Network Working Group M. Pritikin Internet-Draft M. Behringer Intended status: Informational S. Bjarnason Expires: March 30, 2015 Cisco September 26, 2014 Bootstrapping Key Infrastructures draft-pritikin-bootstrapping-keyinfrastructures-01 Abstract This document specifies automated bootstrapping of an key infrastructure using vendor installed IEEE 802.1AR manufacturing installed certificates, in combination with a vendor based cloud service. Before being authenticated, a new device has only link- local connectivity, and does not require a routable address. When a vendor cloud service is provided devices can be forced to join only specific domains but for contrained environments we describe a variety of options that allow bootstrapping to proceed. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on March 30, 2015. Copyright Notice Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect Pritikin, et al. Expires March 30, 2015 [Page 1] Internet-Draft Bootstrapping Key Infrastructures September 2014 to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2 1.1. Terminology . . . . . . . . . . . . . . . . . . . . . . . 4 2. Architectural Overview . . . . . . . . . . . . . . . . . . . 4 3. Operational Overview . . . . . . . . . . . . . . . . . . . . 7 3.1. Instantiating the Domain Certification Authority . . . . 7 3.2. Instantiating the Registrar . . . . . . . . . . . . . . . 7 3.3. Accepting New Entities . . . . . . . . . . . . . . . . . 7 3.4. Operating the Network . . . . . . . . . . . . . . . . . . 8 4. Functional Overview . . . . . . . . . . . . . . . . . . . . . 8 4.1. Behavior of a new entity . . . . . . . . . . . . . . . . 9 4.1.1. Proxy Discovery . . . . . . . . . . . . . . . . . . . 10 4.1.2. Receiving and accepting the Domain Identity . . . . . 11 4.1.3. Enrollment . . . . . . . . . . . . . . . . . . . . . 12 4.1.4. After Enrollment . . . . . . . . . . . . . . . . . . 12 4.2. Behavior of a proxy . . . . . . . . . . . . . . . . . . . 12 4.3. Behavior of the Registrar . . . . . . . . . . . . . . . . 13 4.3.1. Authenticating the Device . . . . . . . . . . . . . . 13 4.3.2. Accepting the Entity . . . . . . . . . . . . . . . . 13 4.3.3. Claiming the new entity . . . . . . . . . . . . . . . 14 4.4. Behavior of the MASA Cloud Service . . . . . . . . . . . 14 4.4.1. Issue Authorization Token and Log the event . . . . . 14 4.4.2. Retrieve Audit Entries from Log . . . . . . . . . . . 15 4.5. Leveraging the new key infrastructure / next steps . . . 15 4.5.1. Network boundaries . . . . . . . . . . . . . . . . . 15 5. Protocol Details . . . . . . . . . . . . . . . . . . . . . . 15 5.1. EAP-EST . . . . . . . . . . . . . . . . . . . . . . . . . 16 5.2. Request bootstrap token . . . . . . . . . . . . . . . . . 16 5.3. Request MASA authorization token . . . . . . . . . . . . 17 5.4. Request MASA authorization log . . . . . . . . . . . . . 17 6. Reduced security operational modes . . . . . . . . . . . . . 18 7. Security Considerations . . . . . . . . . . . . . . . . . . . 18 8. References . . . . . . . . . . . . . . . . . . . . . . . . . 19 8.1. Normative References . . . . . . . . . . . . . . . . . . 19 8.2. Informative References . . . . . . . . . . . . . . . . . 19 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 20 1. Introduction To literally "pull yourself up by the bootstraps" is an impossible action. Similarly the secure establishment of a key infrastructure without external help is also an impossibility. Today it is accepted Pritikin, et al. Expires March 30, 2015 [Page 2] Internet-Draft Bootstrapping Key Infrastructures September 2014 that the initial connections between nodes are insecure, until key distribution is complete, or that domain-specific keying material is pre-provisioned on each new device in a costly and non-scalable manner. This document describes a zero-touch approach to bootstrapping an entity by securing the initial distribution of key material using third-party generic keying material, such as a manufacturer installed IEEE 802.1AR certificate [IDevID], and a corresponding third-party cloud service. The two sides of an association being bootstrapped authenticate each other and then determine appropriate authorization. This process is described as four distinct steps between the existing domain and the new entity being added: o New entity authentication: "Who is this? What is its identity?" o New entity authorization: "Is it mine? Do I want it? What are the chances it has been compromised?" o Domain authentication: "What is this domain's claimed identity?" o Domain authorization: "Should I join it?" A precise answer to these questions can not be obtained without leveraging an established key infrastructure(s). The domain's decisions are based on the new entity's authenticated identity, as established by verification of previously installed credentials such as a manufacturer installed IEEE 802.1AR certificate, and verified back-end information such as a configured list of purchased devices or communication with a trusted third-party. The new entity's decisions are made according to verified communication with a trusted third-party or in a strictly auditable fasion. Optimal security is achieved with IEEE 802.1AR certificates on each new entity, accompanied by a third-party cloud service for verification. The concept also works with less requirements, but is then less secure. A domain can choose to accept lower levels of security when a trusted third-party is not available so that bootstrapping proceeds even at the risk of reduced security. Only the domain can make these decisions based on administrative input and known behavior of the new entity. The result of bootstrapping is that a domain specific key infrastructure is deployed. Since IEEE 802.1AR PKI certificates are used for identifying the new entity and the public key of the domain identity is leveraged during communiciations with a cloud service, which is itself authenticated using HTTPS, bootstrapping of a domain specific Public Key Infrastructure (PKI) is fully described. Pritikin, et al. Expires March 30, 2015 [Page 3] Internet-Draft Bootstrapping Key Infrastructures September 2014 Sufficient agility to support bootstrapping alternative key infrastructures (such as symmetric key solutions) is considered although no such key infrastructure is described. 1.1. Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. The following terms are defined for clarity: 2. Architectural Overview The logical elements of the bootstrapping framework are described in this section. Figure 1 provides a simplified overview of the components. Each component is logical and may be combined with other components as necessary. Pritikin, et al. Expires March 30, 2015 [Page 4] Internet-Draft Bootstrapping Key Infrastructures September 2014 Factory components . . +------------+ . | Factory CA | . +------------+ . | . +------------+ . | | +--------------(provides)---------------------------| Factory | | +---------->| | | | . +------------+ | V . | +---------------+ . +------------+ | | Orchestrator | . | MASA | V +---------------+ . | Cloud | +-------+ | . | Service | | New | +------------+ +-----------+ . +------------+ | Entity|<--L2-->| Proxy |<----->| | ....... ^ | | +------------+ | | | | | | Registrar | | | | | | | | |<--DHCP-->(L3 bootstrap) | | | | | | | | | |<-----L3---------------------( registrar )-----------+ | | ( may proxy ) | +-------+ +-----------+ | +----------------------------+ ^ | Domain Certification | ^ . | Authority | . . +----------------------------+ . . . ......................................... | "domain" components Figure 1 Domain: The set of entities that trust a common key infrastructure trust anchor. Domain CA: The domain Certification Authority (CA) optionally provides certification functionalities to the domain entities. At a minimum it provides certification funtionalities to the Registrar and stores the trust anchor that defines the domain. Pritikin, et al. Expires March 30, 2015 [Page 5] Internet-Draft Bootstrapping Key Infrastructures September 2014 Domain Identity: The domain identity is the 160-bit SHA-1 hash of the BIT STRING of the subjectPublicKey of the domain trust anchor that is stored by the Domain CA. This is consistent with the RFC5280 Certification Authority subject key identifier of the Domain CA's self signed root certificate. (A string value bound to the Domain CA's self signed root certificate subject and issuer fields is often colloqually used as a humanized identity value but during protocol discussions the more exact term as defined here is used). Orchestrator: Although bootstrapping of an individual device is automated and requires zero administrative involvement (particularly on the New Entity) the orchestrator drives general operations of the domain. In simple deployments this might be a single administrator ordering a new device from the Factory and manually inputing a serial number from the bill-of-sale into a Registrar. In a more complex environment this might be an automated process that directs a hypervisor "Factory" to instantiate a new virtual machine. Factory: This instantiates the New Entity. For physical devices this can be representative of third-party vendor manufacturing, ordering and shipping process(es) that results in a physical hardware device with an IEEE 802.1AR identity being drop shipped to a destination domain for physical installation. In a virtual machine environment this can be the virtual machine hypervisor control software that initiates a virtual machine instance, in which case the factory is a "virtual factory" and might be managed by the domain itself. Factory CA: This Certification Authority is leveraged by the Factory to issue IEEE 802.1AR identities to each New Entity. For a virtual factory it may be reasonable to assume the domain certification authority is directly used but in a complex environment it is assumed the Factory does not have direct access to the Domain Certification Authority. Registrar: A representative of the domain that is configured, perhaps autonomically, to decide whether a new device is allowed to join the domain. The administrator of the domain interfaces with a Registrar to control this process. New Entity: A new device or virtual machine or software component that is not yet part of the domain. Proxy: A domain entity that helps the New Entity join the domain. A Proxy facilitates communication for devices that find themselves Pritikin, et al. Expires March 30, 2015 [Page 6] Internet-Draft Bootstrapping Key Infrastructures September 2014 in an environment where they are not provided L3 connectivity until after they are validated as members of the domain. MASA Cloud Service: A Manufacturer Authorized Signing Authority (MASA) cloud service on the global Internet. At a minimum the MASA provides a trusted repository for audit information concerning privacy protected bootstrapping events. As a service offering the MASA can encorporate many of the bootstrapping elements (such as the Registrar and the Domain CA) into the cloud service. 3. Operational Overview This section describes how an operator interacts with a domain that supports the bootstrapping as described in this document. 3.1. Instantiating the Domain Certification Authority This is a one time step by the domain administrator. This is an "off the shelf" CA with the exception that it is designed to work as an integrated part of the security solution. This precludes the use of 3rd party certification authority services that do not provide support for delegation of certificate issuance decisions to a domain managed Registration Authority. 3.2. Instantiating the Registrar This is a one time step by the domain administrator. One or more devices in the domain are configured take on a Registrar function. A device can be configured to act as a Registrar or a device can auto-select itself to take on this function, using a detection mechanism to resolve potential conflicts and setup communication with the Domain Certification Authority. An automated Registrar selection processes is not detailed here. [[EDNOTE: yet]] 3.3. Accepting New Entities For each New Entity the Registrar is informed a priori the unique identifier (e.g. serial number). This can be supplied automatically from the Orchestrator [[EDNOTE: TBD]] or inputed manually by the administrator. For each entity that will be accepted a Registrar maintains the Factory CA identity and the entity's unique identifier. The Factory CA identity could be implemented as the Factory CA root certificate keyIdentifier (the 160-bit SHA-1 hash of the value of the BIT STRING subjectPublicKey). For user interface purposes the keyIdentifier Pritikin, et al. Expires March 30, 2015 [Page 7] Internet-Draft Bootstrapping Key Infrastructures September 2014 information can be mapped to a colloquial Factory name (Registrars can be shipped with the keyIdentifier of a significant number of third-party manufacturers). Additional policy can be stored for future authorization decisions. For example an expected deployment time window or that a certain Proxy must be used. 3.4. Operating the Network Once devices are enrolled to the domain, the network operator can specify a policy, or otherwise configure the devices if required. This is outside scope for this document. 4. Functional Overview Entities behave in an autonomic fashion. They discover each other and autonomically establish a key infrastructure deliminating the autonomic domain. See [I-D.behringer-autonomic-network-framework] for more information. The overall flow is shown in Figure 2: Pritikin, et al. Expires March 30, 2015 [Page 8] Internet-Draft Bootstrapping Key Infrastructures September 2014 +---------+ +----------+ +-----------+ | New | | | | Factory | | Entity | | Domain | | Cloud | | | | | | Service | +---------+ +----------+ +-----------+ | | | |<-------discovery--------->| | |---802.1AR credential----->| | | | | | [ accept device? ] | | | | | |---802.1AR identity-------->| | |---Domain ID--------------->| | | | | | [device belongs] | | [to domain? ] | | | | | [update audit log] | | | | |<---device history log------| | |<-- authorization token-----| | | | | [ still accept device?] | | | | |<----authorization token---| | |<----domain information----| | | | | [auth token valid?] | | | | | |----domain enrolment------>| | |<----domain certificate----| | | | 4.1. Behavior of a new entity A New Entity that has not yet been bootstrapped attempts to find a local domain and join it. A number of methods are attempted for establishing communications with the domain in a specified order. Client behavior is as follows: 1. Discover a communication channel to the "closest" Registrar by trying the following steps in this order: A. Search for a Proxy on the local link using Neighbor Discovery. If multiple local proxies are discovered attempt Pritikin, et al. Expires March 30, 2015 [Page 9] Internet-Draft Bootstrapping Key Infrastructures September 2014 communications with each before widening the search to other options. If this fails: B. Obtain an IP address using DHCP, and search for a local registrar using DNS service discovery. If this fails: C. Obtain an IP address using DHCP, and search for a pre-defined Factory provided global registrar using DNS. 2. Present IEEE 802.1AR credentials to the discovered Registrar (via a Proxy if necessary). Included is a generated nonce that is specific to this attempt. 3. Verify the MASA cloud service generated authorization token as provided by the contacted Registrar. The nonce information previously provided is also checked, if it was not removed by the Registrar. 4. If and only if step three is successful: Join Domain, by accepting the domain specific information from the registrar, and by enrolling a domain certificate from the registrar. 5. The New Entity is now a member of the domain and will only repeat the discovery aspects of bootstrapping if it is returned to factory default settings. [[EDNOTE: Step (1b and 1c) is similar to the vendor DNS mechanisms described in draft-kwatsen-netconf-zerotouch although the goal here is to contact a Registrar rather than a vendor supplied NMS] The following sections describe each of these steps in more detail. 4.1.1. Proxy Discovery Existing protocols provide the appropriate functionality for both discovering the Proxy and facilitating communication through the Proxy: IEEE 802.1X Where the New Entity can be cast as the "supplicant" and the Proxy is the "authenticator". The bootstrapping protocol messages are encapsulated as EAP methods. The "authenticator" reencapsulates the EAPOL frames and forwards them to the "Authentication Server", which provides Registrar functionalities. PANA [RFC5191] [[EDNOTE: TBD]] ND [RFC2461] / [RFC4861] [[EDNOTE: TBD]] NOTE: Neighbor Discovery protocols do not describe a mechanism for forwarding messages. Pritikin, et al. Expires March 30, 2015 [Page 10] Internet-Draft Bootstrapping Key Infrastructures September 2014 Each provides a method for the New Entity to discover and initiate communication with a local neighbor. In each protocol methods are available to support encapsulation of the bootstrapping protocol messages described elsewhere in this document. Other protocols for transporting bootstrapping messages can be added in future references. All security assocaitions established are between the new device and the Registrar regardless of proxy operations. If multiple proxies are available the New Entity tries each until a successful bootstrapping occurs. The New Entity may prioritize proxies selection order as appropriate for the anticipated environment. If Proxy discovery fails the New Entity moves on to discovering a Registrar directly. 4.1.2. Receiving and accepting the Domain Identity The domain trust anchor is received by the New Entity during the boostrapping protocol exchange. EST [RFC7030] details a set of non-autonomic bootstrapping methods such as: o using the Implicit Trust Anchor database (not an autonomic solution because the URL must be securely distributed), o engaging a human user to authorize the CA certificate using out- of-band data (not an autonomic solution because the human user is involved), o and using a configured Explicit TA database (not an autonomic solution because the distribution of symmetric key material is not autonomic). This document describes two additional autonomic methods: MASA authorization token Authorization tokens are obtained by the Registrar from the MASA cloud service and presented to the New Entity for validation. URL redirect If the New Entity discovers a well known global registrar using DNS then the EST protocol exchange is protected using an Implicit TA database, but also the MASA authorization is required. The global registrar MUST claim the device with the MASA server to ensure the logging information is consistent. The Pritikin, et al. Expires March 30, 2015 [Page 11] Internet-Draft Bootstrapping Key Infrastructures September 2014 global registrar forwards the New Entity to an alternate URI as described in EST [RFC7030]. If these methods fail the New Entity returns to discovery state and attempts bootstrapping with the next available discovered Registrar. [[EDNOTE: move protocol discussion down into protocol section]] The domain trust anchor MUST be included in the TLS handshake Server Certificate "certificate_list" [RFC5246] or the client MUST request the EST Bootstrap Distribution of CA Certificates [RFC7030]. (This document defines an additional method for accepting the CA certificates). 4.1.3. Enrollment As the final step of bootstrapping a Registrar helps to issue a domain specific credential to the New Entity. For simplicity in this document, a Registrar primarly facilitates issuing a credential by acting as an RFC5280 Registration Authority for the Domain Certification Authority. Enrollment proceeds as described in Enrollment over Secure Transport (EST) [RFC7030]. The New Entity contacts the Registrar using EST as indicated: o The New Entity is authenticated using the IEEE 802.1AR credentials [[EDNOTE: or in the non-autonomic case using the the out of band secret]. o The EST section 4.1.3 CA Certificates Response is verified using the MASA authorization token provided domain identity. 4.1.4. After Enrollment Functionality to provide generic "configuration" is supported. The parsing of this data and any subsequent use of the data, for example communications with a Network Management System is out of scope but is expected to occur after bootstrapping enrollment is complete. See Section 4.5. 4.2. Behavior of a proxy The role of the Proxy is to facilitate communications. The Proxy forwards messages between the New Entity and a Registrar. Where existing protocols as detailed in Section 4.1.1 already provide this functionality nothing additional is defined. Pritikin, et al. Expires March 30, 2015 [Page 12] Internet-Draft Bootstrapping Key Infrastructures September 2014 [[EDNOTE: If neighbor discovery protocols are used for Proxy discovery then a proxy forwarding protocol is to be defined here]] 4.3. Behavior of the Registrar One a registrar is established it listens for new entities and determines if they can join the domain. The registrar delivers any necessary authorization information to the new device and facilitates enrollment with the domain PKI. Registrar behavior is as follows: 4.3.1. Authenticating the Device The authentication methods detailed in EST [RFC7030] are: o the use of an IEEE 802.1AR IDevID credential, o or the use of a secret that is transmitted out of band between the New Entity and the Registrar (this use case is not autonomic). 4.3.2. Accepting the Entity In a fully automated nework all devices must be securely identified. A Registrar accepts or declines a request to join the domain, based on the authenticated identity presented and other policy defined criteria such as Proxy identity. Automated acceptance criteria include: o allow any device of a specific type (as determined by the IEEE 802.1AR device identity), o allow any device from a specific Factory (as determined by the IEEE 802.1AR identity), o allow a specific device from a Factory (as determined by the IEEE 802.1AR identity) In all cases a Registrar must use the globally available MASA cloud service to verify the device's history log does not include unexpected Registrars. If a device is accepted into the domain, it is then invited to request a domain certificate through a certificate enrolment process. The result is a common trust anchor and device certificates for all autonomic devices in a domain. These certificates can subsequently be used to determine the boundaries of the homenet, to authenticate Pritikin, et al. Expires March 30, 2015 [Page 13] Internet-Draft Bootstrapping Key Infrastructures September 2014 other domain nodes, and to autonomically enable services on the homenet. 4.3.3. Claiming the new entity During initial bootstrapping the New Entity provides a nonce specific to the particular bootstrapping attempt. The registrar should include this nonce when claiming the New Entity from the MASA cloud service. If a nonce is provided by the Registrar then claims from an unauthenticated Registrar are serviced by the MASA cloud resource. The Registrar can claim a New Entity that is not online by forming the request using the entities unique identifier but not including a nonce in the claim request. MASA authorization tokens obtained in this way do not have a lifetime and they provide a permanent method for the domain to claim the device. Evidence of such a claim is provided in the audit log entries available to any future Registrar. Such claims reduce the ability for future domains to secure bootstrapping and therefore the Registrar MUST be authenticated by the MASA cloud service. Claiming an entity establishes an audit log at the MASA server and provides the Registrar with proof, in the form of a MASA authorization token, that the log entry has been inserted. As indicated in Section 4.1.2 a New Entity will only proceed with bootstrapping if a validated MASA authorization token has been recieved. The New Entity therefore enforces that bootstrapping only occurs if the claim has been logged. 4.4. Behavior of the MASA Cloud Service The cloud service is provided by the Factory provider. The URI of the cloud service is well known. The URI should be provided as an IEEE 802.1AR IDevID X.509 extension (a "MASA authorization token Distribution Point" extension). The cloud service provides the following functionalities to Registrars: 4.4.1. Issue Authorization Token and Log the event A Registrar POSTs a claim message optionally containing the bootstrap nonce to the MASA server. If a nonce is provided the MASA cloud service responds to all requests. The MASA cloud service verifies the Registrar is representative of the domain and generates a privacy protected log entry before responding with the authorization token. Pritikin, et al. Expires March 30, 2015 [Page 14] Internet-Draft Bootstrapping Key Infrastructures September 2014 If a nonce is not provided the MASA cloud service MUST authenticate the Registrar as a valid customer. This prevents denial of service attacks. The specific level of authentication provided by the customer is not defined here. An MASA Practice Statement (MPS) similar to the Certification Authority CPS, as defined in RFC5280, is provided by the Factory such that Registrar's can determine the level of trust they have in the Factory. 4.4.2. Retrieve Audit Entries from Log When determining if a New Entity should be accepted into a domain the Registrar retrieves a copy of the audit log from the MASA cloud service. This contains a list of privacy protected domain identities that have previously claimed the device. Included in the list is an indication of the time the entry was made and if the nonce was included. 4.5. Leveraging the new key infrastructure / next steps As the devices have a common trust anchor, device identity can be securely established, making it possible to automatically deploy services across the domain in a secure manner. Examples of services: o Device management. o Routing authentication. o Service discovery. 4.5.1. Network boundaries When a device has joined the domain, it can validate the domain membership of other devices. This makes it possible to create trust boundaries where domain members have higher level of trusted than external devices. Using the autonomic User Interface, specific devices can be grouped into to sub domains and specific trust levels can be implemented between those. 5. Protocol Details The bootstrapping protocol is an extension of EST [RFC7030]. [[EDNOTE: Insert figure here]] EST provides a bootstrapping mechanism for new entities that are configured with the URI of the EST server or new entities that can Pritikin, et al. Expires March 30, 2015 [Page 15] Internet-Draft Bootstrapping Key Infrastructures September 2014 "engage a human user to authorize the CA certificate using out-of- band data such as a CA certificate". EST does not provide a completely automated method of bootstrapping the PKI. [[EDNOTE: This paragraph should be expanded to provide a detailed discussion of current EST functionalitites, or do we assume the reader follows the normative reference?]]. The following additions provide for fully automated functionality. EST is extended by defining additional HTTP URIs and messages specific to bootstrapping. These are optionally supported by the EST server within the same .well-known URI tree as the existing EST URIs. The "New Entity" is the EST client and the "Registrar" is the EST server. 5.1. EAP-EST In order to support Proxy environments EAP-EST is defined. [[EDNOTE: TBD. EST is TLS with some data. EAP-TLS and other similar protocols provide an example framework for filling out this section]] 5.2. Request bootstrap token When the New Entity reaches the EST section 4.1.1 "Bootstrap Distribution of CA Certificates" state but wishes to proceed in a fully automated fashion it makes a request for a MASA authorization token from the Registrar. This is done with an HTTPS POST using the operation path value of "/requestbootstraptoken". The request format is a raw nonce value. [[EDNOTE: exact format TBD. There is an advantage to having the client sign the nonce (similar to a PKI Certification Signing Request) since this allows the MASA cloud service to confirm the actual device identity. It is not clear that there is a security benefit from this.]] The Registrar validates the client identity as described in EST [RFC7030] section 3.3.2. The registrar performs authorization as detailed in Section 4.3.2. If authorization is successful the Registrar obtains a MASA authorization token from the MASA cloud service (see Section 5.3). The recieved MASA authorization token is returned to the New Entity. [[EDNOTE: update to CMS language]] Pritikin, et al. Expires March 30, 2015 [Page 16] Internet-Draft Bootstrapping Key Infrastructures September 2014 5.3. Request MASA authorization token A registrar requests the MASA authorization token from the cloud service using this EST extension. This is done with an HTTP POST using the operation path value of "/requestMASAauthorization". The request format is an optional raw nonce value (as obtained from the bootstrap request) and the IEEE 802.1AR identity of the device as a serial number (the full certificate is not needed and no proof-of- possession information for the device identity is included). This information is encapsulated in a PKCS7 signed data structure that is signed by the Registrar. The entire certificate chain, up to and including the Domain CA, is included in the PKCS7. The MASA cloud service checks the internal consistency of the PKCS7 but is unable to actually authenticate the domain identity information. The domain is not know to the MASA server in advance and a shared trust anchor is not implied. The MASA server verifies that the PKCS7 is signed by a Registrar (by checking for the cmc-idRA field in the Registrar certificate) certificate that was issued by the root certificate included in the PKCS7. The domain ID is extracted from the root certificate and is used to generate the MASA authorization token and to update the audit log. [[EDNOTE: update to CMS language]] 5.4. Request MASA authorization log A registrar requests the MASA authorization log from the cloud service using this EST extension. This is done with an HTTP GET using the operation path value of "/requestMASAlog". The log data returned is a file consisting of each log entry. The data in each entry includes: o date/time of the entry o domain ID (this is just a hash of the public key information and is thus privacy protected) o nonce value [[EDNOTE: exact format TBD]] Pritikin, et al. Expires March 30, 2015 [Page 17] Internet-Draft Bootstrapping Key Infrastructures September 2014 6. Reduced security operational modes A common requirement of bootstrapping infrastructures is often that they support less secure operational modes. To support these operational modes the Registrar can choose to accept devices using less secure methods. For example: 1. The registrar may chose to accept all devices, or all devices of a particular type, at the administrator's discretion. This may occur when: Informing the Registrar of unique identifiers of new entities might be operationally difficult. 2. The registrar may chose to accept devices that claim a unique identity without the benefit of authenticating that claimed identity. This may occur when: The New Entity does not include an IEEE 802.1AR factory installed credential. 3. A representative of the Registar (e.g. the Orchestrator) may request nonce-less authorization tokens from the MASA cloud service when network connectivity is available. These tokens can then be transmitted to the Registrar and stored until they are needed during bootstrapping operations. Ths may occur when: The target network is protected by an air gap and therefore can not contact the MASA cloud service during New Entity deployment. 4. The device may have an operational mode where it skips authorization token validation. For example if a physical button is depressed during the bootstrapping operation. This may occur when: A device Factory goes out of business or otherwise fails to provide a reliable MASA cloud service. 5. The device may not require the MASA cloud service authorization token. An entity that does not validate the domain identity is inherently dangerous as it may contain malware. This risk should be mitigated using attestation and measurement technologies. In order to support an unsecured imprint the New Entity MUST support remote attestation technologies such as is defined by the Trusted Computing Group. [[EDNOTE: How to include remote attestation into the boostrapping protocol exchange is TBD]]. This may occur when: The device Factory does not provide a MASA cloud service. 7. Security Considerations In order to support a variety of use cases, devices can be claimed by a registrar without proving possession of the device in question. This would result in a nonceless, and thus always valid, claim. The MASA cloud service is required to authenticate such Registrars but no programatic method is provided to ensure good behavior by the MASA Pritikin, et al. Expires March 30, 2015 [Page 18] Internet-Draft Bootstrapping Key Infrastructures September 2014 cloud service. Nonceless entries into the audit log therefore permanently reduce the value of a device because future Registrars, during future bootstrap attempts, must now be configured with policy to ignore previously (and potentially unknown) domains. Future registrars are recommended to take the audit history of a device into account when deciding to join such devices into their network. It is possible for an attacker to send an authorization request to the MASA cloud service directly after the real Registrar obtains an authorization log. If the attacker could also force the bootstrapping protocol to reset there is a theoretical opportunity for the attacker to use the authorization token to take control of the New Entity but then proceed to enrol with the target domain. To prevent this the MASA cloud service is rate limited to only generate authorization tokens at a rate of 1 per minute. The Registrar therefore has at least 1 minute to get the response back to the New Entity. [[EDNOTE: a better solution can likely be found. This text captures the issue for now.]] Also the Registar can double check the log information after enrolling the New Entity. The MASA cloud service could lock a claim and refuse to issue a new token. Or the MASA cloud service could go offline (for example if a vendor went out of business). This functionality provides benefits such as theft resistance, but it also implies an operational risk. This can be mitigated by Registrars that request nonce-less authorization tokens. 8. References 8.1. Normative References [IDevID] IEEE Standard, , "IEEE 802.1AR Secure Device Identifier", December 2009, . [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC7030] Pritikin, M., Yee, P., and D. Harkins, "Enrollment over Secure Transport", RFC 7030, October 2013. 8.2. Informative References Pritikin, et al. Expires March 30, 2015 [Page 19] Internet-Draft Bootstrapping Key Infrastructures September 2014 [I-D.behringer-autonomic-network-framework] Behringer, M., Pritikin, M., Bjarnason, S., and A. Clemm, "A Framework for Autonomic Networking", draft-behringer- autonomic-network-framework-01 (work in progress), October 2013. Authors' Addresses Max Pritikin Cisco Email: pritikin@cisco.com Michael H. Behringer Cisco Email: mbehring@cisco.com Steinthor Bjarnason Cisco Email: sbjarnas@cisco.com Pritikin, et al. Expires March 30, 2015 [Page 20]