Internet Engineering Task Force                                   Brian Weis 
   INTERNET-DRAFT                                                 Cisco Systems 
   Document: draft-ietf-msec-ipsec-signatures-00.txt             December, 2003 
   Expires: June, 2004                                                          
                                                                                
 
                The Use of RSA Signatures within ESP and AH  
 
Status of this Memo 
                                      
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC2026. 
    
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Abstract 
    
   This memo describes the use of the RSA Signature algorithm [RSA] as 
   an authentication algorithm within the revised IPSEC Encapsulating 
   Security Payload [ESPbis] and the revised IPSEC Authentication Header 
   [AHbis]. The use of a digital signature algorithm such as RSA 
   provides data origin authentication when a secret key method (e.g., 
   HMAC) cannot do so. For example, when ESP and AH are used to protect 
   IP multicast data flows. 
    
   Further information on the other components necessary for ESP and AH 
   implementations is provided by [ROADMAP]. 
 
    
    
    
    
    
    
    
    
     
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              The Use of RSA Signatures with ESP and AH December, 2003 
    
    
Table of Contents 
    
1.0 Introduction......................................................2 
2.0 Algorithm and Mode................................................3 
3.0 Performance.......................................................3 
4.0 Interaction with the ESP Cipher Mechanism.........................4 
5.0 Key Management Considerations.....................................4 
6.0 Security Considerations...........................................5 
  6.1 Eavesdropping...................................................5 
  6.2 Replay..........................................................5 
  6.3 Message Insertion...............................................5 
  6.4 Deletion........................................................5 
  6.5 Modification....................................................6 
  6.6 Man in the middle...............................................6 
  6.7 Denial of Service...............................................6 
7.0 IANA Considerations...............................................6 
8.0 Acknowledgements..................................................7 
9.0 References........................................................7 
  9.1 Normative References............................................7 
  9.2 Informative References..........................................7 
Authors Addresses.....................................................8 
 
1.0 Introduction 
    
   AH and ESP payloads can be used to protect both unicast traffic and 
   group traffic, such as IPv4 and IPv6 multicast traffic. When unicast 
   traffic is protected between a pair of entities, HMAC transforms 
   (such as [HMAC-SHA] and [HMAC-MD5]) are sufficient to prove data 
   origin authentication. An HMAC is sufficient protection in that 
   scenario because only one other entity knows the key, and proof-of-
   possession of the key in the HMAC construct authenticates the sender. 
   However when AH and ESP protect group traffic, this property is no 
   longer valid -- all group members share the single HMAC key and the 
   identity of the sender is not uniquely established.  
                                         
   Some group applications require true data origin authentication, 
   where one group member cannot successfully impersonate another group 
   member. The use of asymmetric encryption algorithms, such as RSA, can 
   provide true data origin authentication.  
    
   Witj asymmetric encryption algorithms, the sender generates a pair of 
   keys, one of which is never shared (called the "private key") and one 
   of which is distributed to other group members (called the "public 
   key").When the private key is used to encrypt the output of a 
   cryptographic hash algorithm, the cipher text is called a "digital 
   signature". A receiver of the digital signature uses the public key 
   to decrypt the hash, which is then compared to a hash generated by 
   the reveiver. If the hashes match, then the receiver has confidence 
   in the claimed origin of the packet. 
    
     
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   This memo describes how RSA digital signatures can be applied as an 
   authentication mechanism to AH and ESP payloads to provide data 
   origin authentication. 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL 
   NOT","SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in 
   this document are to be interpreted as described in [RFC2119]. 
                              
2.0 Algorithm and Mode 
    
   The RSA Public Key Algorithm [RSA] is a widely deployed public key 
   algorithm commonly used for digital signatures. Compared to other 
   public key algorithms, signature verification is relatively 
   efficient. This property is useful for groups where receivers may 
   have limited processing capabilities. The RSA Algorithm is commonly 
   supported in hardware, and is not encumbered by intellectual property 
   claims. 
    
   Several schemes for the RSA Algorithm are described in [RSA]. Two 
   schemes (RSASSA-PKCS1-v1.5 and RSASSA-PSS) combine the generation of 
   a hash from a message, and the signing of that hash. However, this 
   combination of cryptographic operations is not always appropriate for 
   IPsec, where a variety of hardware and software modules may be used. 
   In addition, one signature method (RSASSA-PPKCS1-v1.5) encodes the 
   hash type into the signature data block, and this encoding is not 
   necessary because the hash algorithm is pre-determined in IPsec.  
    
   The RSAES-OAEP raw RSA scheme [RSA, Section 7.1] MUST be used as the 
   encryption scheme. As recommended in [RSA, Section B.1], SHA-1 MUST 
   be used as the signature hash algorithm both as the message to be 
   encrypted by the RSA Algorithm, and as the encoding parameter for the 
   OAEP encoding. The value of parameter string P MUST be the default, 
   which is the hash of an empty string. The mask generation function 
   MUST be MGF1 as defined in [RSA, Section B.2.1]. 
    
   Ephemeral RSA key pairs generated for use during the lifetime of an 
   SA may be generated. Doing so reduces the amount of time the RSA 
   private key will be used, which may allow for a use of shorter keys. 
   Note that relatively short key sizes are acceptable because the 
   security model for short-live RSA authentication keys is different 
   from the usual model. 
    
   The size of the RSA modulus used can vary, but MUST be at least 496 
   bits. This restriction is a function of the size of the SHA-1 hash 
   and the number of bits needed for OAEP encapsulation. (For more 
   information, see [RSA, Section 7.1].)  
    
3.0 Performance 
    
   The RSA asymmetric key algorithm is very costly in terms of 
   processing time compared to the HMAC algorithms. However, processing 
   cost is decreasing over time. Faster general-purpose processors are 
   being deployed, faster software implementations are being developed, 
     
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   and hardware acceleration support for the algorithm is becoming more 
   prevalent. However, care should always be taken that RSA signatures 
   are not used for applications that expect to have bandwidth 
   requirements that would be adversely affected. 
    
   The RSA asymmetric key algorithm is best suited to protect network 
   traffic for network traffic for which: 
    
    o The sender has a substantial amount of processing power, whereas 
      receivers are not guaranteed to have substantial processing 
      power, and 
     
    o The network traffic is small enough that adding a relatively 
      large authentication tag (in the range of 61 to 256 bytes) does 
      not cause packet fragmentation. 
    
   Both key pair generation and encryption (or signing) are 
   substantially more expensive operations, but these are isolated to 
   the sender. 
 
   The size of the RSA modulus can affect the processing required to 
   create and verify RSA digital signatures. Care should be taken to 
   determine what the size of key is needed for the application.  
   Smaller key sizes may be chosen as long as the network traffic 
   protected by the private key flows for less time than it is estimated 
   that an attacker would take to discover the private key. This 
   lifetime is considerably smaller than most public key applications, 
   so a key that is normally considered weak may be satisfactory. (If 
   the RSA public key algorithm were used to encrypt the packet, then 
   the lifetime would be substantially longer.) 
 
   The addition of a digital signature as an authentication tag adds a 
   significant number of bytes to the packet. This increases the 
   likelihood that the packet encapsulated in AH or ESP may be 
   fragmented. 
                      
4.0 Interaction with the ESP Cipher Mechanism 
    
   There are no known issues that preclude the use of the RSA 
   signatures algorithm with any specific cipher algorithm. 
    
5.0 Key Management Considerations 
    
   A key management mechanism negotiating the use of RSA Signatures MUST 
   include the length of the RSA modulus during policy negotiation. This 
   gives a device the opportunity to decline, which is especially 
   important for devices with constrained processors that might not be 
   able to handle the verification of signatures using larger key sizes. 
    
   A receiver must have the RSA public key in order to decrypt the 
   packet. When used with a group key management system (e.g., RFC 3547 
   [GDOI]), the public key SHOULD be sent as part of the key download 
     
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   policy. If the group has multiple senders, the public key of each 
   sender SHOULD be sent as part of the key download policy. 
    
   Use of this transform with a pair-wise key management system such as 
   the Internet Key Exchange [IKEv2] is NOT RECOMMENDED.  The value of 
   using this transform for a pair-wise connection is limited, 
   considering the performance impact. 
    
6.0 Security Considerations 
    
   This document provides a method of authentication for AH and ESP 
   using digital signatures. This feature provides the following 
   protections: 
    
    o Message modification integrity. The digital signature allows the 
      receiver of the message to verify that it was exactly the same as 
      when the sender signed it. 
     
    o Host authentication. The asymmetric nature of the RSA public key 
      algorithm allows the sender to be uniquely verified, even when 
      the message is sent to a group. 
    
   As suggested by [RFC3552], the following sections describe various 
   attacks that could be deployed against using RSA signatures as a 
   means of authentication. 
    
6.1 Eavesdropping 
 
   This document does not address confidentiality. That function, if 
   desired, must be addressed by an ESP cipher that is used with the 
   RSA Signatures authentication method. The RSA signature itself does 
   not need to be protected in any way. 
    
6.2 Replay 
 
   This document does not address replay attacks. That function, if 
   desired, is addressed through use of AH and ESP sequence numbers as 
   defined in [AH] and [ESP]. 
    
6.3 Message Insertion 
 
   This document directly addresses message insertion attacks. Inserted 
   messages will fail authentication and be dropped by the receiver. 
    
6.4 Deletion 
 
   This document does not address deletion attacks. It is only 
   concerned with validating the legitimacy of messages that are not 
   deleted. 
    
     
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6.5 Modification 
 
   This document directly addresses message modification attacks. 
   Modified messages will fail authentication and be dropped by the 
   receiver. 
    
6.6 Man in the middle 
 
   As long as a receiver is given the sender RSA public key in a 
   trusted manner, it will be able to verify that the digital signature 
   is correct. A man in the middle will not be able to spoof the actual 
   sender unless it acquires the RSA private key through some means. 
    
   RSA modulus sizes must be chosen carefully to ensure that the time it 
   takes a man in the middle to determine the RSA private key through 
   cryptanalysis is longer than the amount of time that packets are 
   signed with that private key. 
    
6.7 Denial of Service 
 
   A receiver of an ESP and AH packet starts by looking up the Security 
   Association in the SADB. If one is found, the ESP or AH sequence 
   number in the packet is verified. If the sequence number falls 
   within the window, the authentication step is performed. 
    
   An attacker that sends an ESP or AH packet which matches a valid SA 
   on the system and which also has a valid sequence number will cause 
   the receiver to perform the AH or ESP authentication step. Because 
   the process of verifying an RSA digital signature consumes 
   relatively large amounts of processing, this could lead to a denial 
   of service attack on the receiver if many such packets were sent. 
    
   If the message was sent to an IPv4 or IPv6 multicast group all group 
   members that received the packet would be under attack 
   simultaneously. 
    
   This attack can be mitigated by encapsulating an ESP or AH payload 
   in an AH payload using an HMAC transform. In this case, the HMAC 
   transform would be validated first, and would indicate that a group 
   member rather than an attacker sent the packet. 
 
7.0 IANA Considerations 
    
   An assigned number is required in the "IPSec Authentication 
   Algorithm" name space in the ISAKMP registry [ISAKMP-REG]. The 
   mnemonic should be "SIG-RSA". 
    
   A new "IPSEC Security Association Attribute" is required in the 
   ISAKMP registry to pass the RSA modulus size. The attribute class 
   should be called "Authentication Key Length", and it should a 
   Variable type. 
    
     
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8.0 Acknowledgements 
    
   Scott Fluhrer and David McGrew provided advice regarding applicable 
   key sizes. 
    
9.0 References 
    
9.1 Normative References 
    
   [AHbis] Kent, S., "IP Authentication Header", draft-ietf-ipsec-
   rfc2402bis-05.txt, September 2003. 
    
   [ESPbis] Kent, S., "IP Encapsulating Security Payload (ESP)", draft-
   ietf-ipsec-esp-v3-06.txt, July 2003. 
 
   [ISAKMP-REG] http://www.iana.org/assignments/isakmp-registry 
    
   [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate 
   Requirement Level", BCP 14, RFC 2119, March 1997. 
 
   [RFC2401bis] Kent, S., "Security Architecture for the Internet 
   Protocol", draft-ietf-ipsec-rfc2401bis-00.txt, October 2003.  
    
   [RFC3552] E. Rescorla, et. al., "Guidelines for Writing RFC Text on 
   Security Considerations", RFC 3552, July 2003. 
 
   [ROADMAP] Thayer, R., Doraswamy, N., and R. Glenn, "IP Security 
   Document Roadmap", RFC 2411, November 1998. 
    
   [RSA] Jonsson, J., B. Kaliski,  "Public-Key Cryptography Standard 
   (PKCS) #1: RSA Cryptography Specifications Version 2.1", RFC 3447, 
   February 2003. 
    
9.2 Informative References 
    
   [GDOI] M. Baugher, B. Weis, T. Hardjono, H. Harney, "The Group Domain 
   of Interpretation", RFC 3547, December 2002. 
    
   [HMAC-MD5] Madson, C., and R. Glenn, "The Use of HMAC-MD5-96 within 
   ESP and AH"", RFC 2403, November 1998. 
    
   [HMAC-SHA] Madson, C., and R. Glenn, "The Use of HMAC-SHA-1-96 within 
   ESP and AH", RFC 2404, November 1998. 
    
   [IKEV2] C. Kaufman, "Internet Key Exchange (IKEv2) Protocol", draft-
   ietf-ipsec-ikev2-11.txt, October 9, 2003. 
    
     
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Authors Address 
    
   Brian Weis 
   Cisco Systems 
   170 W. Tasman Drive, 
   San Jose, CA 95134-1706, USA 
   (408) 526-4796 
   bew@cisco.com 
    
     
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