IPTEL Working Group                                               J. Yu 
Internet Draft                                                  NeuStar 
Document: draft-ietf-iptel-tel-np-01.txt                     April 2004 
Category: Standards Track                                               
 
 
     New Parameters for the "tel" URI to Support Number Portability 
 
 
Status of this Memo 
 
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC2026 [1].  
    
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Copyright Notice 
 
   Copyright (C) The Internet Society (2004).  All rights reserved. 
    
    
    
Abstract 
    
   This document defines several new parameters in the "tel" Uniform 
   Resource Identifier (URI) to support number portability (NP) for 
   geographical telephone numbers and freephone numbers.  The "rn" 
   parameter carries the routing number for a ported geographical 
   telephone number.  The presence of the "npdi" parameter indicates 
   that NP database dip has been performed on a geographical telephone 
   number.  The "cic" parameter identifies the freephone service 
   provider for a freephone number.  The "rn-context" and "cic-context" 
   parameters describe the "rn" and "cic" parameters respectively when 
   the "rn" and "cic" parameters contain information in the "local" 
   format. 
    


  
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1. Conventions used in this document 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this 
   document are to be interpreted as described in RFC2119 [2]. 
    
    
2. Introduction 
    
   Number portability (NP) [3] allows the telephony subscribers to keep 
   their telephone numbers when they change service provider (service 
   provider portability), move to a new location (location 
   portability), or change the subscribed services (service 
   portability).  The NP implementations in many countries presently 
   support service provider portability for geographic telephone 
   numbers and freephone numbers (e.g., 800 numbers in the North 
   America).  It has been identified that NP has impacts on several 
   works-in-progress at the IETF.  One impact is the need to carry the 
   NP-related information in the "tel" URI [4] for protocols such as 
   the Session Initiation Protocol (SIP) [5] and H.323 [6] after the NP 
   database dip has been performed.  Another impact is for a Voice over 
   IP (VoIP) server to use the NP-related information in a received 
   "tel" URI to determine routing. 
    
   A routing number is associated with a geographical telephone number 
   that has been ported out from a donor carrier to another carrier.  A 
   donor carrier is the initial carrier where a geographical telephone 
   number was located before ever being ported.  A "non-ported" 
   geographical telephone number does not have any routing number 
   associated with it because the first N digits of the geographical 
   telephone number can be used for routing.  A routing number can also 
   be used to indicate the switch or network node that originates a 
   call or service similar to the Jurisdiction Information Parameter in 
   Signaling System Number 7 (SS7) Integrated Services Digital Network 
   User Part (ISUP). 
     
   The NP database dip indicator is used to inform the downstream 
   servers or switches during call set up that there is no need to 
   perform the NP database dip for a geographical telephone number 
   again. 
    
   A "Carrier Identification Code (CIC)" identifies the current 
   freephone service provider for a freephone number.  This parameter 
   can also be used to carry the pre-subscribed or dialed long distance 
   carrier information; however, that is outside the scope of this 
   document. 
 
   This document defines several new parameters for the "tel" Uniform 
   Resource Identifier (URI) [4] to support NP.  Section 3 lists the 
   abbreviations used in this document.  Section 4 provides the formal 
   syntax definition.  Section 5 describes the rules for a network node 
   that deals with some or all of the defined parameters in a "tel" 
   URI.  Section 6 provides a few examples to show how those defined 
  
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   parameters are added to a "tel" URI after retrieving NP-related 
   information from the NP database.  Sections 7 and 8 are the security 
   considerations and IANA considerations. 
    
    
3. Abbreviations 
    
   ANSI   American National Standards Institute 
   BNF    Backus-Naur Form 
   CIC    Carrier Identification Code (also cic) 
   CIP    Carrier Identification Parameter 
   FCI    Forward Call Indicator 
   GAP    Generic Address Parameter 
   IC     Identification Code 
   IP     Internet Protocol 
   IETF   Internet Engineering Task Force 
   IP     Internet Protocol 
   ISUP   Integrated Services Digital Network User Part 
   JIP    Jurisdiction Information Parameter 
   NP     Number Portability 
   NPDB   Number Portability Database 
   npdi   NP Database Dip Indicator 
   rn     Routing Number 
   PSTN   Public Switched Telephone Network 
   PNTI   Ported Number Translation Indicator 
   SIP    Session Initiation Protocol 
   SS7    Signaling System Number 7 
   URI    Uniform Resource Identifier 
   VoIP   Voice over IP 
    
    
4. Formal Syntax 
    
   The following syntax specification uses the augmented Backus-Naur 
   Form (BNF) as described in RFC-2234 [7]. 
    
   rn                      = *1(routing-number) 
   npdi                    = *1(npdb-dip-indicator)  
   cic                     = *1(carrier-id-code)                                    
   routing-number          = "rn=" global-rn / local-rn 
   global-rn               = "+" 1*phonedigit-hex 
   local-rn                = 1*phonedigit-hex rn-context 
   rn-context              = ";rn-context=" rn-descriptor  
   rn-descriptor           = domainname / global-hex-digits 
   global-hex-digits       = "+" 1*3(phonedigit) *phonedigit-hex 
   phonedigit              = DIGIT / [ visual-separator ] 
   phonedigit-hex          = HEXDIG / "*" / "#" / [ visual-separator ] 
   visual-separator        = "-" / "." / "(" / ")" 
   domainname              = *( domainlabel "." ) toplabel ["."] 
   domainlabel             = alphanum 
                             / alphanum *( alphanum / "-" ) alphanum 
   toplabel                = ALPHA / ALPHA *( alphanum / "-" ) alphanum 
  
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   alphanum                = ALPHA / DIGIT 
   npdb-dip-indicator      = "npdi" 
   carrier-id-code         = "cic=" global-cic / local-cic 
   global-cic              = "+" 1*phonedigit-hex                                
   local-cic               = 1*phonedigit-hex cic-context 
   cic-context             = ";cic-context=" rn-descriptor  
    
   The "routing-number", "npdb-dip-indicator" or "carrier-id-code" each 
   can appear in the "tel" URI at most once. 
    
   For a "global-rn", the routing number information after "+" MUST 
   begin with a valid E.164 [8] country code.   
    
   For a "local-rn", the routing number in the "rn" parameter MUST be 
   meaningful in terms of "rn-context".  For example, if a national 
   routing number is in the "rn" parameter, the "rn-context" MUST 
   contain a valid E.164 country code after "+" if it is in the 
   "global-hex-digits" format. 
    
   For a "global-cic", the CIC information after "+" MUST begin with a 
   valid E.164 country code.   
    
   For a "local-cic", the CIC value in the "cic" parameter MUST be 
   meaningful in terms of "cic-context".  For example, if the national 
   CIC value is in the "cic" parameter, the "cic-context" SHALL contain 
   a valid E.164 country code after "+" if it is in the "global-hex-
   digits" format. 
    
    
5. Normative Rules 
    
   This section discusses how a network node handles a received "tel" 
   URI that contains one or more of the defined parameters or has 
   accessed an NP database for a freephone number or geographical 
   telephone number and needs to add some of the defined parameters to 
   a "tel" URI. 
    
   In countries where there is no freephone number portability or 
   geographical telephone number portability, the call routing can be 
   based on the leading digits of the freephone number or geographical 
   telephone number.  This document does not describe those scenarios. 
    
   Please note that two accesses to the freephone databases are 
   normally done for routing a call to a freephone number.  The first 
   one is done by the originating network that queries a freephone 
   database for the CIC information so that the call can be routed to 
   the serving freephone service provider of the called freephone 
   number.  When the call reaches the serving freephone provider, the 
   second database access is performed to map the freephone number to a 
   geographical telephone number and/or internal routing information.  
   This document does not address the case where internal routing 
   information is returned. 

  
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   The first freephone database contains the CIC information for all 
   the active freephone numbers while the second one usually contains 
   mapping information only for those freephone numbers served by a 
   freephone service provider.  Because the originating carrier may 
   provide freephone service, its freephone database would contain the 
   CIC information for all the active freephone numbers plus the 
   mapping information for those freephone numbers it serves.  This 
   document refers to the two database accesses as "the first freephone 
   database access" and "the second freephone database access". 
    
 
5.1 Handling "tel" URI with Defined Parameter or Parameters 
    
   If the "tel" URI contains the "npdi" parameter, the network node 
   SHALL NOT retrieve the NP-related information for geographical 
   telephone numbers even if it is set to do so. 
    
   If the "tel" URI contains the "cic" parameter whose CIC value is 
   different from the one this network node is associated with, this 
   network node SHALL NOT retrieve the NP-related information for the 
   geographical telephone number or perform the first freephone 
   database access for the freephone number in the "tel" URI. 
    
   For the "cic" and "rn" parameters and either a freephone number or 
   geographical telephone number, the order of processing is to look 
   for the "cic" parameter first for call routing.  If the CIC 
   information is not useful or the "cic" parameter does not exist, 
   then the next step is to look for the "rn" parameter.  If the 
   information in the "rn" parameter is not useful or the "rn" 
   parameter does not exist, then the freephone number or geographical 
   telephone number is used. 
    
   If the network node does not know how to route based on the CIC or 
   routing information, the local policies SHALL decide whether to stop 
   the call processing or continue the call processing by ignoring the 
   invalid/unknown information. 
    
   When looking for the "cic" parameter and that parameter exists in 
   the "tel" URI: 
    
   - The network node SHALL ignore the "cic" parameter if it identifies 
     a carrier or service provider associated with that node, or if 
     that parameter contains a code for indicating that a geographic 
     number is supplied (e.g., +1-0110 means "local, translated 
     geographical telephone number provided").  The network node SHALL 
     remove the "cic" parameter and look for the "rn" parameter for 
     making the routing decision. 
    
   - Otherwise, the network node SHALL make the routing decision based 
     on the CIC.  The network node SHALL NOT remove the "cic" parameter 
     unless it is handing over the call to the carrier or service 
     provider identified by the CIC and the local policies require it 
  
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     to remove the "cic" parameter.   How the call is actually routed 
     based on the CIC value in the "cic" parameter is outside the scope 
     of this document. 
    
   When looking for the "rn" parameter and that parameter exists in the 
   "tel" URI: 
    
   - The network node SHALL remove the "rn" parameter if the routing 
     number in the "rn" parameter points to this network node (e.g., 
     the call has reached the intended network node).  It SHALL look 
     for the freephone number or geographical telephone number for 
     making the routing decision. 
    
   - The network node SHALL remove the "rn" parameter if the routing 
     number in the "rn" parameter points to a network this network node 
     is in (e.g., in some countries the routing number gets the call to 
     the serving carrier network where another NP database access is 
     required to locate the serving switch).  It SHALL look for the 
     freephone number or geographical telephone number for making the 
     routing decision.  The network node MAY access the NP database for 
     routing information if it is set to do so. 
   -  
   - Otherwise, the network node SHALL make the routing decision based 
     on the routing number in the "rn" parameter.  How the call is 
     actually routed based on the routing number in the "rn" parameter 
     is outside the scope of this document. 
    
   When the "cic" or "rn" parameter is not used for routing, the 
   network node uses the freephone number or geographical telephone 
   number for making routing decision.  It may access the NP database 
   if it is set to do so or may route the call to a designated network 
   node that will access the NP database or may route the call based on 
   the local routing table.  How the call is handled at this stage is 
   outside the scope of this document.  See Section 5.2 for rules in 
   adding the defined parameter or parameters to the "tel" URI if the 
   network node is set to access the NP database. 
    
    
5.2 Adding Defined Parameter or Parameters to the "tel" URI 
    
   There are two cases in terms of NP database access.  One is for a 
   geographical telephone number and the other is for a freephone 
   number.  They are discussed in Sections 5.2.1 and 5.2.2 for a "tel" 
   URI that is used for routing. 
    
   Section 5.2.3 discusses a special case where the "rn" parameter is 
   added to a "tel" URI that is associated with the first network node 
   that handles the call request from the caller.  Section 5.3.4 
   discusses the addition of the defined parameter or parameters to the 
   "tel" URI due to protocol conversion. 
    
    
    
  
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5.2.1 Retrieving NP-related information for a geographical telephone 
      number 
    
   When a network node accesses an NP database for a geographical 
   telephone number: 
    
   - If the network node retrieves a routing number, it SHALL add the 
     "rn" parameter to the "tel" URI to carry the routing number 
     information in the "global-rn" or "local-rn" format.  It SHALL 
     also add the "npdi" parameter. 
       
   - If the network node does not retrieve a routing number (e.g., for 
     a non-ported geographical telephone number), it SHALL add the 
     "npdi" parameter to the "tel" URI.   
    
   The network node SHALL follow the rules described in Section 5.1 for 
   using the information in the "tel" URI to make the routing decision. 
    
    
5.2.2 Retrieving NP-related information for a freephone number 
    
   When a network node performs the first or second freephone database 
   access for a freephone number: 
    
   - If the network node retrieves a CIC that identifies a carrier or 
     service provider associated with that network node, or indicates 
     that a geographic number is supplied (e.g., "+1-0110" means 
     "local, translated geographical telephone number provided"), it 
     would have retrieved a geographical telephone number.  The network 
     node SHALL NOT add the "cic" parameter and SHALL replace the 
     freephone number in the "tel" URI with the retrieved geographical 
     telephone number in either the "global-number" or "local-number" 
     format. 
    
     Some freephone databases may not return the geographical telephone 
     number but internal routing information in a proprietary format 
     (e.g., switch ID and trunk group ID).  That case is outside the 
     scope of this document. 
    
   - If the network node retrieves a CIC that belongs to another 
     freephone service provider, the network node SHALL add the "cic" 
     parameter to the "tel" URI that contains the CIC in the "global-
     cic" or "local-cic" format. 
      
     The originating carrier may have business agreements with a 
     freephone service provider to return the geographical telephone 
     number in addition to the CIC.  When a geographical telephone 
     number is returned, the network node SHALL replace the freephone 
     number in the "tel" URI with the returned geographical telephone 
     number in either the "global-number" or "local-number" format.   
    
   - If the network node retrieves a geographical telephone number that 
     is the typical case for the second freephone database access, the 
  
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     network node SHALL replace the freephone number in the "tel" URI 
     with the retrieved geographical telephone number in either the 
     "global-number" or "local-number" format. 
    
     When a geographical telephone number is returned in the response, 
     it is possible that the NP-related information for that 
     geographical telephone number could also be returned.  In that 
     case, the network node SHALL add the "npdi" parameter and SHALL 
     add the "rn" parameter to contain the routing number in either the 
     "global-rn" or "local-rn" format only when the routing number is 
     available. 
    
   The network node SHALL follow the rules described in Section 5.1 for 
   using the information in the "tel" URI to make the routing decision. 
    
 
5.2.3 Adding location information about the caller 
    
   In SS7 ISUP, the JIP identifies the switch that originates the call 
   and the information in it may be used by the serving carrier to 
   determine the call charge to the caller or by the involved carriers 
   to determine the settlement amount between them. 
    
   A network node that is the first to handle the call request from the 
   caller MAY include the "rn" parameter to the "tel" URI associated 
   with the caller, if one exists.   For example, if the network node 
   is a PSTN gateway that receives an ISUP message that contains the 
   JIP, the "rn" parameter in the "tel" URI would normally contain the 
   correct location information. 
    
   Please note that the information in the "rn" parameter may not be 
   authenticated; therefore, the use of the information by the 
   recipient of the "tel" URI for anything related to charging is done 
   at its own risk. 
    
 
5.2.4 Adding the defined parameter or parameters due to protocol 
      conversion 
    
   A Public Switched Telephone Network (PSTN) gateway needs to convert 
   between SS7 ISUP and the VoIP protocol such as SIP or H.323.  This 
   type of network node SHALL add the corresponding information from 
   the ISUP to the defined parameters to the "tel" URI for routing and 
   the "tel" URI associated with the caller and vice versa.  Since ISUP 
   support for NP depends on the supporting country, the following 
   discussion applies to a situation when a network node is to map the 
   NP information in the American National Standards Institute (ANSI) 
   ISUP to the NP-related parameters in the "tel" URI.   
    
   For a ported geographical telephone number, the network node SHALL 
   convert the routing number in the ISUP Called Party Number parameter 
   to a routing number in either the "global-rn" or "local-rn" format 
   and carry it in the "rn" parameter for a "tel" URI that is used for 
  
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   routing.   The network node SHALL convert the phone number that is 
   marked as the "ported number" in the ISUP Generic Address Parameter 
   (GAP) to a phone number in either the "global-number" or "local-
   number" format [4] and put it after "tel:" in the "tel" URI that is 
   used for routing.  
    
   For a non-ported geographical telephone number, the network node 
   SHALL convert the phone number in the ISUP Called Party Number 
   parameter to a phone number in either the "global-number" or "local-
   number" format and put it after "tel:" in the "tel" URI that is used 
   for routing.   No "rn" SHALL appear in the "tel" URI.  It is outside 
   the scope of this document how to include the "rn" parameter if the 
   local policies require the network node to do so.  
    
   The network node SHALL include the "npdi" parameter in the "tel" URI 
   that is used for routing when the Ported Number Translation 
   Indicator (PNTI) bit in the Forward Call Indicator (FCI) parameter 
   is set to "1".  
    
   The network node SHALL include the "cic" parameter in either the 
   "global-cic" or "local-cic" format in the "tel" URI that is used for 
   routing when the ISUP Carrier Identification Parameter (CIP) is 
   present.   
    
   The network node MAY include the "rn" parameter in the "tel" URI 
   associated with the caller information when the ISUP JIP is present. 
    
   Mapping NP-related parameters in a "tel" URI to the NP-related 
   information in the ISUP message depends on the national ISUP 
   implementation and is outside the scope of this document. 
    
 
6. Examples 
    
   A. A "tel" URI, tel:+1-800-123-4567, contains a freephone number "+1-
     800-123-4567".  Assume that this freephone number is served by a 
     freephone service provide with a CIC "+1-6789".   After retrieving 
     the NP-related information, the "tel" URI would be set to 
    
        tel:+1-800-123-4567;cic=+1-6789 
    
   B. A "tel" URI, tel:+1-800-123-4567;cic=+1-6789, is handled by a 
     network node in the serving freephone service providerÆs network.  
     Assume that the freephone number is mapped to a geographical 
     telephone number "+1-202-533-1234".  After retrieving the NP-
     related information, the "tel" URI would be set to 
    
        tel:+1-202-533-1234 
 
   C. A "tel" URI, tel:+1-202-533-1234, contains a geographical 
     telephone number "+1-202-533-1234".  Assume that this geographical 
     telephone number is ported and is associated with a routing number 

  
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     "1-202-544-0000".   After retrieving the NP-related information, 
     the "tel" URI would be set to 
    
        tel:+1-202-533-1234;rn=+1-202-544-0000;npdi 
    
   D. A "tel" URI, tel:+1-202-533-6789, contains a geographical 
     telephone number "+1-202-533-6789".  Assume that this geographical 
     telephone number is not ported.   After accessing the NP database, 
     the "tel" URI would be set to 
  
        tel:+1-202-533-6789;npdi 
 
    
7. Security Considerations 
 
   In addition to those security implications discussed in the revised 
   "tel" URI [4], there are new security implications associated with 
   the defined parameters. 
    
   If the value of the "rn" or "cic" in the "tel" URI is changed 
   illegally when the signaling message carrying the "tel" URI is en 
   route to the destination entity, the signaling message or call may 
   be routed to the wrong network or network node causing the call 
   setup to be rejected. 
    
   If the "npdi" is illegally inserted into the "tel" URI when the 
   signaling message carrying the "tel" URI is en route to the 
   destination entity, the call may be routed to the wrong network or 
   network node causing the call setup to be rejected.  It is less a 
   problem if the "npdi" is illegally removed.  An additional NPDB 
   query may be performed to retrieve the routing number information 
   and have the "npdi" included again. 
    
   It is RECOMMENDED that protocols carrying the "tel" URI ensure 
   message integrity during the message transfer between the two 
   communicating network nodes so as to detect any unauthorized changes 
   to the content of the "tel" URI and other information. 
    
    
8. IANA Considerations 
    
   The five parameters defined in this document are to be registered 
   with IANA as the new parameters to the "tel" URI [4]. 
    
   1. Parameter name û rn 
      Applicability û used to carry a routing number 
      Mandatory or optional û optional 
      Restrictions on syntax û see Section 5 
      Reference to a specification û defined in this document 
    
   2. Parameter name û npdi 
  
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      Applicability û its presence indicates that NPDB dip for a 
       geographical telephone number has been performed 
      Mandatory or optional û optional 
      Restrictions on syntax û see Section 5 
      Reference to a specification û defined in this document 
    
   3. Parameter name û cic 
      Applicability û used to carry a Carrier ID Code 
      Mandatory or optional û optional 
      Restrictions on syntax û see Section 5 
      Reference to a specification û defined in this document 
    
   4. Parameter name û rn-context 
      Applicability û used to define a routing number in the "local-rn" 
       format 
      Mandatory or optional û optional 
      Restrictions on syntax û see Section 5 
      Reference to a specification û defined in this document 
     
   5. Parameter name û cic-context 
      Applicability û used to define a Carrier ID Code in the "local-
       cic" format 
      Mandatory or optional û optional 
      Restrictions on syntax û see Section 5 
      Reference to a specification û defined in this document 
       
   Based on [4], a network node shall not process a "tel" URI with 
   unknown mandatory parameters.  If the five parameters shown above 
   are mandatory parameters, any network node that does not understand 
   them in the "tel" URI will drop the call.   To prevent that from 
   happening, they are defined as optional parameters so that a network 
   node that does not understand them can still route based on the 
   phone number in the "tel" URI.  A network node in the downstream 
   call setup path that understands those parameters can route 
   correctly based on the information in those parameters. 
       
    
9. Normative References 
    
   [1] S. Bradner, RFC2026, "The Internet Standards Process -- Revision 
       3", October 1996.  
    
   [2] S. Bradner, RFC2119, "Key words for use in RFCs to Indicate 
       Requirement Levels", March 1997. 
    
   [4] H. Schulzrinne, draft-ietf-iptel-rfc2806bis-05.txt, "The tel URI 
       for Telephone Calls", March 20, 2004. 
    

  
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   [7] D. Crocker and P. Overell, RFC2234, "Augmented BNF for Syntax 
       Specifications: ABNF", November 1997. 
    
   [8] ITU-T Recommendation E.164, "The international public 
       telecommunication numbering plan", May 1997. 
    
    
10. Informative References 
    
   [3] M. Foster, T. McGarry and J. Yu, RFC3482, "Number Portability in 
       the GSTN: An Overview", February 2003. 
    
    
   [5] J. Rosenberg, et al., RFC3261, "SIP: Session Initiation 
       Protocol", June 2002. 
    
   [6] ITU-T Recommendation H.323, "Packet-Based Multimedia 
       Communications Systems", November 2000. 
    
    
11. Acknowledgments 
    
   The author would like to thank Penn Pfautz, Jon Peterson, Jonathan 
   Rosenberg, Henning Schulzrinne, Antti Vaha-Sipila, Flemming 
   Andreasen and Mike Hammer for their discussions and comments. 
    
    
12. Author's Address 
    
   James Yu 
   NeuStar, Inc. 
   46000 Center Oak Plaza 
   Sterling, VA 20166 
   U.S.A. 
   Phone: +1-571-434-5572 
   Email: james.yu@neustar.biz 
 
    















  
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Full Copyright Statement 
 
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