Policy Framework (policy)                                    Chi Yudong      
Internet Draft                                                Feng Jian       
Expires: Jan 2005                                         Zhong Weidong
                                                                  Du Ke     
                                                               ZTE, Inc
                                                                  
                                                           Jiang Lintao
                                                            CATR of MII      
                                                          
                                                                Editors       
                                                              July 2004


                 ICMP Extensions for Policy-based Routing
                     draft-ke-policy-icmp-ext-00.txt

Status of this Memo

   By submitting this Internet-Draft, I certify that any applicable
   patent or other IPR claims of which I am aware have been disclosed,
   or will be disclosed, and any of which I become aware will be
   disclosed, in accordance with RFC 3668.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on Jan 5, 2005.


Summary
    ping/traceroute and other network diagnostic tools are widely used 
    in the IP networks to diagnose the network reachability, IP packet 
    routing and routing failure location. However, the existing 
    ping/traceroute tools are adaptable only to the pure networks where
    the routing is based on destination address. When an IP packet 


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    passes a certain equipment based on ACL policy routing, the 
    ping/traceroute packet routing MAY be different from the real 
    traffic flow routing. This will lead to an erroneous diagnostic 
    result.
 
    This document presents an ICMP extension solution. The ICMP echo 
    messages carry the flow description information of the traffic flow
    to be diagnosed, during the delivery process, the router routes 
    according to the flow description information. This ensures that 
    the ping/traceroute diagnostic packet will route along the traffic
    flow.

Conventions used in this document 
    The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
    "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in 
    this document are to be interpreted as described in [RFC-2119].
 
 
Table of Contents

    1  INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . .   2
    2  IP ALERT OPTION  . . . . . . . . . . . . . . . . . . . . . .   3
    3  PDU ENCAPSULATION FORMAT . . . . . . . . . . . . . . . . . .   4
    4  PROTOCOL PROCESSING (SPECIFICATION)  . . . . . . . . . . . .   7
    5  NAT Equipment Processing . . . . . . . . . . . . . . . . . .   8
    6  CAR EQUIPMENT PROCESSING   . . . . . . . . . . . . . . . . .   8
    7  BACKWARD COMPATIBILITY CONSIDERATION . . . . . . . . . . . .   9
    8  SECURITY CONSIDERATION . . . . . . . . . . . . . . . . . . .   9
    9  IANA CONSIDERATIONS  . . . . . . . . . . . . . . . . . . . .   9
    10 Acknowledgments  . . . . . . . . . . . . . . . . . . . . . .   9
    11 References   . . . . . . . . . . . . . . . . . . . . . . . .  10
    12 AUTHORS' ADDRESSES . . . . . . . . . . . . . . . . . . . . .  10
    13 Intellectual Property Statement  . . . . . . . . . . . . . .  11
    14 Disclaimer of Validity   . . . . . . . . . . . . . . . . . .  11
    15 Copyright Statement  . . . . . . . . . . . . . . . . . . . .  11
    
    
1 Introduction
    A router and a host may transmit the control information through 
    the Internet Control Message Protocol (ICMP) [RFC-792], and the 
    network administrator can use such control information to diagnose
    routing problems. There are two frequently used diagnostic tools,
    one is ping, by which the source site (a router or a host) sends
    several ICMP echo packets to the destination site (a router or a
    host). If the source site receives an ICMP reply packet which is
    replied by the destination site as response to receiving every such


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    an ICMP echo packet, it can diagnose the reachability of the 
    destination site and the transmission delay; The other is 
    traceroute, by which the source site sends ICMP or UDP packets 
    whose TTL value ascends from 1, the router in-between then sends 
    back in turn the ICMP errored messages due to TTL timeout until 
    they reach the destination site, which then sends back the ICMP 
    reply or ICMP port unreachable messages and record in turn the 
    source address of relevant ICMP messages. traceroute can display 
    the IP packet delivery path. 
    
    But the mechanism (algorithm) mentioned above can apply only to the
    networks with pure destination IP address forwarding. During the
    delivery process, when a packet passes the equipment based on ACL
    policy routing, it may match different ACL rules and take different
    routes because the protocol types in the IP head are different, the
    tos fields are different, and the transmission layer ports are
    different. The ping/traceroute result cannot reflect the true
    routing and arrival of traffic flows. 
    
    This document states that the ICMP echo message carries the flow
    description information of traffic flows, such as protocol type,
    source IP address, destination IP address, ports of transmission
    layer and Type of Service, and that the routers in-between forward
    ICMP echo packet according to the traffic flow description
    information carried in the packet, instead of destination IP 
    address in the IP head. then the control information and the 
    traffic flow routing can be consistent, thus achieving the purpose
    of truly detecting routes and correctly diagnosing routing problems.
     
    This document proposes the following extensions of the ICMP: 
    
    1)  ICMP echo packet SHOULD carry the IP Alert option [RFC-2113];
    
    2)  ICMP echo packet CAN carry flow description information of a 
        certain traffic flow. If an ICMP echo packet carries such 
        information, then it MUST carry the IP Alert option. 
        
    3)  For the ICMP echo packets carrying flow description information,
        the routers MUST route according to the flow description 
        information. 
        
    To avoid the potential DoS (Denial of Service) attack, it is 
    RECOMMENDED to limit the flow of ICMP packets entering the control 
    layer in implementing this extension protocol.
    
2 IP Alert Option
    The purpose of an ICMP echo packet carrying the IP Alert option is 




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    to notify the routers in-between to conduct in-depth check and 
    processing of the ICMP echo packets. This extension requires that, 
    if the PDU of an ICMP echo message contains the flow description 
    information, then the ICMP packet MUST NOT route according to the 
    IP head information (e.g., destination address), instead it should 
    route according to the flow description information in the PDU. 
    
3 PDU Encapsulation Format
    ICMP [RFC-792] prescribes its PDU format: 
    
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type      |     Code      |          Checksum             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             option data                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    For echo messages, the PDU format is: 
    
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type(8)   |     Code(0)   |          Checksum             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Identifier          |        Sequence Number        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             option data                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    This extension prescribes that, for echo messages, the PDU format
    is: 
    
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type(8)   |     Code(0)   |          Checksum             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Identifier          |        Sequence Number        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           PDU Length          |      Reserved(must be 0)      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    flow description information (Variable Length)             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                   pad(Variable Length)                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    



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    PDU Length: 2 octets, which are equivalent to the length of TLVs. 
    
    Reserved: 2 octets, you must fill 0 when sending, but ignore when
    receiving. 

    In the flow description information field, the data are coded in 
    the TLV (Type-Length-Value) format. The TLV is defined below: 
    
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |     Type       |           Length             |      Valueي،ي،
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    Type: 1 octet (Oct) 
        = 0x41: Traffic flow protocol type; 
        = 0x42: Traffic flow ToS (Type of Service) requirements;
        = 0x43: Traffic flow source address (IPv4);
        = 0x44: Traffic flow source port;
        = 0x45: Traffic flow destination address (IPv4); 
        = 0x46: Traffic flow destination port; 
        = 0x47: Authentication;
        = 0x48: Extension label; 

    Notes:  All type values are provisional, subject to assignment by 
            IANA.

    Length: 2 octets (Octes)
        Always equals the Value length.
        
    Value: Parameter value, variant.

3.1 TLV format for traffic flow protocol type 

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x41)    |          Length(1)            |   Protocol  |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    Protocol: 1 octet (Oct), the protocol type of the traffic flow 
    which requires the diagnosis, and whose value range SHALL conform
    to the [RFC-1700] stipulations. 

3.2 TLV format for traffic flow ToS (Type of Service) 

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x42)    |          Length(1)            |   tos       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

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    tos: 1 octet (Oct), the ToS (Type of Service) of the traffic flow
    which requires the diagnosis, and whose value range SHALL conform
    to [RFC-1700] stipulations. 

3.3 TLV format for traffic flow source address (IPv4)

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x43)    |          Length(4)            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                   source IP(v4) address                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    source IP(v4) address: 4 octets (Octs), the source address of the 
    traffic flow which requires the diagnosis. 

3.4 TLV format for traffic flow source port

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x44)    |          Length(2)            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        source port            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    source port: 2 octets (Octs), the source port of the traffic flow
    which requires the diagnosis.

3.5 TLV format for traffic flow destination address (IPv4)
 
    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x45)    |          Length(4)            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 destination IP(v4) address                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    destination IP(v4) address: 4 octets (Octs), the destination
    address of the traffic flow which requires the diagnosis. 









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3.6 TLV format for traffic flow destination port

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x46)    |          Length(2)            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   destination port            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

    destination port: 2 octets (Octs), the destination port of the 
    traffic flow which requires the diagnosis. 

3.7 TLV format for authentication

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x47)    |          Length(1-80)         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 Authentication text ي،ي،
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    Authentication text: 1-80 octets (Octs), authentication password. 

3.8 TLV format for the extension label

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Type(0x48)    |          Length(20)           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                 identification  
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   
    identification text: 20 octets (Octs), extension protocol PDU 
    label, whose value is 20 0xFCs. 

    An ICMP echo message can, when necessary, carry several pieces of 
    octet pad information. 

4 Protocol Processing (Specification)
    ICMP extensions require that the ICMP echo packet carry the IP 
    Alert option, and that the routers in-between conduct in-depth
    check and processing of the ICMP echo packets. If the PDU of the
    ICMP echo message contains the flow description information TLV,
    then such ICMP message MUST NOT route according to the information
    (e.g., destination address) in the IP head, instead, it routes 
    according to the flow description information in the PDU.
    

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    When receiving the ICMP echo message, the routers in-between will
    send back the ICMP error messages as per ICMP[RFC-792] in case of
    TTL timeout. If the PDU packet of the ICMP echo message contains
    the flow description TLV, then the router will resolute such flow
    description, match the local routing policy, and route according to
    the matched routing policy. 

    All the flow description TLVs are OPTIONAL. An ICMP echo message
    can carry whole or part of the flow description information, and
    the router in-between will route based on the received flow 
    description information.
    
    The ICMP echo messages may not carry the flow description
    information. In this case, they will be processed according to 
    standard ICMP[RFC-792]. 
    
    The error-coded ICMP echo PDU is also treated as one without
    carrying the flow description information. 
    
    Although more flow description information of the traffic flow can
    be defined to adapt the protocol to more wide application cases, 
    the ICMP extensions only involve several parameters, such as 
    protocol type, port-point pair of the transmission layer, and Type
    of Service, that are frequently used to influence the routing.
     
    To avoid the potential DoS (Denial of Service) attack, it is 
    RECOMMENDED to limit the ICMP packet flow entering the control
    layer in implementing the protocol extension. 

5 NAT Equipment Processing
    When the private network traffic flow goes to the public network 
    through the NAT equipment, the source address of the traffic flow
    and the source port of the transmission layer will go through a
    conversion, so when the NAT equipment receives the ICMP echo
    messages of this protocol extension from the private network, 
    it will undergo a conversion accordingly if the flow description
    information contains the traffic flow source address (IPv4) TLV or
    the traffic flow source port TLV. 

6 CAR Equipment Processing
    On the edge of the telecom operator networks supporting TOS (Type
    of Service), you will often see the equipment there for traffic
    classification, which, based on the traffic flow classification,
    modifies and fills the IP tos field of the user traffic flow. The
    equipment in the core network can route according to the modified
    IP tos value. In this case, when the traffic classification
    equipment receives the ICMP echo messages of this protocol
    extension, it will under conversion if the flow description
    information contains the traffic flow ToS (Type of Service) require


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    TLV; it will add proper traffic flow ToS (Type of Service) to
    require TLV if the flow description information does not contain
    the traffic flow ToS (Type of Service) require TLV. 

7 Backward Compatibility Consideration
    The ICMP extensions only requires the support by the equipments
    influencing routing policy (e.g., NAT and CAR) and the equipments
    supporting policy routing, but the hosts/terminals do not need
    upgrading or extension.
    
    The equipment that does not support the ICMP extensions will
    process the PDU of the extensions as the standard ICMP[RFC-792]
    packets. If this equipment does not influence the flow
    classification parameters of traffic flows and does not execute
    the policy routing, it will not affect the routing problem
    diagnosis, otherwise the result will not be true.
    
    To forestall the mistaking of the PDU of not this ICMP extensions
    as the PDU of the ICMP extension, the ICMP extensions take two
    measures:  
    
    1)  The PDU of the ICMP extension MAY contain an "extension label
    TLV", whose PDU with an incorrect parameter value must be processed
    as the standard ICMP[RFC-792] echo message; 
    
    2)  The error-coded ICMP echo PDU must be processed as a standard
    ICMP[RFC-792] echo message. 

8 Security Consideration
    To avoid the potential DoS (Denial of Service) attack, it is
    RECOMMENDED to limit the flow of ICMP protocol packets entering
    the control layer in implementing the protocol extension.
    
    The network edge router can be configured with the ICMP 
    ping/traceroute password. If a router has the ICMP ping/traceroute
    password, it will check the received PDU of the ICMP extension. 
    If the PDU does not carry "Authentication TLV" or the 
    "Authentication TLV" value dose not match the password, the router
    MAY discard it. 

9 IANA Considerations
    (To be filled in in a later revision.)

10 Acknowledgments 
   The authors wish to thank all the people who have contributed to this
   document through numerous discussions.






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11 References

    [RFC-792], Postel, J., "Internet Control Message Protocol", 
               RFC 792, ISI, September 1981.  

    [RFC-1812], Baker, F., "Requirements for IP Version 4 Routers", 
               RFC 1812, June 1995.  
   
    [RFC-2434], T. Narten and H. Alvestrand, "Guidelines for Writing 
               an IANA Considerations Section in RFCs", RFC 2434.

    [PLYFRAME], Stevens, M., et. al., Policy Framework, Internet Draft,
               <draft-ietf-policy-framework-00.txt>, September 1999.

    [SECPOL],  Srisuresh, P., Sanchez, L.A., "Policy Framework for IP
              Security, <draft-ietf-ipsec-policy-framework-00.txt>, 
              February 1999.

12 Authors' Addresses
    Authors' Addresses
    
    Jiang Lintao
    CATR of MII
    CHINA
    Email: jianglt@public.bta.net.cn
    
    
    Chi Yudong
    ZTE Inc.
    CHINA
    Email: chi.yudong@zte.com.cn
    
    Feng Jian
    ZTE Inc.
    CHINA
    Email: feng.jian@zte.com.cn
    
    Zhong Weidong
    ZTE Inc.
    CHINA
    Email: zhong.weidong@zte.com.cn
    
    Du Ke
    ZTE Inc.
    CHINA
    Email: du.ke@zte.com.cn
    


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13 Intellectual Property Statement

   The IETF takes no position regarding the validity or scope of any
   Intellectual Property Rights or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; nor does it represent that it has
   made any independent effort to identify any such rights.  Information
   on the procedures with respect to rights in RFC documents can be
   found in BCP 78 and BCP 79.

   Copies of IPR disclosures made to the IETF Secretariat and any
   assurances of licenses to be made available, or the result of an
   attempt made to obtain a general license or permission for the use of
   such proprietary rights by implementers or users of this
   specification can be obtained from the IETF on-line IPR repository at
   http://www.ietf.org/ipr.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights that may cover technology that may be required to implement
   this standard.  Please address the information to the IETF at
   ietf-ipr@ietf.org.


14 Disclaimer of Validity

   This document and the information contained herein are provided on an
   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
   ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
   INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
   INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

15 Copyright Statement

   Copyright (C) The Internet Society (2004).  This document is subject
   to the rights, licenses and restrictions contained in BCP 78, and
   except as set forth therein, the authors retain all their rights.

Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.


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