PKIX Working Group                                           J. Schaad 
Internet Draft                                 Soaring Hawk Consulting 
Document: draft-ietf-pkix-cmc-trans-02.txt                     M.Myers 
February 2005                                      TraceRoute Security 
Expires: July 2005                                               X.Liu 
                                                                  Cisco
                                                           J. Weinstein
 
                             CMC Transport 
 
Status of this Memo 
 
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Copyright Notice 
    
   Copyright (C) The Internet Society (2000).  All Rights Reserved. 
    
Abstract 
    
   This document defines a number of transport mechanisms that are used 
   to move [CMC] messages.  The transport mechanisms described in this 
   document are: HTTP, file, mail and TCP.  
    
    
1. Overview 
 
   This document defines a number of transport methods that are used to 
   move [CMC] messages.  The transport mechanisms described in this 
   document are: HTTP, file, mail and TCP. 
 


   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in 
   this document are to be interpreted as described in [RFC 2119]. 
    
    
2. File based protocol 
    
   Enrollment messages and responses may be transferred between clients 
   and servers using file system-based mechanisms, such as when 
   enrollment is performed for an off-line client.  When files are used 
   to transport binary, BER-encoded Full Enrollment Request and 
   Response messages, there MUST be only one instance of a request or 
   response message in a single file.  The following file type 
   extensions SHOULD be used: 
    
   Message Type                   File Extension 
    
   Full PKI Request                 .crq 
    
   Full PKI Response                .crp 
    
3. Mail based protocol 
    
   MIME wrapping is defined for those environments that are MIME 
   native. 
    
   The basic mime wrapping in this section is taken from [SMIMEV2] and 
   [SMIMEV3].  Simple enrollment requests are encoded using the 
   "application/pkcs10" content type.  A file name MUST be included 
   either in a content type or a content disposition statement.  The 
   extension for the file MUST be ".p10". 
    
   Simple enrollment response messages MUST be encoded as content-type 
   "application/pkcs7-mime".  An smime-type parameter MUST be on the 
   content-type statement with a value of "certs-only." A file name 
   with the ".p7c" extension MUST be specified as part of the content-
   type or content-disposition statement. 
    
   Full enrollment request messages MUST be encoded as content-type 
   "application/pkcs7-mime".  The smime-type parameter MUST be included 
   with a value of "CMC-enroll".  A file name with the ".p7m" extension 
   MUST be specified as part of the content-type or content-disposition 
   statement. 
    
   Full enrollment response messages MUST be encoded as content-type 
   "application/pkcs7-mime".  The smime-type parameter MUST be included 
   with a value of "CMC-response."  A file name with the ".p7m" 
   extensions MUST be specified as part of the content-type or content- 
   disposition statement. 
    
   MIME TYPE                       File Extension        SMIME-TYPE 
    
   application/pkcs10                .p10                  N/A 
   (simple PKI request) 
    
   application/pkcs7-mime            .p7m                  CMC-request 


   (full PKI request) 
    
   application/pkcs7-mime            .p7c                  certs-only 
   (simple PKI response) 
    
   application/pkcs7-mime            .p7m                  CMC-response 
   (full PKI response) 
    
4. HTTP/HTTPS based protocol 
    
   HTTP messages are wrapped with by a mime object as specified above. 
    
5. TCP based protocol 
    
   When CMC messages are sent over a TCP-Based connection, no wrapping 
   is required of the message.  Messages are sent in their binary 
   encoded form. 
    
   The connection is closed by the server after generating a response 
   for the client.  (All CMC request messages from client to server 
   generate a response message.)  If a second set of messages from the 
   client to the server is required to complete the transaction, the 
   client generates a new TCP-Based connection for this purpose; it 
   cannot reuse an existing one. 
    
   Out of band setup can be used to keep a TCP-Based connection open 
   for more than one message pair.  A situation where this can occur is 
   an RA talking to a CA over a specially setup TCP connection. 
    
6  Socket-Based Transport 
    
   When enrollment messages and responses are sent over sockets, no 
   wrapping is required.  Messages MUST be sent in their binary, BER-
   encoded form. 
    
7.  Security Considerations 
    
   Mechanisms for thwarting replay attacks may be required in 
   particular implementations of this protocol depending on the 
   operational environment. In cases where the CA maintains significant 
   state information, replay attacks may be detectable without the 
   inclusion of the optional nonce mechanisms. Implementers of this 
   protocol need to carefully consider environmental conditions before 
   choosing whether or not to implement the senderNonce and 
   recipientNonce attributes described in section 5.6.  Developers of 
   state-constrained PKI clients are strongly encouraged to incorporate 
   the use of these attributes. 
 
8. Acknowledgments 
    
   The authors would like to thank Brian LaMacchia for his work in 
   developing and writing up many of the concepts presented in this 
   document.  The authors would also like to thank Alex Deacon and Barb 
   Fox for their contributions. 
    
9. References 


    
   [CMC]      J. Schaad, M. Myers, X. Liu, J. Weinstein, "Certificate 
              Management Messages over CMS",  
              draft-ietf-pkix-cmc-base-03.txt. 
    
   [RFC 2119] Bradner, S., "Key words for use in RFCs to Indicate 
              Requirement Levels", BCP 14, RFC 2119, March 1997. 
    
   [SMIMEV2]  Dusse, S., Hoffman, P., Ramsdell, B., Lundblade, L. and 
   L.             
              Repka, "S/MIME Version 2 Message Specification", RFC 
   2311,             
              March 1998. 
    
   [SMIMEV3]  Ramsdell, B., "S/MIME Version 3 Message Specification", 
              RFC 2633, June 1999. 
    
10. Authors' Addresses 
    
   Jim Schaad 
   Soaring Hawk Consulting 
    
   EMail:  jimsch@exmsft.com 
    
    
   Michael Myers 
   TraceRoute Security, Inc. 
 
   EMail: myers@coastside.net 
    
    
   Xiaoyi Liu 
   Cisco Systems 
   170 West Tasman Drive 
   San Jose, CA 95134 
    
   Phone: (480) 526-7430 
   EMail: xliu@cisco.com 
    
    
   Jeff Weinstein 
    
   EMail: jsw@meer.net 
    
    
    
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Acknowledgement 
    
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   Internet Society.