Internet Engineering Task Force C. Chung
Internet-Draft A. Kasyanov
Intended status: Informational J. Livingood
Expires: December 9, 2010 N. Mody
Comcast
B. Van Lieu
Unaffiliated
June 7, 2010
Example of an ISP Web Notification System
draft-livingood-web-notification-08
Abstract
The objective of this document is to describe a method of providing
critical end user notifications to web browsers, which has been
deployed by Comcast, an Internet Service Provider (ISP). Such a
notification system is being used to provide near-immediate
notifications to customers, such as to warn them that their traffic
exhibits patterns that are indicative of malware or virus infection.
There are other proprietary systems that can perform such
notifications but these systems utilize Deep Packet Inspection (DPI)
technology. In contrast to DPI, this document describes a system
that does not rely upon DPI, and is instead based in open IETF
standards and open source applications.
Status of this Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
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Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
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This Internet-Draft will expire on December 9, 2010.
Copyright Notice
Copyright (c) 2010 IETF Trust and the persons identified as the
document authors. All rights reserved.
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Table of Contents
1. Requirements Language . . . . . . . . . . . . . . . . . . . . 4
2. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4
3. High-Level Design of the System . . . . . . . . . . . . . . . 4
4. Design Requirements . . . . . . . . . . . . . . . . . . . . . 5
4.1. General Requirements . . . . . . . . . . . . . . . . . . . 5
4.2. Web Proxy Requirements . . . . . . . . . . . . . . . . . . 7
4.3. ICAP Server Requirements . . . . . . . . . . . . . . . . . 8
4.4. Messaging Service Requirements . . . . . . . . . . . . . . 9
5. Implementation Details . . . . . . . . . . . . . . . . . . . . 10
5.1. Functional Components Described, As Implemented . . . . . 10
5.2. Functional Diagram, As Implemented . . . . . . . . . . . . 11
6. High Level Communication Flow, As Implemented . . . . . . . . 12
7. Communication Between Web Proxy and ICAP Server, As
Implemented . . . . . . . . . . . . . . . . . . . . . . . . . 13
8. End-to-End Web Notification Flow, As Implemented . . . . . . . 14
8.1. Step-by-Step Description of the End-to-End Web
Notification Flow . . . . . . . . . . . . . . . . . . . . 14
8.2. Diagram of the End-to-End Web Notification Flow . . . . . 15
9. Example HTTP Headers and JavaScript for a Web Notification . . 16
10. Deployment Considerations . . . . . . . . . . . . . . . . . . 18
11. Security Considerations . . . . . . . . . . . . . . . . . . . 18
12. Debating The Necessity of Such a Critical Notification
System . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
13. Suggesting a Walled Garden As An Alternative . . . . . . . . . 20
14. Intended Next Steps . . . . . . . . . . . . . . . . . . . . . 21
15. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 21
16. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 21
17. References . . . . . . . . . . . . . . . . . . . . . . . . . . 22
17.1. Normative References . . . . . . . . . . . . . . . . . . . 22
17.2. Informative References . . . . . . . . . . . . . . . . . . 23
Appendix A. Document Change Log . . . . . . . . . . . . . . . . . 23
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 24
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1. Requirements Language
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
2. Introduction
Internet Service Providers (ISPs) have a need for a system that is
capable of communicating with customers in a nearly immediate manner,
to convey critical service notices such as warnings concerning likely
malware infection. Given the prevalence of the web browser as the
predominant client software in use by Internet users, the web browser
is an ideal vehicle for providing these notifications. This document
describes a system that has been deployed by Comcast, a broadband
ISP, to provide near-immediate notifications to web browsers.
In the course of evaluating potential solutions, the authors
discovered that the large majority of commercially available systems
utilized Deep Packet Inspection (DPI) technology. While a DPI-based
system would certainly work, this and other ISPs are trying to avoid
widespread deployment and use of DPI, and are searching for
alternatives. Thus, Comcast desired to use a system based on open
standards, non-proprietary software, and which MUST NOT require the
use of DPI. While the system described herein is specific to the
Data-Over-Cable Service Interface Specifications (DOCSIS, [CableLabs
DOCSIS]) networks used by most cable-based broadband ISPs, concepts
described in this document can generally be applied to many different
types of networks should those ISPs be interested in alternatives to
DPI.
3. High-Level Design of the System
The web notification system design is based on the use of the
Internet Content Adaptation Protocol [RFC3507]. The design uses open
source applications, which are the Squid Web Proxy, GreasySpoon ICAP
server, and Apache Tomcat. The ICAP protocol, an existing IETF
protocol, allows for message transformation or adaptation. An ICAP
client passes a HyperText Transport Protocol (HTTP, [RFC2616])
response to an ICAP server for content adaption. The ICAP Server in
turn responds back to the client with the HTTP response containing
the notification message by using the 'respmod' method defined in
Section 3.2 of [RFC3507].
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4. Design Requirements
This section describes all of the key requirements taken into
consideration by Comcast for the design of this system. This
information is provided in order to convey important design choices
which were made in order to avoid the use of DPI, among other things.
An Additional Background section is included with each requirement to
provide additional information, context, or other useful explanation.
4.1. General Requirements
REQ1: MUST Only Be Used for Critical Service Notifications
Additional Background: The system MUST only provide critical
notifications, rather than trivial notifications. An example
of a critical, non-trivial notification, which is also the
primary motivation of this system, is to advise the user that
their computer is infected with malware, that their security
is at severe risk and/or has already been compromised, and
that it is recommended that they take immediate, corrective
action NOW.
REQ2: MUST Use TCP Port 80
Additional Background: The system MUST provide notifications
via TCP port 80, the well-known port for HTTP traffic. Since
the large majority of customers use a web browser as their
primary application, this was deemed the best method to
provide them with an immediate, critical notification.
REQ3: MUST Support Block Listing
Additional Background: While unlikely, since it is possible
that the HyperText Markup Language (HTML, [RFC1866]) or
JavaScript [RFC4329] used for notifications may cause
problems while accessing a particular website. Therefore,
such a system MUST be capable of using a block list of
website Uniform Resource Indicators (URIs, [RFC2396]) or
Fully Qualified Domain Named (FQDNs, Section 5.1 of
[RFC1035]) that conflict with the system, so that the system
MUST NOT provide a notifications in these cases, in order to
eliminate any errors or unexpected results. Also, while
extensive development and testing has been performed to
ensure that this system does not behave in unexpected ways,
and the standard ICAP protocol which has been in use for many
years is utilized, it is critical that if it does behave in
such a way that there MUST be a method to rapidly except
specific URIs or FQDNs.
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REQ4: MUST NOT Cause Problems with Instant Messaging (IM) Clients
Using TCP Port 80
Additional Background: Some IM clients use TCP port 80 in
their communications, often as an alternate port when
standard, well-known ports do not work. Other IM clients may
in fact use TCP port 80 by default, in some cases even being
based in a web browser. Therefore, this system MUST NOT
conflict with or cause unexpected results for IM clients (or
any other client types) which use TCP port 80.
REQ5: MUST Handle Pre-Existing Active TCP Sessions Gracefully
Additional Background: Since the web notification system may
temporarily re-route TCP port 80 traffic in order to provide
a critical notification, previously established TCP port 80
sessions MUST NOT be disrupted and MUST be routed to the
proxy layer. Also, since the critical web notification
occurs at a point in time, it is logical to conclude that an
end user may well have an active TCP port 80 session in
progress before the notification is sent, and which is still
active at the time of the notification. It is therefore
important that any such connections MUST NOT be reset, and
that they instead MUST be handled gracefully.
REQ6: MUST NOT Use TCP Resets
Additional Background: The use of TCP resets has been widely
criticized, both in the Internet community generally as well
as in [RFC3360]. In Comcast's recent history, for example,
the company was criticized for using TCP resets in the course
of operating a DPI-based network management system. As such,
TCP resets as a function of the system MUST NOT be used.
REQ7: MUST Be Non-Disruptive
Additional Background: The web notification system MUST NOT
disrupt the end user experience, such as causing significant
clients errors.
REQ8: Notification Acknowledgement MUST Stop Further Immediate
Notifications
Additional Background: Once a user acknowledges a critical
notification, the notification should immediately stop.
Otherwise, the user may believe the system is stuck in an
error state and may not believe that the critical
notification is valid. In addition, it is quite possible
that the user will be annoyed that the system did not react
to his acknowledgement.
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REQ9: Non-Modification of Content SHOULD Be Maintained.
Additional Background: The system SHOULD NOT significantly
alter the content of the HTTP response from any website the
user is accessing.
REQ10: MUST Handle Unexpected Content Gracefully
Additional Background: Sometimes developers and/or
implementers of software systems assume that a narrow range
of inputs to a system will occur, all of which have been
thought of beforehand by the designers. The authors believe
this is a poor assumption to make in the design and
implementation of a system and, in contrast that unexpected
or even malformed inputs SHOULD be assumed. As a result, the
system MUST gracefully and transparently handle traffic which
is unexpected, and that there will be cases when the system
cannot provide a critical web notification as a result of
this. Thus, widely varying content should be expected, and
all such unexpected traffic MUST be handled by the system
without generating user-perceived errors or unexpected
results.
REQ11: Web Content MUST NOT Be Cached
Additional Background: Maintaining the privacy of users
important. As such, content flowing through or incidentally
observed the system MUST NOT be cached.
REQ12: Advertising Replacement or Insertion MUST NOT Be Performed
Under ANY Circumstances
Additional Background: The system MUST NOT be used to replace
any advertising provided by a website, or insert advertising
into websites. This therefore includes both cases where a
web page already has space for advertising, as well as cases
where a web page does not have any advertising. This is a
critical area of concern for end users, privacy advocates,
and other members of the Internet community. Therefore it
must be made abundantly clear that this system MUST NOT and
SHALL NOT be used for such purposes.
4.2. Web Proxy Requirements
REQ13: Open-Source Software MUST Be Used
Additional Background: The system MUST use an open source web
proxy server. (As noted later, Squid has been chosen.)
While it is possible to use any web proxy, the use of open
source enables others to easily access openly available
documentation for the software, among the other benefits
commonly attributed to the use of open source software which
are also beneficial.
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REQ14: ICAP Client SHOULD Be Integrated
Additional Background: The web proxy server SHOULD have an
integrated ICAP client, which simplifies the design and
implementation of the system.
REQ15: Access Control MUST Be Implemented
Additional Background: Access to the proxy MUST be limited
exclusively to the IP addresses of users for which
notifications are intended, and only for limited periods of
time. Furthermore, since a Session Management Broker (SMB)
is utilized, as described in Section 5.1 below, then the
proxy MUST restrict access only to the address of the SMB.
4.3. ICAP Server Requirements
REQ16: MUST Provide ICAP Response Support:
Additional Background: The system MUST support response
adaptation, in accordance with [RFC3507]. An ICAP client
passes a HyperText Transport Protocol (HTTP, [RFC2616])
response to an ICAP server for content adaption. The ICAP
Server in turn responds back to the client with the HTTP
response containing the notification message by using the
'respmod' method defined in Section 3.2 of [RFC3507]
REQ17: MUST Provide Consistency of Critical Notifications
Additional Background: The system MUST be able to
consistently provide a specific notification. For example,
if a critical alert to notify a user that they are infected
with malware is desired, then that notification should
consistently look the same for all users and not vary.
REQ18: MUST Support Multiple Notification Types
Additional Background: While the initial and sole critical
notification sent by the system is intended to alert users of
a malware infection, malware is a rapidly and continuously
evolving threat. As a result of this reality, the system
must be able to evolve to provide different types of critical
notifications. For example, if malware begins to diverge
into several different categories with substantially
different implications for end users, then it MAY become
desirable to provide a notification which has been narrowly
tailored to each category of malware.
REQ19: MUST Support Notification to Multiple Users Simultaneously
Additional Background: The system MUST be able to
simultaneously serve notifications to different users. For
example, if 100 users have been infected with malware and
critically need to be notified about this security problem,
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then the system MUST be capable of providing the notification
to several users at a time, or all of the users at the same
time, rather that to just one user at a time.
4.4. Messaging Service Requirements
REQ20: A Messaging Service MUST Be Used
Additional Background: The Messaging Service, as described in
Section 5.1 below, caches the notifications for each specific
user. Thus, the notification messages are cached by the
system rather than having to retrieve them each time a
notification is needed. As a result, the system can be more
easily scaled to provide notification to multiple users
simultaneously, as noted in an earlier requirement (MUST
Support Notification to Multiple Users Simultaneously).
REQ21: MUST Process Acknowledgements On a Timely Basis
Additional Background: The Messaging Service MUST quickly
process notification acknowledgements by end users, as noted
in an earlier requirement (Notification Acknowledgement MUST
Stop Further Immediate Notifications).
REQ22: MUST Ensure Notification Targeting Accuracy
Additional Background: The Messaging Service MUST ensure that
notifications are presented to the intended users. For
example, if the system intends to provide a critical
notification to User A and User B, but not User C, then User
C MUST NOT be sent a notification.
REQ23: SHOULD Keep Notification Records for Customer Support
Purposes
Additional Background: The Messaging Service SHOULD maintain
some type of record that a notification being sent to a user,
in case that user inquires with customer support personnel.
For example, when a user is presented with the critical
notification advising them of a malware infection, that user
may choose to call Comcast's Customer Security Assurance
team, in the customer service organization. As a result, a
Customer Security Assurance representative should be able to
confirm that the user did in fact receive a notification
concerning malware infection in the course of providing
assistance to the end user in remediating the malware
infection.
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5. Implementation Details
This section defines and documents the various core functional
components of the system, as they are implemented. These components
are then shown in a diagram to describe how the various components
are linked and relate to one another.
5.1. Functional Components Described, As Implemented
This section accurately and transparently describes the software
packages used by the system described herein, as well as all of the
details of how the system functions. The authors acknowledge that
there may be multiple alternative software choices for each
component; the purpose of this section is to describe those
selections which have been made and deployed.
5.1.A. Web Proxy: The system SHOULD use and does use Squid Proxy, an
open source web proxy application in wide use, and one which
supports an integrated ICAP client.
5.1.B. ICAP Server: The system SHOULD use and does use GreasySpoon,
an open source application. The ICAP Server retrieves the
notifications from the Messaging service cache when content
adaption is needed.
5.1.C. Customer Database: The Customer Database SHOULD hold the
relevant information that the system needs to provide a
critical notification to a given user. The database MAY also
hold the status of which users were notified and users which
are pending notification.
5.1.D. Messaging Service: The system SHOULD use and does use Apache
Tomcat, an open source application. This is a process engine
that retrieves specific web notification messages from a
catalog of possible notifications. While only one
notification is currently used, concerning malware infection,
as noted in Section 4.3 the system MAY eventually need to
provide multiple notifications (the specific requirement is
MUST Support Multiple Notification Types). When a
notification for a specific user is not in cache, the process
retrieves this information from the Customer Database and
populates the cache for a specific period of time.
5.1.E. Session Management Broker (SMB): A Load Balancer (LB) with a
customized layer 7 inspection policy SHOULD be and is used to
differentiate between HTTP and non-HTTP traffic on TCP port
80, in order to meet the requirements documented in Section 4
above. The system uses a LB from A10 Networks. The SMB
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functions as a full stateful TCP proxy with the ability to
forward packets from existing TCP sessions that do not exist
in the internal session table (to meet the specific
requirement MUST Handle Pre-Existing Active TCP Sessions
Gracefully). New HTTP sessions are load balanced to the web
proxy layer either transparently or using source Network
Address Translation (NAT [RFC1631]) from the SMB. Non-HTTP
traffic for established TCP sessions not in the SMB session
table is simply forwarded to the destination transparently
via the TCP proxy layer (again, to meet the specific
requirement MUST Handle Pre-Existing Active TCP Sessions
Gracefully).
5.2. Functional Diagram, As Implemented
+--------+ +------------+ +----------+
| ICAP | <----> | Messaging | <----> | Customer |
| Server | | Service | | Database |
+--------+ +------------+ +----------+
^
| +----------+
| | |
| +-------> | Internet | <-------+
| | | | |
| | +----------+ |
| | ^ |
v v | |
+----------+ v v
|+--------+| +-------+ +--------+
|| ICAP || <----> | SMB | <---> | Access |
|| Client || +-------+ | Router |
|+--------+| +--------+
|| SQUID || ^
|| Proxy || |
|+--------+| v
+----------+ +----------+
| CMTS* |
+----------+
^
|
v
+------+
| PC |
+------+
* A Cable Modem Termination System (CMTS)
is an access network element.
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Figure 1: Web Notification System - Functional Components
6. High Level Communication Flow, As Implemented
6.A. Setup Differentiated Services (DiffServ): Using DiffServe
[RFC2474] [RFC2475] [RFC2597] [RFC3140] [RFC3246] [RFC3260]
[RFC4594], set a policy to direct TCP port 80 traffic to the
web notification system's web proxy.
6.B. Session Management: TCP port 80 packets are routed to a Session
Management Broker which distinguishes between HTTP or non-HTTP
traffic and between new and existing sessions. HTTP packets
are forwarded to the web proxy by the SMB. Non-HTTP packets
such as instant messaging (IM) traffic are forwarded to a TCP
proxy layer for routing to destination or the SMB operates as
the full TCP proxy and forwards the non-HTTP packets to the
destination. Pre-established TCP sessions on port 80 are
identified by the SMB and forwarded with no impact.
6.C. Web Proxy Forwards Request: The web proxy forwards the HTTP
request on to the destination site, a web server, as a web
proxy normally would do.
6.D. On Response, Send Message to ICAP Server: When the HTTP
response is received from the destination server, the web proxy
sends a message to the ICAP server for the web notification.
6.E. Messaging Service: The Messaging Service should respond with
appropriate notification content or null response if
notification is not cached.
6.F. ICAP Server Responds: The ICAP server responds and furnishes
the appropriate content for the web notification to the web
proxy.
6.G. Web Proxy Sends Response: The web proxy then forwards the HTTP
response to the client web browser containing the web
notification.
6.H. User Response: The user observes the critical web notification,
and clicks an appropriate option, such as: OK/acknowledged,
snooze/remind me later, etc.
6.I. More Information: Depending upon the notification, the user may
be provided with more information. For example, as noted
previously herein, the system was designed to provide critical
notifications concerning malware infection. Thus, in the case
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of malware infection, the user may be advised to go to a
malware remediation web page that provides directions on how to
attempt to remove the malware and attempt to secure hosts
against future malware infection.
6.J. Turn Down DiffServ: Once the notification transaction has
completed, remove any special DiffServ settings.
7. Communication Between Web Proxy and ICAP Server, As Implemented
+------------+
| www URI |
+------------+
^ |
(2)| |(3)
| v
+--------+ (4) +--------+ (4) +--------+
| |------------>| |------------>| |
| | (5) | | (5) | |
| Proxy |<------------| ICAP |<------------| ICAP |
| Module | (6) | Client | (6) | Server |
| |------------>| |------------>| |
| | (7) | | (7) | |
| |<------------| |<------------| |
+--------+ +--------+ +--------+
^ |
(1)| |(8)
| v
+------------+ (9) +------------+
| |----------------------------->| |
| Browser | (10) | Web Server |
| |<-----------------------------| |
+------------+ +------------+
(1) - HTTP GET (TCP 80)
(2) - Proxy HTTP GET (TCP 80)
(3) - HTTP 200 OK w/ Response
(4) - ICAP RESPMOD
(5) - ICAP 200 OK
(6) - TCP Stream - Encapsulate Header
(7) - ICAP 200 OK Insert Message
(8) - HTTP 200 OK w/ Response + Message Frame
(9) - HTTP GET for Message
(10) - HTTP 200 w/ Message Content
Figure 2: Communication Between Web Proxy and ICAP Server
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8. End-to-End Web Notification Flow, As Implemented
8.1. Step-by-Step Description of the End-to-End Web Notification Flow
8.1.1. Policy-Based Routing
1. TCP port 80 packets from the user that needs to be notified are
routed to the Web Proxy via policy based routing.
2. Packets are forwarded to the Session Management Broker, which
establishes a session with the Web Proxy and routes the packets
to the Web Proxy.
8.1.2. Web Proxy
1. The user's HTTP request is directed to the Web Proxy.
2. The Web Proxy receives HTTP traffic and retrieves content from
the requested web site.
3. The Web Proxy receives the response and forwards it to the ICAP
Server for response adaptation.
4. The ICAP Server checks the HTTP content in order to determine
whether notification message can be inserted.
5. The ICAP Server initiates a request to the Messaging Service
cache process with the IP address of the user.
6. If a notification message for the user exists then the
appropriate notification is cached on the Messaging Service.
The Messaging Service then returns the appropriate notification
content to the ICAP Server.
7. Once the notification message is retrieved from Messaging
Service cache the ICAP server may insert the notification
message in the HTTP response body without altering or modifying
the original content of the HTTP response.
8. The ICAP Server then sends the response back to the Web Proxy,
which in turn forwards the HTTP response back to the browser.
9. If the user's IP address is not found or provisioned for a
notification message, then the ICAP Server should return a '204
No Modifications Needed' response to the ICAP Client as defined
in section 4.3.3 of [RFC3507]. As a result, the user will not
receive any web notification message.
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10. The user observes the web notification, and clicks an
appropriate option, such as: OK/acknowledged, snooze/ remind me
later, etc.
8.2. Diagram of the End-to-End Web Notification Flow
The two figures below show the communications flow from the Web
Browser, through the Web Notification System.
The first figure below illustrates what occurs when a notification
request cannot be inserted because the notification type for the
user's IP address is not cached in the Messaging Service.
ICAP ICAP Message Customer
Browser Proxy Client Server Service Internet DB
| HTTP | | | | | |
| GET | Proxy | | | | |
+------->| Request | | | | |
| +---------|---------|--------|------->| |
| | | | | 200 OK | |
| |<--------|---------|--------|--------+ |
| | ICAP | | | | |
| | RESPMOD | ICAP | | | |
| +-------->| RESPMOD | Check | | |
| | +-------->| Cache | | |
| | | | for IP | | |
| | | | Match | | |
| | | +------->| | |
| | | | Cache | | |
| | | | Miss | | |
| | | |<-------+ Request| |
| | | 204 No | | Type | |
| | | Modif. | +--------|------->|
| | | Needed | | | |
| | No |<--------+ | | Type |
| | Insert | | | |Returned|
| 200 OK |<--------+ | |<-------|--------+
| w/o | | | | | |
| Insert | | | | | |
|<-------+ | | | | |
| | | | | | |
Figure 3: End-to-End Web Notification Flow - With Cache Miss
The figure below illustrates what occurs when a notification request
for the user's IP address is cached in the Messaging Service.
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ICAP ICAP Message Customer
Browser Proxy Client Server Service Internet DB
| HTTP | | | | | |
| GET | Proxy | | | | |
+------->| Request | | | | |
| +---------|---------|--------|------->| |
| | | | | 200 OK | |
| |<--------|---------|--------|--------+ |
| | ICAP | | | | |
| | RESPMOD | ICAP | | | |
| +-------->| RESPMOD | Check | | |
| | +-------->| Cache | | |
| | | | for IP | | |
| | | | Match | | |
| | | +------->| | |
| | | | Cache | | |
| | | | Hit | | |
| | | Insert |<-------+ | |
| | Return | Type | | | |
| | 200 OK |<--------+ | | |
| | with | | | | |
| | Insert | | | | |
| 200 OK |<--------+ | | | |
| w/ | | | | | |
| Notify | | | | | |
|<-------+ | | | | |
| | | | | | |
Figure 4: End-to-End Web Notification Flow - With Cache Hit
9. Example HTTP Headers and JavaScript for a Web Notification
The figure below shows an example of a normal HTTP GET request from
the user's web browser to www.example.com, a web server on the
Internet.
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------------------------------------------------------------------------
1. HTTP Get Request to www.example.com
------------------------------------------------------------------------
http://www.example.com/
GET / HTTP/1.1
Host: www.example.com
User-Agent: Mozilla/5.0 (Windows; U; Windows NT 5.1; en-US; rv:1.8.1.14)
Gecko/20080404 Firefox/2.0.0.14
Accept: text/html,application/xhtml+xml,application/xml;q=0.9,*/*;q=0.8
Accept-Language: en-us,en;q=0.5
Accept-Encoding: gzip,deflate
Accept-Charset: ISO-8859-1,utf-8;q=0.7,*;q=0.7
Keep-Alive: 300
Connection: keep-alive
Pragma: no-cache
------------------------------------------------------------------------
Figure 5: Example HTTP Headers for a Web Notification - HTTP Get
In the figure below, the traffic is routed via the Web Proxy, which
communicates with the ICAP Server and returns the response from
www.example.com. In this case that response is a 200 OK, with the
desired notification message inserted.
------------------------------------------------------------------------
2. Response from www.example.com via PROXY
------------------------------------------------------------------------
HTTP/1.x 200 OK
Date: Thu, 08 May 2008 16:26:29 GMT
Server: Apache/2.2.3 (CentOS)
Last-Modified: Tue, 15 Nov 2005 13:24:10 GMT
Etag: "b80f4-1b6-80bfd280"
Accept-Ranges: bytes
Content-Length: 438
Connection: close
Content-Type: text/html; charset=UTF-8
Age: 18
X-Cache: HIT from localhost.localdomain
Via: 1.0 localhost.localdomain (squid/3.0.STABLE5)
Proxy-Connection: keep-alive
------------------------------------------------------------------------
Figure 6: Example HTTP Headers for a Web Notification - HTTP Response
The figure below shows an example of the web notification content
inserted in the 200 OK response, in this example JavaScript code.
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------------------------------------------------------------------------
3. Example of JavaScript containing Notification Insertion
------------------------------------------------------------------------
------------------------------------------------------------------------
Figure 7: Example JavaScript Used in a Web Notification
10. Deployment Considerations
The components of the web notification system SHOULD be distributed
throughout the network and close to end users. This ensures that the
routing performance and the user's web browsing experience remains
excellent. In addition, a HTTP-aware load balancer SHOULD used in
each datacenter where servers are located, so that traffic can be
spread across N+1 servers and the system can be easily scaled.
11. Security Considerations
This critical web notification system was conceived in order to
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provide an additional method of notifying end user customers that
their computer has been infected with malware. Depending upon the
specific text of the notification, users could fear that it is some
kind of phishing attack. As a result, care SHOULD and has been taken
with the text and any links contained in the web notification itself.
For example, should the notification text change over time, it MAY be
best to provide a general URI or a telephone number. In contrast to
that, the notification MUST NOT ask for login credentials, and MUST
NOT ask a user to follow a link in order to change their password,
since these are common phishing techniques. Finally, care SHOULD be
taken to provide confidence that the web notification is valid and
from a trusted party, and/or that the user has an alternate method of
checking the validity of the web notification. One alternate method
of validating the notification may be to call customer support, in
this example to call Comcast's Customer Security Assurance team,
which explains a key requirement (specifically, SHOULD Keep
Notification Records for Customer Support Purposes) in Section 4.4
above.
12. Debating The Necessity of Such a Critical Notification System
Some members of the community may question whether it is ever, under
any circumstances, acceptable to modify Internet content in order to
provide critical service notification concerning malware infection -
even in the smallest of ways, even if openly and transparently
documented, even if thoroughly tested, and even if for the best of
motivations. It is important that anyone with such concerns
recognize that this document is by no means the first to propose
this, particularly as a tactic to combat a security problem, and in
fact simply leverages previous work in the IETF, such as [RFC3507].
Such concerned parties should also study the many organizations using
ICAP and the many software systems which have implemented ICAP.
In addition, concerned members of the community should review
Section 2 which describes the fact that this is a common feature of
DPI systems, made by DPI vendors and many, if not most, major
networking equipment vendors. As the authors describe herein, they
are motivated to AVOID the need for widespread, ubiquitous deployment
of DPI, via the use of both open source software and open protocols,
and are further motivated to transparently describe the details of
how such a system functions, what it IS intended to do, what it IS
NOT intended to do, and purposes for which it WILL NOT be used.
The authors also believe it is important for ISPs to transparently
disclose network management techniques and systems, and to have a
venue to do so, as has been done here. In addition, the authors
believe it is important for the IETF and other members of the
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Internet community encourage and positively reinforce such
disclosures. In the publishing of such a document for reference and
comment by the Internet community, this may serve to motivate other
ISPs to be similarly open and to engage the IETF and other
organizations that are part of the Internet community. Members of
the community that argue that documents such as this have no value
may wish to consider that such a viewpoint could have unintended
effects, such as motivating less disclosure on the part of ISPs and
other members of the Internet community, increased rather than
decreased use of DPI, and decreased rather than increased
participation in the critical technical bodies that make up parts of
the Internet community.
In addition, it is critical that members of the community recognize
the good motivations of ISPs like Comcast to combat the massive and
continuing proliferation malware, which is a huge threat to the
security of average Internet users and now represents a multi-
billion-dollar underground economy engaged in identity theft,
financial fraud, transmission of spam, and other criminal activity.
Such a critical notification system in fact is only necessary due to
the failure of host-based security at defending against and
preventing malware infection. As such, ISPs such as Comcast are
being urged by their customers and by other parties such as security
and/or privacy organizations, as well as governmental organizations,
to take action to help solve this massive problem since so many other
tactics have been unsuccessful. For example, as Howard Schmidt, the
Special Advisory for Cyber Security to President Obama, of the United
States of America, was recently quoted: "As attacks on home-based and
unsecured networks become as prevalent as those against large
organizations, the need for ISPs to do everything they can to make
security easier for their subscribers is critical for the
preservation of our nation's information backbone. Additionally,
there is tremendous potential to grow further the use of broadband
around the world; and making safety and security part of an ISP's
core offering will enable the end user to fully experience the rich
and robust benefits broadband provides."
13. Suggesting a Walled Garden As An Alternative
A walled garden refers to an environment that controls the
information and services that a subscriber is allowed to utilize and
what network access permissions are granted. Placing a user in a
walled garden is therefore another approach that ISPs may take to
notify users, and this method is being explored as a possible
alternative in other documents and community efforts. As such, web
notifications should be considered one of many possible notification
methods which merits documentation.
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However, a walled garden approach can pose challenges and may in some
cases be considered disruptive to end users. For example, a user
could be playing a game online, via the use of a dedicated, Internet-
connected game console, which would likely stop working when the user
was placed in the walled garden. In another example, the user may be
in the course of a telephone conversation, using a Voice Over IP
(VoIP) device of some type, which would also likely stop working when
the user was placed in the walled garden. In both cases, the user is
not using a web browser and would not have a way to determine the
reason why their service seemingly stopped working.
14. Intended Next Steps
Unfortunately, no existing working group of the IETF is focused on
issues of malware infection and related issues. As a result, there
is not a definite venue for this document so this has been submitted
to the RFC Editor as an individual submission. While documentation
and disclosure of this system is beneficial for the Internet
community in and of itself, there are other benefits to having this
document published. One of those reasons is that members of the
community, including members of the IETF, have a stable document to
refer to in case of any potential new work that the community may
undertake in the area of malware, security, and critical notification
to end users. It is also hoped that, in the tradition of a Request
for Comment, other members of the community may be motivated to
propose alternative systems or other improvements.
15. IANA Considerations
There are no IANA considerations in this document.
NOTE TO RFC EDITOR: PLEASE REMOVE THIS NULL SECTION PRIOR TO
PUBLICATION.
16. Acknowledgements
The authors wish to thank Alissa Cooper for her review of and
comments on the document, as well as others who reviewed the
document.
17. References
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17.1. Normative References
[RFC1035] Mockapetris, P., "Domain names - implementation and
specification", STD 13, RFC 1035, November 1987.
[RFC1631] Egevang, K. and P. Francis, "The IP Network Address
Translator (NAT)", RFC 1631, May 1994.
[RFC1866] Berners-Lee, T. and D. Connolly, "Hypertext Markup
Language - 2.0", RFC 1866, November 1995.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC2396] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
Resource Identifiers (URI): Generic Syntax", RFC 2396,
August 1998.
[RFC2434] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 2434,
October 1998.
[RFC2474] Nichols, K., Blake, S., Baker, F., and D. Black,
"Definition of the Differentiated Services Field (DS
Field) in the IPv4 and IPv6 Headers", RFC 2474,
December 1998.
[RFC2475] Blake, S., Black, D., Carlson, M., Davies, E., Wang, Z.,
and W. Weiss, "An Architecture for Differentiated
Services", RFC 2475, December 1998.
[RFC2597] Heinanen, J., Baker, F., Weiss, W., and J. Wroclawski,
"Assured Forwarding PHB Group", RFC 2597, June 1999.
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
[RFC2782] Gulbrandsen, A., Vixie, P., and L. Esibov, "A DNS RR for
specifying the location of services (DNS SRV)", RFC 2782,
February 2000.
[RFC2915] Mealling, M. and R. Daniel, "The Naming Authority Pointer
(NAPTR) DNS Resource Record", RFC 2915, September 2000.
[RFC3140] Black, D., Brim, S., Carpenter, B., and F. Le Faucheur,
"Per Hop Behavior Identification Codes", RFC 3140,
June 2001.
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[RFC3246] Davie, B., Charny, A., Bennet, J., Benson, K., Le Boudec,
J., Courtney, W., Davari, S., Firoiu, V., and D.
Stiliadis, "An Expedited Forwarding PHB (Per-Hop
Behavior)", RFC 3246, March 2002.
[RFC3260] Grossman, D., "New Terminology and Clarifications for
Diffserv", RFC 3260, April 2002.
[RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
A., Peterson, J., Sparks, R., Handley, M., and E.
Schooler, "SIP: Session Initiation Protocol", RFC 3261,
June 2002.
[RFC3263] Rosenberg, J. and H. Schulzrinne, "Session Initiation
Protocol (SIP): Locating SIP Servers", RFC 3263,
June 2002.
[RFC3507] Elson, J. and A. Cerpa, "Internet Content Adaptation
Protocol (ICAP)", RFC 3507, April 2003.
[RFC4329] Hoehrmann, B., "Scripting Media Types", RFC 4329,
April 2006.
[RFC4594] Babiarz, J., Chan, K., and F. Baker, "Configuration
Guidelines for DiffServ Service Classes", RFC 4594,
August 2006.
17.2. Informative References
[CableLabs DOCSIS]
CableLabs, "Data-Over-Cable Service Interface
Specifications", CableLabs Specifications Various DOCSIS
Reference Documents, .
[RFC3360] Floyd, S., "Inappropriate TCP Resets Considered Harmful",
BCP 60, RFC 3360, August 2002.
Appendix A. Document Change Log
[RFC Editor: This section is to be removed before publication]
o -08 - One minor deletion, based on feedback from the RFC Editor
o -07 - Made modifications to accommodate concerns raised by the RFC
Editor and his reviewers. This includes CAPITALIZING all RFC 2119
language, adding more context and background to the requirements
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section, making the introduction more precise, making the document
describe more of the actual implementation details, updating
security considerations, and adding three new sections (12, 13,
14).
o -06 - Corrected WL/BL error
o -05 - fixed odd spacing in 8.1
o -04 - corrections and tweaks by Jason
o -03 - corrections and clarifications from Nirmal and BVL
o -02 - updated BVL's contact info, clearing one open issue. Also
added content to Security Considerations.
o -01 - updated doc to reflect that this system is deployed and not
in development, closing out two open issues. Added reference for
JavaScript, closing an open issue.
o -00 - first version published
Authors' Addresses
Chae Chung
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
Email: chae_chung@cable.comcast.com
URI: http://www.comcast.com
Alex Kasyanov
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
Email: alexander_kasyanov@cable.comcast.com
URI: http://www.comcast.com
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Jason Livingood
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
Email: jason_livingood@cable.comcast.com
URI: http://www.comcast.com
Nirmal Mody
Comcast Cable Communications
One Comcast Center
1701 John F. Kennedy Boulevard
Philadelphia, PA 19103
US
Email: nirmal_mody@cable.comcast.com
URI: http://www.comcast.com
Brian Van Lieu
Unaffiliated
Bethlehem, PA 18018
US
Email: brian@vanlieu.net
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