Internet DRAFT - draft-bormann-cbor-dcbor

draft-bormann-cbor-dcbor







CBOR                                                          C. Bormann
Internet-Draft                                    UniversitΓ€t Bremen TZI
Intended status: Experimental                            5 November 2023
Expires: 8 May 2024


                The CDE-based Application Profile dCBOR
                      draft-bormann-cbor-dcbor-04

Abstract

   CBOR (STD 94, RFC 8949) defines "Deterministically Encoded CBOR" in
   its Section 4.2, providing some flexibility for application specific
   decisions.  The CBOR Common Deterministic Encoding (CDE) Profile
   provides a more detail common base for Deterministic Encoding,
   facilitating it be offered as a selectable feature of generic
   encoders, as well as the concept of Application Profiles that are
   layered on top of CDE.  This document defines the application profile
   "dCBOR" as an example of such an application profile.

About This Document

   This note is to be removed before publishing as an RFC.

   Status information for this document may be found at
   https://datatracker.ietf.org/doc/draft-bormann-cbor-dcbor/.

   Discussion of this document takes place on the Concise Binary Object
   Representation Maintenance and Extensions (CBOR) Working Group
   mailing list (mailto:cbor@ietf.org), which is archived at
   https://mailarchive.ietf.org/arch/browse/cbor/.  Subscribe at
   https://www.ietf.org/mailman/listinfo/cbor/.

   Source for this draft and an issue tracker can be found at
   https://github.com/cabo/det.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.






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   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
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   This Internet-Draft will expire on 8 May 2024.

Copyright Notice

   Copyright (c) 2023 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
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   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
     1.1.  Conventions and Definitions . . . . . . . . . . . . . . .   3
   2.  Gordian dCBOR . . . . . . . . . . . . . . . . . . . . . . . .   3
     2.1.  Removing Simple Values  . . . . . . . . . . . . . . . . .   3
     2.2.  Removing Integer Values . . . . . . . . . . . . . . . . .   4
     2.3.  Numeric Reduction of Floating-Point Values  . . . . . . .   4
   3.  Extensibility . . . . . . . . . . . . . . . . . . . . . . . .   5
     3.1.  dCBOR-wide1 . . . . . . . . . . . . . . . . . . . . . . .   5
     3.2.  dCBOR-wide2 . . . . . . . . . . . . . . . . . . . . . . .   7
   4.  CDDL support  . . . . . . . . . . . . . . . . . . . . . . . .   9
   5.  Implementation Status . . . . . . . . . . . . . . . . . . . .   9
     5.1.  Gordian dCBOR Application Profile . . . . . . . . . . . .  10
       5.1.1.  TypeScript  . . . . . . . . . . . . . . . . . . . . .  10
       5.1.2.  Swift . . . . . . . . . . . . . . . . . . . . . . . .  10
       5.1.3.  Rust  . . . . . . . . . . . . . . . . . . . . . . . .  10
       5.1.4.  Ruby  . . . . . . . . . . . . . . . . . . . . . . . .  11
   6.  Security Considerations . . . . . . . . . . . . . . . . . . .  11
   7.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  11
   8.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  11
     8.1.  Normative References  . . . . . . . . . . . . . . . . . .  11
     8.2.  Informative References  . . . . . . . . . . . . . . . . .  12
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  14
   Contributors  . . . . . . . . . . . . . . . . . . . . . . . . . .  14
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .  14




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1.  Introduction

   CBOR (STD 94, RFC 8949) defines "Deterministically Encoded CBOR" in
   its Section 4.2, providing some flexibility for application specific
   decisions.  The CBOR Common Deterministic Encoding (CDE) Profile
   provides a more detail common base for Deterministic Encoding,
   facilitating it be offered as a selectable feature of generic
   encoders, as well as the concept of Application Profiles that are
   layered on top of CDE.  This document defines the application profile
   "dCBOR" as an example of such an application profile.

1.1.  Conventions and Definitions

   The definitions of [STD94] and the Common Deterministic Encoding
   (CDE) Profile [I-D.bormann-cbor-cde] apply.

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.  Gordian dCBOR

   Gordian dCBOR [I-D.mcnally-deterministic-cbor] provides an
   application profile that requires encoders to produce valid CBOR in
   deterministic encoding as defined in CDE).  Gordian dCBOR also
   requires dCBOR decoders to reject CBOR data items that were not
   deterministically encoded.

   Beyond CDE, dCBOR imposes certain limitations on the CBOR basic
   generic data model.  Some items that can be represented in the CBOR
   basic generic data model are entirely outlawed by this application
   profile.  Other items are represented by what are considered
   equivalent data items by the dCBOR equivalence model, so a recipient
   application might receive data that may not be the same data in the
   CBOR equivalence model as the ones the generating application
   produced.

   These restrictions mainly are about numeric values, which are
   therefore the subject of the main subsection of this section.

2.1.  Removing Simple Values

   Only the three simple values false (0xf4), true (0xf5), and null
   (0xf6) are allowed at the application level; the remaining 253 values
   must be rejected.




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2.2.  Removing Integer Values

   Only the integer values in range [-2^63, 2^64-1] can be expressed in
   dCBOR ("basic dCBOR integers").  Note that the range is asymmetric,
   with only 2^63 negative values, but 2^64 unsigned (non-negative)
   values, creating an (approximately) 64.6 bit integer.

   This maps to a choice between a platform 64-bit two's complement
   signed integer (often called int64) and a 64-bit unsigned integer
   (uint64).  (Specific applications will, of course, further restrict
   ranges of integers that are considered valid for the application,
   based on their position and semantics in the CBOR data item.)

2.3.  Numeric Reduction of Floating-Point Values

   dCBOR implementations that do support floating point numbers MUST
   perform the following two reductions of numeric values when
   constructing CBOR data items:

   1.  When representing integral floating point values (floating point
       values with a zero fractional part), check whether the
       mathematically identical value can be represented as a dCBOR
       integer value, i.e., is in the range [-2^63, 2^64-1] given above.
       If that is the case, convert the integral floating point to that
       mathematically identical integer value before encoding it.
       (Deterministic Encoding will then ensure the shortest length
       encoding is used.)  This means that if a floating point value has
       a non-zero fractional part, or an exponent that takes it out of
       the given range of basic dCBOR integers, the original floating
       point value is used for encoding.  (Specifically, conversion to a
       bignum is never considered.)

       This also means that the three representations of a zero number
       in CBOR (0, 0.0, -0.0 in diagnostic notation) are all reduced to
       the basic integer 0 (with preferred encoding 0x00).

       Note that this reduction can turn valid maps into invalid ones,
       as it can create duplicate keys, e.g., for:

      {
         10: "integer ten",
         10.0: "floating ten"
      }

       This means that, at the application level, the application MUST
       prevent the creation of maps that would turn invalid in dCBOR
       processing.




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   2.  In addition, before encoding, represent all NaN values by using
       the quiet NaN value having the half-width CBOR representation
       0xf97e00.

   dCBOR-based applications MUST accept these "reduced" numbers in place
   of the original value, e.g., a dCBOR-based application that expects a
   floating point value needs to accept a basic dCBOR integer in its
   place (and, if needed, convert it to a floating point value for its
   own further processing).

   dCBOR-based applications MUST NOT accept numbers that have not been
   reduced as specified in this section, except maybe by making the
   unreduced numbers available for their diagnostic value when there has
   been an explicit request to do so.  This is similar to a checking
   flag mentioned in Section 5.1 (API Considerations) of
   [I-D.bormann-cbor-det] being set by default.

3.  Extensibility

   [I-D.mcnally-deterministic-cbor] does not discuss extensibility.  A
   meaningful way to handle extensibility in this application profile
   would be to lift value range restrictions, keeping the profile-
   specific equivalence rules shown here intact and possibly adding
   equivalences as needed for newly allowed values.

   This subsection presents two speculative extensions of dCBOR, called
   dCBOR-wide1 and dCBOR-wide2, to point out different objectives that
   can lead the development of an extension.

3.1.  dCBOR-wide1

   This speculative extension of dCBOR attempts to meet two objectives:

   1.  All instances that meet dCBOR are also instances of dCBOR-wide1;
       due to the nature of deterministic serialization this also means
       that dCBOR-wide1 instances that only use application data model
       values that are allowed by dCBOR are also dCBOR instances.

   2.  The range of integers that can be provided by an application and
       can be interchanged as exact numbers is expanded to [-2^127,
       2^128-1], now also covering the types i128 and u128 in Rust
       [i128][u128].

   This extension is achieved by simply removing the integers in the
   extended range from the exclusion range of dCBOR.  The numeric
   reduction rule is not changed, so it still applies only to integral-
   valued floating-point numbers in the range [-2^63, 2^64-1].




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   Examples for the application-to-CDE mapping of dCBOR-wide1 are shown
   in Table 1.  In the dCBOR column, items that are not excluded in
   dCBOR are marked βœ“, items that are excluded in dCBOR and therefore
   are new in dCBOR-wide1 are marked πŸ‘Ž.

           +==========================================+========+
           | Application data                         | dCBOR? |
           | Numeric reduction (if any)               |        |
           | Encoding via CDE                         |        |
           +==========================================+========+
           | 0                                        | βœ“      |
           | β€”                                        |        |
           | 00                                       |        |
           +------------------------------------------+--------+
           | 0.0                                      | βœ“      |
           | 0                                        |        |
           | 00                                       |        |
           +------------------------------------------+--------+
           | -0.0                                     | βœ“      |
           | 0                                        |        |
           | 00                                       |        |
           +------------------------------------------+--------+
           | 4.0                                      | βœ“      |
           | 4                                        |        |
           | 04                                       |        |
           +------------------------------------------+--------+
           | -4.0                                     | βœ“      |
           | -4                                       |        |
           | 23                                       |        |
           +------------------------------------------+--------+
           | 1.0e+19                                  | βœ“      |
           | 10000000000000000000                     |        |
           | 1B8AC7230489E80000                       |        |
           +------------------------------------------+--------+
           | -1.0e+19                                 | βœ“      |
           | β€”                                        |        |
           | FBC3E158E460913D00                       |        |
           +------------------------------------------+--------+
           | 10000000000000000000                     | βœ“      |
           | β€”                                        |        |
           | 1B8AC7230489E80000                       |        |
           +------------------------------------------+--------+
           | -10000000000000000000                    | πŸ‘Ž      |
           | β€”                                        |        |
           | 3B8AC7230489E7FFFF                       |        |
           +------------------------------------------+--------+
           | 1.0e+38                                  | βœ“      |
           | β€”                                        |        |



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           | FB47D2CED32A16A1B1                       |        |
           +------------------------------------------+--------+
           | -1.0e+38                                 | βœ“      |
           | β€”                                        |        |
           | FBC7D2CED32A16A1B1                       |        |
           +------------------------------------------+--------+
           | 100000000000000000000000000000000000000  | πŸ‘Ž      |
           | β€”                                        |        |
           | C2504B3B4CA85A86C47A098A224000000000     |        |
           +------------------------------------------+--------+
           | -100000000000000000000000000000000000000 | πŸ‘Ž      |
           | β€”                                        |        |
           | C3504B3B4CA85A86C47A098A223FFFFFFFFF     |        |
           +------------------------------------------+--------+

               Table 1: Speculative "dCBOR-wide1" application
                                  profile

   This speculative extended profile does not meet a potential objective
   number 3 that unextended dCBOR does meet:

   3.  All integral-valued floating point numbers coming from an
       application that fit into an integer representation allowed by
       the application profile are represented as such.

   Objective 1 prevents numeric reduction from being applied to values
   that are not excluded in dCBOR but do to receive numeric reduction
   there.

3.2.  dCBOR-wide2

   The speculative dCBOR-wide2 extension of dCBOR attempts to meet
   objectives 2 and 3 mentioned in Section 3.1.  It cannot meet
   objective 1: items in Table 2 marked with a πŸ’£ character are allows in
   dCBOR but have different serializations.

           +==========================================+========+
           | Application data                         | dCBOR? |
           | Numeric reduction (if any)               |        |
           | Encoding via CDE                         |        |
           +==========================================+========+
           | 0                                        | βœ“      |
           | β€”                                        |        |
           | 00                                       |        |
           +------------------------------------------+--------+
           | 0.0                                      | βœ“      |
           | 0                                        |        |
           | 00                                       |        |



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           +------------------------------------------+--------+
           | -0.0                                     | βœ“      |
           | 0                                        |        |
           | 00                                       |        |
           +------------------------------------------+--------+
           | 4.0                                      | βœ“      |
           | 4                                        |        |
           | 04                                       |        |
           +------------------------------------------+--------+
           | -4.0                                     | βœ“      |
           | -4                                       |        |
           | 23                                       |        |
           +------------------------------------------+--------+
           | 1.0e+19                                  | βœ“      |
           | 10000000000000000000                     |        |
           | 1B8AC7230489E80000                       |        |
           +------------------------------------------+--------+
           | -1.0e+19                                 | βœ“      |
           | -10000000000000000000                    | πŸ’£      |
           | 3B8AC7230489E7FFFF                       |        |
           +------------------------------------------+--------+
           | 10000000000000000000                     | βœ“      |
           | β€”                                        |        |
           | 1B8AC7230489E80000                       |        |
           +------------------------------------------+--------+
           | -10000000000000000000                    | πŸ‘Ž      |
           | β€”                                        |        |
           | 3B8AC7230489E7FFFF                       |        |
           +------------------------------------------+--------+
           | 1.0e+38                                  | βœ“      |
           | 99999999999999997748809823456034029568   | πŸ’£      |
           | C2504B3B4CA85A86C4000000000000000000     |        |
           +------------------------------------------+--------+
           | -1.0e+38                                 | βœ“      |
           | -99999999999999997748809823456034029568  | πŸ’£      |
           | C3504B3B4CA85A86C3FFFFFFFFFFFFFFFFFF     |        |
           +------------------------------------------+--------+
           | 100000000000000000000000000000000000000  | πŸ‘Ž      |
           | β€”                                        |        |
           | C2504B3B4CA85A86C47A098A224000000000     |        |
           +------------------------------------------+--------+
           | -100000000000000000000000000000000000000 | πŸ‘Ž      |
           | β€”                                        |        |
           | C3504B3B4CA85A86C47A098A223FFFFFFFFF     |        |
           +------------------------------------------+--------+

               Table 2: Speculative "dCBOR-wide2" application
                                  profile



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   This extension is achieved by removing the integers in the extended
   range from the exclusion range of dCBOR, and by adding the extended
   range to the target range of numeric reduction.

4.  CDDL support

   Similar to the CDDL [RFC8610] support in [I-D.bormann-cbor-cde], this
   specification adds two CDDL control operators that can be used to
   specify that the data items should be encoded in CBOR Common
   Deterministic Encoding (CDE), with the dCBOR application profile
   applied as well.

   The control operators .dcbor and .dcborseq are exactly like .cde and
   .cdeseq except that they also require the encoded data item(s) to
   conform to the dCBOR application profile.

   For example, the normative comment in Section 3 of
   [I-D.draft-mcnally-envelope-03]:

   leaf = #6.24(bytes)  ; MUST be dCBOR

   ...can now be formalized as:

   leaf = #6.24(bytes .dcbor any)

5.  Implementation Status

   This section is to be removed before publishing as an RFC.

   (Boilerplate as per Section 2.1 of [RFC7942]:)

   This section records the status of known implementations of the
   protocol defined by this specification at the time of posting of this
   Internet-Draft, and is based on a proposal described in [RFC7942].
   The description of implementations in this section is intended to
   assist the IETF in its decision processes in progressing drafts to
   RFCs.  Please note that the listing of any individual implementation
   here does not imply endorsement by the IETF.  Furthermore, no effort
   has been spent to verify the information presented here that was
   supplied by IETF contributors.  This is not intended as, and must not
   be construed to be, a catalog of available implementations or their
   features.  Readers are advised to note that other implementations may
   exist.








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   According to [RFC7942], "this will allow reviewers and working groups
   to assign due consideration to documents that have the benefit of
   running code, which may serve as evidence of valuable experimentation
   and feedback that have made the implemented protocols more mature.
   It is up to the individual working groups to use this information as
   they see fit".

5.1.  Gordian dCBOR Application Profile

5.1.1.  TypeScript

   *  Implementation Location: [bc-dcbor-ts]

   *  Primary Maintainer:

   *  Languages: TypeScript (transpiles to JavaScript)

   *  Coverage:

   *  Testing:

   *  Licensing:

5.1.2.  Swift

   *  Implementation Location: [BCSwiftDCBOR]

   *  Primary Maintainer:

   *  Languages: Swift

   *  Coverage:

   *  Testing:

   *  Licensing: BSD-2-Clause-Patent

5.1.3.  Rust

   *  Implementation Location: [bc-dcbor-rust]

   *  Primary Maintainer:

   *  Languages: Rust

   *  Coverage:

   *  Testing:



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   *  Licensing: Custom

5.1.4.  Ruby

   *  Implementation Location: [cbor-dcbor]

   *  Primary Maintainer: Carsten Bormann

   *  Languages: Ruby

   *  Coverage: Complete specification; complemented by CBOR encoder/
      decoder and command line interface from [cbor-diag] and
      deterministic encoding from [cbor-deterministic].  Checking of
      dCBOR exclusions not yet implemented.

   *  Testing: Also available at https://cbor.me (https://cbor.me)

   *  Licensing: Apache-2.0

6.  Security Considerations

   TODO Security

7.  IANA Considerations


   // RFC Editor: please replace RFCXXXX with the RFC number of this RFC
   // and remove this note.

   This document requests IANA to register the contents of Table 3 into
   the registry "CDDL Control Operators" of [IANA.cddl]:

                         +===========+===========+
                         | Name      | Reference |
                         +===========+===========+
                         | .dcbor    | [RFCXXXX] |
                         +-----------+-----------+
                         | .dcborseq | [RFCXXXX] |
                         +-----------+-----------+

                            Table 3: New control
                              operators to be
                                 registered

8.  References

8.1.  Normative References




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   [IANA.cddl]
              IANA, "Concise Data Definition Language (CDDL)",
              <https://www.iana.org/assignments/cddl>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

   [RFC8610]  Birkholz, H., Vigano, C., and C. Bormann, "Concise Data
              Definition Language (CDDL): A Notational Convention to
              Express Concise Binary Object Representation (CBOR) and
              JSON Data Structures", RFC 8610, DOI 10.17487/RFC8610,
              June 2019, <https://www.rfc-editor.org/rfc/rfc8610>.

   [STD94]    Bormann, C. and P. Hoffman, "Concise Binary Object
              Representation (CBOR)", STD 94, RFC 8949,
              DOI 10.17487/RFC8949, December 2020,
              <https://www.rfc-editor.org/rfc/rfc8949>.

8.2.  Informative References

   [bc-dcbor-rust]
              "Blockchain Commons Deterministic CBOR ("dCBOR") for
              Rust", n.d.,
              <https://github.com/BlockchainCommons/bc-dcbor-rust>.

   [bc-dcbor-ts]
              "Blockchain Commons Deterministic CBOR ("dCBOR") for
              TypeScript", n.d.,
              <https://github.com/BlockchainCommons/bc-dcbor-ts>.

   [BCSwiftDCBOR]
              "Blockchain Commons Deterministic CBOR ("dCBOR") for
              Swift", n.d.,
              <https://github.com/BlockchainCommons/BCSwiftDCBOR>.

   [cbor-dcbor]
              Bormann, C., "PoC of the McNally/Allen "dCBOR"
              application-level CBOR representation rules", n.d.,
              <https://github.com/cabo/cbor-dcbor>.






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   [cbor-deterministic]
              Bormann, C., "cbor-deterministic gem", n.d.,
              <https://github.com/cabo/cbor-deterministic>.

   [cbor-diag]
              Bormann, C., "CBOR diagnostic utilities", n.d.,
              <https://github.com/cabo/cbor-diag>.

   [I-D.bormann-cbor-cde]
              Bormann, C., "CBOR Common Deterministic Encoding (CDE)",
              Work in Progress, Internet-Draft, draft-bormann-cbor-cde-
              00, 5 November 2023,
              <https://datatracker.ietf.org/doc/html/draft-bormann-cbor-
              cde-00>.

   [I-D.bormann-cbor-det]
              Bormann, C., "CBOR: On Deterministic Encoding", Work in
              Progress, Internet-Draft, draft-bormann-cbor-det-01, 9
              August 2023, <https://datatracker.ietf.org/doc/html/draft-
              bormann-cbor-det-01>.

   [I-D.draft-mcnally-envelope-03]
              McNally, W. and C. Allen, "The Gordian Envelope Structured
              Data Format", Work in Progress, Internet-Draft, draft-
              mcnally-envelope-03, 17 August 2023,
              <https://datatracker.ietf.org/doc/html/draft-mcnally-
              envelope-03>.

   [I-D.mcnally-deterministic-cbor]
              McNally, W. and C. Allen, "Gordian dCBOR: A Deterministic
              CBOR Application Profile", Work in Progress, Internet-
              Draft, draft-mcnally-deterministic-cbor-05, 8 August 2023,
              <https://datatracker.ietf.org/doc/html/draft-mcnally-
              deterministic-cbor-05>.

   [i128]     "Primitive Type i128", n.d.,
              <https://doc.rust-lang.org/std/primitive.i128.html>.

   [RFC7942]  Sheffer, Y. and A. Farrel, "Improving Awareness of Running
              Code: The Implementation Status Section", BCP 205,
              RFC 7942, DOI 10.17487/RFC7942, July 2016,
              <https://www.rfc-editor.org/rfc/rfc7942>.

   [u128]     "Primitive Type u128", n.d.,
              <https://doc.rust-lang.org/std/primitive.u128.html>.






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Internet-Draft                    dCBOR                    November 2023


Acknowledgments

   This document is based on the work of Wolf McNally and Christopher
   Allen as documented in [I-D.mcnally-deterministic-cbor] and discussed
   in 2023 in the CBOR working group.

Contributors

   Wolf McNally
   Blockchain Commons
   Email: wolf@wolfmcnally.com


   Christopher Allen
   Blockchain Commons
   Email: christophera@lifewithalacrity.com


Author's Address

   Carsten Bormann
   UniversitΓ€t Bremen TZI
   Postfach 330440
   D-28359 Bremen
   Germany
   Phone: +49-421-218-63921
   Email: cabo@tzi.org
























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