Internet Engineering Task Force Y. Kadobayashi Internet-Draft NAIST Intended status: Informational K. ANDO Expires: September 4, 2014 BBsec K. Kasamatsu S. Kanno NTT SOFT March 3, 2014 Use of S/MIME Encryption Function in Enterprises draft-kadobayashi-smime-secureops-00 Abstract In this document, we provide a method for enterprises to utilize and operate the use of S/MIME to handle highly confidential information. Status of This Memo This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." This Internet-Draft will expire on September 4, 2014. Copyright Notice Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of Kadobayashi, et al. Expires September 4, 2014 [Page 1] Internet-Draft S/MIME in Enterprise March 2014 the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 2 1.1. Requirements Language . . . . . . . . . . . . . . . . . . 2 2. Decrease of anti-virus functionality on the e-mail server . . 2 2.1. Use of anti-virus function at S/MIME user agent . . . . . 3 2.2. Use of S/MIME at the Gateway . . . . . . . . . . . . . . 3 3. Decreased monitoring of highly confidential e-mails that are sent and received . . . . . . . . . . . . . . . . . . . . . . 3 3.1. Method for managing keys . . . . . . . . . . . . . . . . 3 3.2. Accessing e-mails that have been decrypted . . . . . . . 3 4. Importance of the management of expired certificates . . . . 4 4.1. Use of Dual Key Pairs . . . . . . . . . . . . . . . . . . 4 5. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 4 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 4 7. Privacy Considerations . . . . . . . . . . . . . . . . . . . 4 8. Security Considerations . . . . . . . . . . . . . . . . . . . 4 9. References . . . . . . . . . . . . . . . . . . . . . . . . . 4 9.1. Normative References . . . . . . . . . . . . . . . . . . 4 9.2. Informative References . . . . . . . . . . . . . . . . . 5 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 5 1. Introduction Use of the S/MIME encryption function within enterprises allows them to handle highly confidential information such as business critical information. However, use of encryption, decreases the functionality of anti-virus software and creates the need to manage expired digital certificates. In this document, we provide a method for enterprises to utilize and operate the use of S/MIME to handle highly confidential information. 1.1. Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. 2. Decrease of anti-virus functionality on the e-mail server There is an issue where anti-virus software on e-mail servers may not properly function when encrypted e-mails are received. The following issues are also seen when the anti-virus software does not function properly. Kadobayashi, et al. Expires September 4, 2014 [Page 2] Internet-Draft S/MIME in Enterprise March 2014 2.1. Use of anti-virus function at S/MIME user agent Using S/MIME at user agent(MUA), it is highly recommended that the S/ MIME decrypted e-mails must be checked by anti-virus function immediately after the decryption. 2.2. Use of S/MIME at the Gateway Using S/MIME at the Gateway is one way to work around the anti-virus issue. By implementing S/MIME at the Gateway, viruses can be detected at the Gateway. By storing and managing keys of senders at the Gateway, e-mails can be decrypted and scanned for viruses at the Gateway. 3. Decreased monitoring of highly confidential e-mails that are sent and received Monitoring may decrease when sending highly confidential information, such as business information to a party outside of the organization. This issue differs from the issue where anti-virus functionality decreases, and an organization must consider that e-mails must be monitored when sending the e-mail (immediate monitoring) and e-mail contents must be monitored every so often after the e-mail has been sent (intermittent monitoring). For immediate monitoring, S/MIME at the Gateway introduced previously (3.1) can be used to maintain confidentiality outside of the organization and monitoring in accordance to organizational policies also becomes possible. For intermittent monitoring, the following methods where keys are managed or decrypted e-mails are managed can be used. 3.1. Method for managing keys When digital certificates are disposed, e-mails that were encrypted using that certificate cannot be decrypted, so you can choose to manage and maintain such digital certificates. However, the disclosure of a private key for an expired digital certificate contains the same dangers as the disclosure of a private key for a valid digital certificate. Keys can be managed by sharing keys or delegating management of the keys through the implementation of S/ MIME at the Gateway. 3.2. Accessing e-mails that have been decrypted Since the contents of encrypted e-mails cannot be read if the expired keys are not stored, decrypted e-mails can be stored in plaintext if expired keys are not managed and stored. In this case, you may be Kadobayashi, et al. Expires September 4, 2014 [Page 3] Internet-Draft S/MIME in Enterprise March 2014 saving highly confidential information in plaintext, therefore access to such information must be managed properly. 4. Importance of the management of expired certificates In order to be able to use encrypted e-mails into the future, you must store expired digital certificates of the senders. Expired digital certificates may be leveraged for impersonation, so storage of these certificates must be done carefully, increasing the burden on the recipient. To handle this issue, you can use the following technological measure in addition to the methods described in 4.1 and 4.2. 4.1. Use of Dual Key Pairs Key pairs that have expired should be disposed of as quickly as possible, but key pairs for encryption must be stored for an extended period of time for decryption purposes. One can use separate key pairs for encryption and signing. This allows a user to not have to change key pairs for encryption when the certificate has expired. 5. Acknowledgements TBD. 6. IANA Considerations This memo includes no request to IANA. 7. Privacy Considerations TBD. 8. Security Considerations TBD. 9. References 9.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. Kadobayashi, et al. Expires September 4, 2014 [Page 4] Internet-Draft S/MIME in Enterprise March 2014 9.2. Informative References [RFC5750] Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet Mail Extensions (S/MIME) Version 3.2 Certificate Handling", RFC 5750, January 2010. [RFC5751] Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet Mail Extensions (S/MIME) Version 3.2 Message Specification", RFC 5751, January 2010. Authors' Addresses Youki Kadobayashi Nara Institute of Science and Technology Email: youki-k@is.aist-nara.ac.jp Kazunori Ando BroadBand Security, Inc. Email: ando@bbsec.co.jp Kohei Kasamatsu NTT Software Corporation Email: kasamatsu.kohei@po.ntts.co.jp Satoru Kanno NTT Software Corporation Email: kanno.satoru@po.ntts.co.jp Kadobayashi, et al. Expires September 4, 2014 [Page 5]