XMPP Working Group P. Saint-Andre Internet-Draft Jabber Software Foundation Expires: January 10, 2005 July 12, 2004 End-to-End Signing and Object Encryption in the Extensible Messaging and Presence Protocol (XMPP) draft-ietf-xmpp-e2e-09 Status of this Memo By submitting this Internet-Draft, I certify that any applicable patent or other IPR claims of which I am aware have been disclosed, and any of which I become aware will be disclosed, in accordance with RFC 3668. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire on January 10, 2005. Copyright Notice Copyright (C) The Internet Society (2004). All Rights Reserved. Abstract This memo defines a method for end-to-end signing and object encryption in the Extensible Messaging and Presence Protocol (XMPP). Saint-Andre Expires January 10, 2005 [Page 1] Internet-Draft XMPP E2E July 2004 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 2. Requirements . . . . . . . . . . . . . . . . . . . . . . . . 3 3. Securing Messages . . . . . . . . . . . . . . . . . . . . . 5 4. Securing Presence . . . . . . . . . . . . . . . . . . . . . 9 5. Securing Arbitrary XMPP Data . . . . . . . . . . . . . . . . 13 6. Rules for S/MIME Generation and Handling . . . . . . . . . . 15 7. Recipient Error Handling . . . . . . . . . . . . . . . . . . 18 8. Secure Communications Through a Gateway . . . . . . . . . . 20 9. urn:ietf:params:xml:xmpp-e2e Namespace . . . . . . . . . . . 20 10. application/xmpp+xml Media Type . . . . . . . . . . . . . . 21 11. Security Considerations . . . . . . . . . . . . . . . . . . 21 12. IANA Considerations . . . . . . . . . . . . . . . . . . . . 21 13. References . . . . . . . . . . . . . . . . . . . . . . . . . 22 13.1 Normative References . . . . . . . . . . . . . . . . . . . 22 13.2 Informative References . . . . . . . . . . . . . . . . . . 24 Author's Address . . . . . . . . . . . . . . . . . . . . . . 25 A. Schema for urn:ietf:params:xml:ns:xmpp-e2e . . . . . . . . . 25 B. Revision History . . . . . . . . . . . . . . . . . . . . . . 25 Intellectual Property and Copyright Statements . . . . . . . 28 Saint-Andre Expires January 10, 2005 [Page 2] Internet-Draft XMPP E2E July 2004 1. Introduction This memo define a method for end-to-end signing and object encryption in the Extensible Messaging and Presence Protocol (XMPP). (For information about XMPP, see [XMPP-CORE] and [XMPP-IM].) The method specified herein enables a sender to sign and/or encrypt an instant message sent to a specific recipient, sign and/or encrypt presence information that is directed to a specific user, and sign and/or encrypt any arbitrary XMPP stanza directed to a specific user. This memo thereby helps the XMPP specifications meet the requirements specified in [IMP-REQS]. 1.1 Terminology This document inherits terminology defined in [CMS], [IMP-MODEL], [SMIME], and [XMPP-CORE]. The capitalized key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [TERMS]. 2. Requirements For the purposes of this memo, we stipulate the following requirements: 1. The method defined MUST address signing and encryption requirements for minimal instant messaging and presence, as those are defined in [IMP-REQS]. In particular, the method MUST address the following requirements, which are copied here verbatim from [IMP-REQS]: * The protocol MUST provide means to ensure confidence that a received message (NOTIFICATION or INSTANT MESSAGE) has not been corrupted or tampered with. (Section 2.5.1) * The protocol MUST provide means to ensure confidence that a received message (NOTIFICATION or INSTANT MESSAGE) has not been recorded and played back by an adversary. (Section 2.5.2) * The protocol MUST provide means to ensure that a sent message (NOTIFICATION or INSTANT MESSAGE) is only readable by ENTITIES that the sender allows. (Section 2.5.3) * The protocol MUST allow any client to use the means to ensure non-corruption, non-playback, and privacy, but the protocol MUST NOT require that all clients use these means at all times. (Section 2.5.4) * When A establishes a SUBSCRIPTION to B's PRESENCE INFORMATION, the protocol MUST provide A means of verifying the accurate Saint-Andre Expires January 10, 2005 [Page 3] Internet-Draft XMPP E2E July 2004 receipt of the content B chooses to disclose to A. (Section 5.1.4) * The protocol MUST provide A means of verifying that the presence information is accurate, as sent by B. (Section 5.3.1) * The protocol MUST provide A means of ensuring that no other PRINCIPAL C can see the content of M. (Section 5.4.6) * The protocol MUST provide A means of ensuring that no other PRINCIPAL C can tamper with M, and B means to verify that no tampering has occurred. (Section 5.4.7) 2. The method defined MUST enable interoperability with non-XMPP messaging systems that support the Common Presence and Instant Messaging (CPIM) specifications published by the Instant Messaging and Presence (IMPP) Working Group. Two corollaries of this requirement are: * Prior to signing and/or encrypting, the format of an instant message MUST conform to the CPIM Message Format defined in [MSGFMT]. * Prior to signing and/or encrypting, the format of presence information MUST conform to the CPP Presence Information Data Format defined in [PIDF]. 3. The method MUST follow the required procedures (including the specific algorithms) defined in [CPIM] and [CPP]. In particular, these documents specify: * Signing MUST use [SMIME] signatures with [CMS] SignedData. * Encryption MUST use [SMIME] encryption with [CMS] EnvelopeData. 4. In order to enable interoperable implementations, sending and receiving applications MUST implement the algorithms specified under Mandatory-to-Implement Cryptographic Algorithms (Section 6.10). We further stipulate that the following functionality is out of scope for this memo: o Discovery of support for this protocol. An entity could discover whether another entity supports this protocol by (1) attempting to send signed or encrypted stanzas and receiving an error stanza ("technical" discovery) or a textual message in reply ("social" discovery) if the protocol is not supported, or (2) using a dedicated service discovery protocol, such as [DISCO] or [CAPS]. However, the definition of a service discovery protocol is out of scope for this memo. o Signing or encryption of XMPP groupchat messages, which are mentioned in [XMPP-IM] but not defined therein since they are not required by [IMP-REQS]; such messages are best specified in [MUC]. o Signing or encryption of broadcasted presence as described in [XMPP-IM] (the methods defined herein apply to directed presence Saint-Andre Expires January 10, 2005 [Page 4] Internet-Draft XMPP E2E July 2004 only). o Signing or encryption of communications that occur within the context of applications other than instant messaging and presence as those are described in [IMP-MODEL] and [IMP-REQS]. 3. Securing Messages 3.1 Process for Securing Messages In order to sign and/or encrypt a message, a sending agent MUST use the following procedure: 1. Generate a "Message/CPIM" object as defined in [MSGFMT]. 2. Sign and/or encrypt both the headers and content of the "Message/ CPIM" object as specified in Requirement 3 of Section 2 above. 3. Provide the resulting signed and/or encrypted object within an XML CDATA section (see Section 2.7 of [XML]) contained in an child of a stanza, where the element is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace as specified more fully in Section 9 below. 3.2 Example of a Signed Message The following example illustrates the defined steps for signing a message. First, the sending agent generates a "Message/CPIM" object in accordance with the rules and formats specified in [MSGFMT]. Example 1: Sender generates "Message/CPIM" object: | Content-type: Message/CPIM | | From: Juliet Capulet | To: Romeo Montague | DateTime: 2003-12-09T11:45:36.66Z | Subject: Imploring | | Content-type: text/plain; charset=utf-8 | Content-ID: <1234567890@example.com> | | Wherefore art thou, Romeo? Once the sending agent has generated the "Message/CPIM" object, the sending agent may sign it. The result is a multipart [SMIME] object (see [MULTI]) that has a Content-Type of "multipart/signed" and includes two parts: one whose Content-Type is "Message/CPIM" and another whose Content-Type is "application/pkcs7-signature". Saint-Andre Expires January 10, 2005 [Page 5] Internet-Draft XMPP E2E July 2004 Example 2: Sender generates multipart/signed object: | Content-Type: multipart/signed; boundary=next; | micalg=sha1; | protocol=application/pkcs7-signature | | --next | Content-type: Message/CPIM | | From: Juliet Capulet | To: Romeo Montague | DateTime: 2003-12-09T23:45:36.66Z | Subject: Imploring | | Content-type: text/plain; charset=utf-8 | Content-ID: <1234567890@example.com> | | Wherefore art thou, Romeo? | --next | Content-Type: application/pkcs7-signature | Content-Disposition: attachment;handling=required;\ | filename=smime.p7s | | [signed body part] | | --next-- The sending agent now wraps the "mulipart/signed" object in an XML CDATA section, which is contained in an element that is included as a child element of the XMPP message stanza and that is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. Saint-Andre Expires January 10, 2005 [Page 6] Internet-Draft XMPP E2E July 2004 Example 3: Sender generates XMPP message stanza: | | | | To: Romeo Montague | DateTime: 2003-12-09T23:45:36.66Z | Subject: Imploring | | Content-type: text/plain; charset=utf-8 | Content-ID: <1234567890@example.com> | | Wherefore art thou, Romeo? | --next | Content-Type: application/pkcs7-signature | Content-Disposition: attachment;handling=required;\ | filename=smime.p7s | | [signed body part] | | --next-- | ]]> | | 3.3 Example of an Encrypted Message The following example illustrates the defined steps for encrypting a message. First, the sending agent generates a "Message/CPIM" object in accordance with the rules and formats specified in [MSGFMT]. Saint-Andre Expires January 10, 2005 [Page 7] Internet-Draft XMPP E2E July 2004 Example 4: Sender generates "Message/CPIM" object: | Content-type: Message/CPIM | | From: Juliet Capulet | To: Romeo Montague | DateTime: 2003-12-09T11:45:36.66Z | Subject: Imploring | | Content-type: text/plain; charset=utf-8 | Content-ID: <1234567890@example.com> | | Wherefore art thou, Romeo? Once the sending agent has generated the "Message/CPIM" object, the sending agent may encrypt it. Example 5: Sender generates encrypted object: | U2FsdGVkX19okeKTlLxa/1n1FE/upwn1D20GhPWqhDWlexKMUKYJInTWzERP+vcQ | /OxFs40uc9Fx81a5/62p/yPb/UWnuG6SR6o3Ed2zwcusDImyyz125HFERdDUMBC9 | Pt6Z4cTGKBmJzZBGyuc3Y+TMBTxqFFUAxeWaoxnZrrl+LP72vwbriYc3KCMxDbQL | Igc1Vzs5/5JecegMieNY24SlNyX9HMFRNFpbI64vLxYEk55A+3IYbZsluCFT31+a | +GeAvJkvH64LRV4mPbUhENTQ2wbAwnOTvbLIaQEQrii78xNEh+MK8Bx7TBTvi4yH | Ddzf9Sim6mtWsXaCAvWSyp0X91d7xRJ4JIgKfPzkxNsWJFCLthQS1p734eDxXVd3 | i08lEHzyll6htuEr59ZDAw== The sending agent now wraps the encrypted object in an XML CDATA section, which is contained in an element that is included as a child element of the XMPP message stanza and that is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. Example 6: Sender generates XMPP message stanza: | | | | | Saint-Andre Expires January 10, 2005 [Page 8] Internet-Draft XMPP E2E July 2004 4. Securing Presence 4.1 Process for Securing Presence Information In order to sign and/or encrypt presence information, a sending agent MUST use the following procedure: 1. Generate an "application/pidf+xml" object as defined in [PIDF]. 2. Sign and/or encrypt the "application/pidf+xml" object as specified in Requirement 3 of Section 2 above. 3. Provide the resulting signed and/or encrypted object within an XML CDATA section (see Section 2.7 of [XML]) contained in an child of a stanza, where the element is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. The stanza MUST include a 'to' attribute, i.e., it must be an instance of directed presence as defined in [XMPP-IM]. 4.2 Example of Signed Presence Information The following example illustrates the defined steps for signing presence information. First, the sending agent generates an "application/pidf+xml" object in accordance with the rules and formats specified in [PIDF]. Example 7: Sender generates "application/pidf+xml" object: | | | | open | away | | retired to the chamber | 2003-12-09T23:53:11.31 | | Once the sending agent has generated the "application/pidf+xml" object, the sending agent may sign it. The result is a multipart [SMIME] object (see [MULTI]) that has a Content-Type of "multipart/ signed" and includes two parts: one whose Content-Type is "application/pidf+xml" and another whose Content-Type is "application/pkcs7-signature". Saint-Andre Expires January 10, 2005 [Page 9] Internet-Draft XMPP E2E July 2004 Example 8: Sender generates multipart/signed object: | Content-Type: multipart/signed; boundary=next; | micalg=sha1; | protocol=application/pkcs7-signature | | --next | Content-type: application/pidf+xml | Content-ID: <2345678901@example.com> | | | | | open | away | | retired to the chamber | 2003-12-09T23:53:11.31Z | | | --next | Content-Type: application/pkcs7-signature | Content-Disposition: attachment;handling=required;\ | filename=smime.p7s | | [signed body part] | | --next-- The sending agent now wraps the "mulipart/signed" object in an XML CDATA section, which is contained in an element that is included as a child element of the XMPP message stanza and that is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. Saint-Andre Expires January 10, 2005 [Page 10] Internet-Draft XMPP E2E July 2004 Example 9: Sender generates XMPP presence stanza: | | | | | | | | | open | away | | retired to the chamber | 2003-12-09T23:53:11.31Z | | | --next | Content-Type: application/pkcs7-signature | Content-Disposition: attachment;handling=required;\ | filename=smime.p7s | | [signed body part] | | --next-- | ]]> | | 4.3 Example of Encrypted Presence Information The following example illustrates the defined steps for encrypting presence information. First, the sending agent generates an "application/pidf+xml" object in accordance with the rules and formats specified in [PIDF]. Saint-Andre Expires January 10, 2005 [Page 11] Internet-Draft XMPP E2E July 2004 Example 10: Sender generates "application/pidf+xml" object: | | | | open | away | | retired to the chamber | 2003-12-09T23:53:11.31 | | Once the sending agent has generated the "application/pidf+xml" object, the sending agent may encrypt it. Example 11: Sender generates encrypted object: | U2FsdGVkX18VJPbx5GMdFPTPZrHLC9QGiVP+ziczu6zWZLFQxae6O5PP6iqpr2No | zOvBVMWvYeRAT0zd18hr6qsqKiGl/GZpAAbTvPtaBxeIykxsd1+CX+U+iw0nEGCr | bjiQrk0qUKJ79bNxwRnqdidjhyTpKSbOJC0XZ8CTe7AE9KDM3Q+uk+O3jrqX4byL | GBlKThbzKidxz32ObojPEEwfFiM/yUeqYUP1OcJpUmeQ8lcXhD6tcx+m2MAyYYLP | boKQxpLknxRnbM8T/voedlnFLbbDu69mOlxDPbr1mHZd3hDsyFudb1fb4rI3Kw0K | Nq+3udr2IkysviJDgQo+xGIQUG/5sED/mAaPRlj4f/JtTzvT4EaQTawv69ntXfKV | MCr9KdIMMdjdJzOJkYLoAhNVrcZn5tw8WsJGwuKuhYb/SShy7InzOapPaPAl7/Mm | PHj7zj3NZ6EEIweDOuAwWlIG/dT506tci27+EW7JnXwMPnFMkF+6a7tr/0Y+iiej | woJxUIBqCOgX+U7srHpK2NYtNTZ7UQp2V0yEx1JV8+Y= The sending agent now wraps the encrypted object in an XML CDATA section, which is contained in an element that is included as a child element of the XMPP message stanza and that is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. Saint-Andre Expires January 10, 2005 [Page 12] Internet-Draft XMPP E2E July 2004 Example 12: Sender generates XMPP presence stanza: | | | | | 5. Securing Arbitrary XMPP Data The foregoing sections of this memo describe how to secure "least common denominator" messaging and presence data of the kind that can be directly translated into the MSGFMT or PIDF formats. However, XMPP possesses a third base-level stanza type () in addition to and , as well as the ability to include extended XML data within arbitrary child elements of the three core stanza types. Therefore it would be desirable to secure such data if possible. Because [MSGFMT] specifies the ability to encapsulate any MIME type, the approach taken in this memo is to include arbitrary XMPP data in an XML media type named "application/xmpp+xml" as specified more fully in Section 10 below. The following examples illustrate the structure of the "application/ xmpp+xml" MIME type. (Note: The 'http://jabber.org/protocol/evil' namespace used in these examples is associated with an April Fool's protocol written to be the instant messaging equivalent of RFC 3514; it is included only as an instance of extended information included in an XML stanza and should not be taken seriously as a functional XMPP extension.) Saint-Andre Expires January 10, 2005 [Page 13] Internet-Draft XMPP E2E July 2004 Example 13: Message stanza with extended data contained in "application/xmpp+xml" MIME type: | | | | | I told him what I thought, and told no more | Than what he found himself was apt and true. | | | | Example 14: Presence stanza with extended data contained in "application/xmpp+xml" MIME type: | | | | dnd | Fomenting dissension | | | Example 15: IQ stanza with extended data contained in "application/ xmpp+xml" MIME type: | | | | | Stabber | 666 | FiendOS | | | | Just as with the "Message/CPIM" and "application/pidf+xml" objects, the "application/xmpp+xml" object would be signed and/or encrypted, Saint-Andre Expires January 10, 2005 [Page 14] Internet-Draft XMPP E2E July 2004 then encapsulated within an XML CDATA section (see Section 2.7 of [XML]) contained in an child of a stanza, where the element is qualified by the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace. 6. Rules for S/MIME Generation and Handling 6.1 Certificate Enrollment [SMIME] does not specify how to obtain a certificate from a certificate authority, but instead mandates that every sending agent must already have a certificate. The PKIX Working Group has, at the time of this writing, produced two separate standards for certificate enrollment: [CMP] and [CMC]. Which method to use for certificate enrollment is outside the scope of this memo. 6.2 Certificate Retrieval A receiving agent MUST provide some certificate retrieval mechanism in order to gain access to certificates for recipients of digital envelopes. This memo does not address how S/MIME agents handle certificates, only what they do after a certificate has been validated or rejected. S/MIME certification issues are covered in [CERT]. However, at a minimum, for initial S/MIME deployment, a user agent SHOULD automatically generate a message to an intended recipient requesting that recipient's certificate in a signed return message. Receiving and sending agents SHOULD also provide a mechanism to allow a user to "store and protect" certificates for correspondents in such a way so as to guarantee their later retrieval. 6.3 Certificate Names End-entity certificates used by XMPP entities in the context of this memo SHOULD contain a valid instant messaging and presence address. The address SHOULD be specified as both an 'im:' URI (for instant messaging, as defined in [CPIM]) and a 'pres:' URI (for presence, as defined in [CPP]); each of these URIs SHOULD be specified in a separate GeneralName entry of type uniformResourceIdentifier inside the subjectAltName (i.e., two separate entries). Information in the subject distinguished name SHOULD be ignored. Each URI MUST be of the form or , where the "address" portion is an XMPP address (also referred to as a Jabber Identifier or JID) as defined in [XMPP-CORE], prepended with the 'im:' or 'pres:' URI scheme. The address SHOULD be of the form (i.e., a "bare JID"), although any valid JID form MAY Saint-Andre Expires January 10, 2005 [Page 15] Internet-Draft XMPP E2E July 2004 be used. The value of the JID contained in the XMPP 'from' attribute MUST match a JID provided in the signer's certificate, with the exception that the resource identifier portion of the JID contained in the 'from' attribute SHOULD be ignored for matching purposes. Receiving agents MUST check that the sending JID matches a JID provided in the signer's certificate, with the exception that the resource identifier portion of the JID contained in the 'from' attribute SHOULD be ignored for matching purposes. A receiving agent SHOULD provide some explicit alternate processing of the stanza if this comparison fails, which may be to display a message informing the recipient of the addresses in the certificate or other certificate details. The subject alternative name extension is used in S/MIME as the preferred means to convey the instant messaging and presence address that corresponds to the entity for this certificate. Any XMPP address present in the certificate MUST be encoded using the ASN.1 Object Identifier "id-on-xmppAddr" as specified in Section 5.1.1 of [XMPP-CORE]. 6.4 Transfer Encoding Because it is expected that XMPP applications will not interface with older 7-bit systems, the transfer encoding (as defined in Section 3.1.2 of [SMIME]) MUST be "binary". 6.5 Order of Signing and Encrypting If a stanza is both signed and encrypted, it SHOULD be signed first, then encrypted. 6.6 Inclusion of Certificates If the sender and recipient are involved in an active messaging session over a period of time, the sending agent SHOULD include the sender's certificate along with at least one encrypted message stanza every five minutes. Outside the context of an active messaging session, the sending agent SHOULD include the sender's certificate along with each encrypted message stanza. A sending agent MAY include the sender's certificate along with each encrypted presence stanza. However, a sending agent SHOULD NOT include a certificate more than once every five minutes. Saint-Andre Expires January 10, 2005 [Page 16] Internet-Draft XMPP E2E July 2004 6.7 Attachment and Checking of Signatures Sending agents SHOULD attach a signature to each encrypted XML stanza. If a signature is attached, a Content-Disposition header field (as defined in [DISP]) SHOULD be included to specify how the signature is to be handled by the receiving application. If the receiving agent determines that the signature attached to an encrypted XML stanza is invalid, it SHOULD NOT present the stanza to the intended recipient (human or application), SHOULD provide some explicit alternate processing of the stanza (which may be to display a message informing the recipient that the attached signature is invalid), and MAY return a stanza error to the sender as described under Recipient Error Handling (Section 7). 6.8 Decryption If the receiving agent is unable to decrypt the encrypted XML stanza, it SHOULD NOT present the stanza to the intended recipient (human or application), SHOULD provide some explicit alternate processing of the stanza (which may be to display a message informing the recipient that it has received a stanza that cannot be decrypted), and MAY return a stanza error to the sender as described under Recipient Error Handling (Section 7). 6.9 Inclusion and Checking of Timestamps Timestamps are included in "Message/CPIM" and "application/pidf+xml" objects to help prevent replay attacks. All timestamps MUST conform to [DATETIME] and be presented as UTC with no offset, including fractions of a second as appropriate. Absent a local adjustment to the sending agent's perceived time or the underlying clock time, the sending agent MUST ensure that the timestamps it sends to the receiver increase monotonically (if necessary by incrementing the seconds fraction in the timestamp if the clock returns the same time for multiple requests). The following rules apply to the receiving application: o It MUST verify that the timestamp received is within five minutes of the current time. o It SHOULD verify that the timestamp received is greater than any timestamp received in the last 10 minutes which passed the previous check. o If any of the foregoing checks fails, the timestamp SHOULD be presented to the receiving entity (human or application) marked as "old timestamp", "future timestamp", or "decreasing timestamp", and the receiving entity MAY return a stanza error to the sender as described under Recipient Error Handling (Section 7). Saint-Andre Expires January 10, 2005 [Page 17] Internet-Draft XMPP E2E July 2004 6.10 Mandatory-to-Implement Cryptographic Algorithms All implementations MUST support the following algorithms. Implementations MAY support other algorithms as well. For CMS SignedData: o The SHA-1 message digest as specified in [CMS-ALG] section 2.1. o The RSA (PKCS #1 v1.5) with SHA-1 signature algorithm, as specified in [CMS-ALG] section 3.2. For CMS EnvelopedData: o The RSA (PKCS #1 v1.5) key transport, as specified in [CMS-ALG] section 4.2.1. o The AES-128 encryption algorithm in CBC mode, as specified in [CMS-AES]. 7. Recipient Error Handling When an XMPP entity receives an XML stanza containing data that is signed and/or encrypted using the protocol described herein, several scenarios are possible: Case #1: The receiving application does not understand the protocol. Case #2: The receiving application understands the protocol and is able to decrypt the payload and verify the sender's signature. Case #3: The receiving application understands the protocol and is able to decrypt the payload and verify the sender's signature, but the timestamps fail the checks specified above under Checking of Timestamps (Section 6.9). Case #4: The receiving application understands the protocol and is able to decrypt the payload but is unable to verify the sender's signature. Case #5: The receiving application understands the protocol but is unable to decrypt the payload. In Case #1, the receiving application MUST do one and only one of the following: (1) ignore the extension, (2) ignore the entire stanza, or (3) return a error to the sender, as described in [XMPP-CORE]. In Case #2, the receiving application MUST NOT return a stanza error to the sender, since this is the success case. In Case #3, the receiving application MAY return a error to the sender (as described in [XMPP-CORE]), optionally supplemented by an application-specific error condition element Saint-Andre Expires January 10, 2005 [Page 18] Internet-Draft XMPP E2E July 2004 as shown below: Example 16: Recipient returns error: [CDATA section here] In Case #4, the receiving application SHOULD return a error to the sender (as described in [XMPP-CORE]), optionally supplemented by an application-specific error condition element as shown below: Example 17: Recipient returns error: [CDATA section here] In Case #5, the receiving application SHOULD return a error to the sender (as described in [XMPP-CORE]), optionally supplemented by an application-specific error condition element as shown below: Example 18: Recipient returns error: [CDATA section here] Saint-Andre Expires January 10, 2005 [Page 19] Internet-Draft XMPP E2E July 2004 8. Secure Communications Through a Gateway A common method for achieving interoperability between two disparate services is through the use of a "gateway" that interprets the protocols of each service and translates them into the protocols of the other. The CPIM specifications (specifically [MSGFMT] and [PIDF] define the common profiles to be used for interoperability between instant messaging and presence services that comply with [IMP-REQS]. In the case of communications between an XMPP service and a non-XMPP service, we can visualize this relationship as follows: +-------------+ +-------------+ +------------+ | | | | | | | XMPP | | XMPP-CPIM | | Non-XMPP | | Service | <----> | Gateway | <----> | Service | | | | | | | +-------------+ +-------------+ +------------+ The end-to-end encryption method defined herein enables the exchange of encrypted and/or signed instant messages and presence through an XMPP-CPIM gateway. In particular: o When a gateway receives a secured XMPP message or presence stanza from the XMPP service that is addressed to a user on the non-XMPP service, it MUST remove the XMPP "wrapper" (everything down to and including the and tags) in order to reveal the multipart S/MIME object, then route the object to the non-XMPP service (first wrapping it in the protocol used by the non-XMPP service if necessary). o When a gateway receives a secured non-XMPP instant message or presence document from the non-XMPP service that is addressed to a user on the XMPP service, it MUST remove the non-XMPP "wrapper" (if any) in order to reveal the multipart S/MIME object, wrap the object in an XMPP message or presence "wrapper" (including the and tags), and then route the XMPP stanza to the XMPP service. The wrapped S/MIME object MUST be immutable and MUST NOT be modified by an XMPP-CPIM gateway. 9. urn:ietf:params:xml:xmpp-e2e Namespace The element is a wrapper for an XML CDATA section (see Section 2.7 of [XML]) that contains a "Message/CPIM", "application/pidf+xml", or "application/ xmpp+xml" object. Thus the 'urn:ietf:params:xml:xmpp-e2e' namespace has no inherent semantics, and the semantics of the encapsulated object are defined by one of the following specifications: Saint-Andre Expires January 10, 2005 [Page 20] Internet-Draft XMPP E2E July 2004 o [MSGFMT] for "Message/CPIM" o [PIDF] for "application/pidf+xml" o [XMPP-CORE] for "application/xmpp+xml" Although the "application/xmpp+xml" media type is specified in this document, the element is simply a wrapper for a , , or stanza, where the semantics of those stanza types are specified in [XMPP-CORE]. Given that the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace has no inherent semantics and specifies a using protocol only, versioning is the responsibility of the protocols that define the encapsulated objects ([MSGFMT], [PIDF], and [XMPP-CORE]). 10. application/xmpp+xml Media Type The "application/xmpp+xml" media type adheres to the guidelines specified in [XML-MEDIA]. The root element for this MIME type is , and the root element MUST contain one and only one child element, corresponding to one of the XMPP stanza types (i.e., message, presence, or iq) if the default namespace is 'jabber:client' or 'jabber:server' as defined in [XMPP-CORE]. The character encoding for this XML media type MUST be UTF-8, in accordance with Section 11.5 of [XMPP-CORE]. 11. Security Considerations This entire memo discusses security. Detailed security considerations for instant messaging and presence protocols are given in [IMP-REQS] (Sections 5.1 through 5.4), and for XMPP in particular are given in [XMPP-CORE] (Sections 12.1 through 12.6). In addition, all of the security considerations specified in [XML-MEDIA] apply to the "application/xmpp+xml" media type. The end-to-end security method defined here MAY result in exchanging secured instant messages and presence information through a gateway that implements the CPIM specifications. Such a gateway MUST be compliant with the minimum security requirements of the instant messaging and presence protocols with which it interfaces. 12. IANA Considerations 12.1 XML Namespace Name for e2e Data in XMPP A URN sub-namespace for signed and encrypted content in the Extensible Messaging and Presence Protocol (XMPP) is defined as follows. (This namespace name adheres to the format defined in [XML-REG].) Saint-Andre Expires January 10, 2005 [Page 21] Internet-Draft XMPP E2E July 2004 URI: urn:ietf:params:xml:ns:xmpp-e2e Specification: XXXX Description: This is the XML namespace name for signed and encrypted content in the Extensible Messaging and Presence Protocol as defined by XXXX. Registrant Contact: IESG, 12.2 Content-type Registration for "application/xmpp+xml" To: ietf-types@iana.org Subject: Registration of MIME media type application/xmpp+xml MIME media type name: application MIME subtype name: xmpp+xml Required parameters: (none) Optional parameters: (charset) Same as charset parameter of application/xml as specified in RFC 3023; per Section 11.5 of [draft-ietf-xmpp-core-24], the charset must be UTF-8. Encoding considerations: Same as encoding considerations of application/xml as specified in RFC 3023; per Section 11.5 of [draft-ietf-xmpp-core-24], the encoding must be UTF-8. Security considerations: All of the security considerations specified in RFC 3023 and [draft-ietf-xmpp-core-24] apply to this XML media type. Refer to Section 11 of XXXX. Interoperability considerations: (none) Specification: XXXX Applications which use this media type: XMPP-compliant instant messaging and presence systems. Additional information: (none) Person and email address to contact for further information: IESG, Intended usage: COMMON Author/Change controller: IETF, XMPP Working Group 13. References 13.1 Normative References [CERT] Ramsdell, B., "S/MIME Version 3.1 Certificate Handling", draft-ietf-smime-rfc2632bis-07 (work in progress), June 2004. [CMS] Housley, R., "Cryptographic Message Syntax (CMS)", draft-ietf-smime-rfc3369bis-04 (work in progress), May 2004. [CMS-AES] Schaad, J., "Use of the Advanced Encryption Standard (AES) Saint-Andre Expires January 10, 2005 [Page 22] Internet-Draft XMPP E2E July 2004 Encryption Algorithm in Cryptographic Message Syntax (CMS)", RFC 3565, July 2003. [CMS-ALG] Housley, R., "Cryptographic Message Syntax (CMS) Algorithms", RFC 3370, August 2002. [CPIM] Peterson, J., "Common Profile for Instant Messaging (CPIM)", draft-ietf-impp-im-04 (work in progress), February 2004. [CPP] Peterson, J., "Common Profile for Presence (CPP)", draft-ietf-impp-pres-04 (work in progress), February 2004. [DATETIME] Klyne, G. and C. Newman, "Date and Time on the Internet: Timestamps", RFC 3339, July 2002. [DISP] Troost, R., Dorner, S. and K. Moore, "Communicating Presentation Information in Internet Messages: The Content-Disposition Header Field", RFC 2183, August 1997. [IMP-MODEL] Day, M., Rosenberg, J. and H. Sugano, "A Model for Presence and Instant Messaging", RFC 2778, February 2000, . [IMP-REQS] Day, M., Aggarwal, S. and J. Vincent, "Instant Messaging / Presence Protocol Requirements", RFC 2779, February 2000. [MSGFMT] Atkins, D. and G. Klyne, "Common Presence and Instant Messaging: Message Format", draft-ietf-impp-cpim-msgfmt-08 (work in progress), January 2003. [MULTI] Galvin, J., Murphy, S., Crocker, S. and N. Freed, "Security Multiparts for MIME: Multipart/Signed and Multipart/Encrypted", RFC 1847, October 1995. [PIDF] Fujimoto, S., Sugano, H., Klyne, G., Bateman, A., Carr, W. and J. Peterson, "Presence Information Data Format", draft-ietf-impp-cpim-pidf-08 (work in progress), May 2003. [SMIME] Ramsdell, B., "S/MIME Version 3.1 Message Specification", draft-ietf-smime-rfc2633bis-09 (work in progress), April 2004. [TERMS] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. Saint-Andre Expires January 10, 2005 [Page 23] Internet-Draft XMPP E2E July 2004 [X509] Housley, R., Polk, W., Ford, W. and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 3280, April 2002. [XML-MEDIA] Murata, M., St. Laurent, S. and D. Kohn, "XML Media Types", RFC 3023, January 2001. [XMPP-CORE] Saint-Andre, P., "XMPP Core", draft-ietf-xmpp-core-24 (work in progress), May 2004. [XMPP-IM] Saint-Andre, P., "XMPP Instant Messaging", draft-ietf-xmpp-im-22 (work in progress), May 2004. 13.2 Informative References [CAPS] Hildebrand, J. and P. Saint-Andre, "JEP-0115: Entity Capabilities", April 2004, . [CMC] Myers, M., Liu, X., Schaad, J. and J. Weinstein, "Certificate Management Messages over CMS", RFC 2797, April 2000. [CMP] Adams, C. and S. Farrell, "Internet X.509 Public Key Infrastructure Certificate Management Protocols", RFC 2510, March 1999. [DISCO] Hildebrand, J., Millard, P., Eatmon, R. and P. Saint-Andre, "JEP-0030: Service Discovery", June 2004, . [MUC] Saint-Andre, P., "JEP-0045: Multi-User Chat", June 2004, . [XML] Bray, T., Paoli, J., Sperberg-McQueen, C. and E. Maler, "Extensible Markup Language (XML) 1.0 (3rd ed)", W3C REC-xml, February 2004, . [XML-REG] Mealling, M., "The IETF XML Registry", BCP 81, RFC 3688, January 2004. [XMPP-CPIM] Saint-Andre, P., "Mapping the Extensible Messaging and Presence Protocol (XMPP) to Common Presence and Instant Messaging (CPIM)", draft-ietf-xmpp-cpim-05 (work in Saint-Andre Expires January 10, 2005 [Page 24] Internet-Draft XMPP E2E July 2004 progress), May 2004. Author's Address Peter Saint-Andre Jabber Software Foundation EMail: stpeter@jabber.org Appendix A. Schema for urn:ietf:params:xml:ns:xmpp-e2e The following XML schema is descriptive, not normative. Appendix B. Revision History Note to RFC Editor: please remove this entire appendix, and the corresponding entries in the table of contents, prior to publication. B.1 Changes from draft-ietf-xmpp-e2e-08 o Changed title to mention signing in addition to encryption. o Specified several functionality areas that are out of scope for this memo. Saint-Andre Expires January 10, 2005 [Page 25] Internet-Draft XMPP E2E July 2004 o Added clarifying text to the examples, split several examples in order to correspond to the defined process steps, and added examples for encrypting both messages and presence information. o Changed SHOULD to MUST regarding checking of XMPP addresses. o Changed "could" to SHOULD regarding sending of initial message requesting certificate retrieval. o Specified that 'from' attributes MUST (rather than SHOULD) match a JID contained in the sender's certificate, and that resource identifiers SHOULD be ignored for matching purposes. o More fully defined S/MIME handling, including correct processing of XML stanzas with invalid signatures, stanzas that cannot be decrypted, and messages that appear to be replayed. o Defined recipient generation of XMPP error stanzas. o Incorporated text for "Mandatory-to-Implement Cryptographic Algorithms" suggested by Russ Housley. o Referred to Section 5.1.1 of XMPP-CORE regarding ASN.1 Object Identifier to be used when an XMPP address is represented in a certificate. o Added reference to RFC 3565. o Fixed CMC reference to point to RFC 2797. o Updated references to point to rfc2632bis, rfc2633bis, and rfc3369bis. o Updated boilerplate to refer to RFC 3668. o Removed Discussion Venue subsection. B.2 Changes from draft-ietf-xmpp-e2e-07 o Clarified relationship of the 'urn:ietf:params:xml:ns:xmpp-e2e' namespace to its encapsulated objects, including versioning, and placed this content in its own section. o Clarified nature of "application/xmpp+xml" media type and placed this content in its own section. o Added reference to RFC 3023 and modified XML media type registration to adhere to the guidelines specified therein. o Changed XML params registrant to IESG, per RFC 3688. o Updated other references. B.3 Changes from draft-ietf-xmpp-e2e-06 o Specified use of SHA-1 for digest and AES for content encryption. o Specified order of signing then encrypting. o Specified format and checking of timestamps. o Clarified use of subjectAltName field, where the GeneralName content is a URI of the form im:user@host and pres:user@host. o Clarified circumstances under which certificates should be attached. o Added Content-Disposition header field to examples. Saint-Andre Expires January 10, 2005 [Page 26] Internet-Draft XMPP E2E July 2004 B.4 Changes from draft-ietf-xmpp-e2e-05 o Addressed I-D nits and RFC Editor formatting. B.5 Changes from draft-ietf-xmpp-e2e-04 o Added text about instant inbox addresses. B.6 Changes from draft-ietf-xmpp-e2e-03 o Specified that S/MIME multipart objects are enclosed in a CDATA section. o Changed "text/xml" to "text/plain" for message examples. o Specified must-implement technologies, transfer encodings, certificate enrollment, certificate retrieval, and certificate names (including subjectAltName for JIDs). o Specified requirements regarding attachment of signatures and inclusion of certificates. o Fixed some small terminological errors. B.7 Changes from draft-ietf-xmpp-e2e-02 o Completely revised to use formats defined in the CPIM specifications, S/MIME only, etc. B.8 Changes from draft-ietf-xmpp-e2e-01 o Removed old Section 6 (Signalling Support via Presence) -- the ability to sign broadcasted presence made it redundant. o Made small editorial changes to address RFC Editor requirements. B.9 Changes from draft-ietf-xmpp-e2e-00 o Added support for all stanza types. o Specified that the full stanza is encrypted. o Added support for S/MIME in addition to OpenPGP. o Specified that encrypted presence must be directed to a specific recipient. o Specified order of encrypting and signing. o Added support for signing broadcasted presence. o Added IANA considerations. o Changed namespace to 'urn:ietf:params:xml:ns:xmpp-e2e'. o Added XML schema. Saint-Andre Expires January 10, 2005 [Page 27] Internet-Draft XMPP E2E July 2004 Intellectual Property Statement The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. 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Acknowledgment Funding for the RFC Editor function is currently provided by the Internet Society. Saint-Andre Expires January 10, 2005 [Page 28]