Internet DRAFT - draft-ietf-dmarc-sender

draft-ietf-dmarc-sender







DMARC                                                         D. Crocker
Internet-Draft                               Brandenburg InternetWorking
Updates: 7489 (if approved)                           September 25, 2020
Intended status: Experimental
Expires: March 29, 2021


              DMARC Use of the RFC5322.Sender Header Field
                       draft-ietf-dmarc-sender-00

Abstract

   Internet mail defines the RFC5322.From field to indicate the author
   of the message's content and the RFC5322.Sender field to indicate who
   initially handled the message.  The RFC5322.Sender field is optional,
   if it has the same information as the RFC5322.From field.  That is,
   when the RFC5322.Sender field is absent, the RFC5322.From field has
   conflated semantics, with both a handling identifier and a content
   creator identifier.  This was not a problem, until development of
   stringent protections on use of the RFC5322.From field.  It has
   prompted Mediators, such as mailing lists, to modify the RFC5322.From
   field, to circumvent mail rejection caused by those protections.

   This affects end-to-end behavior of email, between the author and the
   final recipients, because mail from the same author is not treated
   the same, depending on what path it followed.  In effect, the
   RFC5322.From field has become dominated by its role as a handling
   identifier.

   The current specification augments use of the RFC5322.From field, by
   enhancing DMARC to also use the RFC5322.Sender field.  This preserves
   the utility of RFC5322.From field while also preserving the utility
   of DMARC.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."



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   This Internet-Draft will expire on March 29, 2021.

Copyright Notice

   Copyright (c) 2020 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
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   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .   5
   3.  Domain Owner Actions  . . . . . . . . . . . . . . . . . . . .   5
   4.  Mail Originator Actions . . . . . . . . . . . . . . . . . . .   6
   5.  Mail Mediator Actions . . . . . . . . . . . . . . . . . . . .   6
   6.  Mail Receiver Actions . . . . . . . . . . . . . . . . . . . .   6
     6.1.  Extract RFC5322.Sender and RFC5322.From Domains . . . . .   6
     6.2.  Determine Handling Policy . . . . . . . . . . . . . . . .   6
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   7
   9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .   8
     9.1.  Normative References  . . . . . . . . . . . . . . . . . .   8
     9.2.  Informative References  . . . . . . . . . . . . . . . . .   8
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .   8

1.  Introduction

   Internet mail conducts asynchronous communication from an author to
   one or more recipients, and is used for ongoing dialogue amongst
   them.  Email has a long history of serving a wide range of human uses
   and styles, within that simple framework, and the mechanisms for
   making email robust and safe serve that sole purpose.

   Internet mail defines the RFC5322.From field to indicate the author
   of the message's content and the RFC5322.Sender field to indicate who
   initially handled the message.  [Mail-Fmt] The RFC5322.Sender field
   is optional, if it has the same information as the RFC5322.From
   field.  That is, when the RFC5322.Sender field is absent, the
   RFC5322.From field has conflated semantics, as both a handling



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   identifier and a content creator identifier.  These fields were
   initially defined in [RFC733] and making the redundant RFC5322.Sender
   field optional was a small, obvious optimization, in the days of
   slower communications, expensive storage and less powerful computers.

   The dual semantics of the RFC5322.From field was not a problem, until
   development of stringent protections were put in place, on the use of
   the RFC5322.From field.  It has prompted Mediators, such as mailing
   lists, to modify the RFC5322.From field, to circumvent mail rejection
   caused by those protections.  This affects end-to-end usability of
   email, between the author and the final recipients.  If the mailing
   list does not modify the RFC5322.From field, there is the risk that
   the message will be rejected or quarantined by the receiving system.
   However, if the mailing list does modify the RFC5322.From field, mail
   received from the same author will be treated differently by the
   recipient's software, depending on what path the message followed.

   By way of example, mail by:

   Author Name <user@example.com>

   which is sent directly to a recipient, will show the user's display
   name correctly and can correctly analyze and aggregate mail from that
   user, based on their email address.  However if the user sends
   through a mailing list, and the mailing list conducts a common form
   of RFC5322.From modification, needed to bypass enforcement of
   stringent authentication policies, then the received message might
   have a RFC5322.From field along the lines of

   Author Name via Listname <listname@list.example.com>

   The change inserts an operational address, for the Mediator, into the
   RFC5322.From field, and distorts the field's display-name, as a means
   of recording the modification.  The result is that the recipient's
   software will see the message as being from an entirely different
   author and will handle it separately.  Mediators might create a
   Reply-To: field, with the original RFC5322.From field email address.
   While this facilitates a recipient's responding to the original
   author, it does nothing to aid other processing done by the
   recipient's MUA based on what it believes is the author's address or
   original display-name.

   Because the current email protection behavior involves the
   RFC5322.From field, and pertain to the human author, it is common to
   think that the issue, in protecting the field's content, is behavior
   of the human recipient.  However there is no indication that the
   enforced values in the RFC5322.From field alter end-user behavior.
   In fact there is a long train of indication that it does not.



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   Rather, the meaningful protections actually operate at the level of
   the receiving system's mail filtering engine, which decides on the
   dispostion of received mail.

   In effect, the RFC5322.From field has become dominated by its role as
   a handling identifier.  This specification defines enhancement for
   use of the RFC5322.Sender field by [DMARC].  It is designed with the
   view that enhancement of standards works best as incremental
   additions.  DMARC functionality is preserved, as is long-standing
   recipient email usability..

   Teminology and architectural details in this document are
   incorporated from [Mail-Arch].

   Discussion of this draft is directed to the dmarc@ietf.org mailing
   list.

   COMMENT:    The original version of this specification essentially
      sought to have the Sender: header field treated as an alternative
      to the From: header field.  Unfortunately this suffers a fatal
      problem, in the face of established DMARC use.

      If:

      *  the original From: field is covered by DMARC, and

      *  the message goes through a Mediator that breaks aligned
         authentication, and

      *  the receiving DMARC engine only uses the original version of
         DMARC,

      then it will produce a DMARC fail.

      It does not appear to be possible to handle this case safely,
      except by modifying the From: header field so that it does not
      trigger an alignment failure.  Unless there comes a time at which
      concern for this case is eliminated, Mediators will continue to
      have to deal with this, such as by modifying the From: field.

      To that end, this version of the specification has been modified,
      to make Sender: an _additional_ DMARC alignment possibility,
      rather than an alternative one.








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2.  Overview

   This specification defines modifications to DMARC, to add use of the
   RFC5322.Sender header field, as a possible second source of DMARC
   validation and policy information.  The changes are:

   o  A tag is added to the DMARC DNS record, to flag support for this
      enhancement, indicating that valid mail originating from this
      domain will have an aligned RFC5322.Sender field.

   o  The message originator creates a RFC5322.Sender field that is
      identical to the RFC5322.From field, and therefore provides DMARC
      alignment.  This can permit DMARC to validate, even when it fails
      to validate, based on the From: field.

   o  Receiving systems supporting the enhancement check for the
      RFC5322.Sender domain's DNS DMARC record.

      *  If there is a record and it contains the enhancement flag,
         DMARC evaluation is performed on that domain name.

      *  DMARC evaluation is also performed, as before, using the
         RFC5322.From domain name.

   The enhancement preserves existing DMARC operation, but permits DMARC
   success in some scenarios that either used to fail or that produce
   Mediator actions to bypass DMARC.  The following table shows DMARC
   interactions between original vs. enhanced originators and receivers:

     +-------------------------------+--------------+----------------+
     | \Originate/ || - Receive -->  |   Original   |    Enhanced    |
     +-------------------------------+--------------+----------------+
     | RFC5322.From                  | RFC5322.From |  RFC5322.From  |
     | RFC5322.From + RFC5322.Sender | RFC5322.From | RFC5322.Sender |
     +-------------------------------+--------------+----------------+

                   DMARC Original/Enhanced Interactions

3.  Domain Owner Actions

   For a domain that supports the use of RFC5322.Sender field evaluation
   for DMARC, the owner specifies an additional DMARC Policy Record tag:

   snd:   When present, this tag signals that mail originated by the
      domain owner MAY have a RFC5322.Sender field, as well as a
      RFC5322.From field and that evaluation MAY be based on the domain
      name in the RFC5322.Sender field.




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4.  Mail Originator Actions

   Mail originators, for domains supporting enhanced DMARC, can create a
   RFC5322.Sender field that is a duplicate of the RFC5322.From field.
   They can, instead, create one that has a separate address, such as
   when the originator is an independent agent, acting on behalf of the
   content creator.

5.  Mail Mediator Actions

   Mediators, such as mailings lists, are independent agents, acting on
   behalf of authors and recipients.  They take delivery of messages and
   then repost them, typically with modification.  In response to the
   use of DMARC, they often modify the RFC 5332.From field.  They can
   use this Sender-based mechanism to generate their own DMARC-aligned
   authentication, based on the RFC5322.Sender field.

6.  Mail Receiver Actions

6.1.  Extract RFC5322.Sender and RFC5322.From Domains

   The domain in the RFC5322.Sender field and the domain in the
   RFC5322.From field are extracted as the domains to be evaluated by
   DMARC.

6.2.  Determine Handling Policy

   The following procedure can result in DMARC policy information based
   on the rfc5322.From, or the rfc5322.Sender, or based on both header
   fields.  The final choice for using this information to determine
   message disposition resides with the receiving system.

   To arrive at a policy for an individual message, Mail Receivers MUST
   perform the following actions or their semantic equivalents.  Steps
   2-3 MAY be done in parallel, whereas steps 4 and 5 require input from
   previous steps.

   The steps are as follows:

   1.

       Sender:   Extract the RFC5322.Sender domain from the message.

          Query the DNS for a DMARC policy record.

          Perform remaining, numbered steps, if one is found and it
          contains an "snd" tag.




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       AND

       From:   Extract the RFC5322.From domain from the message.

          Query the DNS for a DMARC policy record

          Perform remaining, numbered steps, if one is found.

       Terminate:   Otherwise terminate DMARC evaluation.

   2.  Perform DKIM signature verification checks.  A single email could
       contain multiple DKIM signatures.  The results of this step are
       passed to the remainder of the algorithm and MUST include the
       value of the "d=" tag from each checked DKIM signature.

   3.  Perform SPF validation checks.  The results of this step are
       passed to the remainder of the algorithm and MUST include the
       domain name used to complete the SPF check.

   4.  Conduct Identifier Alignment checks.  With authentication checks
       and policy discovery performed, the Mail Receiver checks to see
       if Authenticated Identifiers fall into alignment.  If one or more
       of the Authenticated Identifiers align with the RFC5322.From (or
       with the RFC5322.Sender field, if permitted by the domain owner)
       domain, the message is considered to pass the DMARC mechanism
       check.  All other conditions (authentication failures, identifier
       mismatches) are considered to be DMARC mechanism check failures.

   5.  Apply policy.  Emails that fail the DMARC mechanism check MAY be
       disposed of in accordance with the discovered DMARC policy of the
       Domain Owner.  Broadly, however, receivers typically do not
       automatically follow such directives.  Rather, they apply complex
       evaluation rules, for which DMARC is merely one (or more) sets of
       input data.  To that end, having a DMARC assessment for the
       RFC5322.From field and another for the RFC5322.Sender field
       merely add to their pool of data to consider.

7.  Security Considerations

   This enhancement entails the same security issues as the basic DMARC
   service.

8.  IANA Considerations

   None.






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9.  References

9.1.  Normative References

   [DMARC]    Kucherawy, M., Ed. and E. Zwicky, Ed., "Domain-based
              Message Authentication, Reporting, and Conformance
              (DMARC)", RFC 7489, March 2015.

   [Mail-Arch]
              Crocker, D., "Internet Mail Architecture", RFC 5598, July
              2009.

   [Mail-Fmt]
              Resnick, P., Ed., "Internet Message Format", RFC 5322,
              October 2008.

9.2.  Informative References

   [RFC733]   Crocker, D., Vittal, J., Pogran, K., and D. Henderson,
              "Standard for the Format of ARPA Network Text Messages",
              RFC 733, November 1977.

Author's Address

   Dave Crocker
   Brandenburg InternetWorking

   Email: dcrocker@bbiw.net























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