XMPP                                                      P. Saint-Andre
Internet-Draft                                                     Cisco
Intended status: Informational                              June 5, 2009
Expires: December 7, 2009


 Requirements for End-to-End Encryption in the Extensible Messaging and
                        Presence Protocol (XMPP)
               draft-saintandre-xmpp-e2e-requirements-00

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Abstract

   This document describes requirements for end-to-end encryption in the
   Extensible Messaging and Presence Protocol (XMPP).



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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . . . 3
   2.  Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
   3.  Security Requirements . . . . . . . . . . . . . . . . . . . . . 4
   4.  Application Requirements  . . . . . . . . . . . . . . . . . . . 5
   5.  Security Considerations . . . . . . . . . . . . . . . . . . . . 6
   6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 6
   7.  Informative References  . . . . . . . . . . . . . . . . . . . . 6
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . . . 7









































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1.  Introduction

   End-to-end or "e2e" encryption of traffic sent over the Extensible
   Messaging and Presence Protocol (XMPP) is a desirable goal.  Since
   1999, the Jabber/XMPP developer community has experimented with
   several such technologies, including OpenPGP [XMPP-PGP], S/MIME
   [XMPP-SMIME], and encrypted sessions [ESessions].  More recently, the
   community has explored the possibility of using Transport Layer
   Security [TLS] as the base technology for e2e encryption.  In order
   to provide a foundation for deciding on a sustainable approach to e2e
   encryption, this document specifies a set of requirements that the
   ideal technology would meet.

   The preferred venue for discussion of this document is the
   xmpp@ietf.org mailing list; visit
   <https://www.ietf.org/mailman/listinfo/xmpp> for further information.

   Much of the text in this document has been copied from [XEP-0210].


2.  Scope

   There are several different kinds of communications between XMPP
   entitites:

   1.  One-to-one communication sessions between two entities, where
       each entity is online and available during the life of the
       session so that all of the communications occur in real time.
   2.  One-to-one messages that are not transferred in real time but
       that instead are stored when sent and then forwarded when the
       recipient is next online; these are usually called "offline
       messages" as described in [OFFLINE].
   3.  One-to-many information broadcast, such as undirected presence
       stanzas sent from one user to many contacts as described in
       [XMPP-IM] and data syndication as described in [PUBSUB].
   4.  Many-to-many communication sessions among more than two entities,
       such as a text conference in a chatroom as described in [MUC].

   Ideally, any technology for end-to-end encryption in XMPP could be
   extended to cover all the scenarios above.  However, both one-to-many
   broadcast and many-to-many sessions are deemed out-of-scope for this
   document, and this document puts more weight on one-to-one
   communication sessions (the typical scenario for XMPP) than on
   offline messages.







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3.  Security Requirements

   This document stipulates the following security requirements for end-
   to-end encryption of XMPP communications:

   Confidentiality:  The one-to-one XML stanzas exchanged between two
      entities (conventionally, "Alice" and "Bob") must not be
      understandable to any other entity that might intercept the
      communications.  The encrypted stanzas should be understood by an
      intermediate server only to the extent required to route them.
   Integrity:  Alice and Bob must be sure that no other entity can
      change the content of the XML stanzas they exchange, or remove or
      insert stanzas undetected.
   Replay Protection:  Alice or Bob must be able to identify and reject
      any communications that are copies of their previous
      communications resent by another entity.
   Perfect Forward Secrecy:  The encrypted communication should not be
      revealed even if long-lived keys are compromised in the future
      (e.g., Steve steals Bob's computer).  For long-lived sessions it
      must be possible to periodically change the decryption keys.
   PKI Independence:  The protocol must not force the use of any public
      key infrastructure (PKI), certification authority, web of trust,
      or any other trust model that is external to the trust established
      between Alice and Bob. However, if external authentication or
      trust models are available then Alice and Bob should be able to
      use such trust models to enhance any trust that exists between
      them.
   Authentication:  Each party to a conversation must know that the
      other party is who they want to communicate with (Alice must be
      able to know that Bob really is Bob, and vice versa).  Note:
      Authentication can be as simple as Alice confirming that Bob is
      the same Bob that she communicated with yesterday or that she
      talked to on the telephone.  The reliable association between an
      entity and its public keys is "identification" and therefore
      beyond the scope of this document.
   Identity Protection:  No other entity should be able to identify
      Alice or Bob. The JabberIDs they use to route their stanzas are
      unavoidably vulnerable to interception.  Therefore, even if Alice
      and Bob protect their identities by using different JabberIDs for
      each session, it must be possible for their user agents to
      authenticate them transparently, without any other entity
      identifying them via an active ("man-in-the-middle") attack, or
      even linking them to their previous sessions.  If that is not
      possible because Alice and Bob choose to authenticate using public
      keys instead of retained shared secrets, then the public keys must
      not be revealed to other entities using a passive attack.  Bob
      should also be able to choose between protecting either his public
      key or Alice's public key from disclosure through an active



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      attack.
   Robustness:  The protocol should provide more than one difficult
      challenge that has to be overcome before an attack can succeed
      (for example, by generating encryption keys using as many shared
      secrets as possible, such as retained secrets or optional
      passwords).
   Upgradability:  The protocol must be upgradable so that, if a
      vulnerability is discovered, a new version can fix it.  Alice must
      tell Bob which versions of the protocol she is prepared to
      support.


4.  Application Requirements

   In addition to the foregoing security profile, this document also
   stipulates the following application-specific requirements:

   Generality:  The solution must be generally applicable to the full
      content of any XML stanza type (<message/>, <presence/>, and
      <;iq/>) sent between two entities.  It is deemed acceptable if the
      solution does not apply to many-to-many stanzas (e.g., groupchat
      messages sent within the context of multi-user chat) or one-to-
      many stanzas (e.g., presence "broadcasts" and publish-subscribe
      notifications); end-to-end encryption of such stanzas might
      require separate solutions.
   Implementability:  The only good security technology is an
      implemented security technology.  The solution should be one that
      XMPP client developers can implement in a relatively
      straightforward and interoperable fashion.  Ideally the solution
      would reuse existing technologies so that client developers can
      also reuse existing libraries, as they already do for security
      features such as Transport Layer Security [TLS] and the Simple
      Authentication and Security Layer [SASL].
   Usability:  The requirement of usability takes implementability one
      step further by stipulating that the solution should be one that
      organizations can deploy and humans can use with the ease-of-use
      of, say, "https:" URLs.  Experience has shown that solutions
      requiring a full public key infrastructure do not get widely
      deployed and that solutions requiring any user action are not
      widely used.  If, however, Alice and/or Bob are prepared to verify
      the integrity of their copies of each other's keys (thus enabling
      them to discover targeted active attacks or even the mass
      surveilance of a population), then the actions necessary for them
      to achieve that should be minimal (requiring no more effort than a
      one-time out-of-band verification of a string of up to 8
      alphanumeric characters).





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   Efficiency:  Cryptographic operations are highly CPU intensive,
      particularly public key and Diffie-Hellman operations.
      Cryptographic data structures can be relatively large, especially
      public keys and certificates.  Network round trips can introduce
      unacceptable delays, especially over high-latency wireless
      connections.  The solution must perform efficiently even when CPU
      and network bandwidth are constrained.  The number of stanzas
      required for negotiation of encrypted communication should be
      minimized.
   Flexibility:  The solution must be compatible with a variety of
      existing and future cryptographic algorithms and identity
      certification schemes, including [X509] and [OpenPGP].  The
      protocol must also be able to evolve to correct the weaknesses
      that are inevitably discovered once any cryptographic protocol is
      in widespread use.
   Offline messages:  It should be possible to encrypt one-to-one
      communications that are stored for later delivery (so-called
      "offline messages") and still benefit from Perfect Forward Secrecy
      (with a slightly longer period of vulnerability than if both
      parties were online simultaneously).  However, any vulnerabilities
      introduced into the solution in order to enable such offline
      communications must not make real-time communications more
      vulnerable.


5.  Security Considerations

   Security issues are discussed throughout this document.


6.  IANA Considerations

   No actions by the IANA are defined by this document.


7.  Informative References

   [ESessions]
              Paterson, I., Saint-Andre, P., and D. Smith, "Encrypted
              Session Negotiation", XSF XEP 0116, May 2007.

   [MUC]      Saint-Andre, P., "Multi-User Chat", XSF XEP 0045,
              July 2008.

   [OFFLINE]  Saint-Andre, P., "Best Practices for Handling Offline
              Messages", XSF XEP 0160, January 2006.

   [OpenPGP]  Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and R.



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              Thayer, "OpenPGP Message Format", RFC 4880, November 2007.

   [PUBSUB]   Millard, P., Saint-Andre, P., and R. Meijer, "Publish-
              Subscribe", XSF XEP 0060, September 2008.

   [SASL]     Melnikov, A. and K. Zeilenga, "Simple Authentication and
              Security Layer (SASL)", RFC 4422, June 2006.

   [TLS]      Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.2", RFC 5246, August 2008.

   [X509]     Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
              Housley, R., and W. Polk, "Internet X.509 Public Key
              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 5280, May 2008.

   [XEP-0210]
              Paterson, I., "Requirements for Encrypted Sessions", XSF
              XEP 0210, May 2007.

   [XMPP-IM]  Saint-Andre, P., "Extensible Messaging and Presence
              Protocol (XMPP): Instant Messaging and  Presence",
              draft-ietf-xmpp-3921bis-00 (work in progress), June 2009.

   [XMPP-PGP]
              Muldowney, T., "Current Jabber OpenPGP Usage", XSF
              XEP 0027, November 2006.

   [XMPP-SMIME]
              Saint-Andre, P., "End-to-End Signing and Object Encryption
              for the Extensible Messaging and Presence Protocol
              (XMPP)", RFC 3923, October 2004.


Author's Address

   Peter Saint-Andre
   Cisco

   Email: psaintan@cisco.com











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