MAGMA                                                            Hui Liu 
Internet Draft                                                  wei cao 
Expires: December 2006                      Huawei Technologies Co.,Ltd. 
                                                          June 15, 2006 
                                                             
                                                                        
                                   
                                      
             Simplifying Process for IGMPv3 and MLDv2 Protocols 
                 draft-liu-magma-igmpv3-mldv2-lite-00.txt 


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   This Internet-Draft will expire on December 15, 2006. 

    

Abstract 

   This document suggests a simplifying implementation for IGMPv3 and 
   MLDv2 protocols, which is called IGMPv3-lite or MLDv2-lite. The 
   interoperability with other versions of IGMP and MLD is considered. 




 
 
 
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Conventions used in this document 

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL 
   NOT","SHOULD", "SHOULD NOT", "RECOMMENDED","MAY", and "OPTIONAL" in 
   this document are to be interpreted as described in RFC-
   2119[KEYWORDS]. 

Table of Contents 

    
   1. Introduction................................................2 
   2. Simplification Method overview...............................3 
      2.1. Behavior of Group Members...............................4 
      2.2. Behavior of Multicast Routers...........................4 
   3. Detailed Simplifying Method of the Group Members.............5 
      3.1. Group Record Types Adopted..............................5 
      3.2. Action on Change of Interface State.....................5 
   4. Detailed Simplifying method of the router....................6 
      4.1. Redefinition of Group timers............................6 
      4.2. IGMPv3-lite Source-Specific Forwarding Rules............6 
      4.3. Action on Reception of Current-State Report.............7 
      4.4. Action on Reception of Source-List-Change Records........7 
   5. Interoperability............................................8 
      5.1. Interoperation with IGMPv1/IGMPv2.......................8 
      5.2. Interoperation with IGMPv3..............................9 
   6. Affects to other protocols...................................9 
   7. Security Considerations......................................9 
   8. References.................................................10 
   Author's Addressess...........................................10 
   Intellectual Property Statement................................10 
   Disclaimer of Validity........................................11 
   Copyright Statement...........................................11 
   Acknowledgment................................................11 
    
1. Introduction 

   The purpose of this draft is to suggest the simplification of IGMPv3 
   [IGMPv3] and MLDv2 [MLDv2] protocols.  

   IGMPv3 and MLDv2 implement source filtering capability compared to 
   their earlier versions IGMPv2 and MLDv1. With this filtering function, 
   the end host not only tells which group it would like to join, but 
   also specifies which sources it does or does not intend to receive 
   multicast traffic from. Filter-modes are defined for the end hosts 
   and router parts of the protocols respectively. 


 
 
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   If a receiver on a host wants to receive from specific sources, it'll 
   send an IGMP or MLD report with filter-mode set to INCLUDE. On the 
   other hand if the host needs to receive some sources, the filter-mode 
   of the report should be EXCLUDE. A source list for the given sources 
   shall be included in the report message.  

   Filter mode INCLUDE and EXCLUDE are also defined in the multicast 
   router to process the IGMP or MLD reports appropriately. And group 
   timer and source timer are maintained. The multicast router decides 
   its filter-mode, type and value of the timers and forwarding methods 
   according to specific rules when group report arrives or timer 
   expires, and the router has to switch its filter-mode under certain 
   conditions. All above factors correlated with each other, thus the 
   determination rule is relatively complex as the state changes.  

   The introduction of filter-mode improves the expressing ability of 
   the multicast receiver. And it is very useful in support of SSM 
   (which making use of INCLUDE mode). But in practical applications, 
   EXCLUDE <S,G> mode(which means blocking some sources) is not used so 
   often, because the scenario is rare that a user shows he is unwilling 
   to receive from some sources. Even if such application existed, it is 
   possible that other users in the same shared network have interest in 
   these sources. Then the multicast traffic has to be forwarded down 
   either. Then it can not be guaranteed that undesired traffic not 
   received. Thus in most applications, excluding specific sources do 
   not seem a useful implementation.  

   Considering the limited effects of EXCLUDE <S,G> filter-mode, and the 
   complicacy of the operation related to it, it is suggested in this 
   draft that the function of EXCLUDE mode is simplified. The protocol 
   operation would be greatly reduced as a result. 

   The elimination of the EXCLUDE <S,G> mode does not only simplify the 
   process of IGMPv3/MLDv2 hosts and routers, but also reduces the 
   complexity of related protocols realization on other equipments(e.g., 
   switches that perform IGMP snooping).  

    

2. Simplification Method overview 

   The simplifying principle is to introduce changes to IGMPv3 and MLDv2 
    as minimal as possible and to realize the interoperability easily. 
    For convenience, we just mention IGMPv3, because the source 
    filtering mechanism is the same for IGMPv3 and MLDv2 protocols.  


 
 
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2.1. Behavior of Group Members 

    In this method, we just take the same service interface model as 
    that of IGMPv3 [IGMPv3]: 

        IPMulticastListen ( socket, interface, multicast-address, 
                            filter-mode, source-list) 

    In the simplified protocol, EXCLUDE mode on the group member part is 
    preserved just for the expression of non-source-specific group join, 
    which is equivalent to IGMPv2/IGMPv1/MLDv1 join. It is denoted as 
    EXCLUDE < NULL > in this draft. 

    Group members just send four types of report: MODE_IS_INCLUDE, 
    ALLOW_NEW_SOURCES, BLOCK_OLD_SOURCES and MODE_IS_EXCLUDE (for 
    EXCLUDE<NULL> only). The other two report types defined for mode- 
    switching are not used in the IGMPv3-lite. 

    The interface state change action needs not consider the mode-change 
    operation. And the corresponding interface timer and group timer act 
    just on the INCLUDE and the EXCLUDE<NULL> operation. The detailed 
    operation of host operation is described in section 3. 

2.2. Behavior of Multicast Routers 

   According to IGMPv3[IGMPv3], the filter-mode of the router is defined 
    to optimize the state description of a group. As a rule, once a 
    member report is in EXCLUDE mode, the router filter-mode for the 
    group will be set to EXCLUDE. Otherwise when all systems with a 
    group record in EXCLUDE mode for that group cease reporting, the 
    router's filter mode may transit back to INCLUDE mode. Group timer 
    is used to identify such transition. 

   In IGMPv3-lite, member reports carry mainly the INCLUDE mode 
    information. The router in general should not receive EXLUDE-mode 
    report (except for EXCLUDE<NULL>). So it is considered unnecessary 
    here for the router to maintain the EXCLUDE mode. Further, it is 
    possible that the router filter-mode representation be discarded 
    thoroughly, with INCLUDE as a default mode for processing. Then the 
    state model for multicast router can be changed to: 

        (multicast address, group timer,(source records)) 

   Here group timer is kept to represent ASM group, not for EXCLUDE 
    group as its original meaning. Its basic behavior is as following: 
    when a router receives an ASM group join (i.e. EXCLUDE<NULL> report), 
    it will set its group timer, and the source list for the source-
 
 
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    specific group will be kept. When the group timer expires, the 
    router may change to the reception for the listed sources. 

    The elimination of the filter-mode will greatly simplify the router 
    behavior, e.g. the forwarding rules, the action on reception of 
    reports, the setting of the timers and the generation of the query 
    messages. The detailed operation of router operation is described in 
    section 4. 

     

3. Detailed Simplifying Method of the Group Members 

   This section describes the simplifying method from full IGMPv3 to 
   IGMPv3-lite. The common part between them is not illustrated here. 

3.1. Group Record Types Adopted 

   There are three group types defined in the full IGMPv3: Current-State 
   Record (taking value of NODE_IS_INCLUDE and NODE_IS_EXCLUDE), Filter-
   Mode-Change Record (CHANGE_TO_INCLUDE_MODE and CHANGE_TO_EXCLUDE_MODE) 
   and Source-List-Change Record (ALLOW_NEW_SOURCES and 
   BLOCK_OLD_SOURCES). 

   Among these types of report messages, NODE_IS_EXCLUDE is used to 
   denote ASM join(i.e. EXCLUDE<NULL>). CHANGE_TO_INCLUDE_MODE and 
   CHANGE_TO_EXCLUDE_MODE are not used, and ALLOW_NEW_SOURCES and 
   BLOCK_OLD_SOURCES are used only for INCLUDE mode. 

3.2. Action on Change of Interface State 

   The interface state change rules are simplified as the elimination of 
   EXCLUDE(S,G) mode, which can be expressed by: 

       Old State         New State         State-Change Record Sent 

        ---------         ---------         ------------------------ 

        INCLUDE (A)       INCLUDE (B)       ALLOW (B-A), BLOCK (A-B) 

        INCLUDE (A)       EXCLUDE (NULL)    EXCLUDE (NULL) 

        EXCLUDE (NULL)    INCLUDE (B)       INCLUDE (B) 

   Editor Note: When interface state changes from EXCLUDE(NULL) to 
   INCLUDE(B), maybe it is better to send INCLUDE(NULL) before sending 
   INCLUDE(B) for fast blocking unwanted old source. 
 
 
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4. Detailed Simplifying method of the router 

4.1. Redefinition of Group timers 

   As section 2.2 mentioned, it is possible for IGMPv3-lite to discard 
   filter-mode denotation in the router. The group timer, which 
   previously used as a mechanism for transitioning the router filter-
   mode from EXCLUDE to INCLUDE, now is redefined for ASM join state 
   maintenance on the router. The role of the group timer can be 
   summarized as follows: 

         Group Timer Value       Actions/Comments 

        ------------------      -----------------    

         G_Timer > 0            All members in this group. 

        G_Timer == 0           No more listeners to this (*,G) group.  
                               If all source timers have expired then 
                               delete Group Record. If there are still 
                               source record timers running, use those 
                               source records with running timers as 
                               the source record state.  

4.2. IGMPv3-lite Source-Specific Forwarding Rules 

   The original forwarding rules depend on filter-mode and source timer 
   value. Now they can be expressed as follows: 

         Group Timer    Source Timer Value    Action 

         -----------    ------------------    ---------------------- 

         G_Timer == 0   S_TIMER > 0           Suggest to forward traffic        
                                             from source 

         G_Timer == 0   S_TIMER == 0          Suggest to stop forwarding 
                                             traffic from source and 
                                             remove source record. If 
                                             there are no more source 
                                             records for the group, 
                                             delete group record. 

         G_Timer == 0   No Source Elements    Suggest not to forward 
                                             traffic from the source 
 
 
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         G_Timer > 0    S_TIMER >= 0          Suggest to forward traffic        
                                             from all sources in this 
                                             group 

         G_Timer > 0    No Source Elements    Suggest to forward traffic        
                                             from all sources in this 
                                             group 

4.3. Action on Reception of Current-State Report 

   When receiving Current State Records, the IGMPv3-lite router needs 
   only reset its group and source timers, and update its source list 
   within the group. Operations related to mode processing and switching 
   are not required. 

               Old Source             new Source 

    Group Timer   list    Report Rec'd   list     Actions 

    -----------   ------  ------------   -------  --------- 

    G_Timer==0     A      IS_IN(B)       A+B      (B)=GMI                       

    G_Timer==0     A      IS_EX(NULL)    A        G_Timer= GMI 

    G_Timer >0     A      IS_IN(B)       A+B      (B)=GMI 

    G_Timer >0     A      IS_EX(NULL)    A        G_timer = GMI 

4.4. Action on Reception of Source-List-Change Records 

   On receiving Source-List-Change Records, the IGMPv3-lite router needs 
   reset its group and source timers, update its source list within the 
   group, or trigger specific group queries. The complex operations 
   related to mode processing and switching are not required. 

               Old Source             new Source 

    Group Timer   list    Report Rec'd   list     Actions 

    -----------   ------  ------------   -------  --------- 

    G_Timer==0     A      ALLOW(B)       A+B      (B)=GMI                       

    G_Timer==0     A      BLOCK(B)       A        Send Q(G,A*B)                 

    G_Timer >0     A      ALLOW(B)       A+B      (B)=GMI 
 
 
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    G_Timer >0     A      BLOCK(B)       A+B        Send Q(G,B) 

    

5. Interoperability  

   IGMPv3-lite hosts and routers should interoperate gracefully with 
    hosts and routers that running IGMPv1/IGMPv2/IGMPv3. 

    The simplification in IGMPv3-lite introduces no changes on the 
    message format of the group query and report. The member sends a 
    subset of IGMPv3 reports, which can be recognized by original full 
    IGMPv3 protocols. 

    The discard of the filter-mode on the router just simplified the 
    processing inside the router, not influencing the outside behavior 
    of the protocol. 

    From above discussion, IGMPv3-lite can be treated as a "parallel 
    version" of full IGMPv3. Its interoperability method with lower 
    versions (i.e. IGMPv1, IGMPv2, and MLDv1) should be the same as that 
    of the IGMPv3 and MLDv2.  

5.1. Interoperation with IGMPv1/IGMPv2 

   IGMPv3-lite protocol can adopts the same Host/Group Compatibility 
   Mode and, keeps Querier Present timers for IGMPv1 and IGMPv2. Their 
   definition and processing is just the same as that of original IGMPv3 
   [IGMPv3]. 

   There is only a little difference that when Group Compatibility mode 
   is IGMPv2 or IGMPv1, a IGMPv3-lite router internally translates the 
   following IGMPv2 or IGMPv1 messages for that group to their IGMPv2 or 
   IGMPv1 equivalents, as following 

     IGMP Message                 IGMPv3 Equivalent 

     --------------               ----------------- 

      v1 Report                   IS_EX( {} ) 

      v1 Leave                    IS_IN( {} ) 

      v2 Report                   IS_EX( {} ) 

      v2 Leave                    IS_IN( {} ) 

 
 
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5.2. Interoperation with IGMPv3 

   As earlier mentioned, the interoperation between IGMPv3-lite and 
   original IGMPv3 protocol can be easily implemented. There is no 
   difficulty for IGMPv3 to recognize IGMPv3-lite protocol messages, for 
   the later is only a subset of that of IGMPv3. 

   If an IGMPv3-lite router receives the original IGMPv3 reports, it 
   should treat them as follows: 

     IGMPv3 Report                IGMPv3-lite Equivalent 

     --------------               ----------------- 

      IS_IN(x)                    IS_IN(x) 

      IS_EX(x)                    IS_EX({}) 

      TO_IN(x)                    IS_IN(x) 

      TO_EX(x)                    IS_EX({}) 

      ALLOW(x)                    ALLOW(x) 

      BLOCK(x)                    BLOCK(x) 

    

6. Affects to other protocols 

   The simplified protocols put no additional burden on the behavior of 
   other related protocols, e.g. IGMP/MLD snooping, multicast routing 
   protocol and operation of application sockets. On the other hand, the 
   degree of complexity is decreased for processing procedures of the 
   switches and routers that running IGMP(snooping) and multicast 
   routing protocols. The processing load on the equipments will be 
   reduced accordingly. 

    

7. Security Considerations 

   The security consideration is the same as that of the original 
   IGMPv3/MLDv2. 

    

 
 
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8. References 

   [IGMPv3] Cain, B.,"Internet Group Management Protocol, Version3", 
           RFC3376, October 2002. 

   [MLDv2] Vida, R. and Costa, L., "Multicast Listener Discovery Version 
           2 (MLDv2) for IPv6", RFC3810, June 2004. 

    

Author's Addressess 

   Hui Liu 

   Huawei Technologies Co., Ltd 

   Liuhui47967@huawei.com 

   Wei Cao 

   Huawei Technologies Co., Ltd 

   Email: caowayne@huawei.com 

    

Intellectual Property Statement 

   The IETF takes no position regarding the validity or scope of any 
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   Copies of IPR disclosures made to the IETF Secretariat and any 
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   The IETF invites any interested party to bring to its attention any 
   copyrights, patents or patent applications, or other proprietary 
   rights that may cover technology that may be required to implement 
 
 
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   this standard.  Please address the information to the IETF at 
   ietf-ipr@ietf.org. 

Disclaimer of Validity 

   This document and the information contained herein are provided on an 
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS 
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET 
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, 
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE 
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 

Copyright Statement 

   Copyright (C) The Internet Society (2006). 

   This document is subject to the rights, licenses and restrictions 
   contained in BCP 78, and except as set forth therein, the authors 
   retain all their rights. 

Acknowledgment 

   The author would like to thank magma and mboned mailing lists for  
   discussion and contribution for the ideas. 





















 
 
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