SIPPING WG                                                      M. Vakil
Internet-Draft                                     Microsoft Corporation
Intended status: Standards Track                          April 27, 2007
Expires: October 29, 2007


An Extension to Session Initiation Protocol (SIP) Events for Pausing and
                         Resuming Notifications
                draft-vakil-sipping-Notify-pause-01.txt

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   Copyright (C) The IETF Trust (2007).













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Abstract

   The Session Initiation Protocol (SIP) events framework enables a
   subscriber to receive asynchronous notification of various events
   from other SIP user agents.  It defines mechanisms to create,
   refresh, terminate subscriptions.  This framework also defines
   mechanism to fetch (poll) an event state of a resource without
   creating persistent subscriptions.  There is no mechanism to
   temporarily pause the notifications, while still maintaining a
   subscription on the server.  This lack of functionality sometime
   results in a lot of superfluous notification traffic, and put
   unnecessary load on the server.  This draft defines an extension to
   SIP events that allows the subscriber to pause, un-pause
   notifications, and be able to perform fetch (poll) subscriptions
   within an established (created) subscription dialog.


Table of Contents

   1.  Requirements notation  . . . . . . . . . . . . . . . . . . . .  3
   2.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  Motivation . . . . . . . . . . . . . . . . . . . . . . . . . .  5
     3.1.  Overview . . . . . . . . . . . . . . . . . . . . . . . . .  5
       3.1.1.  Why Not Terminate and Re-create Subscription?  . . . .  5
       3.1.2.  Fetch During Paused Stream . . . . . . . . . . . . . .  6
     3.2.  Problem Statement  . . . . . . . . . . . . . . . . . . . .  6
     3.3.  Requirements . . . . . . . . . . . . . . . . . . . . . . .  7
     3.4.  Overview of Operation  . . . . . . . . . . . . . . . . . .  7
     3.5.  Subscriber And Notifier Behaviors  . . . . . . . . . . . .  9
       3.5.1.  Subscriber Behavior  . . . . . . . . . . . . . . . . .  9
       3.5.2.  Notifier Behavior  . . . . . . . . . . . . . . . . . .  9
       3.5.3.  Subscriber Behavior when "notify" Not Supported  . . . 10
     3.6.  Syntax . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     3.7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . 10
     3.8.  Security Considerations  . . . . . . . . . . . . . . . . . 11
     3.9.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . 11
   4.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 12
     4.1.  Normative References . . . . . . . . . . . . . . . . . . . 12
     4.2.  Informational References . . . . . . . . . . . . . . . . . 12
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 13
   Intellectual Property and Copyright Statements . . . . . . . . . . 14










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1.  Requirements notation

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [1].














































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2.  Introduction

   The Session Initiation Protocol (SIP) events framework enables a
   subscriber to receive asynchronous notification of various events
   from other SIP user agents.  It defines mechanisms to create,
   refresh, terminate subscriptions.  This framework also defines
   mechanism to fetch (poll) an event state of a resource without
   creating persistent subscriptions.  There is no mechanism to
   temporarily pause the notifications, while still maintaining a
   subscription on the server.

   There are many event packages defined, e.g. presence RFC3856 [5] ,
   reg event RFC3680 [6], resource list RFC4662 [4], on top of SIP event
   framework RFC3265 [3].  There is no mechanism to temporarily pause
   the notifications, while still maintaining a subscription on the
   server.  According to RFC 3265 RFC3265 [3], once a subscription
   dialog is established, notifications are sent whenever there's any
   change in resource state.  There're instances, as described below,
   where user agents are not required to receive notifications.  But at
   the same time they cannot simply terminate the subscription, because
   there are huge costs associated with installing the new subscriptions
   at the notifier.

   This lack of functionality sometime results in a lot of superfluous
   notification traffic, and put unnecessary load on the server.  This
   draft defines an extension to SIP events that allows the subscriber
   to pause, un-pause notifications, and be able to perform fetch (poll)
   subscriptions within an established (created) subscription dialog.























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3.  Motivation

3.1.  Overview

   A SUBSCRIBE request (with Expires !=0 ) for a given event package
   creates a subscrption with a finite lifetime.  In that duration,
   whenever an event state change occurs for a given resource,
   notification is sent to the subscriber.  This duration depends upon
   event packages and could range upto hours.

   There is a processing cost on the notifier side to generate notifies,
   incur network traffic, and have user agent (subscriber) receive the
   NOTIFY, parse the event state, and perform all the update functions
   with no benefit.

   In the following scenarios, it is not necessary to keep on receiving
   on going notifications, when that event state is not beneficial.

   o  An endpoint, used by the subscriber for presence event may not be
      active at that endpoint (e.g.  PC is locked), but still logged
      into the system.  This idle endpoint keeps on receiving
      unnecessary notifications

   o  A wireless handset receiving notifications for events, not paid
      attention to, while wasting over the air bandwidth.  The same
      wireless endpoint may also consume processing and battery power,
      which might be needed for other voice applications, to process
      these unwanted notifications.  A wireless handset, may trigger a
      fetch subscription within an established dialog whenever end user
      wants to receive an updated event state (mostly in presence buddy
      list applications)

   In the above scenarios, it would be prudent to simply pause the
   notifications traffic, while still maintaining subscriptions, and
   when user becomes active, or when the event state is required to be
   known instantaneously, at that point, it MUST be able to un-pause
   notification stream or perform a one off fetch subscription to
   retrieve an updated state within an established dialog.

3.1.1.  Why Not Terminate and Re-create Subscription?

   In big deployments, it's not prudent to simply terminate the
   subscriptions tempoararily, because creation of subscription take a
   huge toll on the system.  The cost of creating a new subscription on
   the server is far more than simply pausing the notification traffic
   temporarily.  Typically, the following steps are required to install
   a new subscription:




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   o  New dialog state creation

   o  Execution of authorization policies

   o  Installing composition policies

   o  Creating watcher/presentity based filters

   o  Creation of back end subscriptions to intra and inter domains for
      distributed resources.  That in turn creates extra processing on
      the back-end servers to install the subscriptions

   o  Each new subscription requires processing of watcher info
      notifcations, if applicable

   o  To meet high availability requirements, subscription state
      replication occurs on other nodes

   Therefore, it is much less costly to simply turn off notification
   stream if receipt of the notifications are not required by the
   subscriber.

3.1.2.  Fetch During Paused Stream

   It would be a significant performance improvement to be able to
   perform a fetch subscription within a paused dialog.  Because,
   regular fetch subscription outside any dialog (expires=0) creates an
   equal amount of processing on the server as described (creation of
   new subscription) in the section above.  This improvement will be
   useful for wireless handset to be able to do a quick fetch when event
   state needs to be shown to end user.

3.2.  Problem Statement

   The SIP events framework (RFC 3265) does not include protocol methods
   to pause and un-pause notifications, once a subscription is
   established with a non-zero expiration value.  Every, state change
   triggers a notification towards subscriber, which may not be needed.
   These notifications cause processing power on the notifier and
   subscriber side, and the bandwidth in the network.  It's not always
   prudent to terminate the subscription in those cases, as subsequent
   creation of new subscription requires much more processing on the
   notifier.  There's also no mechanism to do a light weight fetch
   subscription as and when event state is needed, within a paused
   subscription.






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3.3.  Requirements

   REQ1: It MUST be possible to pause the notification stream for
   established SIP dialog of a subscription for any event package.

   REQ2: It MUST be possible to resume the notification stream for an
   earlier paused notification stream on an established subscription and
   MUST be able to receive a full state notification to sync up with
   event state.

   REQ3: It MUST be possible to perform a one off retrieval of updated
   event state within a paused notification stream.

3.4.  Overview of Operation

   The SIP events framework specifies creation, refresh, and deletion of
   subscriptions.  Once a subscription is created on the server, it
   keeps on sending notifies on event state changes.  In order to pause
   the subscription on a temporary basis, subscriber issues a SUBSCRIBE
   request, similar to a refresh subscription, with an event header
   parameter of "notify=off".  At this point, notifier stops sending the
   notifications, while still keeping the subscription alive.  The
   subscription remains inactive until it expires or subscriber sends a
   request to resume notifications.  In this state, subscriber may
   perform a light weight fetch subscription to trigger only one notify
   with an updated state, whenever needed.  This can be performed by
   "notify=once".  The resumption of notification is performed by the
   subscriber sending another refresh subscription, with an event header
   parameter "notify=on".

   In all three cases, expires value is non-zero.  Since, these are
   similar to refresh subscription, they may generate notifies.  In the
   first case of pausing the notifications (notify=off), notifier SHOULD
   not send a notify.  In the resumption case (notify=on) and
   (notify=once), notifier MUST send a full state subscription.



   Subscriber                      Notifier                  Event State
                                                              Generator
      |                               |                              |
      |SUBSCRIBE (expires!=0 , no notify param)                      |
      |------------------------------>|                              |
      |    200 OK                     |---Subscription created       |
      |<------------------------------|                              |
      |    NOTIFY (first full state notify)                          |
      |<------------------------------|                              |
      |    200 OK                     |                              |



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      |------------------------------>|                              |
      |                               |    Event state update        |
      |                               |<-----------------------------|
      |    NOTIFY (partial or full)   |---Notify sent                |
      |<------------------------------|                              |
      |    200 OK                     |                              |
      |------------------------------>|                              |
      |                               |                              |
      |                               |                              |
      |                               |                              |
      |SUBSCRIBE (expires!=0 , notify=off)                           |
      |------------------------------>|                              |
      |    200 OK                     |---Subscription paused        |
      |<------------------------------|                              |
      |                               |                              |
      |                               |    Event state update        |
      |                               |<-----------------------------|
      |                               |---No notify sent (paused)    |
      |                               |                              |
      |SUBSCRIBE (expires!=0 , notify=once)                          |
      |------------------------------>|                              |
      |    200 OK                     |---Subscription paused but one|
      |<------------------------------|    full state notify (fetch  |
      |                               |    requested                 |
      |    NOTIFY (full state notify) |                              |
      |<------------------------------|                              |
      |    200 OK                     |                              |
      |------------------------------>|                              |
      |                               |                              |
      |                               |    Event state update        |
      |                               |<-----------------------------|
      |                               |---No notify sent (paused)    |
      |                               |                              |
      |                               |                              |
      |                               |                              |
      |                               |                              |
      |SUBSCRIBE (expires!=0 , notify=on)                            |
      |------------------------------>|                              |
      |    200 OK                     |---Subscription unpaused      |
      |<------------------------------|                              |
      |                               |                              |
      |    NOTIFY (full state notify) |                              |
      |<------------------------------|                              |
      |    200 OK                     |                              |
      |------------------------------>|                              |
      |                               |                              |
      |                               |    Event state update        |
      |                               |<-----------------------------|



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      |    NOTIFY (partial or full)   |---Notify sent                |
      |<------------------------------|                              |
      |    200 OK                     |                              |
      |------------------------------>|                              |
      |                               |                              |


3.5.  Subscriber And Notifier Behaviors

3.5.1.  Subscriber Behavior

   Whenever a subscriber is not interested in receiving on-going
   notifications for event state changes, it creates a refresh
   subscription with a non-zero expires value, and adds a new event
   header parameter "notify=off" to pause notifies on an existing
   established subscription dialog.  This pause notification request in
   the form of a refresh subscription is sent to the notifier.

   At this point, subscriber MUST NOT drop or reject the incoming
   notifies, if sent from the notifier.  A subscriber is just
   recommending to halt notifies on a temporary basis.

   In this halted state, subscriber may send another subscribe request
   with a non-zero expires value, but with a "notify=once" event header
   parameter to retrieve an updated event state with only one
   notification.  This would allow subscriber to achieve fetch function
   within an established dialog.

   When a subscriber discovers the need to receive on-going
   notifications again, it sends another refresh subscription.  This
   time it uses a different value of "notify" event header parameter,
   with "notify=on".  At this point, subscriber expects to receive a
   full state notification, similar to very first notification, when a
   subscription is created, continued updates in the event state on an
   on-going basis until subscription is terminated or another
   subscription with "notify=off" is sent.

3.5.2.  Notifier Behavior

   When a notifier receives a request to pause the subscription, it
   treats that request very similar to a refresh subscription request.
   It does update the expiration of the subscription.  But it pays
   attention to "notify" parameter, and if it's found to be "off".  It
   SHOULD NOT send any notification, not even the immediate notifcation,
   until either subscription expires or a request to resume notification
   arrives.

   Upon receiving a request to receive a one off updated notification



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   (refresh subscription with notify="once"), notifier MUST treat that
   as a refresh subscription request.  It MUST update the expiration
   time of the subscription and pays attention to "notify" parameter.
   If it's found to be "once", notifier MUST send a full state
   notification, and MUST NOT turn on the notification stream, upon
   every event state changes.

   Upon receiving a request to resume notifications (refresh
   subscription with notify="on"), notifier MUST treat that as a refresh
   subscription request.  It MUST update the expiration time of the
   subscription and pays attention to "notify" parameter.  If it's found
   to be "on", notifier MUST send a full state notification, and then
   turns on the notification stream, where by sending notifies for every
   event state changes.

3.5.3.  Subscriber Behavior when "notify" Not Supported

   In the case of a notifier not supporting the mechanism identified in
   this proposed extension, notifier will ignore "notify=" parameter,
   and would continue to send notifications.  That's why, subscriber
   must be prepared to receive notifications and must keep on
   acknowleding it with 200 OK.

3.6.  Syntax

   This section describes the Augmented BNF [RFC 2234] definitions for
   the new syntax elements.  It's based on ruleset present in both SIP
   Events RFC3265 [3] and SIP RFC3261 [2], adding additional
   alternatives to the alternative sets of "event-param" defined
   therein.

   event-param =/ notify-param

   notify-param = "notify" "=" ("on"|"off"|"once")

3.7.  IANA Considerations

   This mechanism registers a new SIP header field parameter for the
   event header defined in SIP events RFC 3265 [3], defined by the
   following information which is to be added to the Header Field
   Parameters and Parameter Values sub-registry under.


   Header Field    Parameter Name  Predefined      References
                                    Values
   ------------    --------------  ----------      -----------
   Event             notify        "on", "off",     RFC[xxxx]
                                     "once"



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   (Note to the RFC Editor: Replace "xxxx" with the RFC number of this
   specification, when assigned.)

3.8.  Security Considerations

   The security considerations listed in SIP events RFC3265 [3], which
   the specified mechanism extends, apply in entirety.

3.9.  Acknowledgments

   I would like to thank everyone who provided feedback on the sipping
   mailing list for their ideas and input, especially to Paul Kyzivat,
   Sean Olson, Sriram Parameswar, and Srivatsa Srinivasan.






































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4.  References

4.1.  Normative References

   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [2]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
        Peterson, J., Sparks, R., Handley, M., and E. Schooler, "SIP:
        Session Initiation Protocol", RFC 3261, June 2002.

   [3]  Roach, A., "Session Initiation Protocol (SIP)-Specific Event
        Notification", RFC 3265, June 2002.

4.2.  Informational References

   [4]  Roach, A., Campbell, B., and J. Rosenberg, "A Session Initiation
        Protocol (SIP) Event Notification Extension for Resource Lists",
        RFC 4662, August 2006.

   [5]  Rosenberg, J., "A Presence Event Package for the Session
        Initiation Protocol (SIP)", RFC 3856, August 2004.

   [6]  Rosenberg, J., "A Session Initiation Protocol (SIP) Event
        Package for Registrations", RFC 3680, March 2004.


























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Author's Address

   Mohammad Vakil
   Microsoft Corporation
   One Microsoft Way
   Redmond, WA  98052
   USA

   Email: mvakil@microsoft.com










































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