                  Ericsson
Intended status: Standards Track                               B. Claise
Expires: 11 April 2022                                            Huawei
                                                          8 October 2021


                     YANG Instance Data File Format
             draft-ietf-netmod-yang-instance-file-format-21

Abstract

   There is a need to document data defined in YANG models at design
   time, implementation time or when a live server is unavailable.  This
   document specifies a standard file format for YANG instance data,
   which follows the syntax and semantics of existing YANG models, and
   annotates it with metadata.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 11 April 2022.

Copyright Notice

   Copyright (c) 2021 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Simplified BSD License text
   as described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Simplified BSD License.



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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  Terminology . . . . . . . . . . . . . . . . . . . . . . .   3
     1.2.  Principles  . . . . . . . . . . . . . . . . . . . . . . .   4
     1.3.  Delivery of Instance Data . . . . . . . . . . . . . . . .   4
     1.4.  Data Life cycle . . . . . . . . . . . . . . . . . . . . .   5
   2.  Instance Data File Format . . . . . . . . . . . . . . . . . .   5
     2.1.  Specifying the Content Schema . . . . . . . . . . . . . .   7
       2.1.1.  Inline Method . . . . . . . . . . . . . . . . . . . .   8
       2.1.2.  Simplified-Inline Method  . . . . . . . . . . . . . .   8
       2.1.3.  URI Method  . . . . . . . . . . . . . . . . . . . . .   8
     2.2.  Examples  . . . . . . . . . . . . . . . . . . . . . . . .   8
       2.2.1.  Documentation of server capabilities  . . . . . . . .   8
       2.2.2.  Preloading default configuration data . . . . . . . .  10
       2.2.3.  Storing diagnostics data  . . . . . . . . . . . . . .  11
   3.  YANG Instance Data Model  . . . . . . . . . . . . . . . . . .  12
     3.1.  Tree Diagram  . . . . . . . . . . . . . . . . . . . . . .  12
     3.2.  YANG Model  . . . . . . . . . . . . . . . . . . . . . . .  13
   4.  Security Considerations . . . . . . . . . . . . . . . . . . .  19
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  20
     5.1.  URI Registration  . . . . . . . . . . . . . . . . . . . .  20
     5.2.  YANG Module Name Registration . . . . . . . . . . . . . .  20
   6.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .  21
   7.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  21
     7.1.  Normative References  . . . . . . . . . . . . . . . . . .  21
     7.2.  Informative References  . . . . . . . . . . . . . . . . .  22
   Appendix A.  Changes between revisions  . . . . . . . . . . . . .  23
   Appendix B.  Backwards Compatibility  . . . . . . . . . . . . . .  26
   Appendix C.  Detailed Use Cases . . . . . . . . . . . . . . . . .  27
     C.1.  Use Case 1: Early Documentation of Server Capabilities  .  27
     C.2.  Use Case 2: Preloading Data . . . . . . . . . . . . . . .  28
     C.3.  Use Case 3: Documenting Factory Default Settings  . . . .  28
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  28

1.  Introduction

   There is a need to document data defined in YANG models when a live
   server is unavailable.  Data is often needed at design,
   implementation time or even later when a live running server is
   unavailable.  To facilitate this offline delivery of data, this
   document specifies a standard format for YANG instance data sets and
   YANG instance data files.  The format of the instance data set is
   defined by the "ietf-yang-instance-data" YANG module, see Section 3.
   The YANG data model in this document conforms to the Network
   Management Datastore Architecture (NMDA) defined in [RFC8342]





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   The following is a list of already implemented and potential use
   cases.

   UC1  Documentation of server capabilities

   UC2  Preloading default configuration data

   UC3  Documenting factory default settings

   UC4  Storing the configuration of a device, e.g., for backup, archive
        or audit purposes

   UC5  Storing diagnostics data

   UC6  Allowing YANG instance data to potentially be carried within
        other IPC message formats

   UC7  Default instance data used as part of a templating solution

   UC8  Providing data examples in RFCs or internet drafts

   Appendix C describes the first three use cases in detail.

   There are many and varied use cases where YANG instance data could be
   used.  This document does not limit future uses of instance data
   sets, so specifying how and when to use YANG instance data is out of
   scope for this document.  It is anticipated that other documents will
   define specific use cases.  Use cases are listed only as examples.

1.1.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

   Instance Data: A collection of instantiated data nodes.

   Instance Data Set: A named set of data items annotated with metadata
   that can be used as instance data in a YANG data tree.

   Instance Data File: A file containing an instance data set formatted
   according to the rules described in this document.

   Content-schema: A set of YANG modules with their revision, supported
   features, and deviations for which the instance data set contains
   instance data.



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   Content defining YANG module: an individual YANG module that is part
   of the content-schema.

   The term "server" is used as defined in [RFC8342].

1.2.  Principles

   The following is a list of the basic principles of the instance data
   format:

   P1  Two standard formats shall be defined based on the XML and JSON
       encodings.

   P2  Instance data shall reuse existing encoding rules for YANG
       defined data.

   P3  Metadata about the instance data set (Section 2, Paragraph 12)
       shall be defined.

   P4  A YANG instance data set shall be allowed to contain data for
       multiple YANG modules.

   P5  Instance data shall be allowed to contain configuration data,
       state data, or a mix of the two.

   P6  Partial data sets shall be allowed.

   P7  The YANG instance data format shall be usable for any data for
       which YANG module(s) are defined and available to the reader,
       independent of whether the module is implemented by a server.

   P8  It shall be possible to report the identity of the datastore with
       which the instance data set is associated.

1.3.  Delivery of Instance Data

   Instance data sets that are produced as a result of some sort of
   specification or design effort may be available without the need for
   a live server e.g., via download from the vendor's website, or in any
   other way that product documentation is distributed.

   Other instance data sets may be read from or produced by the YANG
   server itself e.g., UC5 documenting diagnostic data.








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1.4.  Data Life cycle

   A YANG instance data set is created at a specific point of time.  If
   the data changes afterwards, the instance data set will no longer
   represent the current data, unless it is updated.  The current values
   may be retrieved at run-time via NETCONF/RESTCONF or received e.g.,
   in YANG-Push notifications.

   Whether the instance data changes and if so, when and how, should be
   described either in the instance data set's description statement or
   in some other implementation specific manner.

2.  Instance Data File Format

   A YANG instance data file MUST contain a single instance data set and
   no additional data.

   The format of the instance data set is defined by the "ietf-yang-
   instance-data" YANG module.  It is made up of a header part and
   content-data.  The header part carries metadata for the instance data
   set.  The content-data, defined as an anydata data node, carries the
   instance data that the user wants to document/provide.  The syntax
   and semantics of content-data is defined by the content-schema.

   Two formats are specified based on the XML and JSON YANG encodings.
   The file formats are achieved by applying the respective XML and JSON
   encoding rules for the YANG structure included in this document.
   Later, as other YANG encodings (e.g., CBOR) are defined, further
   instance data formats may be specified.

   The content-data part MUST conform to the content-schema, while
   allowing for the exceptions listed below.  The content-data part
   SHALL follow the encoding rules defined in [RFC7950] for XML and
   [RFC7951] for JSON and MUST use UTF-8 character encoding.  Content-
   data MAY include:

   *  metadata, as defined by [RFC7952].

   *  origin metadata, as specified in [RFC8526] and [RFC8527]

   *  implementation specific metadata relevant to individual data
      nodes.  Unknown metadata MUST be ignored by users of instance
      data, allowing it to be used later for other purposes.

   An instance data set MAY contain data for any number of YANG modules;
   if needed it MAY carry the complete configuration and state data for
   a server.  Default values should be excluded where they do not
   provide additional useful data.



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   Configuration ("config true") and operational state data ("config
   false") MAY be mixed in the instance data file.

   Instance data files MAY contain partial data sets.  This means
   "mandatory", "min-elements", "require-instance true", "must" and
   "when" constraints MAY be violated.

   The name of the instance data file SHOULD be of the form (using ABNF
   notation [RFC5234]):

      instance-data-set-name ["@" ( revision-date / timestamp ) ]
                     ( ".xml" / ".json" )

         E.g., acme-router-modules.xml
         E.g., acme-router-modules@2018-01-25.xml
         E.g., acme-router-modules@2018-01-25T15_06_34_3+01_00.json


   If the leaf "name" is present in the instance data header, its value
   SHOULD be used for the "instance-data-set-name" in the filename.  If
   the "revision-date" is present in the filename it MUST conform to the
   format of the revision-date leaf in the YANG model.  If the
   "revision-date" is present in both the filename and in the instance
   data header, the revision date in the file name MUST be set to the
   latest revision date inside the instance data set.  If the
   "timestamp" is present in the filename it MUST conform to the format
   of the timestamp leaf in the YANG model except for replacing colons
   as described below.  If the "timestamp" is present both in the
   filename and in the instance data header, the timestamp in the file
   name SHOULD be set to the timestamp inside the instance data set; any
   colons, if present, shall be replaced by underscores.

   Metadata, information about the data set itself MUST be included.
   Some metadata items are defined in the YANG module "ietf-yang-
   instance-data", but other items MAY be used.

   Metadata MUST include:

      -  Version of the YANG Instance Data format (if not explicitly
         present the default value is used)

   Metadata SHOULD include:

      -  Name of the data set

      -  Content-schema specification (i.e., the "content-schema" node)





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      -  Description of the instance data set.  The description SHOULD
         contain information whether and how the data can change during
         the lifetime of the server

      -  An indication whether default values are included.  The default
         handling uses the concepts defined in [RFC6243], however as
         only concepts are re-used, users of instance data sets, do not
         need to support RFC 6243.

2.1.  Specifying the Content Schema

   To properly understand and use an instance data set, the user needs
   to know the content-schema.  The content-schema can be either
   specified in external documents or within the instance data set.  In
   the latter case one of the following methods MUST be used:

      Inline method: Include the needed information as part of the
      instance data set.

      Simplified-Inline method: Include the needed information as part
      of the instance data set; short specification, only the module
      name and revision-date is used.

      URI method: Include a URI that references another YANG instance
      data file.  This instance data file will use the same content-
      schema as the referenced YANG instance data file.  (if you don't
      want to repeat the info again and again)

   Additional methods e.g., a YANG-package based solution may be added
   later.

   Note, the specified content-schema only indicates the set of modules
   that were used to define this YANG instance data set.  Sometimes
   instance data may be used for a server supporting a different YANG
   module set (e.g., for the "Preloading default configuration data"
   use-case, UC2 in Section 1, the instance data set may not be updated
   every time the YANG modules on the server are updated).  Whether an
   instance data set originally defined using a specific content-schema
   is usable with a different other schema depends on many factors
   including the amount of differences and the compatibility between the
   original and the other schema, considering modules, revisions,
   features, deviations, the scope of the instance data, etc.









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2.1.1.  Inline Method

   The inline-yang-library anydata data node carries instance data
   (conforming to ietf-yang-library@2019-01-04) [RFC8525] that specifies
   the content defining YANG modules including revision, supported
   features, deviations and any relevant additional data.  An example of
   the "inline" method is provided in Section 2.2.1.

2.1.2.  Simplified-Inline Method

   The instance data set contains a list of content defining YANG
   modules including the revision date for each.  Usage of this method
   implies that the modules are used without any deviations and with all
   features supported.  YANG modules that are only required to satisfy
   import-only dependencies MAY be excluded from the leaf-list.  If they
   are excluded then the consumer of the instance data set has to apply
   the YANG language rules to resolve the imports.  An example of the
   "simplified-inline" method is provided in Section 2.2.2.

2.1.3.  URI Method

   The "same-schema-as-file" leaf SHALL contain a URI that references
   another YANG instance data file.  The current instance data file will
   use the same content-schema as the referenced file.

   The referenced instance data file MAY have no content-data if it is
   used solely for specifying the content-schema.

   If a referenced instance data file is unavailable, content-schema is
   unknown.

   The URI method is advantageous when the user wants to avoid the
   overhead of specifying the content-schema in each instance data file:
   E.g., In UC6, when the system creates a diagnostic file every minute
   to document the state of the server.

   An example of the "URI" method is provided in Section 2.2.3.

2.2.  Examples

2.2.1.  Documentation of server capabilities

   The example file acme-router-modules@2021-09-16.xml reflects UC1 in
   Section 1.  It provides a list of supported YANG modules and NETCONF
   capabilities for a server.  It uses the "inline" method to specify
   the content-schema.

   The example uses artwork folding [RFC8792].



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  ========== NOTE: '\' line wrapping per RFC 8792 ===========

  <?xml version="1.0" encoding="UTF-8"?>
  <instance-data-set xmlns=\
      "urn:ietf:params:xml:ns:yang:ietf-yang-instance-data">
    <name>acme-router-modules</name>
    <content-schema>
      <inline-yang-library>
        <modules-state \
          xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-library">
          <module>
            <name>ietf-yang-library</name>
            <revision>2019-01-04</revision>
          </module>
          <module>
            <name>ietf-netconf-monitoring</name>
            <revision>2010-10-04</revision>
          </module>
        </modules-state>
      </inline-yang-library>
    </content-schema>
    <revision>
      <date>2020-10-23</date>
      <description>Initial version</description>
    </revision>
    <description>Defines the minimal set of modules that any \
        acme-router will contain. This minimal set will \
        only change when a new SW release is \
        introduced.</description>
    <contact>info@acme.example.com</contact>
    <content-data>
      <modules-state \
          xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-library">
        <module>
          <name>ietf-yang-library</name>
          <revision>2019-01-04</revision>
          <namespace>\
            urn:ietf:params:xml:ns:yang:ietf-yang-library\
          </namespace>
          <conformance-type>implement</conformance-type>
        </module>
        <module>
          <name>ietf-system</name>
          <revision>2014-08-06</revision>
          <namespace>urn:ietf:params:xml:ns:yang:ietf-system</namespace>
          <feature>sys:authentication</feature>
          <feature>sys:local-users</feature>
          <deviation>



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            <name>acme-system-ext</name>
            <revision>2018-08-06</revision>
          </deviation>
          <conformance-type>implement</conformance-type>
        </module>
        <module>
          <name>ietf-netconf-monitoring</name>
          <revision>2010-10-04</revision>
          <namespace>\
            urn:ietf:params:xml:ns:yang:ietf-netconf-monitoring\
          </namespace>
          <conformance-type>implement</conformance-type>
        </module>
        <module>
          <name>ietf-yang-types</name>
          <revision>2013-07-15</revision>
          <namespace>urn:ietf:params:xml:ns:yang:ietf-yang-types\
            </namespace>
          <conformance-type>import</conformance-type>
        </module>
        <module>
          <name>acme-system-ext</name>
          <revision>2018-08-06</revision>
          <namespace>\
            urn:rdns:acme.example.com:oammodel:acme-system-ext\
          </namespace>
          <conformance-type>implement</conformance-type>
        </module>
      </modules-state>
      <netconf-state \
          xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-monitoring">
        <capabilities>
          <capability>\
            urn:ietf:params:netconf:capability:validate:1.1\
          </capability>
        </capabilities>
      </netconf-state>
    </content-data>
  </instance-data-set>

                                 Figure 1

2.2.2.  Preloading default configuration data

   The example file read-only-acm-rules@2021-09-16.xml reflects UC2 in
   Section 1.  It provides a default rule set for a read-only operator
   role.  It uses the "simplified-inline" method for specifying the
   content-schema.



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   ========== NOTE: '\' line wrapping per RFC 8792 ===========

   <?xml version="1.0" encoding="UTF-8"?>
   <instance-data-set
       xmlns="urn:ietf:params:xml:ns:yang:ietf-yang-instance-data">
     <name>read-only-acm-rules</name>
     <content-schema>
       <module>ietf-netconf-acm@2018-02-14</module>
     </content-schema>
     <revision>
       <date>2018-07-04</date>
       <description>Initial version</description>
     </revision>
     <description>Default access control rules for a read-only \
         role. This set of rules will only change when a new  \
         SW release is introduced.</description>
     <content-data>
       <nacm xmlns="urn:ietf:params:xml:ns:yang:ietf-netconf-acm">
         <enable-nacm>true</enable-nacm>
         <read-default>deny</read-default>
         <exec-default>deny</exec-default>
         <rule-list>
           <name>read-only-role</name>
           <group>read-only-group</group>
           <rule>
             <name>read-all</name>
             <module-name>*</module-name>
             <access-operation>read</access-operation>
             <action>permit</action>
           </rule>
         </rule-list>
       </nacm>
     </content-data>
   </instance-data-set>

                                  Figure 2

2.2.3.  Storing diagnostics data

   The example file acme-router-netconf-
   diagnostics@2018-01-25T17_00_38Z.json reflects UC5 in Section 1.  An
   instance data set is produced by the server every 15 minutes that
   contains statistics about the NETCONF server.  As a new set is
   produced periodically many times a day a revision-date would be
   useless; instead a timestamp is included.






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   ========== NOTE: '\' line wrapping per RFC 8792 ===========

   {
     "ietf-yang-instance-data:instance-data-set": {
       "name": "acme-router-netconf-diagnostics",
       "content-schema": {
         "same-schema-as-file": "file:///acme-diagnostics-schema.json"
       },
       "timestamp": "2018-01-25T17:00:38Z",
       "description":  ["NETCONF statistics, \
           The data may change at any time."],
       "content-data": {
         "ietf-netconf-monitoring:netconf-state": {
           "statistics": {
             "netconf-start-time ": "2018-12-05T17:45:00Z",
             "in-bad-hellos ": "32",
             "in-sessions ": "397",
             "dropped-sessions ": "87",
             "in-rpcs ": "8711",
             "in-bad-rpcs ": "408",
             "out-rpc-errors ": "408",
             "out-notifications": "39007"
           }
         }
       }
     }
   }

                                  Figure 3

3.  YANG Instance Data Model

3.1.  Tree Diagram

   The following tree diagram [RFC8340] provides an overview of the data
   model.















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   module: ietf-yang-instance-data

     structure instance-data-set:
       +-- name?                string
       +-- format-version?      string
       +-- includes-defaults?   enumeration
       +-- content-schema
       |  +-- (content-schema-spec)?
       |     +--:(simplified-inline)
       |     |  +-- module*                module-with-revision-date
       |     +--:(inline)
       |     |  +-- inline-yang-library    <anydata>
       |     +--:(uri)
       |        +-- same-schema-as-file?   inet:uri
       +-- description*         string
       +-- contact?             string
       +-- organization?        string
       +-- datastore?           ds:datastore-ref
       +-- revision* [date]
       |  +-- date           string
       |  +-- description?   string
       +-- timestamp?           yang:date-and-time
       +-- content-data?        <anydata>

3.2.  YANG Model

   This YANG module imports typedefs from [RFC6991], [RFC6243],
   identities from [RFC8342] and the "structure" extension from
   [RFC8791].  It also references [RFC8525].

   <CODE BEGINS> file "ietf-yang-instance-data@2021-09-16.yang"
   // RFC Ed.: replace the date above if the module gets changed in
   //any way during reviews or RFC editor process and remove this note
   module ietf-yang-instance-data {
     yang-version 1.1;
     namespace "urn:ietf:params:xml:ns:yang:ietf-yang-instance-data";
     prefix yid;

     import ietf-yang-structure-ext {
       prefix sx;
       reference
         "YANG Data Structure Extensions:
          draft-ietf-netmod-yang-data-ext-05";
     }
     import ietf-datastores {
       prefix ds;
       reference
         "RFC 8342: Network Management Datastore Architecture (NMDA)";



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     }
     import ietf-inet-types {
       prefix inet;
       reference
         "RFC 6991: Common YANG Data Types";
     }
     import ietf-yang-types {
       prefix yang;
       reference
         "RFC 6991: Common YANG Data Types";
     }

     import ietf-netconf-with-defaults {
       prefix ncwd;
       reference
         "RFC 6243: With-defaults Capability for NETCONF";
     }

     organization
       "IETF NETMOD Working Group";
     contact
       "WG Web:   <https://datatracker.ietf.org/wg/netmod/>
        WG List:  <mailto:netmod@ietf.org>

        Author:  Balazs Lengyel
           <mailto:balazs.lengyel@ericsson.com>

        Author:  Benoit Claise
           <mailto:benoit.claise@huawei.com>";
     description
       "The module defines the structure and content of YANG
        instance data sets.

        The key words 'MUST', 'MUST NOT', 'REQUIRED', 'SHALL',
        'SHALL NOT', 'SHOULD', 'SHOULD NOT', 'RECOMMENDED',
        'NOT RECOMMENDED', 'MAY', and 'OPTIONAL' in this document
        are to be interpreted as described in BCP 14 (RFC 2119)
        (RFC 8174) when, and only when, they appear in all
        capitals, as shown here.

        Copyright (c) 2021 IETF Trust and the persons identified as
        authors of the code.  All rights reserved.

        Redistribution and use in source and binary forms, with or
        without modification, is permitted pursuant to, and subject
        to the license terms contained in, the Simplified BSD License
        set forth in Section 4.c of the IETF Trust's Legal Provisions
        Relating to IETF Documents



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        (http://trustee.ietf.org/license-info).

        This version of this YANG module is part of RFC XXXX; see
        the RFC itself for full legal notices.";
     // RFC Ed.: replace XXXX with RFC number and remove this note

     revision 2021-09-16 {
       // RFC Ed.: replace the date above if the module gets changed in
       // anyway during reviews or RFC editor process and remove
       //this note
       description
         "Initial revision.";
       reference
         "RFC XXXX: YANG Instance Data Format";
       // RFC Ed.: replace XXXX with RFC number and remove this note
     }

     typedef module-with-revision-date {
       type string {
         pattern '[a-zA-Z_][a-zA-Z0-9\-_.]*'
               + '(@\d{4}-(1[0-2]|0[1-9])-(0[1-9]|[1|2][0-9]|3[0-1]))?';
         pattern '.|..|[^xX].*|.[^mM].*|..[^lL].*';
       }
       description
         "A type defining a module name and an optional revision
          date, e.g. ietf-yang-library@2019-01-04";
     }

     sx:structure "instance-data-set" {
       description
         "A data structure to define a format for YANG instance
          data. The majority of the YANG nodes provide meta-data
          about the instance data; the instance data itself is
          contained only in the 'content-data' node.";
       leaf name {
         type string;
         description
           "An arbitrary name for the YANG instance data set.  This
            value is primarily used for descriptive purposes.  However,
            when the instance data set is saved to a file, then the
            filename MUST encode the name's value, per Section 2
            of RFC XXXX.";
         // RFC Ed.: replace XXXX with RFC number and remove this note
       }
       leaf format-version {
         type string {
           pattern '\d{4}-(1[0-2]|0[1-9])-(0[1-9]|[1|2][0-9]|3[0-1])';
         }



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         default "2021-09-16";
         // RFC Ed.: replace the date above if the module gets changed
         // in anyway during reviews or RFC editor process and remove
         // this note
         description
           "The 'revision' of the 'ietf-yang-instance-data' module
            used to encode this 'instance-data-set'.";
       }
       leaf includes-defaults {
         type ncwd:with-defaults-mode;
         default report-all;
         description "
           Indicates how data nodes with default values are
           represented for all data nodes contained in the
           instance-data-set.

           It uses the same definitions as per section 3 of RFC 6243,
           but applied in the context of an instance data file rather
           than a NETCONF request using the <with-defaults>
           parameter.

           For JSON files, the encoding of the 'report-all-tagged'
           option is as defined in section 4.8.9 of RFC 8040.";
         reference "With-defaults Capability for NETCONF, RFC 6243.";
       }
       container content-schema {
         description
           "The content schema (i.e., YANG modules) used to create
            the instance data set.
            If not present the user needs to obtain the information
            through external documents.";
         choice content-schema-spec {
           description
             "Specification of the content-schema.";
           case simplified-inline {
             leaf-list module {
               type module-with-revision-date;
               min-elements 1;
               description
                 "The list of content defining YANG modules.

                  The value SHALL start with the module name.
                  If the module contains a revision statement the
                  revision date SHALL be included in the leaf-list
                  entry.

                  E.g., ietf-yang-library@2019-01-04




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                  Usage of this leaf-list implies the modules are
                  used without any deviations and with all features
                  supported. Multiple revisions of the same module
                  MUST NOT be specified.";
             }
           }
           case inline {
             anydata inline-yang-library {
               mandatory true;
               description
                 "Instance data corresponding to the
                  ietf-yang-library@2019-01-04 defining
                  the set of content defining YANG modules for
                  this instance-data-set.";
             }
           }
           case uri {
             leaf same-schema-as-file {
               type inet:uri;
               description
                 "A reference to another YANG instance data file.
                  This instance data file uses the same
                  content schema as the referenced file.

                  Referenced files using the 'inline' or the
                  'simplified-inline' methods MUST be supported.
                  Referenced files using the 'URI Method' MAY be
                  supported.

                  The URL schemes 'file://' and 'https://' MUST
                  be supported, other schemes MAY also be
                  supported.";
             }
           }
         }
       }
       leaf-list description {
         type string;
         description
           "Description of the instance data set.";
       }
       leaf contact {
         type string;
         description
           "Contact information for the person or
            organization to whom queries concerning this
            instance data set should be sent.";
       }



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       leaf organization {
         type string;
         description
           "Organization responsible for the instance
            data set.";
       }
       leaf datastore {
         type ds:datastore-ref;
         description
           "The identity of the datastore with which the
            instance data set is associated, e.g., the datastore from
            where the data was read or the datastore into which the data
            may be loaded or the datastore which is being documented.
            If a single specific datastore cannot be specified, the
            leaf MUST be absent.

            If this leaf is absent, then the datastore to which the
            instance data belongs is unspecified.";
       }
       list revision {
         key "date";
         description
           "Instance data sets that are produced as
            a result of some sort of specification or design effort
            SHOULD have at least one revision entry.  For every
            published editorial change, a new unique revision SHOULD
            be added in front of the revisions sequence so that all
            revisions are in reverse chronological order.

            In case of instance data sets that are read from
            or produced by a server or otherwise subject to
            frequent updates or changes, revision
            SHOULD NOT be present";
         leaf date {
           type string {
             pattern '\d{4}-(1[0-2]|0[1-9])-(0[1-9]|[1|2][0-9]|3[0-1])';
           }
           description
             "Specifies the date the instance data set
              was last modified. Formatted as YYYY-MM-DD";
         }
         leaf description {
           type string;
           description
             "Description of this revision of the instance data set.";
         }
       }
       leaf timestamp {



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         type yang:date-and-time;
         description
           "The date and time when the instance data set
            was last modified.

            In case of instance data sets that are read from or
            produced by a server or otherwise subject to frequent
            updates or changes, timestamp SHOULD be present.

            If both a revision list entry and timestamp are present
            the timestamp SHOULD contain the same date as the
            latest revision statement.";
       }
       anydata content-data {
         description
           "Contains the real instance data.
            The data MUST conform to the relevant YANG modules
            specified either in the content-schema or in some other
            implementation specific manner.";
       }
     }
   }
   <CODE ENDS>

4.  Security Considerations

   The YANG module defined in this document only defines a wrapper
   structure specifying a format and a metadata header for YANG instance
   data defined by the content-schema.  Because of this the security
   considerations template for YANG models in section 3.7.1 in [RFC8407]
   is not followed.  The instance data is designed to be accessed as a
   stored file or over any file access method or protocol.

   The document does not specify any method to influence the behavior of
   a server.

   The header part is usually not security sensitive, however sensitive
   information may be included, in which case it needs to be handled
   securely as mentioned below.  Information to consider includes:

   *  If the URI method is used for specification of the content-schema
      and the URI includes a userinfo subcomponent

   *  Any description text

   The content part may contain sensitive data.  The security
   sensitivity of this data is completely dependent on the content-
   schema.  Depending on the nature of the instance data, instance data



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   files MAY need to be handled securely.  The same kind of handling
   should be applied to this file at-rest and in-transit that would be
   needed for the result of a read operation returning the same data.
   These in-transit protection mechanisms will also mitigate integrity
   issues when transporting the file.

   Instance data files should be protected against modification or
   unauthorized access using normal file handling mechanisms.  Care
   should be taken, when copying the original files or providing file
   access for additional users, not to reveal information
   unintentionally.

   If the URI method is used for specification of the content-schema,
   there is a risk that the config schema section in the referenced YANG
   instance data file may be altered maliciously or even as part of its
   normal handling.  In this case the content-schema might differ from
   the one expected.  Protecting the integrity and stability of the
   referenced file should be ensured.

5.  IANA Considerations

   This document registers one URI and one YANG module.

5.1.  URI Registration

   This document registers one URI in the IETF XML registry [RFC3688].
   Following the format in RFC 3688, the following registration is
   requested to be made:

   URI: urn:ietf:params:xml:ns:yang:ietf-yang-instance-data
   Registrant Contact: The IESG.
   XML: N/A, the requested URI is an XML namespace.

5.2.  YANG Module Name Registration

   This document registers one YANG module in the YANG Module Names
   registry [RFC6020].  Following the format in [RFC6020], the following
   registrations are requested:

   name: ietf-yang-instance-data
   namespace: urn:ietf:params:xml:ns:yang:ietf-yang-instance-data
   prefix: yid
   reference: RFC XXXX
   // RFC Ed.: replace XXXX with RFC number and remove this note







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6.  Acknowledgments

   For their valuable comments, discussions, and feedback, we wish to
   acknowledge Andy Bierman, Juergen Schoenwaelder, Rob Wilton, Joe
   Clarke, Kent Watsen, Martin Bjorklund, Ladislav Lhotka, Qin Wu and
   other members of the Netmod WG.

7.  References

7.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC5234]  Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
              Specifications: ABNF", STD 68, RFC 5234,
              DOI 10.17487/RFC5234, January 2008,
              <https://www.rfc-editor.org/info/rfc5234>.

   [RFC6020]  Bjorklund, M., Ed., "YANG - A Data Modeling Language for
              the Network Configuration Protocol (NETCONF)", RFC 6020,
              DOI 10.17487/RFC6020, October 2010,
              <https://www.rfc-editor.org/info/rfc6020>.

   [RFC6243]  Bierman, A. and B. Lengyel, "With-defaults Capability for
              NETCONF", RFC 6243, DOI 10.17487/RFC6243, June 2011,
              <https://www.rfc-editor.org/info/rfc6243>.

   [RFC6991]  Schoenwaelder, J., Ed., "Common YANG Data Types",
              RFC 6991, DOI 10.17487/RFC6991, July 2013,
              <https://www.rfc-editor.org/info/rfc6991>.

   [RFC7950]  Bjorklund, M., Ed., "The YANG 1.1 Data Modeling Language",
              RFC 7950, DOI 10.17487/RFC7950, August 2016,
              <https://www.rfc-editor.org/info/rfc7950>.

   [RFC7951]  Lhotka, L., "JSON Encoding of Data Modeled with YANG",
              RFC 7951, DOI 10.17487/RFC7951, August 2016,
              <https://www.rfc-editor.org/info/rfc7951>.

   [RFC7952]  Lhotka, L., "Defining and Using Metadata with YANG",
              RFC 7952, DOI 10.17487/RFC7952, August 2016,
              <https://www.rfc-editor.org/info/rfc7952>.






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   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC8342]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
              and R. Wilton, "Network Management Datastore Architecture
              (NMDA)", RFC 8342, DOI 10.17487/RFC8342, March 2018,
              <https://www.rfc-editor.org/info/rfc8342>.

   [RFC8525]  Bierman, A., Bjorklund, M., Schoenwaelder, J., Watsen, K.,
              and R. Wilton, "YANG Library", RFC 8525,
              DOI 10.17487/RFC8525, March 2019,
              <https://www.rfc-editor.org/info/rfc8525>.

   [RFC8526]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
              and R. Wilton, "NETCONF Extensions to Support the Network
              Management Datastore Architecture", RFC 8526,
              DOI 10.17487/RFC8526, March 2019,
              <https://www.rfc-editor.org/info/rfc8526>.

   [RFC8527]  Bjorklund, M., Schoenwaelder, J., Shafer, P., Watsen, K.,
              and R. Wilton, "RESTCONF Extensions to Support the Network
              Management Datastore Architecture", RFC 8527,
              DOI 10.17487/RFC8527, March 2019,
              <https://www.rfc-editor.org/info/rfc8527>.

   [RFC8791]  Bierman, A., Björklund, M., and K. Watsen, "YANG Data
              Structure Extensions", RFC 8791, DOI 10.17487/RFC8791,
              June 2020, <https://www.rfc-editor.org/info/rfc8791>.

7.2.  Informative References

   [RFC3688]  Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688,
              DOI 10.17487/RFC3688, January 2004,
              <https://www.rfc-editor.org/info/rfc3688>.

   [RFC8340]  Bjorklund, M. and L. Berger, Ed., "YANG Tree Diagrams",
              BCP 215, RFC 8340, DOI 10.17487/RFC8340, March 2018,
              <https://www.rfc-editor.org/info/rfc8340>.

   [RFC8407]  Bierman, A., "Guidelines for Authors and Reviewers of
              Documents Containing YANG Data Models", BCP 216, RFC 8407,
              DOI 10.17487/RFC8407, October 2018,
              <https://www.rfc-editor.org/info/rfc8407>.

   [RFC8632]  Vallin, S. and M. Bjorklund, "A YANG Data Model for Alarm
              Management", RFC 8632, DOI 10.17487/RFC8632, September
              2019, <https://www.rfc-editor.org/info/rfc8632>.



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   [RFC8641]  Clemm, A. and E. Voit, "Subscription to YANG Notifications
              for Datastore Updates", RFC 8641, DOI 10.17487/RFC8641,
              September 2019, <https://www.rfc-editor.org/info/rfc8641>.

   [RFC8792]  Watsen, K., Auerswald, E., Farrel, A., and Q. Wu,
              "Handling Long Lines in Content of Internet-Drafts and
              RFCs", RFC 8792, DOI 10.17487/RFC8792, June 2020,
              <https://www.rfc-editor.org/info/rfc8792>.

   [RFC8808]  Wu, Q., Lengyel, B., and Y. Niu, "A YANG Data Model for
              Factory Default Settings", RFC 8808, DOI 10.17487/RFC8808,
              August 2020, <https://www.rfc-editor.org/info/rfc8808>.

Appendix A.  Changes between revisions

   RFC Ed.: Remove section "Changes between revisions"

   v20 - v21

   *  Minor updates for IESG comments

   *  Added ABNF as a normative reference for the filename's definition.

   *  Enhanced security considerations

   *  Added data change information to the description of the examples.

   v19 - v20

   *  Minor updates for IESG comments

   v18 - v19

   *  Updated leaf includes-defaults

   v17 - v18

   *  Added the report-all-tagged mode to the leaf includes-defaults

   v16 - v17

   *  Removed default statement from includes-default

   v15 - v16

   *  Editorial changes

   v14 - v15



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   *  Removed reference to revision-label

   *  For the inline method made the usage of ietf-yang-
      library@2019-01-04 mandatory.  Simplified the case "inline" in the
      YANG module.

   *  Removed the "inline-module" leaf as it does not carry useful
      information anymore.

   *  Removed YANG feature

   v13 - v14

   *  Added leaf includes-defaults

   *  Many small changes based on AD review

   v09 - v13

   *  Editorial updates

   v08 - v09

   *  Removed statement "the format will be similar to the response of a
      NETCONF get operation"

   *  Introduced artwork folding in the examples

   v07 - v08

   *  Moved compatibility into appendix

   *  Renamed yid-version to format-version.  Changed format to date of
      the YANG module

   *  Made support of ietf-yang-library mandatory if inline-content-
      schema is supported

   *  Many small changes based on WGLC

   v06 - v07

   *  Updated terminology, use-cases

   *  Many small changes based on WGLC

   v05 - v06




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   *  Modified module name format, removed .yin or .yang extension

   *  Removed pattern for module and inline-module.  The usage of
      revision-label should also be allowed.

   v04 - v05

   *  Updated according to YANG-Doctor review

   *  Updated security considerations

   *  Added a wrapping container for the schema, and renamed the data
      nodes in the inline and uri cases.

   *  Allowed .yin for simplified-inline schema naming.  Made date
      optional if it is unavailable in the YANG module.

   *  Added a mandatory yid-version to the header metadata to allow
      later updates of the module.

   v03 - v04

   *  removed entity-tag and last-modified timestamp

   *  Added simplified-inline method of content-schema specification

   v02 - v03

   *  target renamed to "content-schema" and "content defining YANG
      module(s)"

   *  Made name of instance data set optional

   *  Updated according to draft-ietf-netmod-yang-data-ext-03

   *  Clarified that entity-tag and last-modified timestamp are encoded
      as metadata.  While they contain useful data, the HTTP-header
      based encoding from Restconf is not suitable.

   v01 - v02

   *  Removed design time from terminology

   *  Defined the format of the content-data part by referencing various
      RFCs and drafts instead of the result of the get-data and get
      operations.

   *  Changed target-ptr to a choice



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   *  Inline target-ptr may include augmenting modules and alternatives
      to ietf-yang-library

   *  Moved list of target modules into a separate <target-modules>
      element.

   *  Added backwards compatibility considerations

   v00 - v01

   *  Added the target-ptr metadata with 3 methods

   *  Added timestamp metadata

   *  Removed usage of dedicated .yid file extension

   *  Added list of use cases

   *  Added list of principles

   *  Updated examples

   *  Moved detailed use case descriptions to appendix

Appendix B.  Backwards Compatibility

   The concept of backwards compatibility and what changes are backwards
   compatible are not defined for "instance data sets" as it is highly
   dependent on the specific use case and the content-schema.

   In case of "instance data sets" that are the result of design or
   specification activity, some changes that may be good to avoid are
   listed below.

   YANG uses the concept of managed entities identified by key values;
   if the connection between the represented entity and the key value is
   not preserved during an update, this may lead to the following
   problems.

   *  If the key value of a list entry that represents the same managed
      entity as before is changed, the user may mistakenly identify the
      list entry as new.

   *  If the meaning of a list entry is changed, but the key values are
      not (e.g., redefining an alarm-type but not changing its alarm-
      type-id) the change may not be noticed.





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   *  If the key value of a previously removed list entry is reused for
      a different entity, the change may be misinterpreted as
      reintroducing the previous entity.

Appendix C.  Detailed Use Cases

   This section is non-normative.

C.1.  Use Case 1: Early Documentation of Server Capabilities

   A server has a number of server-capabilities that are defined in YANG
   modules and can be retrieved from the server using protocols like
   NETCONF or RESTCONF.  Server capabilities include:

   *  data defined in "ietf-yang-library": YANG modules, submodules,
      features, deviations, schema-mounts, and datastores supported
      ([RFC8525])

   *  alarms supported ([RFC8632])

   *  data nodes and subtrees that support or do not support on-change
      notifications ([RFC8641])

   *  netconf-capabilities in ietf-netconf-monitoring.

   While it is good practice to allow a client to query these
   capabilities from the live server, that is often not possible.

   Often when a network node is released, an associated NMS (network
   management system) is also released with it.  The NMS depends on the
   capabilities of the server.  During NMS implementation, information
   about server capabilities is needed.  If the information is
   unavailable early in some offline document, but only as instance data
   from the live network node, the NMS implementation will be delayed,
   because it has to wait until the network node is ready.  Also
   assuming that all NMS implementors will have a correctly configured
   network nodes from which data can be retrieved, is a very expensive
   proposition.  (An NMS may handle dozens of node types.)

   Network operators often build their own home-grown NMS systems that
   need to be integrated with a vendor's network node.  The operator
   needs to know the network node's server capabilities in order to do
   this.  Moreover, the network operator's decision to buy a vendor's
   product may even be influenced by the network node's OAM feature set
   documented as the server's capabilities.






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   Beside NMS implementors, system integrators and many others also need
   the same information early.  Examples could be model driven testing,
   generating documentation, etc.

   Most server-capabilities are relatively stable and change only during
   upgrade or due to licensing or the addition or removal of hardware.
   They are usually defined by a vendor at design time, before the
   product is released.  It is feasible and advantageous to define/
   document them early e.g., in a YANG instance data File.

   It is anticipated that a separate IETF document will define in detail
   how and which set of server capabilities should be documented.

C.2.  Use Case 2: Preloading Data

   There are parts of the configuration that must be fully configurable
   by the operator.  However, often a simple default configuration will
   be sufficient.

   One example is access control groups/roles and related rules.  While
   a sophisticated operator may define dozens of different groups, often
   a basic (read-only operator, read-write system administrator,
   security-administrator) triplet will be enough.  Vendors will often
   provide such default configuration data to make device configuration
   easier for an operator.

   The device vendor may define a set of default groups (/nacm:nacm/
   groups) and rules for these groups to access specific parts of the
   common models (/nacm:nacm/rule-list/rule).

   YANG instance data files can be used to document and/or preload the
   default configuration.

C.3.  Use Case 3: Documenting Factory Default Settings

   Nearly every server has a factory default configuration.  If the
   system is really badly misconfigured or if the current configuration
   is to be abandoned, the system can be reset to the default factory
   configuration.

   YANG instance data can be used to document the factory default
   configuration.  See [RFC8808].

Authors' Addresses

   Balazs Lengyel
   Ericsson




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   Email: balazs.lengyel@ericsson.com


   Benoit Claise
   Huawei

   Email: benoit.claise@huawei.com












































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