INTERNET-DRAFT S. Sakane Intended Status: Informational Yokogawa Electric Corp. Expires: April 29, 2010 M. Ishiyama Toshiba Corp. October 26, 2009 Kerberos Option for DHCPv6 draft-sakane-dhc-dhcpv6-kdc-option-05.txt Status of this Memo This Internet-Draft is submitted to IETF in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/1id-abstracts.html The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html This Internet-Draft expires in April 29, 2010. Copyright Notice Copyright (c) 2009 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents in effect on the date of publication of this document (http://trustee.ietf.org/license-info). Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Sakane & Ishiyama [Page 1] Internet-Draft October 2009 Abstract This document defines a new DHCPv6 option to carry a set of configuration information related to the Kerberos protocol [RFC4120]. This document also defines three sub-options to be used within this new option, which specify a realm name of the Kerberos, a list of IP addresses of the Key Distribution Center of that realm, and a client principal name to distinguish a Kerberos client by the DHCPv6 server. Conventions used in this document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. It is assumed that the readers are familiar with the terms and concepts described in the DHCPv6 [RFC3315]. Sakane & Ishiyama [Page 2] Internet-Draft October 2009 Table of Contents 1. Introduction ................................................. 4 2. Kerberos Option .............................................. 5 2.1. Realm Name Sub-Option ................................... 5 2.2. KDC Sub-Option .......................................... 6 2.3. Client Principal Name Sub-Option ........................ 7 3. Client Operation ............................................. 8 3.1. A recommendation of KDC discovery for a client .......... 9 4. Server Operation ............................................. 10 5. Appearance of this option .................................... 11 6. Specification Issue Consideration ............................ 12 6.1. Providing a Service Type ................................ 12 6.2. Other configuration values to be provided ............... 13 6.3. Providing IPv4 Address .................................. 13 6.4. Behavior when there is no information ................... 14 7. IANA Considerations .......................................... 14 8. Security Considerations ...................................... 15 9. Acknowledgments .............................................. 15 10. References ................................................... 15 10.1. Normative References ................................... 16 10.2. Normative References ................................... 16 Appendix A. Why DNS is not acceptable in some environment ........ 16 Authors' Addresses ............................................... 20 Sakane & Ishiyama [Page 3] Internet-Draft October 2009 1. Introduction The Kerberos Version 5 [RFC4120] is an authentication system which is based on the trusted third-party authentication protocol. Each organization wishing to use the Kerberos protocol establishes its own "realm", and each client is assigned to the realm. At least one Key Distribution Center (KDC) is required for the Kerberos operation of the realm. When the client wants to begin communication with the peer and to be authenticated by the peer, the client needs to take a credential from the KDC. In this process, the client presents both an identifier itself, and a realm name to which the client itself belongs. After the client gets the credential, the client presents it to the peer. The peer can authenticate the access from the client with the credential. Hence, the client needs to know its realm name, and at least one IP address of KDC from which the client can get the credential, before the client begins the communication with the peer. An example case for providing a realm name is that a public workstation for an unspecified several number of students in a college does not have any initial configuration for the Kerberos. If there is a mechanism providing a realm name and a set of IP addresses to the workstation, a student only puts a user identifier and a pass phrase into the workstation, and can user the Kerberos authentication system. For providing a set of IP addresses of the KDC, the Kerberos V5 specification [RFC4120] defines a KDC discovery by utilizing DNS SRV records [RFC2782]. In the meantime, the system which does not employ DNS, but does use DHCP, exists like the industrial system. Some industrial systems don't use DNS because they have already had their own name spaces and their own name resolution systems, including the pre-configured mapping table into the device, rather than FQDN and DNS. And these systems dare not to employ DNS for only the name resolution because adding a new server brings to decrease the reliability of the system, and to increase the management cost of the system. (The detail is described in the APPENDIX), For such environment, another mechanism is required to provide a set of IP addresses of the KDC. Providing a set of IPv4 addresses of the KDC to the devices deployed into the PacketCable Architecture [PCARCH], the KDC Server Address sub-option for the DHCPv4 CableLabs Client Configuration option is defined in RFC 3634 [RFC3634]. However, a mechanism which does not depend on any architecture is required for providing a realm name and a set of IPv6 addresses. The Kerberos option for DHCPv6 defined by this document allows to provide a realm name and/or a list of IP addresses of the KDC. The Sakane & Ishiyama [Page 4] Internet-Draft October 2009 Kerberos option does not replace and deny of the previous methods, and this option does not interfere with those methods. 2. Kerberos Option The Kerberos option provides a realm name and/or a set of IP addresses of the KDC. The option contains one or more sub-options defined in this document. This document defines the Realm Name sub- option, the KDC sub-option and the Client Principal Name sub-option. Any other sub-option may be defined in other documents. The format of the Kerberos option is: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | OPTION_KRB | option-len | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ : : : Kerberos sub-options (variable) : : : +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ o option-code: OPTION_KRB (TBD by IANA) o option-len: length of the Kerberos sub-options in octets. o Kerberos sub-options (variable): each sub-option is listed in the Kerberos sub-options field sequentially. The order of the sub- options is discussed in section of the server behavior of this document. Currently, the following sub-options are defined. Any other sub-options my be defined in the future. Realm Name sub-option KDC sub-option Client Principal Name sub-option 2.1. Realm Name Sub-Option The Realm Name sub-option provides a realm name. The encoding of the realm-name field MUST be conformed to "Realm" defined in section 5.2.2 of RFC 4120. In fact, it is "KerberosString" defined in section 5.2.1 of RFC 4120. The naming constraints MUST be conformed to section 6.1 of RFC 4120. Sakane & Ishiyama [Page 5] Internet-Draft October 2009 The format of the realm name sub-option is: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SUB_OPTION_REALM_NAME | sub-opt-len | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Flags | | +-+-+-+-+-+-+-+-+ | : : : realm-name (variable) : : : +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ o sub-option-code: SUB_OPTION_REALM_NAME (TBD by IANA) o sub-opt-len: length of the realm-name field in octets. o Flags: indicates specific options of the Realm sub-option. 0 1 2 3 4 5 6 7 +-+-+-+-+-+-+-+-+ |D| Reserved | +-+-+-+-+-+-+-+-+ This document only defines the default realm bit (bit 0). When the default realm bit is set to 1, it indicates this sub option containing the default realm name for the client. Other bits are reserved for the future use, and MUST be set to 0. o realm-name (variable): a realm-name. The encoding is defined in section 5.2.2 of RFC4120. 2.2. KDC Sub-Option The KDC sub-option provides an address of the KDC, a priority, a weight and a port number. See section of the Specification Issue Consideration for discussion of providing a service type of the Kerberos protocol. The format of the KDC sub-option is: Sakane & Ishiyama [Page 6] Internet-Draft October 2009 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SUB_OPTION_KDC | sub-opt-len | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Priority | Weight | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Reserved | Port Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ : : : KDC address (16) : : : +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ o sub-option-code: SUB_OPTION_KDC (TBD by IANA) o sub-opt-len: 8 + length of the KDC address field in octets. o Priority, Weight: values for a server selection mechanism. It specifies a hint for a kind of server selection mechanism of a client. An implementer could refer to the DNS SRV specification [RFC2782] for this usage. o Port Number: a port number listened to by the KDC o KDC address (16): an IPv6 address of the KDC 2.3. Client Principal Name Sub-Option The Kerberos protocol uses a "principal identifier" as the client identifier. A principal identifier consists of both a principal name and a Realm name. It is desirable to use the principal name in order that the server determines a specific Kerberos information for the client. The Client Principal Name sub-option provides a client principal name. The encoding of the principal-name field MUST be conformed to "PrincipalName" defined in section 5.2.2 of RFC 4120. The naming constraints MUST be conformed to section 6.2 of RFC 4120 as well. Sakane & Ishiyama [Page 7] Internet-Draft October 2009 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SUB_OPTION_CLIENT_NAME | sub-opt-len | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ : : : principal-name (variable) : : : +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ o sub-option-code: SUB_OPTION_CLIENT_NAME (TBD by IANA) o sub-opt-len: 4 + length of the name-string field. o principal-name (variable): a client principal name. The encoding is defined in section 5.2.2 of RFC4120. 3. Client Operation When a client needs to know information of the Kerberos, the client may send an Information-request Message. The client MAY include the DHCPv6 option number of the Kerberos option in the Option Request Option defined in section 22.7 of RFC 3315 [RFC3315] in the Information-request message. The client MAY include any other options with data values as hints to the server as it is described in section 18.1.5 of RFC 3315 [RFC3315]. When the client needs to know a specific information of a certain realm, the client MAY specify the realm name. If the client wants to get a specific information related to its own client principal name, the client MUST put own principal name into the Client Principal Name sub-option of the Kerberos option. Multiple KDC address sub-options MAY be listed in a Kerberos Option of the Reply Message from the server. If a client receives a set of addresses of the KDC, the client MUST contact to the addresses in the order of the value of the priority field in each KDC sub-option. The value of the weight field might be considered simultaneously. For this usage, an implementer could refer to the DNS SRV specification [RFC2782]. An implementor should also refer to the Stateless Dynamic Host Configuration Protocol (DHCP) Service for IPv6 [RFC3736]. Sakane & Ishiyama [Page 8] Internet-Draft October 2009 3.1. A recommendation of KDC discovery for a client When a client has a capability of both the DNS method defined by RFC 4120 and the DHCP method defined by this document, which methods the client adopts depends on the policy of the environment. The administrator of the realm MUST define the method to the client before the client is installed into the environment. When there is no criteria in the environment, and the client could get the Kerberos information from both the DNS server and the DHCP server, then the information from DNS is recommended. The following is a recommendation of the behavior of the client in such environment where there is no criteria. No Ans. or +------------+ DNS Info. +-----------+ No Ans. Start --> | Ask DHCP(1)| ----------> | Ask DNS(3)| ------> Abort(4) +------------+ +-----------+ / \ \ Only KRB / \ DNS and \ KRB Info. Info. / \ KRB Info. \ / \ \ | | | | V | V No Ans. +-----------+ KRB Info. V Adopt Info. <-------- | Ask DNS(6)| ---------> Adopt Info. from DHCP +-----------+ from DNS (2), (7) (5), (8) Abbreviations: Ans.: Answer Info.: Information KRB: Kerberos 1) At the first, the client asks both DNS and KRB information to the DHCP server. 2) If the client gets only a response with KRB information from the DHCP server, the client adopts the information from the DHCP server. 3) As the result of (1), if the client gets either no answer or only a response with DNS information from the DHCP server, the client then asks KRB information to the DNS server. 4) If the client gets no answer from the DNS server, then the client will abort. Sakane & Ishiyama [Page 9] Internet-Draft October 2009 5) If the client gets KRB information from the DNS server, then the client adopts the information from the DNS server. 6) As the result of (1), if the client gets both DNS and KRB information from the DHCP server, then the client asks KRB information to the DNS server. 7) If the client gets no answer from the DNS server, the client adopts the KRB information from the DHCP server. 8) As the result of (6), if the client gets KRB information from the DNS server, the client adopts the information instead of another from the DHCP server. 4. Server Operation After the DHCPv6 server receives a message which is contained an Option Request Option, what information the server will provide depends on the policy of the server in the end. If there is no criteria on the server, the following operation is recommended. The server SHOULD send a Reply Message back to the client when the option number of the Kerberos option is specified in the Option Request option by the client. When the message did not include any information which can be used to determine data for a specific client, the server SHOULD reply at least a realm name sub-option as a default realm for example. The form of the Kerberos option in this case is: (Kerberos option) | (Realm Name sub-option) '|' means concatenation. When the server determines to reply a set of addresses of the KDC by its configuration or by information specified in the message, the server SHOULD reply the KDC sub-options. Essentially, the priority is specified by the value of the priority field in the KDC sub- option. The Kerberos option is followed by the Realm Name sub-option followed by a set of the KDC sub-options. The form of the Kerberos option in this case is: Sakane & Ishiyama [Page 10] Internet-Draft October 2009 (Kerberos option | (Realm Name sub-option) | (KDC sub-option) [| (KDC sub-option) [|...]] '|' means concatenation. '[|...]' means other sub-options might be optionally concatenated. When the server decided to provide different multiple Realms and a set of IP addresses of each KDCs by its configuration, the server must list a pair of a Realm Name sub-option and a set of the corresponding KDC sub-options. The form of the Kerberos option in this case is: (Kerberos option | (Realm Name sub-option) | (KDC sub-option) [| (KDC sub-option) [|...]] (Realm Name sub-option) | (KDC sub-option) [| (KDC sub-option) [|...]] '|' means concatenation. '[|...]' means other sub-options might be optionally concatenated. If there is no information related to the Kerberos option in the server's DHCPv6 configuration database, See the section of "the behavior when there is no information" in this document. 5. Appearance of this option The Kerberos option MUST NOT appear in any other than the following messages: Solicit, Advertise, Request, Renew, Rebind, Information- request and Reply. The option MAY also appear in the DHCP-relay- message field of both Relay-forward or Relay-reply message. If this option appears in messages other than those specified above, the receiver MUST ignore it. The number of the Kerberos option MAY appear in the Option Request Option in the DHCPv6 message types Solicit, Request, Renew, Rebind, Information-request and Reconfigure. The number MAY also appear in the DHCP-relay-message field of both Relay-forward or Relay-reply message. The sub-option of the Kerberos option MUST appear only in the Kerberos option. Sakane & Ishiyama [Page 11] Internet-Draft October 2009 6. Specification Issue Consideration This section discusses what we should have to further consider for specifying the Kerberos option. We are expecting any input from experts to solve below issues. This section will be removed after the specification is clear or the issues are solved. 6.1. Providing a Service Type The Service Type specifies the transport medium of the Kerberos communication. The Kerberos specification [RFC4120] defines to use UDP and TCP for communication between clients and servers. Other transports are not defined in RFC 4120. However, SCTP might be used in the future. In addition, the Heimdal implementation can use HTTP as a transport type for that purpose. The Service Type should be put into each KDC sub-option if required. To put it into the KDC sub-option, the "Reserved" field could be shortened to 8-bit from 16-bit. If the Service Type is required and above proposals are accepted, the form of the KDC sub-option becomes like the following: 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SUB_OPTION_KDC | sub-opt-len | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Priority | Weight | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Service Type | Reserved | Port Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ : : : KDC address (16) : : : +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ o Service Type: the value of the type is defined in below. Reserved 0 UDP 1 (default) TCP 2 SCTP 3 HTTP 4 Reserved 5-15 Sakane & Ishiyama [Page 12] Internet-Draft October 2009 6.2. Other configuration values to be provided CableLabs Configuration Option [RFC3495] is the option using in the PacketLabs Architecture [PCARCH]. This option can provide a timer and a counter to a client. These are used to determine how long time the client keeps trying to contact to the KDC for the Kerberos processing until the KDC will respond, and how many times the client needs to contact to the KDC for retrying. This option can also provide a flag to determine whether or not the client needs to use the special credential(ticket-granting ticket) to get a new credential(application ticket) from the KDC. There is another special sub-option can provide a FQDN of the KDC in the CableLabs Registry. The Kerberos option defined in this document can be added these feature as its sub-option if these are needed. However, these feature is out of scope of this document, and might be defined in another document in the future. 6.3. Providing IPv4 Address Basically, one of the purpose of this specification is to configure an IPv6 client by using the DHCPv6 server. However, the address family of the communication of any Kerberos service does not depend on the address family of the DCHPv6 service. Essentially, the DHCPv6 server could provide a set of IPv4 addresses of the KDC by using the KDC sub-option. As one solution to enable this, the sub-opt-len of the KDC sub-option could be used to determine whether the KDC-address contained in the sub-option is an IPv6 address or an IPv4 address. If the length is 8 (fixed field length + IPv4 address length), it means that the type of the address is IPv4. Another solution is to add a field identifying the address family into the KDC sub-option. It requires further 2 octets of the sub-option. This value [ADDRFAM] is maintained by the IANA. After deciding which type of IP address is provided by this specification, one of the following description is added into this document. 1) This document describes to configure a set of IPv6 addresses into a host. To provide a set of IP addresses except of IPv6 address is out of scope of this document. 2) This document describes to configure a set of IP addresses into a host. The hint of the type of the address family is the value of the sub-opt-len in the KDC sub-option. The type of the address Sakane & Ishiyama [Page 13] Internet-Draft October 2009 family have to be agreed within the system where this specification is used, because the length of different address family might be same. 3) This document describes to configure a set of IP addresses into a host. The type of the address family is distinguished by the address family identifier in the KDC sub-option. Authors vote #1, currently. 6.4. Behavior when there is no information This problem is not only issue for the Kerberos option. Actually, no server's behavior is not defined in RFC 3315 when there is no information in the server's configuration database related to an option which is specified at an Option Request option from a client. One solution in this case is that the server just send the option which does not contain any sub-option to the client. Another solution is that the server could just ignore the message. On the other hand, there is another solution in section 18.2.5 of RFC 3315, If the Information-request message received from the client did not include a Client Identifier option, the server SHOULD respond with a Reply message containing any configuration parameters that are not determined by the client's identity. If the server chooses not to respond, the client may continue to retransmit the Information-request message indefinitely. For the latter case, we need to define a new status code which means "there is no information of the option in the ORO". And the server sends it back to the client. 7. IANA Considerations When this document is published, the IANA is requested to assign an option code from the option-code space defined in "DHCPv6 Options" section of [RFC3315] for the Kerberos option named OPTION_KRB. The IANA is also requested to create a new name space "DHCPv6 Kerberos Sub-option Codes", and these sub-options should be placed under the same registry. Sakane & Ishiyama [Page 14] Internet-Draft October 2009 o Reserved 0 o SUB_OPTION_REALM_NAME 1 o SUB_OPTION_KDC 2 o SUB_OPTION_CLIENT_NAME 3 o Reserved 4 - 65535 8. Security Considerations The security considerations in RFC 3315 fully apply. The message of DHCPv6 could be altered undesirably. If an adversary modifies the response from a DHCPv6 server or inserts its own response, a client could be led to contact a rogue KDC or a server which does not know the client access. Both cases are categorized into a kind of the denial of service attack. However, such incorrect KDC does not know the shared key between the client and a valid KDC. The incorrect KDC is not be able to proceed any further state of the client. Even when the client receives a response from such KDC, the client can know the fact that it has received an inappropriate message after it verifies the response with the shared key. In order to minimize potential vulnerabilities, a client SHOULD require to use the DHCPv6 authentication defined in section 21 of RFC 3315, or any other authentication mechanism. Sometimes, the Kerberos information is manually configured into the client before the DHCPv6 process starts. Generally, the manual configuration to the device should be preferred to the configuration by the DHCP server. Overwriting the manual configuration should be considered in anytime. 9. Acknowledgments The authors are very grateful to Nobuo Okabe and Shigeya Suzuki. They contributed the summary explaining why DNS is not appropriate to the Industry networks, which is put as the appendix of this document. Ken'ichi Kamada and Yukiyo Akisada contributed for the initial work of making this document. The authors also thank Jeffrey Hutzelman, Kazunori Miyazawa, Kensuke Hosoya, Nicolas Williams, Nobumichi Ozoe, and Sam Hartman. They gave us valuable comments and suggestions for this document. 10. References Sakane & Ishiyama [Page 15] Internet-Draft October 2009 10.1. Normative References [ADDRFAM] Internet Assigned Numbers Authority, "Protocol Registries: Address Family Numbers", http://www.iana.org/assignments/address-family-numbers/ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC2782] A. Gulbrandsen, P. Vixie, L. Esibov, "A DNS RR for specifying the location of services (DNS SRV)", RFC 2782, February 2000. [RFC3315] R. Droms, Ed., J. Bound, B. Volz, T. Lemon, C. Perkins, M. Carney. "Dynamic Host Configuration Protocol for IPv6 (DHCPv6)", RFC 3315, July 2003. [RFC3736] R. Droms, "Stateless Dynamic Host Configuration Protocol (DHCP) Service for IPv6", RFC 3736, April 2004. [RFC4120] Neuman, C., Yu, T., Hartman, S., and K. Raeburn, "The Kerberos Network Authentication Service (V5)", RFC 4120, July 2005. 10.2. Normative References [RFC3495] B. Beser, P. Duffy, Ed., "Dynamic Host Configuration Protocol (DHCP) Option for CableLabs Client Configuration", RFC 3495, March 2003. [RFC3634] K. Luehrs, R. Woundy, J. Bevilacqua, N. Davoust, "Key Distribution Center (KDC) Server Address Sub-option for the Dynamic Host Configuration Protocol (DHCP) CableLabs Client Configuration (CCC) Option", RFC 3634, December 2003. [PCARCH] "PacketCable 1.0 Architecture Framework Technical Report", PKT-TR- ARCH-V01-991201, http://www.packetcable.com/downloads/specs/pkt- tr-arch-v01-991201.pdf Appendix A. Why DNS is not acceptable in some environment Sakane & Ishiyama [Page 16] Internet-Draft October 2009 1. Summary - This appendix describes reasons why DHCP-based KDC discovery is more suitable than DNS-based KDC discovery described in RFC4120 (= the RFC4120-way) for the industrial systems. - The main reason is that some industrial systems don't use DNS because they have already had their own name spaces and naming systems rather than FQDN and DNS. - Less servers benefits the industrial systems: 1) Less messages simplifying the systems. 2) Less servers contributing reliability, and reducing management cost. - We understand that RFC4120 does not require DHCP for KDC discovery. However, we will have to solve DNS discovery when considering the RFC4120-way. And it is natural way to use DHCP for the purpose. - DHCP-based KDC discovery is more efficient under those systems (=expecting not to use DNS). 2. Background (what's industrial systems?) Industrial systems are a kind of sensor systems. The systems have a large number of devices, i.e. sensors and actuators, usually called field devices by which the systems control plants, factories, buildings, etc. The field devices have the following features: 1) Their resources, e.g. processing capability, memory size, footprint, power consumption and user i/f, are limited even though they are physically large. 2) The field device is controlled as an I/O by a administrative device, usually called controller, with a legacy communication technology. 3) Security of the field devices have not been cared because they are regarded as being on I/O buses, not networks. 3. High-level goal and some requirements 3.1. IP and security can enhance the industrial systems. Our goal is to introduce latest IP-based network technology into field devices for enhancing the entire system. 1) Network architecture (=IP technology) can enhance the systems including the field devices. Sakane & Ishiyama [Page 17] Internet-Draft October 2009 2) The field devices will require security if network architecture is introduced. The field devices will not be I/O devices anymore. 3.2. Auto-configuration benefits the industrial systems. Auto-configuration will also be important for large systems like the industrial systems if introducing new technology or capability: 1) Reducing engineering cost when installing/configuring large number of field devices over spread area. The following are existing large systems. The size of a plant, the size of an industrial system and the number of field devices are growing. - An example of a single large process automation system: About 20000 field devices over 2km*2km area References: - http://www.process-worldwide.com/fachartikel/pw_facha rtikel_2699276.html - An example of a distributed process automation systems: About 30000 field devices for 26 distributed sites over 30km*30km area. References: - http://www.mikrocentrum.nl/FilesPage/3462/Presentatie %20C3-1.pdf - http://www.nam.nl/home/Framework?siteId=nam-en&FC2=/n am-en/html/iwgen/algemeen/zzz_lhn.html&FC3=/nam-en/ht ml/iwgen/algemeen/over_de_nam.html - An example of a single large building automation system: 170000 control points of 16500 field devices in 729,000 sq. meters (7.8 million sq. ft.) building complex. References: - http://www.echelon.com/company/press/2003/echelon_mor i.htm 2) Reducing the chance of human error. 3) Making disaster-recovery easier. 3.3. Security mechanism suited to resource-limited devices are necessary. Sakane & Ishiyama [Page 18] Internet-Draft October 2009 Kerberos-based security can be suited resource-limited devices, i.e. the field devices, because of not requiring public key cryptography (of course, when not using PKINIT). 4. Some industrial systems don't use DNS. For field devices, there have been multiple technologies (see Section 6) which don't use DNS because of having already had their own name spaces and naming systems even though introducing IP (partially at this moment). For example, "tag" is the common logical identifier for the process automation systems and Device ID is the common logical identifier for the building automation systems. (You may think those names are not so abstracted, though....) 5. KDC discovery with DHCP is more suitable than the one with DNS. If Kerberos is introduced into the field devices, auto-configuration will be achieved with the following steps: 1) Learning DNS address(es) by DHCP 2) Learning KDC address(es) by DNS based on RFC4120-way. However, DNS will be used by kerberos-related part only. Most application will not use DNS as described above. If DHCP can advertise KDC-related information instead of DNS, there are the following advantages. 1) It can reduce messages handled by the field devices. Consequently, it can reduce footprint of the field devices. 2) It can reduce the number of servers. Consequently, it contribute to management cost of the systems. 6. References There have been multiple technologies for field devices. Examples: - FOUNDATION Fieldbus (http://www.fieldbus.org/) - PROFIBUS (http://www.profibus.com/) - BACnet (http://www.bacnet.org/) - LonWorks (http://www.echelon.co.jp/products/lonworks.html) - Modbus (http://www.modbus.org/) You can learn about communication technology of field devices with wikipedia: - http://en.wikipedia.org/wiki/Fieldbus - http://en.wikipedia.org/wiki/BACnet - http://en.wikipedia.org/wiki/LonWorks Sakane & Ishiyama [Page 19] Internet-Draft October 2009 Authors' Addresses Shoichi Sakane Yokogawa Electric Corporation 2-9-32 Nakacho, Musashino-shi, Tokyo 180-8750 Japan E-mail: Shouichi.Sakane@jp.yokogawa.com Masahiro Ishiyama Toshiba Corporation 1, komukai-toshiba-cho, Saiwai-ku, Kawasaki 212-8582 Japan E-mail: masahiro@isl.rdc.toshiba.co.jp Sakane & Ishiyama [Page 20]