INTERNET-DRAFT                                      Kurt D. Zeilenga
Intended Category: Standard Track                   OpenLDAP Foundation
Expires: 4 January 2001                             4 July 2000


                          LDAPv3bis Suggestions:
                     Authentication Methods for LDAP
                <draft-zeilenga-ldapv3bis-rfc2829-00.txt>


Status of Memo

  This document is an Internet-Draft and is in full conformance with all
  provisions of Section 10 of RFC2026.

  This document is intended to be, after appropriate review and
  revision, submitted to the RFC Editor as a Standard Track document.
  Distribution of this memo is unlimited.  Technical discussion of this
  document will take place on the IETF LDAP Extension Working Group
  mailing list <ietf-ldapext@netscape.com>.  Please send editorial
  comments directly to the author <Kurt@OpenLDAP.org>.

  Internet-Drafts are working documents of the Internet Engineering Task
  Force (IETF), its areas, and its working groups.  Note that other
  groups may also distribute working documents as Internet-Drafts.
  Internet-Drafts are draft documents valid for a maximum of six months
  and may be updated, replaced, or obsoleted by other documents at any
  time.  It is inappropriate to use Internet-Drafts as reference
  material or to cite them other than as ``work in progress.''

  The list of current Internet-Drafts can be accessed at
  http://www.ietf.org/ietf/1id-abstracts.txt The list of Internet-Draft
  Shadow Directories can be accessed at http://www.ietf.org/shadow.html.

  Copyright 2000, The Internet Society.  All Rights Reserved.

  Please see the Copyright section near the end of this document for
  more information.

Forward

  This Internet Draft suggests a number of updates to "Authentication
  Methods for LDAP" [RFC2829].  This document is not intended to be
  published as an RFC but used to identify LDAPv3bis work items.

  The remainer of this documents incorporates the substantive portion of
  the RFC 2829 text (less status of memo, appendices, etc). Comments and
  suggested updates to this text are inserted as inline notes prefixed



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  with '//'.

// Start of RFC 2829 text

1. Introduction

  LDAP version 3 is a powerful access protocol for directories.

  It offers means of searching, fetching and manipulating directory
  content, and ways to access a rich set of security functions.

  In order to function for the best of the Internet, it is vital that
  these security functions be interoperable; therefore there has to be a
  minimum subset of security functions that is common to all
  implementations that claim LDAPv3 conformance.

  Basic threats to an LDAP directory service include:

    (1) Unauthorized access to data via data-fetching operations,

    (2) Unauthorized access to reusable client authentication
        information by monitoring others' access,

    (3) Unauthorized access to data by monitoring others' access,

    (4) Unauthorized modification of data,

    (5) Unauthorized modification of configuration,

    (6) Unauthorized or excessive use of resources (denial of
        service), and

    (7) Spoofing of directory: Tricking a client into believing that
        information came from the directory when in fact it did not,
        either by modifying data in transit or misdirecting the
        client's connection.

  Threats (1), (4), (5) and (6) are due to hostile clients.  Threats
  (2), (3) and (7) are due to hostile agents on the path between client
  and server, or posing as a server.

  The LDAP protocol suite can be protected with the following security
  mechanisms:

    (1) Client authentication by means of the SASL [2] mechanism
        set, possibly backed by the TLS credentials exchange
        mechanism,




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    (2) Client authorization by means of access control based on the
        requestor's authenticated identity,

    (3) Data integrity protection by means of the TLS protocol or
        data-integrity SASL mechanisms,

    (4) Protection against snooping by means of the TLS protocol or
        data-encrypting SASL mechanisms,

    (5) Resource limitation by means of administrative limits on
        service controls, and

    (6) Server authentication by means of the TLS protocol or SASL
        mechanism.

  At the moment, imposition of access controls is done by means outside
  the scope of the LDAP protocol.

  In this document, the term "user" represents any application which is
  an LDAP client using the directory to retrieve or store information.

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
  document are to be interpreted as described in RFC 2119 [3].

2.  Example deployment scenarios

  The following scenarios are typical for LDAP directories on the
  Internet, and have different security requirements. (In the following,
  "sensitive" means data that will cause real damage to the owner if
  revealed; there may be data that is protected but not sensitive).
  This is not intended to be a comprehensive list, other scenarios are
  possible, especially on physically protected networks.

    (1) A read-only directory, containing no sensitive data,
        accessible to "anyone", and TCP connection hijacking or IP
        spoofing is not a problem.  This directory requires no
        security functions except administrative service limits.

    (2) A read-only directory containing no sensitive data; read
        access is granted based on identity.  TCP connection
        hijacking is not currently a problem. This scenario requires
        a secure authentication function.

    (3) A read-only directory containing no sensitive data; and the
        client needs to ensure that the directory data is
        authenticated by the server and not modified while being
        returned from the server.



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    (4) A read-write directory, containing no sensitive data; read
        access is available to "anyone", update access to properly
        authorized persons.  TCP connection hijacking is not
        currently a problem.  This scenario requires a secure
        authentication function.

    (5) A directory containing sensitive data.  This scenario
        requires session confidentiality protection AND secure
        authentication.

3.  Authentication and Authorization:  Definitions and Concepts

  This section defines basic terms, concepts, and interrelationships
  regarding authentication, authorization, credentials, and identity.
  These concepts are used in describing how various security approaches
  are utilized in client authentication and authorization.

3.1.  Access Control Policy

  An access control policy is a set of rules defining the protection of
  resources, generally in terms of the capabilities of persons or other
  entities accessing those resources.  A common expression of an access
  control policy is an access control list.  Security objects and
  mechanisms, such as those described here, enable the expression of
  access control policies and their enforcement.  Access control
  policies are typically expressed in terms of access control attributes
  as described below.

3.2.  Access Control Factors

  A request, when it is being processed by a server, may be associated
  with a wide variety of security-related factors (section 4.2 of [1]).
  The server uses these factors to determine whether and how to process
  the request.  These are called access control factors (ACFs).  They
  might include source IP address, encryption strength, the type of
  operation being requested, time of day, etc.  Some factors may be
  specific to the request itself, others may be associated with the
  connection via which the request is transmitted, others (e.g. time of
  day) may be "environmental".

  Access control policies are expressed in terms of access control
  factors.  E.g., a request having ACFs i,j,k can perform operation Y on
  resource Z. The set of ACFs that a server makes available for such
  expressions is implementation-specific.

3.3.  Authentication, Credentials, Identity

  Authentication credentials are the evidence supplied by one party to



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  another, asserting the identity of the supplying party (e.g. a user)
  who is attempting to establish an association with the other party
  (typically a server).  Authentication is the process of generating,
  transmitting, and verifying these credentials and thus the identity
  they assert.  An authentication identity is the name presented in a
  credential.

  There are many forms of authentication credentials -- the form used
  depends upon the particular authentication mechanism negotiated by the
  parties.  For example: X.509 certificates, Kerberos tickets, simple
  identity and password pairs.  Note that an authentication mechanism
  may constrain the form of authentication identities used with it.

3.4.  Authorization Identity

  An authorization identity is one kind of access control factor.  It is
  the name of the user or other entity that requests that operations be
  performed.  Access control policies are often expressed in terms of
  authorization identities; e.g., entity X can perform operation Y on
  resource Z.

  The authorization identity bound to an association is often exactly
  the same as the authentication identity presented by the client, but
  it may be different.  SASL allows clients to specify an authorization
  identity distinct from the authentication identity asserted by the
  client's credentials.  This permits agents such as proxy servers to
  authenticate using their own credentials, yet request the access
  privileges of the identity for which they are proxying [2].  Also, the
  form of authentication identity supplied by a service like TLS may not
  correspond to the authorization identities used to express a server's
  access control  policy, requiring a server-specific mapping to be
  done.  The method by which a server composes and validates an
  authorization identity from the authentication credentials supplied by
  a client is implementation-specific.

4. Required security mechanisms

  It is clear that allowing any implementation, faced with the above
  requirements, to pick and choose among the possible alternatives is
  not a strategy that is likely to lead to interoperability. In the
  absence of mandates, clients will be written that do not support any
  security function supported by the server, or worse, support only
  mechanisms like cleartext passwords that provide clearly inadequate
  security.

  Active intermediary attacks are the most difficult for an attacker to
  perform, and for an implementation to protect against.  Methods that
  protect only against hostile client and passive eavesdropping attacks



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  are useful in situations where the cost of protection against active
  intermediary attacks is not justified based on the perceived risk of
  active intermediary attacks.

  Given the presence of the Directory, there is a strong desire to see
  mechanisms where identities take the form of a Distinguished Name and
  authentication data can be stored in the directory; this means that
  either this data is useless for faking authentication (like the Unix
  "/etc/passwd" file format used to be), or its content is never passed
  across the wire unprotected - that is, it's either updated outside the
  protocol or it is only updated in sessions well protected against
  snooping.  It is also desirable to allow authentication methods to
  carry authorization identities based on existing forms of user
  identities for backwards compatibility with non-LDAP-based
  authentication services.

  Therefore, the following implementation conformance requirements are
  in place:

    (1) For a read-only, public directory, anonymous authentication,
        described in section 5, can be used.

    (2) Implementations providing password-based authenticated
        access MUST support authentication using the DIGEST-MD5 SASL
        mechanism [4], as described in section 6.1.  This provides
        client authentication with protection against passive
        eavesdropping attacks, but does not provide protection
        against active intermediary attacks.

    (3) For a directory needing session protection and
        authentication, the Start TLS extended operation [5], and
        either the simple authentication choice or the SASL EXTERNAL
        mechanism, are to be used together.  Implementations SHOULD
        support authentication with a password as described in
        section 6.2, and SHOULD support authentication with a
        certificate as described in section 7.1.  Together, these
        can provide integrity and disclosure protection of
        transmitted data, and authentication of client and server,
        including protection against active intermediary attacks.

  If TLS is negotiated, the client MUST discard all information about
  the server fetched prior to the TLS negotiation.  In particular, the
  value of supportedSASLMechanisms MAY be different after TLS has been
  negotiated (specifically, the EXTERNAL mechanism or the proposed PLAIN
  mechanism are likely to only be listed after a TLS negotiation has
  been performed).

  If a SASL security layer is negotiated, the client MUST discard all



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  information about the server fetched prior to SASL.  In particular, if
  the client is configured to support multiple SASL mechanisms, it
  SHOULD fetch supportedSASLMechanisms both before and after the SASL
  security layer is negotiated and verify that the value has not changed
  after the SASL security layer was negotiated.  This detects active
  attacks which remove supported SASL mechanisms from the
  supportedSASLMechanisms list, and allows the client to ensure that it
  is using the best mechanism supported by both client and server
  (additionally, this is a SHOULD to allow for environments where the
  supported SASL mechanisms list is provided to the client through a
  different trusted source, e.g. as part of a digitally signed object).

5. Anonymous authentication

  Directory operations which modify entries or access protected
  attributes or entries generally require client authentication.
  Clients which do not intend to perform any of these operations
  typically use anonymous authentication.

   // Servers SHOULD disallow anonymous bound clients from updating
   // the directory or accessing sensitive information.

  LDAP implementations MUST support anonymous authentication, as defined
  in section 5.1.

  LDAP implementations MAY support anonymous authentication with TLS, as
  defined in section 5.2.

  While there MAY be access control restrictions to prevent access to
  directory entries, an LDAP server SHOULD allow an anonymously-bound
  client to retrieve the supportedSASLMechanisms attribute of the root
  DSE.

  An LDAP server MAY use other information about the client provided by
  the lower layers or external means to grant or deny access even to
  anonymously authenticated clients.

5.1. Anonymous authentication procedure

  An LDAP client which has not successfully completed a bind operation
  on a connection is anonymously authenticated.

  An LDAP client MAY also specify anonymous authentication in a bind
  request by using a zero-length OCTET STRING with the simple
  authentication choice.

   // s/OCTET STRING/credential/




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5.2. Anonymous authentication and TLS

  An LDAP client MAY use the Start TLS operation [5] to negotiate the
  use of TLS security [6].  If the client has not bound beforehand, then
  until the client uses the EXTERNAL SASL mechanism to negotiate the
  recognition of the client's certificate, the client is anonymously
  authenticated.

   // A client MAY also specify anonymous authentication by performing
   // a simple bind operation with a zero-length credential.

  Recommendations on TLS ciphersuites are given in section 10.

  An LDAP server which requests that clients provide their certificate
  during TLS negotiation MAY use a local security policy to determine
  whether to successfully complete TLS negotiation if the client did not
  present a certificate which could be validated.

6. Password-based authentication

   // Servers SHOULD require strong authentication to updating
   // the directory or accessing sensitive information.

   // move next paragraph to 6.1 to avoid confusion with above
   // statement.

  LDAP implementations MUST support authentication with a password using
  the DIGEST-MD5 SASL mechanism for password protection, as defined in
  section 6.1.

   // LDAP implementations SHOULD NOT support "simple" password choice
   // (other than anonymous) when the connection is not protected
   // against eavesdropping using TLS or other privacy protection.

  LDAP implementations SHOULD support authentication with the "simple"
  password choice when the connection is protected against eavesdropping
  using TLS, as defined in section 6.2.

6.1. Digest authentication

  An LDAP client MAY determine whether the server supports this
  mechanism by performing a search request on the root DSE, requesting
  the supportedSASLMechanisms attribute, and checking whether the string
  "DIGEST-MD5" is present as a value of this attribute.

  In the first stage of authentication, when the client is performing an
  "initial authentication" as defined in section 2.1 of [4], the client
  sends a bind request in which the version number is 3, the



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  authentication choice is sasl, the sasl mechanism name is "DIGEST-
  MD5", and the credentials are absent.  The client then waits for a
  response from the server to this request.

  The server will respond with a bind response in which the resultCode
  is saslBindInProgress, and the serverSaslCreds field is present.  The
  contents of this field is a string defined by "digest-challenge" in
  section 2.1.1 of [4].  The server SHOULD include a realm indication
  and MUST indicate support for UTF-8.

  The client will send a bind request with a distinct message id, in
  which the version number is 3, the authentication choice is sasl, the
  sasl mechanism name is "DIGEST-MD5", and the credentials contain the
  string defined by "digest-response" in section 2.1.2 of [4].  The
  serv-type is "ldap".

  The server will respond with a bind response in which the resultCode
  is either success, or an error indication.  If the authentication is
  successful and the server does not support subsequent authentication,
  then the credentials field is absent.  If the authentication is
  successful and the server supports subsequent authentication, then the
  credentials field contains the string defined by "response-auth" in
  section 2.1.3 of [4].   Support for subsequent authentication is
  OPTIONAL in clients and servers.

6.2. "simple" authentication choice under TLS encryption

  A user who has a directory entry containing a userPassword attribute
  MAY authenticate to the directory by performing a simple password bind
  sequence following the negotiation of a TLS ciphersuite providing
  connection confidentiality [6].

   // There should no requirement that a user has a directory entry
   // or that entry contain a userPassword to use simple bind.
   // Replace:
   // A client MAY authenticate to the directory by performing a simple
   // bind operation following the negotiation of a TLS ciphersuite
   // providing connection confidentiality [6].

  The client will use the Start TLS operation [5] to negotiate the use
  of TLS security [6] on the connection to the LDAP server.  The client
  need not have bound to the directory beforehand.

  For this authentication procedure to be successful, the client and
  server MUST negotiate a ciphersuite which contains a bulk encryption
  algorithm of appropriate strength.  Recommendations on cipher suites
  are given in section 10.




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  Following the successful completion of TLS negotiation, the client
  MUST send an LDAP bind request with the version number of 3, the name
  field containing the name of the user's entry, and the "simple"
  authentication choice, containing a password.

  The server will, for each value of the userPassword attribute in the
  named user's entry, compare these for case-sensitive equality with the
  client's presented password.  If there is a match, then the server
  will respond with resultCode success, otherwise the server will
  respond with resultCode invalidCredentials.

   // Again simple bind should be divorced from password storage.
   // And the compare against userPassword should be done per
   // octetStringMatch.
   // Replace:
   // The server shall verify the asserted password is matches one
   // of the stored secrets associated with the DN.  If there
   // is not a match, the server MUST return invalidCredentials.  If
   // there is a match, the server continues processing of the bind
   // request and eventually return a non-invalidCredentials result
   // (such as success, other, or busy).

6.3. Other authentication choices with TLS

  It is also possible, following the negotiation of TLS, to perform a
  SASL authentication which does not involve the exchange of plaintext
  reusable passwords.  In this case the client and server need not
  negotiate a ciphersuite which provides confidentiality if the only
  service required is data integrity.

7. Certificate-based authentication

  LDAP implementations SHOULD support authentication via a client
  certificate in TLS, as defined in section 7.1.

7.1. Certificate-based authentication with TLS

  A user who has a public/private key pair in which the public key has
  been signed by a Certification Authority may use this key pair to
  authenticate to the directory server if the user's certificate is
  requested by the server.  The user's certificate subject field SHOULD
  be the name of the user's directory entry, and the Certification
  Authority must be sufficiently trusted by the directory server to have
  issued the certificate in order that the server can process the
  certificate.  The means by which servers validate certificate paths is
  outside the scope of this document.

  A server MAY support mappings for certificates in which the subject



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  field name is different from the name of the user's directory entry.
  A server which supports mappings of names MUST be capable of being
  configured to support certificates for which no mapping is required.

  The client will use the Start TLS operation [5] to negotiate the use
  of TLS security [6] on the connection to the LDAP server.  The client
  need not have bound to the directory beforehand.

  In the TLS negotiation, the server MUST request a certificate.  The
  client will provide its certificate to the server, and MUST perform a
  private key-based encryption, proving it has the private key
  associated with the certificate.

  As deployments will require protection of sensitive data in transit,
  the client and server MUST negotiate a ciphersuite which contains a
  bulk encryption algorithm of appropriate strength.  Recommendations of
  cipher suites are given in section 10.

  The server MUST verify that the client's certificate is valid. The
  server will normally check that the certificate is issued by a known
  CA, and that none of the certificates on the client's certificate
  chain are invalid or revoked.  There are several procedures by which
  the server can perform these checks.

  Following the successful completion of TLS negotiation, the client
  will send an LDAP bind request with the SASL "EXTERNAL" mechanism.

  8. Other mechanisms

  The LDAP "simple" authentication choice is not suitable for
  authentication on the Internet where there is no network or transport
  layer confidentiality.

   // strike "on the Internet" as by definition LDAP is an Internet
   // protocol.  The phrase might be interpreted that "simple" is okay
   // when operating over a LAN.  It's not.

   // Add:
   // and SHOULD not be supported.

  As LDAP includes native anonymous and plaintext authentication
  methods, the "ANONYMOUS" and "PLAIN" SASL mechanisms are not used with
  LDAP.

   // PLAIN is useful to assert simple username/passwords (over TLS)
   // which is not supported natively by LDAP.  PLAIN should be allowed
   // when appropriate privacy protections are in place.




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  If an authorization identity of a form different from a DN is
  requested by the client, a mechanism that protects the password in
  transit SHOULD be used.

   // This implies that when the authorization identity is a DN,
   // password protection is not needed.

  The following SASL-based mechanisms are not considered in this
  document: KERBEROS_V4, GSSAPI and SKEY.

  The "EXTERNAL" SASL mechanism can be used to request the LDAP server
  make use of security credentials exchanged by a lower layer. If a TLS
  session has not been established between the client and server prior
  to making the SASL EXTERNAL Bind request and there is no other
  external source of authentication credentials (e.g.  IP-level security
  [8]), or if, during the process of establishing the TLS session, the
  server did not request the client's authentication credentials, the
  SASL EXTERNAL bind MUST fail with a result code of
  inappropriateAuthentication.  Any client authentication and
  authorization state of the LDAP association is lost, so the LDAP
  association is in an anonymous state after the failure.

9. Authorization Identity

  The authorization identity is carried as part of the SASL credentials
  field in the LDAP Bind request and response.

  When the "EXTERNAL" mechanism is being negotiated, if the credentials
  field is present, it contains an authorization identity of the authzId
  form described below.

  Other mechanisms define the location of the authorization identity in
  the credentials field.

  The authorization identity is a string in the UTF-8 character set,
  corresponding to the following ABNF [7]:

   ; Specific predefined authorization (authz) id schemes are
   ; defined below -- new schemes may be defined in the future.

   authzId    = dnAuthzId / uAuthzId

   ; distinguished-name-based authz id.
   dnAuthzId  = "dn:" dn
   dn         = utf8string    ; with syntax defined in RFC 2253

   ; unspecified userid, UTF-8 encoded.
   uAuthzId   = "u:" userid



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   userid     = utf8string    ; syntax unspecified

  A utf8string is defined to be the UTF-8 encoding of one or more ISO
  10646 characters.

  All servers which support the storage of authentication credentials,
  such as passwords or certificates, in the directory MUST support the
  dnAuthzId choice.

  The uAuthzId choice allows for compatibility with client applications
  which wish to authenticate to a local directory but do not know their
  own Distinguished Name or have a directory entry.  The format of the
  string is defined as only a sequence of UTF-8 encoded ISO 10646
  characters, and further interpretation is subject to prior agreement
  between the client and server.

  For example, the userid could identify a user of a specific directory
  service, or be a login name or the local-part of an RFC 822 email
  address. In general a uAuthzId MUST NOT be assumed to be globally
  unique.

   // Though most DN are globally unique, they MUST NOT be assumed
   // to be as some are DSA-specific.

  Additional authorization identity schemes MAY be defined in future
  versions of this document.

10. TLS Ciphersuites

  The following ciphersuites defined in [6] MUST NOT be used for
  confidentiality protection of passwords or data:

      TLS_NULL_WITH_NULL_NULL
      TLS_RSA_WITH_NULL_MD5
      TLS_RSA_WITH_NULL_SHA

  The following ciphersuites defined in [6] can be cracked easily (less
  than a week of CPU time on a standard CPU in 1997).  The client and
  server SHOULD carefully consider the value of the password or data
  being protected before using these ciphersuites:

   // Suggest the above paragraph be replaced with:
   // The following ciphersuites defined in [6] can be cracked easily
   // (less than a day of CPU time on a standard CPU in 2000).  The
   // client and server SHOULD NOT be used for protecting the
   // confidentiality protection of passwords or data as these
   // ciphersuites:




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      TLS_RSA_EXPORT_WITH_RC4_40_MD5
      TLS_RSA_EXPORT_WITH_RC2_CBC_40_MD5
      TLS_RSA_EXPORT_WITH_DES40_CBC_SHA
      TLS_DH_DSS_EXPORT_WITH_DES40_CBC_SHA
      TLS_DH_RSA_EXPORT_WITH_DES40_CBC_SHA
      TLS_DHE_DSS_EXPORT_WITH_DES40_CBC_SHA
      TLS_DHE_RSA_EXPORT_WITH_DES40_CBC_SHA
      TLS_DH_anon_EXPORT_WITH_RC4_40_MD5
      TLS_DH_anon_EXPORT_WITH_DES40_CBC_SHA

  The following ciphersuites are vulnerable to man-in-the-middle
  attacks, and SHOULD NOT be used to protect passwords or sensitive
  data, unless the network configuration is such that the danger of a
  man-in-the-middle attack is tolerable:

      TLS_DH_anon_EXPORT_WITH_RC4_40_MD5
      TLS_DH_anon_WITH_RC4_128_MD5
      TLS_DH_anon_EXPORT_WITH_DES40_CBC_SHA
      TLS_DH_anon_WITH_DES_CBC_SHA
      TLS_DH_anon_WITH_3DES_EDE_CBC_SHA

  A client or server that supports TLS MUST support at least
  TLS_DHE_DSS_WITH_3DES_EDE_CBC_SHA.

   // s/at least//
   // Add:  and MAY support other ciphersuites offering equivalent
   // or better protection.

11. SASL service name for LDAP

  For use with SASL [2], a protocol must specify a service name to be
  used with various SASL mechanisms, such as GSSAPI.  For LDAP, the
  service name is "ldap", which has been registered with the IANA as a
  GSSAPI service name.

   // Insert:
   //
   // X.  SASL Integrity and Privacy Protections
   //
   // Any negotiated SASL integrity and privacy protections SHALL
   // start on the first octet of the first LDAP PDU following
   // successful completion of the SASL bind operation.
   //
   // If lower level security layer is negotiated, such as TLS,
   // any SASL security services SHALL be layered on top of such
   // security layers regardless of the order of their negotiation.





Zeilenga                                                       [Page 14]

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12. Security Considerations

  Security issues are discussed throughout this memo; the (unsurprising)
  conclusion is that mandatory security is important, and that session
  encryption is required when snooping is a problem.

   // s/snooping is a problem/transferring sensitive information/

  Servers are encouraged to prevent modifications by anonymous users.

   // Servers SHOULD prevent modification by anonymous users.
   // Servers are encouraged to restrict modification to strongly
   // authenticated users.

  Servers may also wish to minimize denial of service attacks by timing
  out idle connections, and returning the unwillingToPerform result code
  rather than performing computationally expensive operations requested
  by unauthorized clients.

  A connection on which the client has not performed the Start TLS
  operation or negotiated a suitable SASL mechanism for connection
  integrity and encryption services is subject to man-in-the-middle
  attacks to view and modify information in transit.

  Additional security considerations relating to the EXTERNAL mechanism
  to negotiate TLS can be found in [2], [5] and [6].

13. Acknowledgements

  This document is a product of the LDAPEXT Working Group of the IETF.
  The contributions of its members is greatly appreciated.

14. Bibliography

  [1] Wahl, M., Howes, T. and S. Kille, "Lightweight Directory Access
      Protocol (v3)", RFC 2251, December 1997.

  [2] Myers, J., "Simple Authentication and Security Layer (SASL)", RFC
      2222, October 1997.

  [3] Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997.

  [4] Leach, P. and C. Newman, "Using Digest Authentication as a SASL
      Mechanism", RFC 2831, May 2000.

  [5] Hodges, J., Morgan, R. and M. Wahl, "Lightweight Directory Access
      Protocol (v3): Extension for Transport Layer Security", RFC 2830,



Zeilenga                                                       [Page 15]

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      May 2000.

  [6] Dierks, T. and C. Allen, "The TLS Protocol Version 1.0", RFC
      2246, January 1999.

  [7] Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
      Specifications: ABNF", RFC 2234, November 1997.

  [8] Kent, S. and R. Atkinson, "Security Architecture for the Internet
      Protocol", RFC 2401, November 1998.

   // Remainder trimmed.

// End of RFC 2829 text

Additional Information

  Discussions regarding these suggestions may directed to the author:

  Kurt D. Zeilenga
  OpenLDAP Foundation
  <Kurt@OpenLDAP.org>

  or the LDAPext Working Group mailing list:

  <ietf-ldapext@netscape.com>

Copyright 2000, The Internet Society.  All Rights Reserved.

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  it or assist in its implementation may be prepared, copied, published
  and distributed, in whole or in part, without restriction of any
  kind, provided that the above copyright notice and this paragraph
  are included on all such copies and derivative works.  However,
  this document itself may not be modified in any way, such as by
  removing the copyright notice or references to the Internet Society
  or other Internet organizations, except as needed for the  purpose
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  The limited permissions granted above are perpetual and will not
  be revoked by the Internet Society or its successors or assigns.

  This document and the information contained herein is provided on
  an "AS IS" basis and THE AUTHORS, THE INTERNET SOCIETY, AND THE



Zeilenga                                                       [Page 16]

INTERNET-DRAFT     draft-zeilenga-ldapv3bis-rfc2829-00       4 July 2000


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Zeilenga                                                       [Page 17]