IPsec M. Myers Internet-Draft TraceRoute Security LLC Expires: August 6, 2006 H. Tschofenig Siemens February 2, 2006 OCSP Extensions to IKEv2 draft-myers-ikev2-ocsp-01.txt Status of this Memo By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire on August 6, 2006. Copyright Notice Copyright (C) The Internet Society (2006). Abstract While IKEv2 supports public key based authentication (PKI), the corresponding use of in-band CRLs is problematic due to unbounded CRL size. The size of an OCSP response is however well-bounded and small. This document defines two extensions to IKEv2 which enable the use of OCSP for in-band signaling of certificate revocation status. Two new content encodings are defined for use in the CERTREQ and CERT payloads: OCSP Responder Hash and OCSP Response. An OCSP Myers & Tschofenig Expires August 6, 2006 [Page 1] Internet-Draft OCSP Extensions to IKEv2 February 2006 Responder Hash CERTREQ payload triggers transmission of an OCSP Response CERT payload. When certificates are used with IKEv2, the communicating peers need a mechanism to determine the revocation status of the peer's certificate. OCSP is one such mechanism. This document applies when OCSP is desired and security policy prevents one of the IKEv2 peers from accessing the relevant OCSP responder directly. Firewalls are often deployed in a manner that prevents such access by IKEv2 peers outside of an enterprise network. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 4 3. Extension Definition . . . . . . . . . . . . . . . . . . . . . 5 3.1. OCSP Responder Hash . . . . . . . . . . . . . . . . . . . 5 3.2. OCSP Response . . . . . . . . . . . . . . . . . . . . . . 5 4. Extension Requirements . . . . . . . . . . . . . . . . . . . . 6 4.1. OCSP Responder Hash . . . . . . . . . . . . . . . . . . . 6 4.2. OCSP Response . . . . . . . . . . . . . . . . . . . . . . 6 5. Examples and Discussion . . . . . . . . . . . . . . . . . . . 8 5.1. Baseline . . . . . . . . . . . . . . . . . . . . . . . . . 8 5.2. Extended Authentication Protocol (EAP) . . . . . . . . . . 9 6. Security Considerations . . . . . . . . . . . . . . . . . . . 10 7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 11 8. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 12 9. Normative References . . . . . . . . . . . . . . . . . . . . . 12 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 13 Intellectual Property and Copyright Statements . . . . . . . . . . 14 Myers & Tschofenig Expires August 6, 2006 [Page 2] Internet-Draft OCSP Extensions to IKEv2 February 2006 1. Introduction Version 2 of the Internet Key Exchange protocol [IKEv2] supports a range of authentication mechanisms, including the use of public key based authentication. Confirmation of certificate reliability is essential to achieve the security assurances public key cryptography provides. One fundamental element of such confirmation is reference to certificate revocation status (see [RFC3280] for additional detail). The historic means of determining certificate revocation status is through the use of Certificate Revocation Lists (CRLs). IKEv2 allows CRLs to be exchanged in-band via the CERT payload. CRLs can however grow unbounded in size. Many real-world examples exist to demonstrate the impracticality of including a multi-megabyte file in an IKE exchange. This constraint is particularly acute in bandwidth limited environments (e.g. mobile communications). The net effect is exclusion of in-band CRLs in favor of out-of-band (OOB) acquisition of these data, should they even be used at all. Reliance on OOB methods can be further complicated if access to revocation data requires use of IPsec (and therefore IKE) to establish secure and authorized access to the CRLs of an IKE participant. Such network access deadlock further contributes to a reduced reliance on certificate revocation status in favor of blind trust. OCSP [RFC2560] offers a useful alternative. The size of an OCSP response is bounded and small and therefore suitable for in-band IKEv2 signaling of a certificate's revocation status. This document defines two extensions to IKEv2 that enable the use of OCSP for in-band signaling of certificate revocation status. Two new content encodings are defined for use in the CERTREQ and CERT payloads: OCSP Responder Hash and OCSP Response. An OCSP Responder Hash CERTREQ payload triggers transmission of an OCSP Response CERT payload. Myers & Tschofenig Expires August 6, 2006 [Page 3] Internet-Draft OCSP Extensions to IKEv2 February 2006 2. Terminology The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. Myers & Tschofenig Expires August 6, 2006 [Page 4] Internet-Draft OCSP Extensions to IKEv2 February 2006 3. Extension Definition With reference to Section 3.6 of [IKEv2], the values for the Cert Encoding field of the CERT payload are extended as follows (see also the IANA Considerations section of this document): Certificate Encoding Value -------------------- ----- OCSP Responder Hash 14 OCSP Response 15 3.1. OCSP Responder Hash A value of OCSP Responder Hash (14) in the Cert Encoding field of a CERTREQ Payload indicates the presence of an OCSP Responder certificate hash in the Certificate Authority field of the CERTREQ payload. The presence of the OCSP Responder Hash in a CERTREQ message: 1. identifies an OCSP responder trusted by the sender; 2. notifies the recipient of sender's support for the OCSP extension to IKEv2; and 3. notifies the recipient of sender's desire to receive OCSP confirmation in a subsequent CERT payload. 3.2. OCSP Response A value of OCSP Response (15) in the Cert Encoding field of a CERT Payload indicates the presence of an OCSP Response in the Certificate Data field of the CERT payload. Correlation between an OCSP Response CERT payload and a corresponding CERT payload carrying a certificate can be achieved by matching the OCSP response CertID field to the certificate. See [RFC2560] for the definition of OCSP response content. Myers & Tschofenig Expires August 6, 2006 [Page 5] Internet-Draft OCSP Extensions to IKEv2 February 2006 4. Extension Requirements [IKEv2] allows for multiple CERT and CERTREQ payloads in an exchange. 4.1. OCSP Responder Hash Section 3.7 of [IKEv2] allows for the concatenation of trust anchor hashes as the Certification Authority value of a single CERTREQ message. There is no means however to indicate which among those hashes relates to the certificate of a trusted OCSP responder. Therefore an OCSP Responder Hash CERTREQ SHALL be transmitted separate from any other CERTREQ payloads in an IKEv2 exchange. Where it is useful to identify more than one trusted OCSP responder, each such identification SHALL be transmitted via separate OCSP Responder Hash CERTREQ payloads. The Certification Authority value in an OCSP Responder CERTREQ SHALL be computed and produced in a manner identical to that of trust anchor hashes as documented in Section 3.7 of [IKEv2] with the exception that each such hash SHALL be expressed in a separate CERTREQ payload. Upon receipt of an OCSP Response CERT payload corresponding to a prior OCSP Responder Hash CERTREQ, the CERTREQ sender SHALL incorporate the OCSP response into path validation logic defined by [RFC3280]. The sender of an OCSP Responder Hash CERTREQ MAY abort an IKEv2 exchange if either: 1. the corresponding OCSP Response CERT payload indicates that the subject certificate is revoked; OR 2. the corresponding OCSP Response CERT payload indicates an OCSP error (e.g. malformedRequest, internalError, tryLater, sigRequired, unauthorized, etc.). The sender of an OCSP Responder Hash CERTREQ SHOULD accept an IKEv2 exchange if a corresponding OCSP Response CERT payload is not received. This might be an indication that this OCSP extension is not supported. 4.2. OCSP Response Upon receipt of an OCSP Responder Hash CERTREQ payload, the recipient SHOULD acquire the related OCSP-based assertion and produce and Myers & Tschofenig Expires August 6, 2006 [Page 6] Internet-Draft OCSP Extensions to IKEv2 February 2006 transmit an OCSP Response CERT payload corresponding to the certificate needed to verify its signature on IKEv2 payloads. An OCSP Response CERT payload SHALL be transmitted separate from any other CERT payload in an IKEv2 exchange. Where multiple OCSP responses are useful to an environment, each such SHALL be transmitted via separate OCSP Response CERT payloads. The means by which an OCSP response may be acquired for production of an OCSP Response CERT payload is out of scope of this document. The structure and encoding of the Certificate Data field of an OCSP Response CERT payload SHALL be identical to that defined in [RFC2560]. Myers & Tschofenig Expires August 6, 2006 [Page 7] Internet-Draft OCSP Extensions to IKEv2 February 2006 5. Examples and Discussion This section shows the standard IKEv2 message examples with both peers, the initiator and the responder, using public key based authentication, CERTREQ and CERT payloads. The first instance corresponds to Section 1.2 of [IKEv2], the illustrations of which are reproduced below for reference. 5.1. Baseline Application of the IKEv2 extensions defined in this document to the baseline exchange defined in Section 1.2 of [IKEv2] is as follows. Messages are numbered for ease of reference. Initiator Responder ----------- ----------- (1) HDR, SAi1, KEi, Ni --> (2) <-- HDR, SAr1, KEr, Nr, CERTREQ(OCSP Responder Hash) (3) HDR, SK {IDi, CERT(certificate),--> CERT(OCSP Response), CERTREQ(OCSP Responder Hash), [IDr,] AUTH, SAi2, TSi, TSr} (4) <-- HDR, SK {IDr, CERT(certificate), CERT(OCSP Response), AUTH, SAr2, TSi, TSr} In (2) Responder sends an OCSP Responder Hash CERTREQ payload identifying an OCSP responder trusted by Responder. In response, Initiator sends in (3) both a CERT payload carrying its certificate and an OCSP Response CERT payload covering that certificate. In (3) Initiator also requests an OCSP response via the OCSP Responder Hash CERTREQ payload. In (4) Responder returns its certificate and a separate OCSP Response CERT payload covering that certificate. It is important to note that in this scenario, the Responder in (2) does not yet possess the Initiator's certificate and therefore cannot form an OCSP request. [RFC2560] allows for pre-produced responses. It is thus easily inferred that OCSP responses can be produced in the absence of a corresponding request (OCSP nonces notwithstanding). In such instances OCSP Requests are simply index values into these data. It is also important in extending IKEv2 towards OCSP in this scenario that the Initiator has certain knowledge that the Responder is Myers & Tschofenig Expires August 6, 2006 [Page 8] Internet-Draft OCSP Extensions to IKEv2 February 2006 capable of and willing to participate in the extension. Yet the Responder will only trust one or more OCSP responder signatures. These factors motivate the definition of OCSP Responder Hash extension. 5.2. Extended Authentication Protocol (EAP) Another scenario of pressing interest is the use of EAP to accommodate multiple end users seeking enterprise access to an IPsec gateway. As with the preceding section, the following illustration is extracted from [IKEv2]. In the event of a conflict between this document and[IKEv2] regarding these illustrations, [IKEv2] SHALL dominate. Initiator Responder ----------- ----------- (1) HDR, SAi1, KEi, Ni --> (2) <-- HDR, SAr1, KEr, Nr (3) HDR, SK {IDi, --> CERTREQ(OCSP Responder Hash), [IDr,] AUTH, SAi2, TSi, TSr} (4) <-- HDR, SK {IDr, CERT(certificate), CERT(OCSP Response), AUTH, EAP} (5) HDR, SK {EAP} --> (6) <-- HDR, SK {EAP (success)} (7) HDR, SK {AUTH} --> (8) <-- HDR, SK {AUTH, SAr2, TSi, TSr } In the EAP scenario, messages (5) through (8) are not relevant to this document. Note that while [IKEv2] allows for the optional inclusion of a CERTREQ in (2), this document asserts no need of its use. It is assumed that environments including this optional payload and yet wishing to implement the OCSP extension to IKEv2 are sufficiently robust as to accommodate this redundant payload. Myers & Tschofenig Expires August 6, 2006 [Page 9] Internet-Draft OCSP Extensions to IKEv2 February 2006 6. Security Considerations For the reasons noted above, OCSP Responder Hash is used in place of OCSP request syntax to trigger production and transmission of an OCSP response. OCSP as defined in [RFC2560] may contain a nonce request extension to improve security against replay attacks (see Section 4.4.1 of [RFC2560] for further details). The OCSP Responder Hash does not contain such a nonce. [RFC2560] deals with this aspect by allowing pre-produced responses. Myers & Tschofenig Expires August 6, 2006 [Page 10] Internet-Draft OCSP Extensions to IKEv2 February 2006 7. IANA Considerations This document defines two new field types for use in the IKEv2 Cert Encoding field of the Certificate Payload format. Official values for "OCSP Responder Hash" and "OCSP Response" extensions to the Cert Encoding table of Section 3.6 of [IKEv2] need to be acquired from IANA. Certificate Encoding Value -------------------- ----- OCSP Responder Hash 14 OCSP Response 15 Myers & Tschofenig Expires August 6, 2006 [Page 11] Internet-Draft OCSP Extensions to IKEv2 February 2006 8. Acknowledgements The authors would like to thank Russ Housley for his support. Additionally, we would like to thank Pasi Eronen, Lakshminath Dondeti and Paul Hoffman for their review. 9. Normative References [IKEv2] Kaufman, C., "Internet Key Exchange (IKEv2) Protocol", RFC 4306, December 2005. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC2560] Myers, M., Ankney, R., Malpani, A., Galperin, S., and C. Adams, "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol - OCSP", RFC 2560, June 1999. [RFC3280] Housley, R., Polk, W., Ford, W., and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 3280, April 2002. Myers & Tschofenig Expires August 6, 2006 [Page 12] Internet-Draft OCSP Extensions to IKEv2 February 2006 Authors' Addresses Michael Myers TraceRoute Security LLC Email: mmyers@fastq.com Hannes Tschofenig Siemens Otto-Hahn-Ring 6 Munich, Bavaria 81739 Germany Email: Hannes.Tschofenig@siemens.com URI: http://www.tschofenig.com Myers & Tschofenig Expires August 6, 2006 [Page 13] Internet-Draft OCSP Extensions to IKEv2 February 2006 Intellectual Property Statement The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. 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