Network Working Group                                       J. Haluska 
Internet Draft                                            R. Berkowitz 
Expires: August 2007                                          P. Roder     
                                                             W. Downum 
                                           Telcordia Technologies, Inc. 
                                                              R. Ahern 
                                     AT&T Customer Information Services 
                                                            P. Lum Lung 
                                     Qwest Communications International 
                                                          N. Costantino 
                                             Soleo Communications, Inc. 
                                                           C. Blackwell 
                                                           J. Mellinger 
                                                                Verizon 
                                                               D. Scott 
                                                              VoltDelta 
                                                      February 15, 2007 
                                                                        
 
                                      
   Considerations for Information Services and Operator Services Using 
                                   SIP  


            draft-haluska-sipping-directory-assistance-02.txt 


    

Status of this Memo 

   By submitting this Internet-Draft, each author represents that any 
   applicable patent or other IPR claims of which he or she is aware 
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   Internet-Drafts are working documents of the Internet Engineering 
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   The list of current Internet-Drafts can be accessed at 
        http://www.ietf.org/ietf/1id-abstracts.txt 

   The list of Internet-Draft Shadow Directories can be accessed at 
        http://www.ietf.org/shadow.html 

   This Internet-Draft will expire on August 15, 2007. 

Abstract 

   Information Services are services whereby information is provided 
   in response to user requests, and may include involvement of a 
   human or automated agent. A popular existing Information Service is 
   Directory Assistance (DA). Moving ahead, Information Services 
   providers envision exciting multimedia services that support 
   simultaneous voice and data interactions with full operator backup 
   at any time during the call. Information Services providers are 
   planning to migrate to SIP based platforms, which will enable such 
   advanced services, while continuing to support traditional DA 
   services. This document aims to identify how such services can be 
   implemented using existing or currently proposed SIP mechanisms, 
   and to provide a set of Best Current Practices to facilitate 
   interoperability. 

    

Table of Contents 

    
   1. Introduction..................................................3 
   2. Terminology...................................................4 
   3. High Level Requirements.......................................7 
   4. Service Description..........................................11 
   5. OISP Internal Architecture...................................15 
   6. General Approach.............................................16 
   7. Signaling Mechanisms.........................................18 
      7.1. Calling Party's Identity................................18 
      7.2. Provider Identification.................................20 
         7.2.1. Home Provider......................................20 
         7.2.2. Last Hop Provider..................................21 
         7.2.3. Arbitrary Traversed Provider.......................22 
      7.3. Originating Station Type................................24 
      7.4. Trunk Group Identifier..................................25 
      7.5. Dialed Digits...........................................26 
      7.6. Retargeting to Identify the Desired Service.............27 
      7.7. Charge Number...........................................27 
      7.8. Passing Whisper.........................................28 
 
 
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      7.9. Calling Equipment Capabilities and Characteristics......31 
      7.10. Media Server Returning Data to the Application Server..32 
      7.11. Service Discovery......................................32 
   8. Call Flow....................................................33 
   9. VoIP Information Services - Summary and Next Steps...........42 
   10. Security Considerations.....................................42 
   11. IANA Considerations.........................................43 
   12. References..................................................44 
      12.1. Normative References...................................44 
      12.2. Informative References.................................44 
   Author's Addresses..............................................46 
    

    
1. Introduction 

   Information Services are services whereby information is provided 
   in response to user requests. This may include involvement of a 
   human or automated agent. Information Services may include call 
   completion to a requested telephone number and other extensions 
   provided on behalf of the owner of the information, such as 
   assistance with purchases. The users normally access the 
   Information Services by dialing a Directory Assistance (DA) dialing 
   sequence and verbally requesting an operator or automated system 
   for the information. The users may also request information through 
   other access methods, such as chat (IM), email, Web (HTTP) or SMS 
   initiated requests. The Information may be delivered to the user 
   via any mode, such as verbal announcements, chat (IM), email, Web 
   (HTTP), MMS, or SMS.   

   A popular existing Information Service is Directory Assistance 
   (DA).  DA is a well known service in today's PSTN, and is generally 
   identified with "411" or "NPA-555-1212" type services in North 
   America.  Today's DA services provide a user with telephone number 
   associated with a name and locality provided by the user, can 
   complete the call for the user, and can send SMS with the listing 
   to the user's wireless phone. Other Information Services provide 
   the user with a wide range of information, such as movie listings 
   and the weather. 

   Moving ahead, Information Services providers envision exciting 
   multimedia services that support simultaneous voice and data 
   interactions with full operator backup at any time during the call.  
   For instance, a directions Information Service may announce and 
   display directions to the requested listing, with the option for 
   the caller to request transfer to an operator with the latest call 
   context information. 
 
 
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   Information Services providers are planning to migrate to SIP based 
   platforms, which will enable such advanced services, while 
   continuing to support traditional DA services.  

   Implementing Information Services with SIP will require the 
   exchange of certain information which is not normally exchanged for 
   other types of calls. This document aims to identify such 
   information, and stimulate discussion about how this information 
   could be exchanged.  Existing mechanisms will be used where 
   appropriate, and currently existing proposals would be favored over 
   new extensions. It is intended to provide a Best Current Practices 
   document to facilitate interoperability. 

   In the current North American PSTN, Operator Services use signaling 
   similar to current Directory Assistance services. Thus mechanisms 
   developed for Information Services, which include Directory 
   Assistance services, are expected to be useful in implementing 
   Operator Services as well. This document aims to identify how such 
   services can be implemented using existing or currently proposed 
   SIP mechanisms, and to provide a set of Best Current Practices to 
   facilitate interoperability. 

    

    

2. Terminology 

   This section defines terms that will be used to discuss Information 
   Services.  

   Application Server (AS) - An Application Server is a server 
   providing value added services. It may influence and impact SIP 
   sessions on behalf of the services supported by the service 
   provider's network.  

   Back End Automation - Back End Automation refers to automation of 
   the function that provides listing information to the caller. This 
   includes playing a verbal announcement with the listing 
   information, and may also include prompting the user for call 
   completion service.  

   Branding - Branding is a service where customized announcements are 
   provided to the caller to identify the service provider. For 
   example, if the service is provided to a Home Provider's 
   subscribers by a third party provider, branded service might 
   include a message thanking them for using that Home Provider. Thus 
 
 
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   the user experience is that the service is provided by their Home 
   Provider rather than some third party. Branding can be influenced 
   by a number of factors, including but not limited to the identity 
   of the caller's Home Provider, or of other providers involved in 
   the call.  

   Call Completion - Call Completion is a service where a call is 
   initiated by the provider on behalf of the user. For example, in 
   the DA service, once the DA provider has identified the requested 
   listing, it may offer to complete the call for the caller, usually 
   for some additional fee. This relieves the user from having to 
   remember the number and then dial it. 

   DA Provider -The DA provider is the provider of DA services to end 
   users. Since DA services are a subset of IS services, a DA provider 
   is also an IS provider, and the definition of IS provider holds 
   true for DA provider, except that the scope of services is limited 
   to DA services. 

   Front End Automation - Front End Automation refers to automation of 
   the initial customer contact, whereby a branded announcement may be 
   played, a prompt is played to the user, and the user's spoken 
   request is recorded. Speech recognition and querying for the 
   listing information are performed as part of front end automation. 

   Home Provider - The service provider who is responsible for 
   providing voice services to the calling customer. This is the 
   service provider that has the business relationship with the 
   calling customer. The identity of the home provider influences call 
   processing treatment, such as branding and operator queue 
   selection. 

   HSS - Home Subscriber Server. The Home Subscriber Server is an IMS 
   network element similar to a Home Location Register. It is a 
   database containing information about the subscriber, user 
   equipment, filter criteria for call processing triggers, etc.  

   Information Services (IS) Provider - The IS provider is the 
   provider of Information Services to end users. The Information 
   Services provider provides retail services directly to end users, 
   and provides wholesale services to other service providers.  

   ISC - IP multimedia Subsystem Service Control Interface. AThe IP 
   multimedia Subsystem Service Control Interface is an interface 
   point in the IMS architecture between an S-CSCF and a service 
   platform such as a SIP AS or an OSA SCS. SIP is the protocol used 
   over this interface.  
 
 
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   Last Hop Provider - In this document, the term "last hop provider" 
   refers to the provider which passes session requests directly to 
   the OISP. It may be the same as the caller's Home Provider, or it 
   may be some other provider. "Last hop" is with respect to the OISP 
   - it is the last provider the request traverses before arriving at 
   the OISP. This term implies only a topological relationship. 

   Layer 3 connectivity - This refers to IP connectivity, for example 
   as provided by an Internet Service Provider or Managed IP service 
   provider. If one entity has Layer 3 connectivity to another entity, 
   then it can route packets to that entity. This does not imply 
   anything about any physical path between the entities. Nor does it 
   imply any application layer connectivity between the entities. 

   Media Server: A Media Server is a general-purpose platform for 
   executing real-time media processing tasks. Examples of typical 
   functions performed by media servers include playing announcements, 
   collecting speech and/or DTMF digits, and performing conferencing 
   functions. 

   OISP - Operator and Information Services Provider (OISP) - In this 
   document, this term refers to an Information Services Provider, 
   Directory Assistance Provider, or Operator Services Provider, 
   depending on the context. This term is used for brevity. We are 
   also defining this to be an adjective, thus "OISP services" is a 
   convenient, intuitive way to say "Operator and Information 
   Services". 

   Retail DA service - A retail DA service is a DA service that is 
   provided to a user by the user's Home Provider.   

   SIP Layer connectivity - When one entity has SIP level connectivity 
   to another entity, this implies that the second entity will accept, 
   process, and route SIP requests from the first entity. This would 
   usually involve business agreements as well. 

   Time Division Multiplexed (TDM) Local Exchange Carriers (LECs) - 
   ATDM LEC provides local exchange service to end users utilizing 
   TDM-based switching systems. 

   Transit Provider - A provider acts as a Transit Provider when it 
   facilitates session setup between other providers. It can perform 
   this role irrespective of whether it hosts subscribers. 

   Transport Services Provider (TSP) - The TSP provides access at 
   Layer 3 or below to other providers. The most obvious case of TSP 
   is that of an internet service provider or managed IP services 
 
 
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   provider. VSPs, and IS or DA providers may or may not share the 
   same TSP for access to each other. Further, each of these providers 
   may have multiple TSPs. In this case, the decision as to which is 
   used is determined by the policy of the entity sending the traffic; 
   the Border Gateway Protocol (BGP) is often used. It is entirely 
   possible that the traffic from each entity towards the other takes 
   separate paths; i.e. it should not be assumed that the incoming and 
   outgoing paths are symmetric. 

   Though the TSP is transparent at the application layer, knowledge 
   of its identity may play a role in influencing the service logic 
   because in some cases the incoming facility can be used to identify 
   the provider, for instance in cases where there is only one 
   provider connected via that TSP. 

   Voice Services Provider (VSP) - An entity that provides transport 
   of SIP signaling to its customers. It may also provide media 
   streams to its customers. Such a service provider may additionally 
   be interconnected with other service providers; that is, it may 
   "peer" with other service providers. A VSP may also interconnect 
   with the PSTN. 

   Whisper - During front end automation, the OIS-MS will record and 
   may time compress the caller's perhaps meandering speech into what 
   is known as the "whisper". This is intended to be played into a 
   human operator's ear, should the call be referred to an operator, 
   to avoid the operator from having to prompt the caller again. The 
   whisper is obtained during the front end automation, and saved as 
   an audio file. 

   Wholesale DA service -A wholesale DA service is a DA service that 
   is provided to a user by a Service Provider other than the user's 
   Home Provider. 

    

    

3. High Level Requirements 

    

   In addition to all-IP scenarios, it must be possible to support 
   interworking with existing PSTN and wireless based providers, via 
   both SS7 and MF interconnections. 


 
 
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   It must be possible to support accounting. This includes both 
   online and offline accounting. It must be possible to perform 
   accounting for all actions associated with a particular call, and 
   further to be able to correlate actions across multiple provider 
   elements and across providers.  

   It must be possible to support multiple Operator and Information 
   Services Providers (OISPs) per originating provider. The choice as 
   to which OISP to be used could be on a per subscriber basis, or on 
   other criteria. 

   It must be possible to support multiple OISP providers per call. 
   For example, one provider might be used for front end automation, 
   and another used for operator assistance. 

   It must be possible to provide an automated announcement to the 
   user, and prompt the user for the type of query and query 
   information. 

   It must be possible to pass a "whisper" to the operator 
   workstation. 

   It must be possible to connect the user to a human operator. 

   It must be possible to provide an automated announcement of the 
   requested information. 

   It must be possible to prompt the user for call completion. 

   It must be possible to perform call completion. 

    

   It must be possible to support the case where OIS services are 
   provided by the caller's Home Provider. This scenario is known in 
   the OIS industry as the Retail scenario. In this case, the caller's 
   Home Provider is also an OISP, and provides OIS service to its own 
   subscribers. This is illustrated in the following figure: 

   +--------+    +--------------------+ 
   | Caller |----| Home      +------+ | 
   |        |    | Provider  | OISP | | 
   |        |    |           +------+ | 
   +--------+    +--------------------+ 
    
               Figure 1 Services Provider by Home Provider 

 
 
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   It must be possible to support the case where OIS services are 
   provided by a direct third party provider. In this scenario, the 
   OISP is a third party service provider, and there is direct SIP 
   layer connectivity as well as business relationships between the 
   calling user's provider and the OISP. This is illustrated in the 
   following figure: 

   +--------+    +----------+   +------+ 
   | Caller |----| Home     |---| OISP | 
   |        |    | Provider |   |      | 
   +--------+    +----------+   +------| 
 

       Figure 2 Services Provider by a Direct Third Party Provider 

    

    

   It must be possible to support the case where services are provided 
   by an indirect third party provider. In this scenario, the OISP is 
   a third party provider, but the caller's Home Provider does not 
   have direct SIP connectivity to the OISP. Further, it's possible 
   that it has no business relationship with the OISP. The caller's 
   provider routes the call to a provider with whom it does have a 
   relationship, and this provider in turn routes either to the OISP, 
   with which it has a relationship, or there could be multiple 
   intermediate networks. This is seen when providers have membership 
   in multiple, potentially overlapping sets of "peering clubs" or 
   "federations" - when a provider does not have a peering with the 
   desired provider, some other provider with which it does have a 
   peering might be able to get the call to the destination provider. 
   Another example would be a VOIP aggregator, for example providing 
   terminations for multiple providers, and might also provider 
   services such as DA for those providers as well. This is 
   illustrated in the following figure: 







 
 
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   +--------+    +--------+   +---------+   +------+    
   | Caller |    |Home    |   | Inter-  |   | OISP | 
   |        |----|Provider|---| mediate |---|      | 
   |        |    |        |   | Provider|   |      | 
   |        |    |  (A)   |   |   (B)   |   |  (C) | 
   +--------+    +--------+   +---------+   +------+ 
    
      Figure 3 Services Provided by an Indirect Third Party Provider 

    

   The following are potential future requirements. 

   Operation via the general internet, not specific to any particular 
   SDO's architecture, and not depending on any protocol extensions 
   specific to those architectures, should be supported. 

   In addition to the basic DA functionality, the architecture will 
   need to support additional technical capabilities. These 
   capabilities are currently under investigation. The following are 
   some business needs which drive these capabilities. 

   It must be possible to support multiple Information Services 
   providers per originating provider. For instance, a Home Provider 
   must be able to select an appropriate Information Services provider 
   from among several Information Services providers based on criteria 
   including but not limited to the identity of the calling 
   subscriber.  It must also be possible to support multiple 
   Information Services providers per call. For example, once the 
   initial request has been satisfied, the user may make another 
   Information Services request without hanging up, and it must be 
   possible in this case to select the appropriate Information 
   Services provider for the next request. In such cases the 
   Information Services provider may be involved in selecting a 
   different Information Services provider.  

   It must be possible to support non voice initiated Information 
   Services requests. Possible examples include chat (IM), email, Web 
   (HTTP) or SMS initiated requests. In the case that the subscriber 
   makes a purchase via some online auction service, that subscriber 
   can via IM or email request the assistance of an operator. 

   It must be possible to support both Information Services as well as 
   Operator Services. Examples of Operator services include Operator 
   Intercept, Busy Line Verification, Call Restrictions, etc. 


 
 
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   It must be possible to support Purchase services and Concierge 
   services. Such services facilitate the Information Services 
   operator providing assistance to the caller after the listing has 
   been announced and perhaps call completion performed. The call is 
   routed to an Information Services operator who interacts with the 
   customer, offering to help make a purchase. Concierge service is 
   similar; the Information Services operator offers to make e.g. 
   restaurant reservations for the caller.  

   It must be possible to provide an application interface to other 
   types of systems. An example could be a web based API, so that once 
   some online search engine has located some business listing, the 
   services of the Information Services provider could be invoked by 
   the user from the web page. 

   It must be possible to support IPTV interactive services. As 
   multiple services such as IM and telephony are integrated with 
   IPTV, it must be possible to initiate Information Services requests 
   in this context as well. 

    

4. Service Description 

   Information Services (IS) are services whereby information is 
   provided in response to user requests. This may include involvement 
   of a human or automated agent. Usually, the user accesses the 
   Information Service by placing a voice call to the automated 
   Information Service and verbally requests the information, such as 
   phone number, movie listings, weather, etc. Frequently, a live 
   operator is attached to recognize the user's verbal request. 
   Sometimes, the user can utilize other access methods, such as SMS, 
   IM, or HTTP-initiated requests. These additional methods are not 
   currently covered in this document. 

   Information Services are often provided on a wholesale basis to 
   Home Providers, and include features such as branded announcements.   

   Directory Assistance (DA) is a specific type of Information Service 
   whereby end users request a telephone number for an entity.  

    

   The following represents a list of representative steps taken 
   during the course of a typical DA request. 


 
 
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   1. Initial recognition of an OIS call. At some point, the call 
   needs to be identified as an OIS call, and appropriate routing or 
   other logic must be invoked in order to fulfill the request. This 
   could be based on any number of criteria, including but not limited 
   to analysis of the "address information" - e.g. the digits or 
   Request-URI emitted by the caller's UA. This could occur at any 
   number of places - e.g. in the caller's UA, in a proxy in the home 
   provider, or in some downstream element. 

   2. Identification of the requested service. There are many possible 
   OIS services, and the number of these is only expected to increase 
   as providers respond to customer needs. At some point during call 
   processing it is necessary to identify exactly which service is 
   desired. For example "directory assistance with call completion" is 
   a service where after the listing information is provided to the 
   caller, the option is provided for the call to be placed 
   automatically, so the customer need not hang up, remember the 
   digits, and dial the number. Another example is "directory 
   assistance only", where call completion is not offered. There are 
   multiple factors which could affect the service which is to be 
   offered, and the logic deciding this could be located anywhere 
   along the path to the OIS provider. Some of the information 
   required to make such decisions could include: 

     o The digits dialed by the caller.  

     o The Request-URI emitted by the caller's UA. 

     o The identity of the calling party, for instance the calling 
        party number.  

     o The charge number associated with the caller's account. 

     o The identity of the calling party's home provider. 

     o The identity of the provider which directly hands off the call 
        to the OISP.  

     o The identity of other provider which the request might traverse 

     o The Originating Station Type, in case the call was originated 
        in the PSTN. 

     o Trunk group information, in case the call was originated in the 
        PSTN. 


 
 
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     o Capabilities and characteristics of the caller's user 
        equipment. 

    

   3. Routing of the OIS call. The call must be routed towards an 
   entity which can provide the requested service. Each entity or 
   network handling the call routes it based on the logic located in 
   that provider, and the information currently available. For 
   instance, the home provider may know very little about OIS 
   services, having farmed that service out to another provider. 
   Consequently it might simply route all such calls towards the OIS 
   provider, which decides which service is to be offered. 

   4. Authentication. When one provider passes a call to another 
   provider, there is a need for the providers involved to be sure of 
   each other's identity. This might be through explicit security 
   mechanisms such as mutual TLS or security gateways using IPSec 
   tunnel mode, it might be through reliance on a closed set of 
   trusted interconnected providers, or some other policy set by the 
   providers involved. 

   5. Receipt of the OIS call. The OIS provider needs to be able to 
   receive such calls. 

   6. Querying upstream providers for information. The OISP, or an 
   intermediate provider may require information from an upstream 
   provider. For instance, the capabilities and characteristics of the 
   caller's equipment may be needed in order to influence call 
   processing. 

   7. Connection of caller to automated voice platform. The OISP must 
   be able to connect the caller to an appropriate automated voice 
   platform. 

   8. Provision of branded announcements. The OISP must be capable of 
   providing custom announcements to the caller based on a number of 
   criteria. For example, it might greet the caller, thanking them for 
   using their Home Provider's service. Though the service is actually 
   provided by the OISP, business arrangements would dictate such 
   branded announcements. 

   9. Query the caller. The OISP must be capable of playing a voice 
   request to the customer asking them for the listing. For example 
   "Name and city, please." 


 
 
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   10. Recording a spoken request. The OISP must be capable of 
   recording the caller's spoken request. This both for speech 
   recognition, and also for playing back the "whisper" to a human 
   operator should one be required, to prevent having to ask the 
   customer to repeat the request. 

   11. Speech recognition. The OISP must be able to pass the caller's 
   spoken request to speech recognition system, suitable for querying 
   a listing database. 

   12. Listing database query. The OISP must be capable of querying 
   one or more listings databases using the request. 

   13. Decide to use human operator if listing query fails. If the 
   listing query fails, or the speech recognition fails, the OISP must 
   be able to decide to send the call to a human operator. 

   14. Selection of appropriate operator. When it has been determined 
   that the call must be routed to a human operator, there are a 
   number of factors to be taken into account to determine the 
   appropriate operator for the call. It must be possible to determine 
   the appropriate human operator to which the call should be routed. 

   15. Routing of call to operator workstation. Once the appropriate 
   operator has been identified, the call must be routed to that 
   operator's workstation. 

   16. Whisper. Once the operator answers the call, the previously 
   recorded request should be played to the operator as a "whisper", 
   prior to connecting the caller to the operator. 

   17. Connection of caller to operator. Once the operator has heard 
   the whisper, the caller can be connected to the human operator. The 
   operator queries the caller for the request, and initiates a query 
   to the listing database.  

   18. Playing listing information. Once the listing information is 
   returned from the database, the caller must be connected to a media 
   resource which speaks the listing information to the caller. 

   19. Prompting for call completion. If the identified service 
   includes call completion, the caller should be prompted for this 
   service, for example by pressing some DTMF key. 

   20. Call completion. If the caller requests call completion, the 
   call should be automatically initiated for the caller. 

 
 
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5. OISP Internal Architecture 

   This section describes an initial view of the elements internal to 
   the OISP architecture.  

   The following types of elements may be present within the OISP 
   infrastructure: 

   Automatic Call Distributor (ACD) server - The ACD provides queuing 
   and call distribution functions for human operators. Specifically, 
   it is the component that tracks the availability of the human 
   operators and selects an available operator utilizing complex 
   algorithms based on operator skills, type of call, type of request, 
   calling party information, etc. The ACD server is modeled as an 
   Application Server.  

   Customer Profile Database - The Customer Profile Database is a per 
   subscriber database maintained by an OISP about its customers. Some 
   of this information might be statically provisioned, other 
   information such as customer preferences or session information 
   might be populated dynamically as a result of customer 
   interactions. 

   Messaging Gateways - Messaging Gateways provide access and data via 
   E-mail, SMS, MMS, WAP. 

   Operator and Information Services Application Server (OIS-AS) - The 
   OIS-AS contains AS functions specifically for directory assistance 
   and information services as well as other Operator Services. This 
   may coordinate multiple call legs, connecting the caller in 
   sequence to one or more OIS-MS and/or operator workstations 
   according to the logic contained within. The OIS-AS may need to 
   communicate with elements of other providers, for instance to query 
   information about the capabilities and characteristics of the 
   caller's equipment, or to access another provider's operator 
   resources.  

   Operator and Information Services Media Server (OIS-MS) - The OIS-
   MS provides the media resources for playing announcements, 
   performing voice recognition, performing listing database queries, 
   generating whisper from the user's verbal request, etc.  

   Operator Workstations - Operator Workstations provide an interface 
   to the human operator. It may receive the customer's recorded 
   request (e.g. name and city of requested listing), information from 
 
 
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   listing or other databases, and also terminate a multimedia session 
   with the customer. These are modeled as SIP UAs. 

   Service Databases - Service Databases store service specific 
   information (e.g. listing information such as name, address, and 
   phone number, etc.) These may be located in the OISP's network 
   and/or in other networks, and more than one may be used. 

   SIP Proxy - One or more SIP proxies may be present in the OISP 
   network, to facilitate SIP communications with other providers as 
   well as to perform call processing functions between OISP 
   components. 

   The following figure shows a simplified view of an OISP internal 
   architecture. The lines show logical connectivity; elements 
   communicate via the proxy. A single OIS-AS is shown, along with up 
   to "k" OIS-MS and up to "m" Operator Work Stations, and an ACD 
   server. 

    

    
                +--------+   +---------+ 
             +--| OIS-AS |-+-| OIS-MS1 | 
             |  +--+-----+ | +---------+ 
   +-------+ |     |       | 
   | Proxy |-|     |       | +---------+ 
   +-------+ |     |       +-| OIS-MSk | 
             |  +--+--+      +---------+ 
             +--| ACD |---------+---------+ 
                +-----+         |         | 
                             +--+---+  +--+---+ 
                             | OWS1 |  | OWSm | 
                             +------+  +------+ 
    
          Figure 4 Simplified view of OISP Internal Architecture 

    

    

6. General Approach 

   This section describes one possible way to implement DA using SIP. 
   Other ways may be possible. 


 
 
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   The general approach involves having the OIS-AS host most of the 
   processing logic, and to control the call in general. The OIS-AS 
   implements a third party call control (3PCC) functionality. It 
   terminates the signaling dialog from the caller, and originates 
   dialogs towards other components as necessary. There may be 
   multiple sequential sessions set up during the course of a DA call.  

   For example, the OIS-AS would initiate a new dialog towards a MS 
   for front-end automation. When it gets the 200 OK from the MS with 
   SDP, it passes that SDP back toward the caller. When the front end 
   automation has completed, the OIS-MS sends a BYE containing message 
   bodies conveying the success of the operation (i.e., was it able to 
   obtain the listing) as well as any data related to the operation. 
   In case of success, the body might carry the listing information, 
   or a URI pointing to it. In case of failure, it might carry a URI 
   pointing to the whisper file. 

   In case of failure, the OIS-AS would determine that the call needs 
   to be routed to a human operator. The OIS-AS first needs to 
   identify a suitable operator to handle this request. The ACD server 
   has this responsibility, and could be implemented as a redirect 
   server facing the OIS-AS, redirecting towards the best suited 
   available operator. Facing the operator workstations, the ACD 
   server could be implemented as a presence server, maintaining 
   availability of each operator, as well as the associated 
   information for each (e.g. languages, skill level, cost, etc). 

   The OIS-AS would then send an INVITE toward the identified operator 
   workstation. This INVITE includes the caller's SDP as well as a URI 
   pointing to the whisper file. The workstation could play the 
   whisper to the operator as the call is answered. The operator 
   workstation's SDP would be passed back to the caller via a re-
   INVITE or UPDATE request.   

   If the operator is successful in locating the desired listing, the 
   workstation would send a BYE containing message bodies with an 
   indication of success, and either the listing information of a 
   pointer to the same. 

   The OIS-AS would then initiate a call leg towards an OIS-MS for 
   back end automation. The INVITE would include the same body with 
   the listing information that was sent by the operator workstation. 
   The OIS-MS returns its SDP, which the OIS-AS would propagate back 
   over the originating leg via a re-INVITE or UPDATE request. The 
   back end automation process includes audibly playing out the 
   listing information, and possibly offering call completion service. 

 
 
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   The OIS-MS sends a BYE with a message body indicating whether call 
   completion is desired. 

   If call completion is desired, the OIS-AS sends a REFER back over 
   the originating call leg to the caller, and clears the call. 

   These examples describe simple voice scenarios. Other media types 
   may be possible. For example, it may be desirable to send the 
   listing information via text message to the caller's terminal, or 
   to show a video clip. Such features require knowledge of the 
   calling terminal's capabilities and characteristics. The mechanism 
   described in RFC 3840 Indicating User Agent Capabilities in the 
   Session Initiation Protocol (SIP)can be used for this. The 
   capabilities might have been signaled in the initial INVITE 
   request. Otherwise, the OIS-AS can query for capabilities using an 
   OPTIONS request. Additionally, some non SIP mechanism might be 
   used, such as querying a database (e.g. IMS HSS) in the caller's 
   network. 

   References to a whisper file can be passed using the mechanism 
   described in RFC 4483 A Mechanism For Content Indirection in the 
   Session Initiation Protocol (SIP). 

   Other information signaled via message bodies includes the success 
   or failure status of operations (such as identifying the requested 
   listing), or other data (such as the listing information).  

   Context information may be maintained on a per call basis. It could 
   include such information as the caller's preferred language, etc. A 
   URI pointing to the context information could be passed between 
   elements in the OISP infrastructure. 

    

    

7. Signaling Mechanisms 

   This section discusses the signaling mechanisms required to provide 
   OIS services. 

7.1. Calling Party's Identity 

In many cases, downstream providers may need to know the calling 
party's identity. This might be needed to influence call processing, 
or for accounting purposes. Also, the calling party's identity in the 

 
 
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form of a SIP URI might be needed so that the identity of the home 
network can be determined. 

The calling party's equipment populates the From header in SIP 
messages. This is not trusted. There are several methods for providing 
"network-asserted identities", which under the appropriate conditions 
can be trusted. 

The SIP Identity mechanism defined in [SIP-IDENT] provides a 
standardized, architecture agnostic SIP mechanism for 
cryptographically assuring the user's identity.  

The P-Asserted-Identity header [PAI] is a private extension which can 
be used to carry a network asserted identity of the caller between 
trusted providers.  

Note that some networks may allow their users to hide their identity. 
In the current North American PSTN, for such cases the caller id 
information is often transported through the network, marked with a 
privacy indication such that it will not be presented to the called 
party.   

Bilateral agreements between VOIP providers determine whether 
providers are within the same "trust domain" as defined in [RFC3324], 
and what information, including network-asserted identities, may be 
exchanged between providers. Depending on such agreements, it is 
possible that the caller identity information is obscured or 
completely absent. As indicated in [PAI], "Masking identity 
information at the originating user agent will prevent certain 
services, e.g., call trace, from working in the Public Switched 
Telephone Network (PSTN) or being performed at intermediaries not 
privy to the authenticated identity of the user."   

When an OISP is outside any trust domain with the caller's home 
network, or is not otherwise privy based on bilateral agreements to 
network asserted identity information from the calling network when 
the caller has requested privacy, it is unable to implement any call 
processing logic based on such information.  

If the OISP desires to reject anonymous calls, a mechanism is proposed 
in "Rejecting Anonymous Requests in the Session Initiation Protocol 
(SIP) - draft-ietf-sip-acr-code-03", which defines a specific response 
code for this. 

The following shows an example of an INVITE message contain a P-
Asserted-Identity header.  

 
 
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   INVITE sip:da@provider-c.com SIP/2.0 
   Via: SIP/2.0/UDP proxy-b.provider-b.com:5060 ;branch=y9hG4bK74bf9 
   Via: SIP/2.0/UDP proxy-a.provider-a.com:5060 ;branch=x9hG4bK74bf9 
   Via: SIP/2.0/UDP client.provider-a.com:5060 ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: <sip:7327581234@provider-a.com> 
   P-Asserted-Identity: "732758123" <sip:73237581234@provider-a.com> 
   Content-Type: application/sdp 
   Content-Length: ... 
   [SDP not shown] 
    

    

7.2. Provider Identification 

   As discussed, in some deployment scenarios, the OISP makes use of 
   the identities of other providers involved in the call. This 
   section discusses how those identities can be conveyed using SIP. 

 

7.2.1. Home Provider 

In many cases, the OISP needs to identify the caller's Home Provider. 
This may be needed for branding purposes as well as to potentially 
influence treatment in other ways. 

The basic mechanism for determining the home network is to derive it 
from the right hand side (RHS) of the network asserted identity.  

In SIP, identities are expressed as URIs. These can be SIP (or SIPS) 
URIs, or "tel" URIs.  

[1] defines the SIP URI, which is used for identifying SIP resources. 
The RHS can be expressed as a DNS domain name or as an IPv4 or IPv6 
address. The hostname format is most suitable for providing an 
identity to reach the calling party. For instance the mechanisms 
defined in [RFC3263] for locating SIP servers depends on the use of 
domain names for the various types of DNS lookups such as NAPTR, SRV, 
and A. 

If a provider decides to provide network asserted identities expressed 
as SIP URIs using IP addresses instead of hostnames, it forfeits the 
 
 
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use of such standardized mechanisms for reaching its users. It also 
becomes difficult to derive the home network identity from the network 
asserted identity. 

RFC3966 defines the "tel" URI, which is used for describing resources 
identified by phone numbers. The "tel" URI format does not include a 
hostname. Thus, if the network asserted identity includes only a "tel" 
URI, no direct information about the home network is provided.   

The SIP Identity mechanism is intended for use with SIP URIs. The PAI 
mechanism can use either a SIP URI, a "tel" URI, or both. 

This document depends on the home network providing a network asserted 
identity containing a hostname. This includes the SIP identity where 
the SIP URI contains a hostname, or a PAI header containing at least a 
SIP URI with a hostname.  

Very simply, the RHS of the hostname in the SIP URI is extracted and 
used as the basis to influence call processing. In cases where the 
caller's identity is not available, as discussed in the  "Calling 
Party's Identity" section, then the home network's identity is 
consequently also not available, and call processing logic based on 
such information (such as branding) cannot take place. 

 

7.2.2. Last Hop Provider 

In many cases, the OISP needs to identify the last hop provider; that 
is, the provider which sent the call to the OISP. This may be needed 
for accounting purposes, and also to potentially influence treatment 
in other ways. 

Mutual TLS authentication is often used by SIP peers to authenticate 
each other. Authentication by definition means that the identity of 
the other party is unambiguously verified. Using mutual TLS, the right 
hand side of the SubjectAltName field in the X.509 certificate would 
identify the previous provider. 

Other methods of identifying the previous network's identity include 
the use of HTTP challenge authentication, where a cryptographic 
challenge verifies the asserted identity. The transport and/or network 
layer address of the peer could also be used, though this presents 
significant security risks. 



 
 
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In the absence of mutual TLS, the "host" field of the "sent-by" field 
of the topmost mandatory Via header can be used to identify the last 
hop network.  

The Via header could be populated with a DNS hostname or an IP 
address. If populated with a hostname, it is possible to derive the 
identity of the last hop network directly from the domain portion of 
the hostname. If it is populated with an IP address, this step may not 
be possible. Configuration data may need to include both domain names 
and lists of IP addresses associated with last hop networks. 

 

 

7.2.3. Arbitrary Traversed Provider 

In some cases, the OISP may need to know the identity of some provider 
involved in the call which is neither the Home Provider nor the last-
hop provider. This may be needed to influence treatment. 

The use of the SIP History-Info mechanism defined in RFC 4244, An 
Extension to SIP for Request History Information, can be used for 
this. As the call moves from one provider to the next and is 
retargeted, corresponding entries are added to the SIP History-Info 
header. If the domain name format is used for the retargeted entities, 
then the History-Info header now includes a list of traversed SIP 
domains or providers, which can be consulted by the OISP. 

According to RFC 4244, entries should be added to the History-Info 
header whenever the Request-URI is modified. Cases may exist where the 
call is sent to another provider but the URI is not modified. In such 
cases, the provider is not captured by the History-Info header. 

The following figure illustrates the use of the History-Info header 
for this purpose. 

 









 
 
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    Caller        Provider-A     Provider-B     Provider-C 
      |              |              |              | 
      |              |              |              | 
      |              |              |              | 
      |(1) INVITE tel:+411          |              | 
      |------------->|              |              | 
      |              |              |              | 
      |              |              |              | 
      |              |(2) INVITE sip:da@prov-b.net | 
      |              |------------->|              | 
      |              |              |              | 
      |              |              |              | 
      |              |              |(3) INVITE sip:da@prov-c.net 
      |              |              |------------->| 
      |              |              |              | 
      |              |              |              | 
    
   Figure 5 Use of History-Info header to identity traversed providers 

    
 

1. The user dials "411", and the resulting INVITE to its home proxy is 
for "tel: +411". No History-Info header is included yet. 

   INVITE tel:+411 SIP/2.0 
   (other message content omitted) 
 

 

2. The home proxy retargets this to "sip:da@prov-b.net", and adds a 
History-Info header which includes the targeted-from URI: 

   INVITE sip:DA@prov-b.net SIP/2.0 
   History-Info: <tel: +411>; index=1 
   (other message content omitted) 
 

3. Proxy-B retargets this to "SIP: da@prov-c.net", and appends another 
entry to the History-Info header: 

   INVITE sip:DA@prov-b.net SIP/2.0 
   History-Info: <tel: +411>; index=1, <sip:da@prov-b.net>; index=2 
   (other message content omitted) 
 

 
 
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When this request arrives a Proxy-C in Provider C (OISP), it conveys 
the following: 

     oThe Request-URI (SIP: da@prov-c.net) indicates this as a DA call 

     oThe History-Info header conveys the history of the request: 

     oIt started as a tel URI for digits "411" 

     oIt was then targeted to provider B 

     oIt is now targeted to provider C 

 

7.3. Originating Station Type 

In the current PSTN in North America, OIS providers have the ability 
to tailor treatment based on the type of originating station. For 
instance, calls from prison phones are restricted from accessing DA 
services. Example values include POTS, coin, hospital, prison/inmate, 
cellular, etc. In the PSTN in North America, this information is 
signaled for SS7 calls using the Originating Line Information (OLI) 
information element, and in MF calls using the ANI II digits. To 
support interworking with the PSTN, it must be possible to convey the 
Originating Station Type value. 

Ways to represent this information in SIP need to be explored. There 
are currently two proposals being considered in the IETF which might 
potentially satisfy this requirement.  

     oThe Calling Party's Category tel URI Parameter - draft-mahy-
        iptel-cpc-04.txt (work in progress) [IPTEL-CPC] 

This defines a new parameter "cpc" which is applied to the SIP or tel 
URI of the calling user. It allows for values such as "ordinary", 
"prison", "police", "test", "operator", "payphone", "unknown", 
"hospital", "cellular", "cellular-roaming". An example from the 
internet draft: 

   INVITE sip:bob@biloxi.example.com SIP/2.0 
   To: "Bob" <sip:bob@biloxi.example.com> 
   From: <tel:+17005554141;cpc=payphone>;tag=1928301774 
 



 
 
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     oConveying Calling Party Category (CPC) and Originating Line 
        Information (OLI) using the Security Assertion Markup Language 
        (SAML) - draft-schubert-sipping-saml-cphc-02.txt [CPC-SAML] 

While [IPTEL-CPC] is simple to implement, [CPC-SAML] provides a 
cryptographically verifiable assertion. Both are currently works in 
progress, and any document with normative dependencies to such works 
cannot be published until the works in progress are published. 
Further, there is an open question as to whether [IPTEL-CPC] can carry 
OLI information as well as CPC or ANI II information.  

 

7.4. Trunk Group Identifier 

The incoming trunk group number provides information which could be 
used to influence call processing, thus this information is needed. 
Trunks are point to point circuits and as such, their remote 
termination point is unambiguously known. As such, knowledge of the 
incoming trunk group conveys the identity of the provider offering the 
call.  

For PSTN interworking, the incoming trunk group identifier is a key 
piece of information and must be known. Thus, at a PSTN to IP 
interworking point, the trunk group information must be kept and 
signaled forward. This holds for OISP's accepting incoming calls from 
the PSTN as well as upstream providers accepting calls from the PSTN. 

"Representing trunk groups in tel/sip Uniform Resource Identifiers 
(URIs)" - draft-ietf-iptel-trunk-group-10.txt defines a way to signal 
incoming and/or outgoing trunk group information as a parameter in SIP 
URIs and tel URIs.  

To represent incoming trunk groups, the trunk group parameter is 
included in the Contact header of the SIP message. The "trunk-context" 
parameter should also be included, to ensure that the trunk group is 
unambiguously identified, since trunk group numbers are not globally 
unique. 

The following example shows an INVITE containing a trunk group 
identification in the Contact header: 

 




 
 
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   INVITE sip:da@provider-c.com SIP/2.0 
   Via: SIP/2.0/UDP proxy-b.provider-b.com:5060 ;branch=y9hG4bK74bf9 
   Via: SIP/2.0/UDP proxy-a.provider-a.com:5060 ;branch=x9hG4bK74bf9 
   Via: SIP/2.0/UDP client.provider-a.com:5060 ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: < sip:7327581234@provider-b.com;tgrp=101; trunk-
   context=provider-b.com@proxy-b.provider-b.com;user=phone> 
   P-Asserted-Identity: "7327581234" <sip:73237581234@provider-a.com> 
   Content-Type: application/sdp 
   Content-Length: ... 
 

 

7.5. Dialed Digits 

Currently in the North American PSTN, the OIS provider may take into 
account the digits dialed by the user. In that scenario the dialed 
digits are frequently forwarded to the OIS provider.  

Using SIP, the dialed digits would typically be sent by the user's 
equipment in the form of a tel URI or SIP URI in the Request-URI of a 
SIP INVITE. It is possible that retargeting could take place, in which 
case the dialed digits would be lost.  

The SIP History-Info mechanism defined in RFC 4244 provides a 
mechanism for solving exactly this type of problem. It defines a new 
optional SIP header, History-Info, to provide a standard mechanism for 
capturing the request history information. Whenever a node which 
supports this mechanism modifies the Request-URI of a request, it 
captures this in the History-Info header.  

The following example shows an INVITE containing a History-Info 
header, which conveys the original dialed digits, after having been 
retargeted. 

   INVITE sip:DA@prov-b.net SIP/2.0 
   (other message content omitted) 
   History-Info: <tel: +411>; index=1, <sip:da@prov-b.net>; index=2 
 

Please see the section titled "Arbitrary Involved Provider" for an 
example of a flow where the History-Info mechanism delivers the dialed 
digits to the OISP when retargeting has occurred. 

 
 
 
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7.6. Retargeting to Identify the Desired Service 

It is necessary to identify the service being requested. Such services 
might include directory assistance with or without call completion. 
The logic to determine this might reside in one or more points in the 
network. Additionally, the identification of the service might be 
refined as the request traverses potentially multiple networks, 
depending on the availability of additional information.  

It is proposed here to retarget the Request-URI of the SIP request to 
specify the desired service. While the initial Request-URI might 
specify "SIP:411@provider-a.net", a downstream element might invoke 
service logic and determine that this call should be sent to OISP C's 
network for directory assistance with call completion, and change the 
Request-URI to "SIP:da-with-call-completion@oisp-c.net".  

A similar approach is taken for identifying resources in [NETANN]. 

[CSI], a work in progress, discusses explicit service identifiers for 
using in IMS based networks. 

 

7.7. Charge Number 

   There is a need to convey a charge number, which may differ from 
   the calling party's identity. The charge number usually identifies 
   the customer or account with which the caller is associated, e.g. 
   the main number for a business which has many individual calling 
   numbers. This might be needed for accounting, but it also could 
   influence call processing, especially when a particular type of 
   service applies for any caller associated with a particular charge 
   number.  

   The ability to convey charge number information is currently 
   lacking in SIP. It has been suggested in Analysis of TISPAN 
   requirements for Connected Identity in the Session Initiation 
   Protocol (SIP) - draft-elwell-sip-tispan-connected-identity-01.txt 
   that the P-Asserted-Identity header can be used to convey this 
   information, with the caller's identity in the From header. 
   However, using the P-Asserted-Identity header and From header to 
   convey separate information is seen as controversial and has not 
   been accepted by the IETF. 

    

 
 
 
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7.8. Passing Whisper 

   During front end automation, the OIS-MS will record and may time 
   compress the caller's perhaps meandering speech into what is known 
   as the "whisper". This is intended to be played into a human 
   operator's ear, should the call be referred to an operator, to 
   avoid the operator from having to prompt the caller again. The 
   whisper is obtained during the front end automation, and saved to 
   an audio file. 

   If the call needs to be transferred to a human operator, the 
   whisper will need to be played to the operator at the same time or 
   slightly prior to connecting the caller to the operator. Thus, the 
   operator workstation needs to be able to access the whisper file. 

   When the OIS-MS performs front end automation, it generates the 
   whisper and saves it as an audio file. The location, storage type, 
   and format are out of the scope of this document. What is needed is 
   a way for the OIS-MS to convey the whisper information to the OIS-
   AS, so it could potentially be used for later processing, such as 
   passing to a human operator. 

   Due to size constraints, it may not be feasible or desirable to 
   pass the actual audio file containing the whisper. This document 
   will discuss the most general case of passing a pointer, in the 
   form of a URI, to the audio content. 

   Since the whisper is an output of the front end automation process, 
   it makes sense to return this upon completion of that process. The 
   most reasonable time to do this is when the OIS-MS sends the BYE. 

   Any SIP request, including BYE, can contain a message body. RFC 
   4483 A Mechanism for Content Indirection in Session Initiation 
   Protocol (SIP) Messages defines an extension to the URL MIME 
   External-Body Access-Type to satisfy the content indirection 
   requirements for SIP. These extensions are aimed at allowing any 
   MIME part in a SIP message to be referred to indirectly via a URI. 

   This is illustrated in the following figure. Note that the proxy 
   has been omitted for clarity, as have some messages not crucial to 
   illustrating the use of this mechanism. All SIP signaling traverses 
   the proxy. 





 
 
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            AS             MS          Operator 
             |              |              | 
             |              |              | 
             |              |              | 
             |(1) INVITE    |              | 
             |------------->|              | 
             |              |              | 
             |              |              | 
             |(2) 200 OK    |              | 
             |<-------------|              | 
             |              |              | 
             |              |              | 
             |MS prompts user, collects whisper 
             |              |              | 
             |              |              | 
             |              |              | 
             |(3) BYE, body w. status, whisper URI 
             |<-------------|              | 
             |              |              | 
             |              |              | 
             |(4) 200 OK    |              | 
             |------------->|              | 
             |              |              | 
             |              |              | 
             |(5) INVITE w. whisper URI    | 
             |---------------------------->| 
             |              |              | 
             |              |              | 
             |(6) 200 OK SDP|              | 
             |<----------------------------| 
             |              |              | 
             |              |              | 
             |              |              | 
             |              |              | 
    
            Figure 6 Call flow illustrating passing of whisper 

    

    

   1. INVITE AS->MS 
   INVITE sip:da@ms-1.oisp-c.net SIP/2.0 
   [remainder of message omitted] 
    

 
 
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   2. 200 OK MS->AS 
   SIP/2.0 200 OK 
   [remainder of message omitted] 
    

   3. BYE MS->AS 
   BYE sip:as-1@as-1.oisp-c.net SIP/2.0 
   [non relevant portions of message omitted] 
   Content-Type: message/external-body; access-type="URL"; 
       URL="http://ms1.oisp-c.net/whisper/20070206092700-0001.wav" 
       expiration="Tues, 06 Feb 2007 09:30:00 GMT"; 
   <CRLF> 
   Content-Type: audio/x-wav 
   Content-Disposition: render 
   <CRLF> 

    

   4. 200 OK AS->MS 
   SIP/2.0 200 OK 
   [remainder of message omitted] 
    

   5. INVITE AS->Operator Workstation 
   INVITE sip:operator@operator-123.oisp-c.net SIP/2.0 
   [non relevant portions of message omitted] 
   Content-Type: message/external-body; access-type="URL"; 
       URL="http://ms1.oisp-c.net/whisper/20070206092700-0001.wav" 
       expiration="Tues, 06 Feb 2007 09:30:00 GMT"; 
   <CRLF> 
   Content-Type: audio/x-wav 
   Content-Disposition: render 
   <CRLF> 
    

   6. 200 OK Operator->AS 
   SIP/2.0 200 OK 
   [remainder of message omitted] 
    

   Note that this same mechanism also supports the case where front 
   end automation is performed by one provider, and another provider 
   provides the operator assistance. In this type of scenario, 
   provisions need to made such that the second provider can access 
   the resources referenced by the URI.  

    
 
 
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7.9. Calling Equipment Capabilities and Characteristics 

    

   It may be necessary for the OIS provider to learn the capabilities 
   and characteristics of the caller's equipment. This would be useful 
   when the OIS provider wishes to provide content to the caller other 
   than that which was used on the call to the OISP. For example, the 
   OIS provider might wish to send listing information via text 
   message, or play a video clip about a particular venue about which 
   he has requested information.  

   RFC 3840 Indicating User Agent Capabilities in the Session 
   Initiation Protocol (SIP), defines mechanisms by which a UA can 
   convey its capabilities and characteristics to other user agents 
   and to the registrar for its domain. This information is conveyed 
   as parameters of the Contact header field.  

   This information might be included in the incoming INVITE to the 
   OISP, if the caller's UA supports this mechanism and is configured 
   to do so. Otherwise, the OISP could query the caller's UA by 
   sending a SIP OPTIONS request, and the UA, if it supports this 
   mechanism, would include its capability feature tags in the 
   response to the OISP. 

   The following is an example of an INVITE containing capability 
   feature tags, as it arrives at the OISP. In this case, the UA 
   supports audio, video, and text. Other included tags provide 
   additional information. 

    

   INVITE sip:da@provider-c.com SIP/2.0 
   Via: SIP/2.0/UDP proxy-b.provider-b.com:5060 ;branch=y9hG4bK74bf9 
   Via: SIP/2.0/UDP proxy-a.provider-a.com:5060 ;branch=x9hG4bK74bf9 
   Via: SIP/2.0/UDP client.provider-a.com:5060 ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: <sip:7327581234@provider-a.com>;audio;video;text 
        ;actor="principle";automata;mobility="fixed" 
        ;methods="INVITE,BYE,OPTIONS,ACK,CANCEL" 
   P-Asserted-Identity: "7327581234" <sip:73237581234@provider-a.com> 
   P-Asserted-Identity: tel:+7327581234 
   Content-Type: application/sdp 
   Content-Length: ... 
   [SDP not shown] 
    
 
 
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   If the OISP wishes to query the UA, it can send an OPTIONS request 
   to the UA, and the UA, if it supports this mechanism, would include 
   the feature capability tags in the Contact header, as show above, 
   in the 200 OK response. 

    

    

7.10. Media Server Returning Data to the Application Server 

   The OIS-AS needs to know the outcome of the operations performed by 
   the OIS-MS, e.g. success/failure of front end automation, etc. Some 
   mechanism is needed to convey this information. This could be 
   conveyed using non SIP mechanisms. 

   Any SIP message, including BYE, can carry message bodies. The 
   simplest way for a OIS-MS to return data to an OIS-AS is to 
   encapsulate the data in a MIME body. This requires agreement 
   between both sides on the format and semantics of these bodies. 

   Another approach is to use the content indirection mechanism to 
   point to the data, however this may be rather cumbersome if only a 
   small amount of data is to be returned. 

   Some OIS service may make use of VoiceXML, whereby the OIS-AS 
   invokes VoiceXML scripts on the OIS-MS, and the OIS-MS returns data 
   to the OIS-AS. SIP Interface to VoiceXML Media Services - draft-
   burke-vxml-02.txt (work in progress) describes a SIP interface to 
   VoiceXML media services, which is commonly employed between 
   application servers and media servers offering VoiceXML processing 
   capabilities. This may be found useful for OIS services. 

   This information can also be conveyed using non SIP mechanisms. 
   Describing such mechanisms is out of the scope of this document. 

 

7.11. Service Discovery 

   An OISP might desire that its service be discoverable on the 
   internet, instead of or in addition to static provisioning into 
   provider networks. The Service URN concept discussed in the work in 
   progress "A Uniform Resource Name (URN) for Services - draft-ietf-
   ecrit-service-urn-05" can be used to facilitate this. This allows 
   for discovery of the service in a context dependent manner, where 
   context could include for example the user's location. Thus a user 
 
 
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   agent could send a SIP request to "urn: service: info", and this 
   very generic URI could be resolved to a point to a specific network 
   element belonging to a specific provider. If some other context 
   information such as the user's location is available, this could be 
   used to refine the resolution to e.g. an element best suited for 
   that particular location.  

    

8. Call Flow 

   The following call flow provides examples of how a DA service could 
   be implemented using the mechanisms described in this document. It 
   is intended to illustrate the intended use of the proposed 
   signaling mechanism. Some messages not crucial to this may be 
   omitted for clarity.  

    





























 
 
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   Caller    Proxy A   Proxy B   Proxy C   OIS-AS    OIS-MS1 
      |         |         |         |         |         | 
      |         |         |         |         |         | 
      |         |         |         |         |         | 
      |(1) INVITE tel:411 |         |         |         | 
      |-------->|         |         |         |         | 
      |         |         |         |         |         | 
      |         |(2) INVITE sip:da@prov-b.com |         | 
      |         |-------->|         |         |         | 
      |         |         |         |         |         | 
      |         |         |(3) INVITE sip:da@prov-c.com | 
      |         |         |-------->|         |         | 
      |         |         |         |         |         | 
      |         |         |         |(4) INVITE sip:da-cc@prov-c.com 
      |         |         |         |-------->|         | 
      |         |         |         |         |         | 
      |         |         |         |         |(5) INVITE prompt & 
   collect 
      |         |         |         |         |-------->| 
      |         |         |         |         |         | 
      |         |         |         |         |(6) 200 OK w.SDP 
      |         |         |         |         |<--------| 
      |         |         |         |         |         | 
      |         |         |         |(7) 200 OK w.SDP   | 
      |         |         |         |<--------|         | 
      |         |         |         |         |         | 
      |         |         |(8) 200 OK w.sdp   |         | 
      |         |         |<--------|         |         | 
      |         |         |         |         |         | 
      |         |(9) 200 OK w.sdp   |         |         | 
      |         |<--------|         |         |         | 
      |         |         |         |         |         | 
      |(10) 200 OK w.sdp  |         |         |         | 
      |<--------|         |         |         |         | 
      |         |         |         |         |         | 
      |         |         |         |         |         | 
      |         |         |         |         |         | 
    

                        Figure 7 Call flow, part 1 

    

    

   For brevity, only relevant SIP headers will be shown. The following 
   test refers to Figure 7. 
 
 
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   The user, homed in provider A, initiates a request for an OIS 
   service, for instance by dialing "411". The user's UA sends a SIP 
   INVITE. It might contain a "tel" URI. 

   1. INVITE UE -> Home Proxy 
    
   INVITE tel:+411 SIP/2.0 
   Via: SIP/2.0/UDP client.provider-a.com:5060 
   ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: <sip:7327581234@provider-a.com> 
   Content-Type: application/sdp 
   Content-Length: ... 
    

    

   The home network knows nothing of OISP services, for instance it 
   might be a rather small scale provider. It is essentially set up to 
   forward all calls of this type to Provider B. It translates the 
   Request-URI to a SIP URI and sends the call on to provider B. 
   Because of this retargeting, it adds a History-Info header to 
   capture the dialed digits.  

    

   The caller's identity is verified in a manner consistent with this 
   provider's policies, and the proxy adds two P-Asserted-Identity 
   headers: one with a SIP URI, and another with a "tel" URI. 

















 
 
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   2. INVITE proxy-a -> proxy-b 
    
   INVITE sip:411@provider-b.com SIP/2.0 
   Via: SIP/2.0/UDP proxy-a.provider-a.com:5060 ;branch=x9hG4bK74bf9 
   Via: SIP/2.0/UDP client.provider-a.com:5060 
   ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: <sip:7327581234@provider-a.com> 
   P-Asserted-Identity: "732758123" <sip:73237581234@provider-a.com> 
   P-Asserted-Identity: tel:+7327581234 
   History-Info: <tel: +411>; index=1 
   Content-Type: application/sdp 
   Content-Length: ... 
    
    
    
   Proxy-b in provider-b's network receives the request. This is a 
   larger network, and it has business relationships with several OIS 
   providers, as well as with several providers which serve 
   subscribers. This provider has logic which requires it to query the 
   Home Provider's network to find some information related to the 
   caller. This is not likely to be a SIP related function, and is 
   thus out of scope for this document. The logic executes, taking the 
   result of this query into account. It is determined that the call 
   is for directory assistance, and that the call should be routed to 
   provider C for handling.  

    

   So, proxy-b retargets the Request-URI to reflect this, and routes 
   the call to provider C (the OISP). It adds another entry to the 
   History-Info header to capture this retargeting. 












 
 
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   3. INVITE proxy-b -> proxy-c 
    
   INVITE sip:da@provider-c.com SIP/2.0 
   Via: SIP/2.0/UDP proxy-b.provider-b.com:5060 ;branch=y9hG4bK74bf9 
   Via: SIP/2.0/UDP proxy-a.provider-a.com:5060 ;branch=x9hG4bK74bf9 
   Via: SIP/2.0/UDP client.provider-a.com:5060 
   ;branch=z9hG4bK74bf9 
   From: <sip:7327581234@provider-a.com>;tag=1234567 
   To: 411 <tel:+411> 
   Contact: <sip:7327581234@provider-a.com> 
   P-Asserted-Identity: "732758123" <sip:73237581234@provider-a.com> 
   P-Asserted-Identity: tel:+7327581234 
   History-Info: <tel: +411>; index=1, <sip:da@provider-a.com>; 
   index=2 
   Content-Type: application/sdp 
   Content-Length: ... 
    
    
    
   Proxy-c in provider C's network receives the request. The source of 
   the request is authenticated via mechanisms not described here. It 
   needs to know how to bill this call, and thus needs to know which 
   provider it came from. It looks at the topmost Via header, and sees 
   that the call came from provider B.  

   It examines the History-Info header, and is able to identity the 
   dialed digits. It can also determine from the SIP URI which domains 
   have been traversed, as long as each has retargeted and appended an 
   entry in the header. 

   The proxy determines that the call needs to go the OIS-AS for 
   handling, so it retargets if necessary and forwards the INVITE. 

   The OIS-AS performs 3PCC. It determines that the call needs a 
   branded announcement based on the identity of the home network, 
   which it derives from the P-Asserted-Identity header. It initiates 
   a new call leg toward OIS-MS1 for front end automation. Per RFC 
   4240, the "dialog" portion of the Request-URI indicates the "prompt 
   & collect" service. The URI identifies the VoiceXML script to be 
   executed. The SDP is the caller's SDP. 

    




 
 
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   5. INVITE OIS-AS -> MS1 
    
   INVITE sip:dialog@ois-as.prov-c.com; \ 
          voicexml=http://vxmlserver.example.net/cgi-bin/script.vxml \ 
   SIP/2.0 
   Via: SIP/2.0/UDP ois-as.prov-c.com:5060 
   ;branch=z9hG4bK74bf9 
   From: <sip:ois-as@ois-as.prov-c.com>;tag=1234567 
   To: sip:dialog@ois-as.prov-c.com; \ 
          voicexml=http://vxmlserver.example.net/cgi-bin/script.vxml 
   Contact: <sip:ois-as@ois-as.prov-c.com> 
   Content-Type: application/sdp 
   Content-Length: ... 
    
    

   The OIS-MS responds with a 200 OK, with its own SDP. The OIS-AS now 
   sends a 200 OK response back toward the caller, with the MS's SDP. 
   Note that the OIS-AS could first have sent non final response back 
   toward the user. 

    
























 
 
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   Caller    OIS-AS    OIS-MS1     ACD    Operator 
       |         |         |         |         | 
       |         |         |         |         | 
       |         |         |         |         | 
       |(11) RTP session   |         |         | 
       |...................|         |         | 
       |         |         |         |         | 
       |         |(12)BYE w.URI, body|         | 
       |         |<--------|         |         | 
       |         |         |         |         | 
       |         |(13)INVITE         |         | 
       |         |------------------>|         | 
       |         |         |         |         | 
       |         |(14)3xx  |         |         | 
       |         |<------------------|         | 
       |         |         |         |         | 
       |         |(15)INVITE w.URI   |         | 
       |         |---------------------------->| 
       |         |         |         |         | 
       |         |(16)200 OK         |         | 
       |         |<----------------------------| 
       |         |         |         |         | 
       |(17) re INVITE     |         |         | 
       |<--------|         |         |         | 
       |         |         |         |         | 
       |(18) 200 OK        |         |         | 
       |-------->|         |         |         | 
       |         |         |         |         | 
       |(19) RTP session   |         |         | 
       |.......................................| 
       |         |         |         |         | 
       |         |(20) BYE |         |         | 
       |         |<----------------------------| 
       |         |         |         |         | 
       |         |         |         |         | 
       |         |         |         |         | 
                        Figure 8 Call flow, part 2 

    

   The following text refers to Figure 8.  

   The user is now connected (11) to the MS, which plays a branded 
   announcement, and prompts for the listing information. When the 
   user speaks his request, the MS processes the audio to obtain a 
 
 
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   "whisper" file, or condensed version of the request. In this 
   example, the MS is unable to successfully perform the query, so it 
   terminates the call be sending a BYE (12) to the OIS-AS. This BYE 
   also contains a URI which points to the whisper file, and also 
   contains a message body (not shown) containing the output of the 
   VoiceXML script. 

   The OIS-AS decides based on the failure indication that it needs to 
   route the call to a human operator. It sends an INVITE (13) to the 
   ACD server. One possible way an ACD could be implemented is as a 
   presence server, such that it keeps track of the availability of 
   all the operators.  

   In this example, the ACD server is implemented as a redirect server 
   - it sends a 3XX response (14) which identifies the operator the 
   OIS-AS should contact. Alternately, the ACD server could have 
   proxied the request to the operator. 

   The OIS-AS now sends an INVITE (15) containing the URI to the 
   whisper, as well as the caller's SDP, to the indicated operator 
   workstation. The operator workstation sends a 200 OK (16) with the 
   operator's SDP, which the OIS-AS sends toward the caller in a re-
   INVITE (17).  

   The caller is now connected to the operator (19), and the operator 
   helps the caller with the listing. The operator workstation 
   launches a query, and a response is received. The operator signals 
   a BYE (20) toward the OIS-AS, which may contain the listing 
   information in a message body, a pointer (URI) to the listing 
   information, or it may pass this information to the OIS-AS using 
   some other, non SIP mechanism.  

    

    

    










 
 
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          Caller    OIS-AS    OIS-MS2 
             |         |         | 
             |         |         | 
             |         |         | 
             |         |(21) INVITE 
             |         |-------->| 
             |         |         | 
             |         |(22) 200 OK 
             |         |<--------| 
             |         |         | 
             |(23) re INVITE     | 
             |<--------|         | 
             |         |         | 
             |(24) 200 OK        | 
             |-------->|         | 
             |         |         | 
             |(25) RTP session   | 
             |...................| 
             |         |         | 
             |         |(26) BYE w.body 
             |         |<--------| 
             |         |         | 
             |(27) REFER         | 
             |<--------|         | 
             |         |         | 
             |         |         | 
             |         |         | 
                        Figure 9 Call flow, part 3 

















 
 
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   The following text refers to Figure 9. 
    
   The OIS-AS sends an INVITE (21) to another OIS-MS, MS2, for back 
   end automation. When it receives MS2's SDP in the 200 OK (22), it 
   sends a re INVITE (23) toward the user to update the SDP. At this 
   point an audio session is in place between the caller and the back 
   end automation MS (25). The MS plays the listing information, and 
   offers call completion service. The caller accepts, so OIS-MS2 
   sends a BYE (26) with a message body containing the result of the 
   call completion offer. Since call completion was requested, the 
   OIS-AS sends a REFER (27) to the caller, to cause it to place a 
   call to the listed party. The OIS-AS may or may not care about 
   subsequent NOTIFY from the caller, and drops out of the call. 
    
    
    
    
    
9. VoIP Information Services - Summary and Next Steps 

A list of information which needs to be conveyed has been developed, 
and candidate proposals identified for each of these.  

The desired next steps include soliciting feedback from the IETF 
community on the choices and intended usages of the proposed 
mechanisms.  

Future revisions of this document will need to include security 
considerations as well as IANA considerations. Example messages and 
message flows will be more complete. The References section will also 
need to be complete. 

 

10. Security Considerations 

This revision of this document does not yet address security 
considerations. A subsequent revision will do so, and will likely 
include the following among items it considers: 

Usage of headers such as P-Asserted-Identity which are intended to use 
between trusted providers. 

Potentially revealing information about subscribers or service 
provider infrastructure via signaling messages. 
 
 
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Security of signaling and bearer. 

Implications of inter provider signaling. 

 

11. IANA Considerations 

This revision of this document does not yet address IANA 
considerations. It is not anticipated that this document will define 
any new protocol extensions or other values requiring action of IANA. 

 

    
































 
 
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12. References 

    

12.1. Normative References 

   [1]   Rosenberg, et al, J., "SIP: Session Initiation Protocol", RFC 
         3261, June 2002. 

   [TRKGRP] Gurbani, Jennings, "Representing trunk groups in tel/sip 
             Uniform Resource Identifiers (URIs)", draft-ietf-iptel-
             trunk-group-08.txt, October 2006. (work in progress) 

   [SIP-IDENT] Peterson, Jennings, "Enhancements for Authenticated 
             Identity Management in the Session Initiation Protocol 
             (SIP)", RFC 4474, August 2006. 

   [PAI]    Jennings, et al, "Private Extensions to the Session 
             Initiation Protocol (SIP) for Asserted Identity within 
             Trusted Networks", RFC 3325, November 2002. 

   [IPTEL-CPC]  Mahy, "The Calling Party's Category tel URI 
             Parameter", draft-mahy-iptel-cpc-04.txt, October 2006. 
             (work in progress) 

   [CPC-SAML]  Schubert, et al, "Conveying Calling Party Category 
             (CPC) and Originating Line Information (OLI) using the 
             Security Assertion Markup Language (SAML)", draft-
             schubert-sipping-saml-cpc-02.txt, July 2006. (work in 
             progress) 

    [CONNECTED-ID] Elwell, et al, "Analysis of TISPAN requirements for 
             Connected Identity in the Session Initiation Protocol 
             SIP)", draft-elwell-sip-tispan-connected-identity-01.txt, 
             June 2006. (work in progress) 

12.2. Informative References 

    

   [CSI]    Loreto, Terril, "Input 3rd-Generation Partnership Project 
             (3GPP) Communications Service Identifiers Requirements on 
             the Session Initiation Protocol (SIP)", draft-loreto-
             sipping-3gpp-ics-requirements-00.txt, June 2006. (work in 
             progress) 


 
 
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   [RFC3324] Watson, "Short Term Requirements for Network Asserted 
             Identity", RFC 3324, November 2004. 

   [RFC3263] Rosenberg, Schulzrinne, "Session Initiation Protocol 
             (SIP): Locating SIP Servers", RFC 3263, June 2002. 

   [NETANN] Burger, et al, "Basic Network Media Services with SIP", 
             RFC 4240, December 2005. 

   [REFER] Sparks, "The Session Initiation Protocol (SIP) Refer 
             Method", RFC 3515, April 2003. 

   [3PCC]    Rosenberg, et al, "Best Current Practices for Third Party 
             Call Control (3pcc) in the Session Initiation Protocol 
             (SIP)", RFC 3725, April 2004. 

   [IMS] 3GPP TS 23.228 V7.4.0 (2006-06) - 3rd Generation Partnership 
             Project; Technical Specification Group Services and 
             System Aspects; IP Multimedia Subsystem (IMS); Stage 2 
             (Release 7) 

    

























 
 
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Author's Addresses 

      John Haluska 
      Telcordia Technologies, Inc. 
      331 Newman Springs Road 
      Room 2Z-323 
      Red Bank, NJ  07701-5699 
      USA 
    
      Phone: +1 732 758 5735 
      Email: jhaluska@telcordia.com 
    
    
      Renee Berkowitz 
      Telcordia Technologies, Inc. 
      One Telcordia Drive 
      Piscataway, NJ  08854-4157 
      USA 
    
      Phone: +1 732 699 4784 
      Email: rberkowi@telcordia.com 
    
    
      Paul Roder 
      Telcordia Technologies, Inc. 
      One Telcordia Drive 
      Room RRC-4A619 
      Piscataway, NJ  08854-4157 
      USA 
    
      Phone: +1 732 699 6191 
      Email: proder2@telcordia.com 
    
      Wesley Downum 
      Telcordia Technologies, Inc. 
      One Telcordia Drive 
      Piscataway, NJ  08854-4157 
      USA 
    
      Phone: +1 732 699 6201 
      Email: wdownum@telcordia.com 
    
    
      Richard Ahern 
      AT&T Customer Information Services 
      1876 Data Drive 
      Room 314 
 
 
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      Hoover, AL  35244 
      USA 
    
      Email: Richard.Ahern@bellsouth.com 
    
    
      Paul Lum Lung 
      Qwest Communications International 
      1801 California Street 
      Suite 1210 
      Denver, CO  80202 
      USA 
    
      Email: paul.lumlung@qwest.com 
    
    
     Nicholas S. Costantino 
     Soleo Communications, Inc. 
     300 Willowbrook Drive 
     Fairport, NY 14450 
    
     Email: ncostantino@soleocommunications.com 
    
    
     Chris Blackwell 
     Verizon 
     1000 Century Tel Dr 
     Room 115 
     Wentzville, MO 63385 
    
     Email: chris.blackwell@verizon.com 
    
     Jim Mellinger 
     Verizon 
     7979 N Beltline Rd 
     Irving, TX 75063 
    
     Email: james.j.mellinger@verizon.com 
    
     D. E. Scott
     VoltDelta 
     2401 N. Glassell St.
     Orange, CA  92865-2705 

     Email: dscott@voltdelta.com 
    

   Intellectual Property Statement 
 
 
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   The IETF takes no position regarding the validity or scope of any 
   Intellectual Property Rights or other rights that might be claimed 
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   in this document or the extent to which any license under such 
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