Internet Draft                                               M. Barnes 
Document: draft-ietf-sip-history-info-00.txt                    Editor 
Category: Standards Track                              Nortel Networks 
                                                                       
Expires: December, 2003                                     June 2003 
 
    An Extension to the Session Initiation Protocol for Request History 
                                Information  
     
Status of this Memo  
    
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC2026.  
        
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups.  Note that 
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Copyright Notice 
    
   Copyright (C) The Internet Society (2003).  All Rights Reserved. 
    
Abstract  
    
   This draft defines a standard mechanism for capturing the history 
   information associated with a SIP request.  This capability enables 
   many enhanced services by providing the information as to how and why 
   a call arrives at a specific application or user.  This draft defines 
   a new optional SIP header, History-Info, for capturing the history 
   information in requests. A new option tag, HistInfo, to be included 
   in the Supported header is defined to allow UAs to indicate whether 
   the HistInfo should be returned in responses to a request which has 
   captured the history information.  
 
Table of Contents 
    
   1 Request History Information Description.........................3 
      1.1 Optionality of History-Info................................4 
      1.2 Securing History-Info......................................4 
 
 
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      1.3 Ensuring the Privacy of History-Info.......................5 
   2 Request History Information Protocol Details....................5 
      2.1 Protocol Structure of History-Info.........................5 
      2.2 Protocol Examples..........................................6 
      2.3 Protocol usage.............................................6 
      2.4 Security for History-Info..................................9 
      2.5 Example Applications using History-Info...................10 
   3. Security Considerations.......................................11 
   References.......................................................12 
   Appendix A  Forking Scenarios....................................14 
      A.1 Sequentially forking (Hist-Info in Response)..............14 
      A.2 Sequential Forking (with Success).........................15 
   Appendix B  Voicemail............................................16 
   Appendix C  Automatic Call Distribution Example..................21 
   Full Copyright Statement.........................................22 
       
Overview  
        
   This document provides the solution for the Request History 
   requirements as defined in [1].   
    
   The fundamental functionality provided by the request history 
   information is the ability to inform proxies and UAs involved in 
   processing a request about the history or progress of that request. 
   This functionality provides a standard mechanism for capturing the 
   request history information to enable a wide variety of services for 
   networks and end users, without prescribing the operation of those 
   services.    
   
   Section 1 provides an overall description of the solution, providing 
   references to the appropriate requirements met by each aspect of the 
   solution.  
    
   Section 2 provides the details of the additions to the SIP protocol, 
   which are required to capture the Request History information.  An 
   example use of the request history information is included in Section 
   2, with additional scenarios included in the Appendix. It is 
   anticipated that these would be moved and progressed in the Service 
   examples draft [2] or individual informational drafts describing 
   these specific services, since History-Info is just one of the 
   building blocks for implementing these services. Individual drafts 
   would be particularly useful for documenting services for which there 
   are multiple solutions, since the use of the request history 
   information isn't prescriptive. 
 
 Conventions used in this document  
        


 
 
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   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this 
   document are to be interpreted as described in RFC 2119 [7]. 
    
   In order to provide a cross reference of the solution description to 
   the requirements defined in [1] without reiterating the entirety of 
   the requirements in this document, the requirements are referenced as 
   [REQNAME-req] following the text or paragraph which explicitly 
   satisfies the requirement.   
    
Definitions 
 
   The following terminology is used in this document: 
    
   Retarget (as defined in [1]): The process of a Proxy Server/UAC 
   changing a URI in a request and thus changing the target of the 
   request.   
    
   Retargeted: past of Retarget.  
    
   Retargeted-from-URI: The URI or address from which the request was 
   retargeted. 
    
   Retargeted-to-URI: The new URI or address to which the request is in 
   the process of being retargeted.  
 
 
1 Request History Information Description 
 
   The fundamental functionality provided by the request history 
   information is the ability to inform proxies and UAs involved in 
   processing a request about the history or progress of that request 
   [CAPABILITY-req].  The solution for the capture of the Request 
   History Information defines a new header for SIP messages: History-
   Info [CONTENT-req].  
    
   The Request History Information can appear in any request not 
   associated with an established dialog, which includes INVITE, 
   REGISTER, MESSAGE and OPTIONS [REQUEST-VALIDITY-req] and any valid 
   response to these requests.[ISSUER-req]  
    
   Request History Information is captured when a request is retargeted. 
   In some scenarios, it might be possible for more than one instance of 
   retargeting to occur within the same Proxy.  A proxy SHOULD also 
   generate request history information for the 'internal retargeting'. 
   An entity (UA or proxy) retargeting in response to a redirect or 
   REFER SHOULD include any Request History information from the 
   redirect/REFER in the new request [GENERATION-req, FORWARDS-req]. 
      
 
 
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1.1 Optionality of History-Info 
      
   The Request History Information is optional in that neither UAs nor 
   Proxies are required to support it. The requirement for Request 
   History information to be returned in Responses is indicated using a 
   new Supported header: HistInfo [BACKWARDS-req]. In addition, local 
   policy can define whether or not the information is captured by the 
   retargeting entity for any request, or a specific Request-URI, being 
   retargeted. In many instances, it is likely that this could restrict 
   the applicability of services which make use of the Request History 
   Information to be limited to retargeting within domain(s) controlled 
   by the same local policy, or between domain(s) which negotiate 
   policies with other domains to ensure support of the given policy, or 
   services for which "complete" History Information isn't required to 
   provide the service. [OPTIONALITY-req]  Thus, it is highly 
   recommended that all applications making use of the request history 
   information clearly define the impact of the information not being 
   available and specify the processing of such a request.  
    
1.2 Securing History-Info 
    
   This draft defines a new header for SIP.  Since, the Request History 
   information is being inserted by an entity as it targets a Request, 
   the resulting security requirements introduce a slightly different 
   problem than the basic SIP header or Identity problem. For History-
   Info, the general requirement is to secure information that is 
   inserted by a proxy.  It is primarily the captured Request-URIs that 
   are the security concern, since they can reflect some aspect of a 
   user's identity and service routing. Thus, the primary objective of 
   the security solution is to ensure that the information being 
   captured is protected from being accessed or manipulated by non-
   authorized entities, with the fundamental assumption that retargeting 
   entities are implicitly authorized.  The draft does suggest the use 
   of a secure transport mechanism such as TLS to ensure the overall 
   confidentiality of the History-Info[SEC-req-4].  However, the 
   complete security solution for History-Info depends upon a general 
   solution for protecting the captured information, which is addressed 
   in a separate solution draft [5]. Details of the use of this proposed 
   mechanism to satisfy the security requirements are provided in 
   section 2.4.  
    
   The security associated with the Request History Information is 
   optional and depends upon local policy and the impact on specific 
   applications of having the information compromised.  Since, the 
   Request History Information itself is also optional and it has been 
   recommended that applications document the impact of the information 
   not being available, it is also suggested that the impact of not 
   supporting the security recommendations also be documented to ensure 
   that it is sufficiently addressed by the application.  
 
 
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1.3 Ensuring the Privacy of History-Info 
    
   In order to satisfy the requirements of ensuring that the privacy 
   associated with a retargeted request is maintained by the retargeting 
   entity [PRIV-req-1] and by the receiving entity [PRIV-req-2], the 
   retargeting entity must determine if there is any privacy associated 
   with a request being retargeted. In some scenarios, the Privacy 
   header would indicate whether the headers in a message should be 
   privacy protected. However, the basic assumption is that local policy 
   would be used to determine whether a specific request should have its 
   privacy maintained and whether maintaining that privacy means that a 
   specific request URI would NOT be captured or that it would be 
   appropriately Privacy protected if it were captured. The proposal for 
   ensuring that the privacy is protected is to recommend the use of a 
   Privacy Service as defined by [6] for headers.  
    
   It is recognized that meeting the privacy requirements can impact the 
   functionality of this solution by overriding the request to generate 
   the information. As with the optionality and security requirements, 
   applications making use of History-Info should address any impact 
   this may have.  
    
 
2 Request History Information Protocol Details 
   
   This section contains the details and usage of the proposed new SIP 
   protocol elements.  It also discusses the security aspects of the 
   solution and provides some examples.   
 
2.1 Protocol Structure of History-Info 
    
   History-Info is a header field as defined by [4].  It can appear in 
   any request not associated with an established dialog, which includes 
   INVITE, REGISTER, MESSAGE and OPTIONS and any valid response to these 
   requests.   
    
   It carries the following information: 
    
     o Targeted-to-URI: the Request URI captured as the Request is 
        targeted. By capturing a copy of the Request URI in the initial 
        request, the Retargeted-from-URI is already captured when a 
        request is retargeted and the Retargeted-to-URI is being 
        captured.   
 
     o Reason: An optional parameter for History-info. The reason for 
        the retargeting is captured by including the Reason Header [3] 
        as part of the captured Request URI. 
 
 
 
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     o Index: An optional parameter for History-Info reflecting the  
        chronological order of the information, indexed to also reflect 
        the forking and nesting of requests. [SEC-req-2] 
 
   The semantics of the captured Targeted-to-URIs are derived from the 
   current context of the request as follows:   
    
     o Retargeted-from-URI: this is the Request URI that is being 
        changed due to the retargeting. It is the Targeted-to-URI in the 
        request received by the retargeting entity.  If it was not 
        explicitly captured by the original sender/forwarder of the 
        request, it would be captured and added to the request prior to 
        the Targeted-to-URI currently being captured.  If the 
        sender/forwarder supported History-Info, it would have been 
        added prior to sending/forwarding the Request. 
 
     o Retargeted-to-URI: this is the Targeted-to-URI being captured in 
        the request being retargeted.   
    
   The following summarizes the syntax of the History-Info header, based 
   upon the standard SIP syntax [4]:  
                                                                         
          History-Info = ("History-Info" / "h") HCOLON  
    
                            hist-info *(COMMA hist-info) 
    
          hist-info = hi-targeted-to-uri *( SEMI HI-param ) 
    
          hi-targeted-to-uri= name-addr 
    
          hi-param = hi-index / hi-extension  
    
            hi-index = "index" EQUAL 1*DIGIT *(DOT 1*DIGIT) 
    
          hi-extension = generic-param 
  
    
2.2 Protocol Examples 
    
   History-Info:<sip:UserA@ims.nortelnetworks.com?Reason=SIP; 
   cause=302;text="Moved Temporarily">; foo=bar 
    
   History-Info: <sip:45432@vm.nortelnetworks.com? 
   Reason=SIP;cause=486;text="Busy Here"> ; index=1.1.2 
 
    
2.3 Protocol usage 
    

 
 
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   This section describes the processing specific to UAs and Proxies for 
   the History-Info and the HistInfo option tag.  
    
   [Editor's note: Once the Security solution is fully fleshed out, it 
   may be reasonable to move this section 2.3 after section 2.4 and 
   provide the detailed security related processing prior to this 
   section, so that security aspects can be highlighted in this section, 
   as well.] 
    
   2.3.1 UAC Behavior 
    
   The UAC SHOULD include the HistInfo option tag in the Supported 
   header in any request not associated with an established dialog for 
   which the UAC would like the History-Info in the Response.  In 
   addition, the UAC should initiate the capturing of the History 
   Information by capturing the Request-URI as the hi-targeted-to-uri 
   and initializing the index to 1.  
    
   The processing of the History-Info received in the response is 
   application specific and outside the scope of this draft.  
    
    
   2.3.2 UAS Behavior 
    
   The processing of History-Info by a UAS in a Request depends upon 
   local policy and specific applications at the UAS which might make 
   use of the information.  If the HistInfo option tag is received in a 
   request, the UAS should include any History-Info received in the 
   request in the subsequent response.     
 
 
   2.3.3 Proxy Behavior 
    
   The use of History-Info does not alter the fundamental processing of 
   proxies for determining request targets as defined in section 16.5 of 
   [4].  Whether a proxy captures the History-Info depends upon several 
   factors: 
       o Whether the Request contains the HistInfo option tag in the 
          Supported header.  
       o Local Policy 
          The following are further considerations for refinement of a 
          local policy supporting History-Info:  
            o Whether retargeting within a Proxy is captured  
            o Whether the History-Info captured for a proxy/domain 
               should go outside that domain (e.g. a Proxy knows that 
               the information is potentially useful within that domain, 
               however, policies (for privacy, user and network 
               security, etc.) prohibit the exposure of that information 
               outside that domain). 
 
 
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          Each application making use of History-Info should address the 
          applicability and impacts of the local policies. 
 
   Consistent with basic SIP processing of optional headers, proxies 
   should maintain History-Info captured by other domains, received in 
   messages which they forward, independent of whether local policy 
   supports History-Info. 
    
   The specific processing by proxies for capturing the History-Info in 
   Requests and Responses is described in detail in the following 
   sections.  
 
   2.3.3.1 Capturing History-Info in Requests  
    
   If the proxy supports History-Info, the proxy SHOULD add any History-
   Info collected as it retargets a Request. For retargets that are the 
   result of an explicit SIP response, the SIP Response Code that 
   triggered the retargeting MUST be included in the Reason header of 
   the Targeted-to-URI. For retargets as a result of timeouts or 
   internal events, a Reason header MAY be included in the Reason header 
   of the Targeted-to-URI. The History-Info SHOULD be added following 
   any History-Info received in the request being forwarded. 
   Additionally, if a request is received that doesn't include a 
   captured Request URI from the previous entity, the proxy MAY add an 
   additional entry, effectively capturing the retargeted-from-URI in 
   the Request.   
    
   In order to maintain ordering and accurately reflect the nesting and 
   retargeting of the request, an index MUST be included along with the 
   Targeted-to-URI being captured. The basic rule for adding the index 
   are to read the value from the previous History-Info, if available, 
   and capture the index.n as the index for the History-Info being 
   captured, where n would typically be 1 for a forwarded request. Thus, 
   the level of nesting of the index reflects the number of hops. For 
   retargets within a proxy, the proxy MUST maintain the current level 
   of nesting by incrementing the lowest/last digit of the index for 
   each instance of retargeting, thus reflecting the number of retargets 
   within the proxy.  If there is no previous History-Info entry, the 
   index included for the current entry is RECOMMENDED to start at 1, 
   indicating a new thread of History-Info.  An index MUST NOT be added 
   in the scenario whereby the received request had no History-Info 
   header and the retargeted-from-URI is being captured for 
   completeness.  This allows the entities making use of the History-
   Info to detect any gaps in History-Info captured in the request.          
 
   Parallel forking, as with basic SIP processing, does introduce 
   somewhat of a special case. In the case of parallel forking, the 
   proxy SHOULD capture each of the Request-URIs to which the Request is 
   forked in the manner previously described. However, since the forking 
 
 
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   is parallel, it's recommended that rather than attempt to send the 
   logical order of the requests being sent, that the information for 
   subsequent requests or responses is built upon receipt of the initial 
   response to ensure that the series of any subsequent forking and 
   retargeting of any of the forked requests accurately reflects the 
   logical sequence.  Again, it is recommended that the index be 
   captured for each forked request following a similar model as that 
   previously described, with each new Request having a unique index.  
   The lack of Reason headers in the captured Request-URIs should be 
   indicative of the parallel nature of forking (i.e the Request-URIs 
   are not the result of retargets, but are rather all simultaneous 
   Targeted-To URIs.)  
    
   2.3.3.2 Processing History-Info in Responses 
    
   A proxy that receives a Request with the HistInfo option tag in the 
   Supported header, and depending upon a local policy supporting the 
   capture of History-Info, SHOULD return captured History-Info in 
   subsequent, provisional and final responses to the Request.  A 183 
   response MAY be sent explicitly for the purposes of conveying 
   History-Info prior to the final response. 
    
   2.3.4 Redirect Server Behavior 
    
   It MAY be advantageous for redirect servers to support the receipt of 
   History-Info in requests. By receiving it in the request, the 
   Redirect Server MAY be able to optimize the information it sends in 
   responses by looking at the already targeted-to-URIs.  However, a 
   redirect server SHOULD NOT add any new History-Info, as that would be 
   done by the entity receiving the 3xx response. Thus, a redirect 
   server SHOULD have local policy defined such that History-Info is not 
   captured, which should be the default.  However, a redirect server 
   MAY include History-Info in responses to reflect retargets that have 
   already taken place by including any History-Info received in a 
   request in a subsequent response. 
 
      
2.4 Security for History-Info 
 
   As discussed in Section 1, the security requirements are met by 
   recommending the use of TLS (a basic SIP requirement per [4]) and 
   through the use of the security solution defined in [5].   
    
   2.4.1 Security examples   
    
   [Editor's Note: Need to add some protocol details for protecting 
   History-Info once [5] is further along]. 
    

 
 
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2.5 Example Applications using History-Info 
 
   This scenario highlights an example where the History-Info in the 
   response is primarily of use in not retrying routes that have already 
   been tried by another proxy. Note, that this is just an example and 
   that there may be valid reasons why a Proxy would want to retry the 
   routes and thus, this would like be a local proxy or even user 
   specific policy.  
    
   UA 1 sends a call to "Bob" to proxy 1. Proxy 1 forwards the request 
   to Proxy 2.  Proxy 2 parallel forks and tries several places (UA2, 
   UA3 and UA4) before sending a response to Proxy 1 that all the places 
   are busy.   Proxy 1, without the History-Info, would try several of 
   the same places (UA3 and UA4)based upon registered contacts for 
   "Bob", before completing at UA5. However, with the History-Info, 
   Proxy 1 determines that UA3 and UA4 have already received the invite, 
   thus the INVITE goes directly to UA5.  
    
 
    
   UA1        Proxy1  Proxy2     UA2      UA3      UA4      UA5 
                
   |            |         |        |        |        |        | 
   |--INVITE -->|         |        |        |        |        | 
   |            |-INVITE->|        |        |        |        | 
                  Supported: HistInfo 
                  History-Info: <sip:Bob@P1>, <sip:Bob@P2>; index=1 
   |            |         |        |        |        |        | 
   |            |         |-INVITE>|        |        |        | 
                  History-Info: <sip:Bob@P1>, <sip:Bob@P2>; index=1, 
                                <sip:User2@UA2>; index=1.1 
   |            |         |        |        |        |        | 
   |            |         |-----INVITE ---->|        |        | 
                  History-Info: <sip:Bob@P1 >, <sip:Bob@P2 >; index=1, 
                                <sip:User3@UA3>; index=1.2 
   |            |         |        |        |        |        | 
   |            |         |-------INVITE------------>|        |  
                  History-Info: <sip:Bob@P1 >, <sip:Bob@P2 >; index=1, 
                                <sip:User4@UA4 >; index=1.3 
    
   /* All Responses from the INVITEs indicate Busy.   */   
   |            |         |        |        |        |        | 
   |            |<-486 ---|        |        |        |        | 
                  History-Info: <sip:Bob@P1 >, <sip:Bob@P2 >; index=1, 
                                <sip:User2@UA2>; index=1.1,  
                                <sip:User3@UA3>; index=1.2, 
                                <sip:User4@UA4>; index=1.3 
   |            |         |        |        |        |        | 

 
 
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  /* Upon receipt of the response, P1 determines another route for the 
INVITE, but finds that it matches some routes already attempted (e.g. 
UA2 and UA3, thus the INVITE is only forwarded to UA5, where the session 
is successfully established  */ 
   |            |         |        |        |        |        | 
   |            |----------------INVITE --------------------->|   
                  History-Info: <sip:Bob@P1>, <sip:Bob@P2>; index=1, 
                                <sip:User2@UA2>; index=1.1,  
                                <sip:User3@UA3>; index=1.2, 
                                <sip:User4@UA4>; index=1.3,  
                                <sip:User5@UA5?Reason=SIP;cause=486>  
   |            |         |        |        |        |        | 
   |            |<-----200 OK---------------------------------| 
   |<--200 OK---|         |        |        |        |        | 
   |            |         |        |        |        |        |  
   |--ACK --------------------------------------------------->| 
 
    
   Additional detailed scenarios are available in the appendix. 
 
    
3. Security Considerations  
    
   This draft provides a proposal for addressing the Security 
   requirements identified in [1] in sections 1.2 and 2.4 of this draft 
   by proposing the use of TLS between entities. The protection of the 
   History-Info is dependent upon a general solution for securing 
   headers added by proxies. This general solution is described in [5].  
     
4. IANA Considerations 
 
   (Note to RFC Editor: Please fill in all occurrences of XXXX in this 
   section with the RFC number of this specification). 
 
   This document defines a new SIP header field name with a compact 
   form: History-Info and h respectively, and a new option tag: 
   HistInfo.  
    
   The following changes should be made to http:///www.iana.org/ 
   assignments/sip-parameters 
    
   The following row should be added to the header field section:  
    
   Header Name             Compact Form               Reference 
   History-Info                  h                    [RFCXXXX] 
    
   The following should be added to the Options Tags section: 
 
   Name          Description                          Reference                       
 
 
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   HistInfo      When used with the Supported header, [RFCXXXX] 
                 this option tag indicates support 
                 for the History Information to be  
                 captured for requests and returned in 
                 subsequent responses. This tag is not 
                 used in a Proxy-Require or Requires  
                 header field since support of  
                 History-Info is optional.       
           
5. Changes since last version 
 
Changes from individual draft-barnes-sipping-history-info-02 to the รป00 
WG version:       
     o Updated references and added reference to Security solution 
       draft. 
     o Removed appendix D which included background on analysis of 
       solution options. 
     o Cleaned up the document format per rfc2223bis. 
     o Strengthened the inclusion of the INDEX as a MUST (per discussion 
       at IETF-56). 
     o Added text around the capturing of the Reason (SHOULD be captured 
       for SIP responses and MAY be captured for other things such as 
       timeouts).   
     o Clarified the response processing 2.3.3.2 to include provisional 
       responses and the sending of a 183 to convey History-Info. 
     o Added section 2.3.4 to address Redirect Server behavior. 
   
References  
   
   [1] M. Barnes, M. Watson, C. Jennings, J. Peterson, "SIP Generic 
   Request History Capability Requirements", draft-ietf-sipping-req-
   history-04.txt, June, 2003.  
    
   [2] A. Johnson, "SIP Service Examples", draft-ietf-sipping-service-
   examples-03.txt, November, 2002.  
    
   [3] H. Schulzrinne, D. Oran, G. Camarillo, "The Reason Header Field 
   for the Session Initiation Protocol", RFC 3326, December, 2002. 
    
   [4] J. Rosenberg et al, "SIP: Session initiation protocol," RFC 3261, 
   June, 2002. 
    
   [5] M. Barnes, "A Mechanism to Secure SIP Identity Headers Inserted 
   by Intermediaries", draft-barnes-sipping-inserted-info-00.txt, June, 
   2003. 
     
   [6] J. Peterson, "A Privacy Mechanism for the Session Initiation 
   Protocol (SIP)", RFC 3323, November, 2002. 
    
 
 
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   [7] Bradner, S., "Key words for use in RFCs to Indicate Requirement 
   Levels", RFC 2119, March 1997. 
    
   [8] J. Peterson, "Enhancements for Authenticated Identity Management 
   in the Session Initiation Protocol (SIP)", draft-ietf-sip-identity-
   01.txt, February, 2003. 
    
   [9] Crocker, D. and P. Overell, "Augmented BNF for Syntax 
   Specifications: ABNF", RFC 2234, November 1997. 
 
 
Acknowledgements 
 
   The editor would like to acknowledge the constructive feedback 
   provided by Robert Sparks, Paul Kyzivat, Scott Orton, John Elwell, 
   Nir Chen, Francois Audet, Anthony Brown, and Jayshree Bharatia. 
    
   The editor would like to acknowledge the significant input from  
   Rohan Mahy on some of the normative aspects of the ABNF, particularly 
   around the need for and format of the index.  
    
Contributors' Addresses 
 
   Cullen and Mark provided substantial input in the form of email 
   discussion in the development of the initial version of this 
   individual solution document.   
 
   Cullen Jennings 
   Cisco Systems 
   170 West Tasman Dr              
   MS: SJC-21/3                    
    
   Tel: +1 408 527 9132 
   Email: fluffy@cisco.com 
    
   Mark Watson 
   Nortel Networks (UK) 
   Maidenhead Office Park (Bray House) 
   Westacott Way 
   Maidenhead, 
   Berkshire                      
   England                         
 
   Tel: +44 (0)1628-434456 
   Email:  mwatson@nortelnetworks.com 
 
Authors' Address 
        
   Mary Barnes  
 
 
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   Nortel Networks 
   2380 Performance Drive          
   Richardson, TX USA              
    
   Phone:  1-972-684-5432  
   Email:  mbarnes@nortelnetworks.com  
    
    
    
Appendix A  Forking Scenarios 
    
A.1 Sequentially forking (Hist-Info in Response) 
    
   This scenario highlights an example where the History-Info in the 
   response is useful to an application or user that originated the 
   request. 
 
   UA 1 sends a call to "Bob" via proxy 1. Proxy 1 sequentially tries 
   several places (UA2, UA3 and UA4) unsuccessfully before sending a 
   response to UA1.   
 
   This scenario is provided to show that by providing the History-Info 
   to UA1, the end user or an application at UA1 could make a decision 
   on how best to attempt finding "Bob".  Without this mechanism UA1 
   might well attempt UA3 (and thus UA4) and then re-attempt UA4 on a     rd   3   manual attempting at reaching "Bob". With this mechanism, either 
   the end user or application could know that "Bob" is busy on his home 
   phone and is physically not in the office. If there were an 
   alternative address for "Bob" known to this end user or application, 
   that hasn't been attempted, then either the application or the end 
   user could attempt that. The intent here is to highlight an example 
   of the flexibility of this mechanism that enables applications well 
   beyond SIP as it is certainly well beyond the scope of this draft to 
   prescribe detailed applications.   
    
    
   UA1        Proxy1              UA2      UA3      UA4                   
   |            |                  |        |        |         
   |--INVITE -->|                  |        |        |         
   |            |                  |        |        |         
   |            |--INVITE -------->|        |        |         
   |<--100 -----|                  |        |        |         
   |            |<-302 ------------|        |        |         
   |            |                  |        |        |         
   |            |-------INVITE ------------>|        |         
   |            |                  |        |        |         
   |            |<-------180 ---------------|        |         
   |<---180 ----|                  |        |        |         
   |  . .       |-------INVITE------------->|        |         
 
 
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   |            |       timeout    |        |        |         
   |            |                  |        |        |         
   |            |------INVITE ---------------------->|         
   |<--100 -----|                  |        |        |         
   |            |                  |        |        |         
   |            |<-486 ------------------------------|         
   |            |                  |        |        |         
   |            |-- ACK ---------------------------->|                 
   |<--486------|                  |        |        |         
   |            |                  |        |        |          
   |--ACK ----->|                  |        |        |         
   |            |                  |        |        |          
   
   
   [Editor's Note: Need to detail the message flow.] 
 
 
 
A.2 Sequential Forking (with Success) 
 
   This scenario highlights an example where the History-Info in the 
   request is primarily of use in not retrying routes that have already 
   been tried by another proxy. Note, that this is just an example and 
   that there may be valid reasons why a Proxy would want to retry the 
   routes and thus, this would like be a local proxy or even user 
   specific policy.  
    
   UA 1 sends a call to "Bob" to proxy 1. Proxy 1 sequentially tries 
   several places (UA2, UA3 and UA4) before retargeting the call to 
   Proxy 2.  Proxy 2, without the History-Info, would try several of the 
   same places (UA3 and UA4)based upon registered contacts for "Bob", 
   before completing at UA5. However, with the History-Info, Proxy 2 
   determines that UA3 and UA4 have already received the invite, thus 
   the INVITE goes directly to UA5.  
 
 
    
   UA1        Proxy1  Proxy2     UA2      UA3      UA4      UA5 
                
   |            |         |        |        |        |        | 
   |--INVITE -->|         |        |        |        |        | 
   |            |         |        |        |        |        | 
   |            |--INVITE -------->|        |        |        | 
   |<--100 -----|         |        |        |        |        | 
   |            |<-302 ------------|        |        |        | 
   |            |         |        |        |        |        | 
   |            |-------INVITE ------------>|        |        | 
   |            |         |        |        |        |        | 
   |            |<-------180 ---------------|        |        | 
 
 
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   |<---180 ----|         |        |        |        |        | 
   |  . .       |-------INVITE------------->|        |        | 
   |            |       timeout    |        |        |        | 
   |            |         |        |        |        |        | 
   |            |------INVITE ---------------------->|        | 
   |<--100 -----|         |        |        |        |        | 
   |            |<-302 ------------------------------|        | 
   |            |         |        |        |        |        | 
   |            |-INVITE->|        |        |        |        | 
   |            |         |        |        |        |        | 
   |            |         |        |        |        |        | 
   |            |         |------INVITE --------------------->|         
   |            |         |        |        |        |        | 
   |            |         |<-----200 OK---------------------->| 
   |<--200 OK-------------|        |        |        |        | 
   |            |         |        |        |        |        |  
   |--ACK --------------------------------------------------->| 
 
  [Editor's Note: Need to add the details of the messages here.] 
    
    
Appendix B  Voicemail 
 
   This scenario highlights an example where the History-Info in the 
   request is primarily of use by an edge service (e.g. Voicemail 
   Server). It should be noted that this isn't intended to be a complete 
   specification for this specific edge service as it is quite likely 
   that additional information is need by the edge service. History-Info 
   is just one building block that this service makes use of. 
 
   UA 1 called UA A which had been forwarded to UA B which forwarded to 
   a UA VM (voicemail server).  Based upon the retargeted URIs and 
   Reasons (and other information) in the INVITE, the VM server makes a 
   policy decision about what mailbox to use, which greeting to play 
   etc.  
 
   UA1          Proxy           UA-A         UA-B        UA-VM 
                
   |              |              |             |          | 
   |--INVITE F1-->|              |             |          | 
   |              |              |             |          | 
   |              |--INVITE F2-->|             |          | 
   |<--100 F3-----|              |             |          | 
   |              |<-302 F4------|             |          | 
   |              |              |             |          | 
   |              |--------INVITE F5---------->|          | 
   |              |              |             |          | 
   |              |<--------180 F6-------------|          | 
   |<---180 F7----|              |             |          | 
 
 
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   |  . . .       |              |             |          | 
   |              |------retransmit INVITE---->|          |           
   |  . . .       |              |             |          | 
   |              |       (timeout)            |          | 
   |              |              |             |          | 
   |              |-------INVITE F8---------------------->| 
   |              |              |             |          | 
   |              |<-200 F9-------------------------------| 
   |              |              |             |          | 
   |<-200 F10-----|              |             |          | 
   |              |              |             |          | 
   |--ACK F11-------------------------------------------->| 
 
   Message Details  
       
  INVITE F1   UA1->Proxy  
      
  INVITE sip:UserA@nortelnetworks.com SIP/2.0  
  Via: SIP/2.0/UDP here.com:5060  
  From: BigGuy <sip:User1@here.com>  
  To: LittleGuy <sip:UserA@nortelnetworks.com>  
  Call-Id: 12345600@here.com  
  CSeq: 1 INVITE  
  Contact: BigGuy <sip:User1@here.com>  
  Content-Type: application/sdp  
  Content-Length: <appropriate value>  
     
   v=0  
   o=UserA 2890844526 2890844526 IN IP4 client.here.com  
   s=Session SDP  
   c=IN IP4 100.101.102.103  
   t=0 0  
   m=audio 49170 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
     
   /*Client for UA1 prepares to receive data on port 49170  
   from the network. */  
     
   INVITE F2 Proxy->UA-A       
    
   INVITE sip:UserA@ims.nortelnetworks.com SIP/2.0     
   Via: SIP/2.0/UDPims.nortelnetworks.com:5060;branch=1   
     Via: SIP/2.0/UDP here.com:5060  
   Record-Route: <sip:UserA@nortelnetworks.com>  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>  
   Call-Id: 12345600@here.com  
   CSeq: 1 INVITE  
   History-Info: <sip:UserA@ims.nortelnetworks.com>; index=1 
 
 
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   Contact: BigGuy <sip:User1@here.com>  
   Content-Type: application/sdp  
   Content-Length: <appropriate value>  
     
   v=0  
   o=UserA 2890844526 2890844526 IN IP4 client.here.com  
   s=Session SDP  
   c=IN IP4 100.101.102.103  
   t=0 0  
   m=audio 49170 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
     
   100 Trying F3 Proxy->UA1     
    
   SIP/2.0 100 Trying  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>  
   Call-Id: 12345600@here.com  
   CSeq: 1 INVITE  
   Content-Length: 0  
     
     
   302 Moved Temporarily F4  UserA->Proxy   
   SIP/2.0 302 Moved Temporarily  
   Via: SIP/2.0/UDP ims.nortelnetworks.com:5060;branch=1  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>;tag=3  
   Call-Id: 12345600@here.com  
   CSeq: 1 INVITE  
   Contact: <sip:UserB@nortelnetworks.com> 
   Content-Length: 0  
     
                      
     
   INVITE F5 Proxy-> UA-B       
        
   INVITE sip:UserB@nortelnetworks.com SIP/2.0  
   Via: SIP/2.0/UDP ims.nortelnetworks.com:5060;branch=2  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>  
   Call-Id: 12345600@here.com  
   History-Info: <sip:UserA@ims.nortelnetworks.com>; index=1,  
   <sip:UserB@nortelnetworks.com?Reason=SIP; cause=302; text="Moved 
   Temporarily">;index=2 
   CSeq: 1 INVITE  
   Contact: BigGuy <sip:User1@here.com> 
 
 
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   Content-Type: application/sdp  
   Content-Length: <appropriate value>  
     
   v=0  
   o=User1 2890844526 2890844526 IN IP4 client.here.com  
   s=Session SDP  
   c=IN IP4 100.101.102.103  
   t=0 0  
   m=audio 49170 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
     
   180 Ringing F6  UA-B ->Proxy  
     
   SIP/2.0 180 Ringing  
   Via: SIP/2.0/UDP there.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>;tag=5  
   Call-ID: 12345600@here.com  
   CSeq: 1 INVITE  
   Content-Length: 0  
     
   180 Ringing F7  Proxy-> UA1   
          
   SIP/2.0 180 Ringing  
   SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>  
   Call-Id: 12345600@here.com  
   CSeq: 1 INVITE  
   Content-Length: 0  
     
   /* User B is not available. INVITE is sent multiple  
   times until it times out. */  
                       
     /* The proxy forwards the INVITE to UA-VM after adding the 
   additional History Information entry. */ 
    
                       
   INVITE F8  Proxy-> UA-VM      
      
   INVITE sip:VM@nortelnetworks.com SIP/2.0  
   Via: SIP/2.0/UDP ims.nortelnetworks.com:5060;branch=3  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
      To: LittleGuy <sip:UserA@nortelnetworks.com> 
   Call-Id: 12345600@here.com  
   History-Info: <sip:UserA@ims.nortelnetworks.com>;index=1, 
   <sip:UserB@nortelnetworks.com?Reason=SIP; cause=302; text="Moved 
   Temporarily">;index=2,  
 
 
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   <sip:VM@nortelnetworks.com?Reason=SIP;cause=480;text="Temporarily 
   Unavailable">;index=3 
   CSeq: 1 INVITE  
   Contact: BigGuy <sip:User1@here.com>  
   Content-Type: application/sdp  
   Content-Length: <appropriate value>  
     
   v=0  
   o=User1 2890844526 2890844526 IN IP4 client.here.com  
   s=Session SDP  
   c=IN IP4 100.101.102.103  
   t=0 0  
   m=audio 49170 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
      
      
   200 OK F9     
    
   SIP/2.0 200 OK UA-VM->Proxy 
         
   Via: SIP/2.0/UDP ims.nortelnetworks.com:5060;branch=3  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>;tag=3  
   Call-Id: 12345600@here.com  
   CSeq: 1 INVITE  
   Contact: TheVoiceMail <sip:VM@nortelnetworks.com>  
   Content-Type: application/sdp  
   Content-Length: <appropriate value>  
     
   v=0  
   o=UserA 2890844527 2890844527 IN IP4 vm.nortelnetworks.com  
   s=Session SDP  
   c=IN IP4 110.111.112.114  
   t=0 0  
   m=audio 3456 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
     
     
   200 OK F10  Proxy->UA1         
    
   SIP/2.0 200 OK  
   Via: SIP/2.0/UDP ims.nortelnetworks.com:5060;branch=3 
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy <sip:UserA@nortelnetworks.com>;tag=3  
   Call-Id: 12345600@here.com              
   CSeq: 1 INVITE  
   Contact: TheVoiceMail <sip:VM@nortelnetworks.com>  
 
 
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   Content-Type: application/sdp  
   Content-Length: <appropriate value>  
     
   v=0  
   o=UserA 2890844527 2890844527 IN IP4 vm.nortelnetworks.com  
   s=Session SDP  
   c=IN IP4 110.111.112.114  
   t=0 0  
   m=audio 3456 RTP/AVP 0  
   a=rtpmap:0 PCMU/8000  
     
   ACK F11 UA1-> UA-VM                
    
   ACK sip:VM@nortelnetworks.com SIP/2.0  
   Via: SIP/2.0/UDP here.com:5060  
   From: BigGuy <sip:User1@here.com>  
   To: LittleGuy<sip:UserA@nortelnetworks.com>;tag=3  
   Call-Id: 12345600@here.com  
   CSeq: 1 ACK  
   Content-Length: 0  
     
   /* RTP streams are established between UA1 and  
   UA-VM. UA-VM starts announcement for UA1 */ 
 
            
Appendix C  Automatic Call Distribution Example 
 
   This scenario highlights an example of an Automatic Call Distribution 
   service, where the agents are divided into groups based upon the type 
   of customers they handle. In this example, the Gold customers are 
   given higher priority than Silver customers, so a Gold call would get 
   serviced even if all the agents servicing the Gold group (ACDGRP1) 
   were busy, by retargeting the request to the Silver Group.  Upon 
   receipt of the call at the agent assigned to handle the incoming 
   call, based upon the History-Info in the message, the application at 
   the agent can provide an indication that this is a Gold call, from 
   how many groups it might have overflowed before reaching the agent, 
   etc. thus can be handled appropriately by the agent.  
    
   For scenarios whereby calls might overflow from the Silver to the 
   Gold, clearly the alternate group identification, internal routing or 
   actual agent that handles the call SHOULD not be sent to UA1, thus 
   for this scenario, one would expect that the Proxy would not support 
   the sending of the History-Info in the response, even if requested by 
   the calling UA.  
    
   As with the other examples, this is not prescriptive of how one would 
   do this type of service but an example of a subset of processing that 
   might be associated with such a service.  In addition, this example 
 
 
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   is not addressing any aspects of Agent availability, which might also 
   be done via a SIP interface. 
 
 
 
   UA1          Proxy        ACDGRP1 Svr   ACDGRP2 Svr UA2-ACDGRP2              
                
   |              |              |             |          | 
   |--INVITE F1-->|              |             |          | 
    Supported:HistInfo 
   |              |              |             |          | 
   |              |--INVITE F2-->|             |          | 
                    Supported:HistInfo 
                    History-Info: <sip:Gold@ACD.com>; index=1  
                    History-Info: <sip:ACDGRP1@ACD.com>; index=1.1 
   |              |              |             |          |  
   |              |<-302 F3------|             |          | 
                    Contact: <sip:ACDGRP2@ACD.com>                  
   |              |              |             |          | 
   |              |--------INVITE F4---------->|          | 
                    History-Info: <sip:Gold@ACD.com>; index=1  
                    History-Info: <sip:ACDGRP1@ACD.com>; index=1.1 
                    History-Info: <sip:ACDGRP2@ACD.com>; index=1.2               
   |              |              |             |          |         
   |              |              |             |          | 
   |              |              |             |INVITE F5>| 
                    History-Info: <sip:Gold@ACD.com>; index=1  
                    History-Info: <sip:ACDGRP1@ACD.com>; index=1.1 
                    History-Info: <sip:ACDGRP2@ACD.com>; index=1.2                 
   |              |              |             |          | 
   |              |              |             |<-200 F6--|                 
   |              |              |             |          | 
   |              |<-200 F7--------------------|          |  
                    History-Info: <sip:Gold@ACD.com>; index=1  
                    History-Info: <sip:ACDGRP1@ACD.com>; index=1.1 
                    History-Info: <sip:ACDGRP2@ACD.com>; index=1.2                    
   |<-200 F8------|              |             |          | 
< No History-Info included in the response due to Local Policy> 
   |              |              |             |          | 
   |--ACK F9--------------------------------------------->| 
 
   Message Details  
 
   [To be completed] 
      
    
Full Copyright Statement 
    
   Copyright (C) The Internet Society (2003).  All Rights Reserved. 
 
 
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   This document and translations of it may be copied and furnished to 
   others, and derivative works that comment on or otherwise explain it 
   or assist in its implementation may be prepared, copied, published 
   and distributed, in whole or in part, without restriction of any 
   kind, provided that the above copyright notice and this paragraph are 
   included on all such copies and derivative works.  However, this 
   document itself may not be modified in any way, such as by removing 
   the copyright notice or references to the Internet Society or other 
   Internet organizations, except as needed for the purpose of 
   developing Internet standards in which case the procedures for 
   copyrights defined in the Internet Standards process must be 
   followed, or as required to translate it into languages other than 
   English.  The limited permissions granted above are perpetual and 
   will not be revoked by the Internet Society or its successors or 
   assigns.  This document and the information contained herein is 
   provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE 
   INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR 
   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF 
   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED 
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE." 
 
    
    
    
    
    






















 
 
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