INTERNET DRAFT                              Ali Boudani, Bernard Cousin
Expires: September 2004                             IRISA-France
                                                     March 2004

                        Simple Explicit Multicast (SEM)
                      <draft-boudani-simple-xcast-04.txt>


Status of this Memo

     This document is an Internet-Draft and is in full conformance with
     all provisions of Section 10 of RFC2026.

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Abstract

     In this document, we propose a new multicast protocol called SEM
     (Simple Explicit Multicast) or simple Xcast. This protocol uses an
     efficient method to construct the multicast tree and deliver
     multicast packets. In order to construct the multicast tree, this
     protocol uses the same mechanism as Xcast+.
     For the delivery of multicast packets it uses the mechanism
     of branching routers similar to the mechanism used in REUNITE I
     and REUNITE II.

Table of Contents:

     1. Introduction
     1.1 Terminology
     2. SEM Overview
     3. Control Plane in SEM
     3.1 Receiver Considerations
     3.2 Router Considerations
     3.3 Sender Considerations
     4. SEM messages
     4.1 Encoding for SEM BRANCH messages
     4.2 PREVIOUS_BRANCH
     5. Packet format in SEM
     6. comparison between ISM, SSM, Xcast, Xcast+, REUNITEII and SEM
     6.1 Differences between Xcast+, REUNITE and SEM
     6.2 Cost Analysis of ISM, SSM, Xcast, Xcast+, REUNITE and SEM
     6.3  Limitations of Xcast protocol



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     7. Applicability and Other Considerations
     8. Acknowledgments
     9. Appendices
     9.1 Appendix I: Explicit Multicast Using MPLS
     9.2 Appendix II: Manager Router to Construct The Multicast Tree
     References

1. Introduction

     Recently several multicast mechanisms were proposed that scale
     better with the number of multicast sessions than traditional
     multicast does[5].
     Explicit Multicast (Xcast)[1] is a newly proposed multicast scheme
     to support a very large number of small multicast groups. Xcast+
     [2] is an enhanced scheme for the support of receiver initiated
     join in explicit multicast which complements the existing Xcast.
     This is achieved by adding an IGMP join at receiver side and
     sending the join request through source-specific join to the sender,
     and then by explicitly encoding the list of addresses of the
     multicast routers, instead of receiver addresses.
     Xcast+ encoding of the destination list in IPv4 and IPv6 are the
     same as Xcast. Whereas Xcast can support a very large number of
     small multicast groups, Xcast+ can support a very large number of
     medium size multicast groups.
     In all the newly proposed protocols the source knows the addresses
     of all the destinations before sending packets.
     We think that when having medium group size the header processing
     in every router for all packets traveling from the source to the
     destinations is very expensive.
     This document describes a new protocol called Simple Explicit
     Multicast (SEM) which is an efficient method to construct and
     forward multicast packets.
     In order to construct the multicast tree, it uses the same
     mechanism of Xcast+. Instead, for multicast packets delivery,
     it uses the branching routers mechanism similar to that used in
     REUNITE II[4]. Packets will be travel from a branching router
     to another following the tree that have been constructed by a
     control plane that uses the Xcast+ mechanism.
     Using SEM will result in the following benefits :

     -    From the viewpoint of receivers, procedures in the control
          plane are the same to existing ISM and SSM[7, 8] schemes.
          Therefore, SEM receivers do not need to use additional
          control to join in SEM session. This means that the control
          plane of SEM is compatible with the existing ISM and SSM.
          A receiver that is an IGMP capable host does not need to be
          a SEM capable host.

     -    There can be an increase of the number of receivers, which
          means Simple Xcast can support larger size number of
          members compared to that of existing Xcast and Xcast+.
          Comparing with Xcast and Xcast+, the packet header




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         processing in SEM is minimized and thus, SEM can support
          larger size number of members.

     -    Similar to ALM (Application Level Multicast) and Overlay
          Multicast schemes, SEM supports both multicast and unicast,
          where multicast is used in sub-net and unicast is used between
          branching routers. Therefore, this will result in a more
          efficient and scalable mechanism that allow to increase the
          number of receivers in a sub-net.

     -    When the scalability in ISM schemes is considered, one of the
          main issues may be complexity of multicast tree construction
          between multicast routers on Internet backbone. Because SEM
          uses the multicast scheme in a sub-net level only (the use of
          the multicast address is so simple in all other cases) ,
          deployment and management are easy and simple, even if
          multicast scheme is used.

     -    This protocol facilitates the use of MPLS to ensure multicast
          traffic engineering.(see appendix I)

     Note - SEM means the support of receiver initiated IGMP join
     and leave messages, the use of encoded address of the multicast
     routers in messages used for constructing the multicast tree, and
     the use of a new message containing the next and the previous hop
     branching router addresses. Previous hop branching router is the
     router that has sent the message.

1.1. Terminology

     The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
     "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in
     this document are to be interpreted as described in RFC 2119.

     In addition, this document frequently uses the following terms:

          ISM        Internet Standard Multicast
          SEM        Simple Explicit Multicast
          SSM        Source Specific Multicast
          Xcast      Explicit Multicast
          Xcast+     Explicit Multicast extension
          Standard multicast address
                     Multicast address which is used in ISM and SSM
          Source-specific join
                     A join to be sent to sender from mulicast
                     sub-net router
                     It does not mean the source-specific join of
                     PIM-SSM

2. SEM Overview

     In SEM, a receiver (like in Xcast+) initiates IGMP join message




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     (Current version of IGMP, IGMPv3[9] can support join of (S, G)).
     When a multicast router receives the request, it sends source-
     specific join to the sender.
     The sender keeps track of the addresses of routers that send
     source-specific join messages in the multicast session.
     The sender encodes the list of router addresses in a BRANCH
     message. The role of the BRANCH message is to determine routers
     acting as branching routers in the multicast tree.
     Branching router in SEM mean a router where a packet arrive in an
     interface and should be forward to multiple interfaces
     (according to the next hop toward the destination routers).
     The sender router parses the header, partitions the destinations
     based on each destination's next hop, and send the BRANCH
     message to each of the next hops.
     These procedures comply with the data plane for existing Xcast+
     (encoding the addresses of multicast routers in the data packets,
      instead of addresses of receivers).

     For example, suppose that B, C, D, E, F and G are trying to receive
     packets distributed from A in Figure 1 below:


                                B
                               /
                              R4 -- C
                             /                    D
                            /                    /
      A --- R1 --- R2 --- R3                    R8 -- E
                            \                  / \
                             \                /   F
                              R5 --- R6 --- R7
                                              \
                                               \
                                                R9 -- G

                                  Figure 1

     This is accomplished as follows:

     B, C, D, E, F and G initiate IGMP join. When R4, R8 and R9 receive
     the IGMP request, they send source-specific join to A. A sends a
     BRANCH message with the list of multicast routers (R4, R8 and R9) in
     its SEM header to the first router, R1.
     SEM encoding of the destination list in IPv4 and IPv6 are the
     same as Xcast+.
     The BRANCH message is encoded like following:

                [IP header | SEM header]
     where IP header contains the source address S and the group
     address G and SEM header contains the list of all destination
     routers and the address of the previous hop branching router.
     Therefore, ignoring details, the BRANCH message that A sends to




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     R1 looks like following:

     [ src = A | group address = G | dest = R4 R8 R9
       | previous hop branching router]

     (note that previous hop branching router initial value is the
     source address S itself).
     When R1 receives this packet, it needs to properly process the
     SEM header of BRANCH message. The processing that a router
     does on receiving one of these BRANCH messages is as follow:
     At each router in the path to the destinations, the router checks
     if it is a branching router for the group (it is a branching
     router if there are different next hops for the destinations
     encoded in SEM header of BRANCH message).
     If all destinations have the same next hop then the router is
     not a branching node and no further action is taken and the
     same BRANCH message is forwarded to the unique next hop that
     has been calculated. If it is not the case and there are
     multiple next hops for the destinations, then an entry is
     created at the router indicating that the router is a
     branching router.
     The entry created at the router contains the source address, the
     multicast address for the group and the list of unicast addresses
     for next hop branching routers(the list is empty at the beginning).
     Then the router should send the BRANCH message to each of the
     next hop branching routers. The same analysis is repeated at
     each branching router.
     When a router discovers that it is a branching router (it discovers
     that because an entry will be created), it replaces the previous
     hop branching router field in the BRANCH message with its proper
     address before re-sending the BRANCH message.
     It also sends a PREVIOUS_BRANCH message to the router that its
     address figure in previous hop branching router field in the
     BRANCH message.
     The PREVIOUS_BRANCH message received by the previous hop
     branching router will update the null list at the corresponding
     entry (S,G) with the address of the next hop branching router
     (it can be extracted from IP header of the message).
     If an address to a next hop branching router already exists at
     the entry then the list should be simply updated and the new
     address should be added. (for an optimization issue, the
     PREVIOUS_BRANCH message will not be generated if there is no
     changing in the corresponding entry).
     At the end of this operation, we will obtain a path to each
     destination router using the next hop branching router
     addresses.
     A BRANCH message is sent periodically to ensure the maintenance
     of the tree. A timer is associated with the group entry at the
     source. If a new join message arrived, then a new BRANCH message
     should be sent and the timer is set to zero.
     It should be noted that another method is to send a BRANCH
     message containing only the router who sent the last join




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     message. In that case, the entries in the branching routers may
     not change.
     The result of this tree maintenance is that in each branching
     router an entry corresponding to each group exist. this
     entry contains the previous and the next hop branching router
     for that router.
     When the source wants to send a packet to a group, the G entry is
     examined. The packet is forwarded directly to the next hop
     branching routers in the G entry. The packet is unicast to the
     next hop branching router with a payload containing the G
     address(see section 5).
     When the subsequent branching routers receive the packet, the
     same operation is repeated.
     So if the router receiving the packet is not the next hop
     branching router for that packet then it forwards the packet
     in unicast to the specific next hop branching router.
     When the packet arrives at the router in the destination field,
     (to its next hop branching router), it will be then replicated
     and sent to each router the next ho branching routers (their
     addresses figure in the G entry).
     When the packet arrives to the last destination routers, then
     packet destination field should be replaced with the G address
     to ensure that it will be delivered through multicast to all
     receivers in the sub-net.

     When a router discovers that there is no receivers, for a group
     in its directly connected sub-net, who wants to receive packets
     from the the source S, it will send a leave message toward the
     source for the group. A new BRANCH message is generated.

     For the use of MPLS : a previous hop branching router in each
     entry can be added.
     The construction of MPLS LSP should be deduced from the entries.
     This is FFS.


3. Control Plane in SEM

     In SEM, a standard multicast address is used to identify a
     multicast session. A sender creates and advertises a multicast
     session with standard multicast address. In order to identify
     SEM session easily, compared with ISM sessions, special multicast
     address range (e.g., similar with the SSM address range, 232/8)
     can be used. And thus, advertisement method using web pages will
     be useful. These allocations of SEM multicast addresses and the
     advertisement method of SEM multicast session are outside the
     scope of this document.

     Figure 2 describes the whole control plane for SEM.


              +-----------+  Receiver




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            | IGMPv3 app|                     Source Discovery
        ---------------------------------------------------------------
              |  IGMPv3   |                     IGMPv3 Host Reporting
              +-----------+
                    |  source-specific host report (S, G)
                    |
        --------------------------------------------------------------
                    v
              +-----------+   SEM Capable Router
              |  IGMPv3   |                     IGMPv3 Querier
        --------------------------------------------------------------
              |  Unicast  |                     Unicast Routing
              +-----------+
                    |  source-specific join (S, G)
                   ... and
                    |  source-specific leave (S, G)
                    |
                    v
              +-----------+  SEM Capable Sender
              |  Unicast  |
              +-----------+

                      Figure 2 Control plane for SEM


3.1. Receiver Considerations

     In SEM, like Xcast+, receivers send IGMP join (or leave) to their
     multicast router in their sub-net they in order to receive SEM
     packets, and then the join requests are sent through source-
     specific join to the sender. It is necessary for receivers to know
     the address of the sender. Current version of IGMP, IGMPv3 can
     support source discovery and source-
     specific host membership report. In addition, IGMPv3 leave
     operation is also applicable to leave a multicast session
     dynamically.  That is, SEM receivers don't need to use
     additional control to join or to leave a SEM session.
     A receiver that is an IGMPv3 capable host does not require
     modifications to be an SEM capable host. So,this requirement
     for receivers can be easily achieved.


3.2. Router Considerations

     In SEM, the router that receives the source-specific IGMP host
     membership report (S, G) sends source-specific join (S, G) to the
     sender. Unlike source-specific join of PIM-SSM, the join message
     is sent to the sender directly with unicast address using unicast
     routing,so intermediate routers don't need to keep the state
     information of the multicast session (S, G).
     The sender obtains the addresses of multicast routers that receive
     source-specific IGMP host membership report for multicast session




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     (S, G) from the source-specific joins of SEM.
     Of course, SEM scheme is extended from Xcast+ and REUNITE II, so
     all routers on the unicast path between multicast senders and
     receivers MUST be a SEM capable router to process and forward
     SEM packets.

     Each SEM router should be capable to process BRANCH and
     PREVIOUS_BRANCH messages. It should also be capable  to create and
     update group entries.

3.3. Sender Considerations

     In SEM, when a sender receives a source-specific join (S, G), it
     encodes SEM header of the BRANCH message including addresses
     of routers that have sent source-specific join (S, G). These
     router addresses are extracted from source addresses of the
     source-specific join (S, G) packets.
     Encoding method is very similar to that described in Xcast+.
     Unlike receivers, a sender MUST be SEM capable host.
     Also when the sender transmits a packet to a group G, the
     destination of the packet is the corresponding G entry next hop
     routers.
     It should be noted that the sender keep the information about
     the group in an entry that contain the group address and the
     addresses of all destinations.


4. SEM messages

4.1. BRANCH message

     When the sender receives join messages, the sender explicitly
     encodes the list of addresses of the multicast routers that
     have received source-specific IGMP host membership report in
     a BRANCH message.
     The source address field of the IP header contains the address
     of the sender. The destination address field carries the
     standard multicast address.
     The list of destinations will be encoded in a separate header.
     the SEM header contains also the previous hop branching router
     field (with initial value the source address S).
     The IP header will carry the protocol number PROTO_SEM.
     Like Xcast+, however, sender explicitly encodes the list of
     addresses of the multicast routers that have sent source-
     specific join message in SEM header.


4.2. PREVIOUS_BRANCH message

     The PREVIOUS_BRANCH is a SEM message sent by a branching router
     to its previous hop branching router. It is used to inform the
     the previous hop branching router about the the next hop




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     branching router.(the next hop branching router router is the
     one who sent the message).
     When receiving this message the entry corresponding to the
     group with G address is modified. The entry is updated with the
     address of the next hop branching router.
     This message contain the IP header (the source is the router it
     self and the destination is the previous branch router). The
     SEM header of the message contains only the G address.


5. SEM Packet format

     Each SEM packet is as follow:

       [ IP header | Group address | Transport header | Payload ]

    The IP header contains the source address and the destination
    address of the next hop branch router.
    Join and leave messages could be normal SSM join and leave
    messages. Thus, in order to not make confusion between SSM
    and SEM, an interval of addresses could specified to be
    used only with SEM protocol.

6.  comparison between ISM, SSM, Xcast, Xcast+, REUNITEII and SEM

6.1. Differences between Xcast+, REUNITE and SEM

     The major difference between Xcast+ and SEM is that Xcast+ encodes
     the list of destinations in each packet while SEM uses this
     mechanism only with the BRANCH message.
     In both protocols the packet will follow the unicast path between
     the sender and the destination but in SEM the packet will
     follow a unicast path between branching routers. This seems a
     good solution in order to optimize the header processing in
     every router.
     REUNITE II uses branching routers also like SEM but there are
     some differences between the two protocols.
     SEM uses a multicast address to identify a group of destinations.
     The sender will be able to provide statistics about the
     destinations. In REUNITE the sender will not be aware about
     the receivers. It knows only about the first receiver if
     the next hop router for all receivers is the same.
     In REUNITE, when the first router that already joined a group
     want to leave the group, the tree maintenance will be very
     complex.
     In comparison there are larger number of control messages
     with REUNITE than SEM.
     In REUNITE, once the tree is constructed, the packets will
     follow an explicit path from the sender to all destinations.
     It is not the case with SEM, where the packets should
     follow only the unicast paths from a branching router to another.
     The join message in SEM is not periodic like in REUNITE. Note




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     that if routing is asymmetric, even subsequent refresh join
     messages can trigger BRANCH messages in REUNITE. That is not
     the case in SEM.
     Finally, since SEM uses the multicast addresses, The control
     plane of SEM is compatible with the existing ISM and SSM.

     The Join and leave latency still a major problem with SEM. While
     Xcast did not specify any control plane it suggested that
     using SIP protocol[6] can be integrated as a flexible control
     plane protocol. Xcast+ has introduced the IGMP model and
     Source specific join and leave for the receiving routers.
     We used the same join and leave messages in SEM.
     Note that if routing is asymmetric, the same limitations figure
     with REUNITE also.
     This limitations figure because we think that the source
     should be always aware about the unicast address for every
     destination. By this way the leave and join messages should
     reach the source and not only the multicast tree.

6.2. Cost Analysis of ISM, SSM, Xcast, Xcast+, REUNITEII and SEM

     Costs of ISM, SSM, Xcast, Xcast+, REUNITE II and SEM
     schemes can be summarized as described in Table 1. As a
     result of analysis, while SEM has some control plane
     overhead compared to Xcast and Xcast+, its cost of packet
     header processing is minimized.
     While REUNITE has some advantages, it has a higher protocol
     complexity and larger number of control messages.

6.3  Limitations of Xcast protocol

     Two major limitations to the Xcast (Xcast+) protocol are:

     1- When a receiver leaves the group, it sends an IGMP leave message
     to the source S. S eliminates the receiver address and further
     packets will not be sent to this receiver. Meanwhile all packets
     sent (during the transition period) by the source with the list
     containing the receiver address will be received by the receiver
     which will drop it. SEM resolves this problem since further packets
     contains only the branching nodes addresses.

     2- Xcast packets can not be fragmented: If a router need to
     fragment an Xcast packet, Data may be loosed since fragmented
     Xcast packets may be not treated by subsequent (or the router
     itself) as Xcast packets. SEM does not need to fragment packets,
     since it will be treated exactly as TCP or UDP packets. But routers
     may need to fragment the branch message. This issue is left for
     further study (see appendix II).

7. Applicability and Other Considerations

   The application areas for SEM include conferences, multi-player




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     games, collaborative working, etc., in light of the number of
     members, however, SEM is very efficient and more scalable and
     simple than other protocols.


         Table 1 Cost Analysis of ISM, SSM, Xcast and Xcast+

    +----------------------+-----+-----+-----+------+-----+---+
    |                      | ISM | SSM |Xcast|Xcast+|REUN.|SEM|
    +----------------------+-----+-----+-----+------+-----+---+
    | Multicast            |  h  |  m  |  n  |  m   |  l  | m |
    | Address Allocation   |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---+
    | Multicast Routing    |  h  | h/m |  l  |  l   |  l  | l |
    | State Management     |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---+
    | Control              |  h  | h/m |  n  |  m   |  m  | l |
    | Overhead             |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---|
    | Overhead by Increase |  l  |  l  |  h  |  l   |  l  | l |
    | of Receivers         |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---+
    | Extra Header         |  1  |  l  |  h  | h/m  |  n  | l |
    | Processing Overhead  |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---+
    | Deployment           |  h  |  m  |  l  |  l   |  l  | l |
    |                      |     |     |     |      |     |   |
    +----------------------+-----+-----+-----+------+-----+---+
    | Join and Leave       |     |     |     |      |     |   |
    | Latency              |  m  |  l  |  h  |  h   |  m  | h |
    +----------------------+-----+-----+-----+------+-----+---+
                                                     h: high
                                                  m : medium
                                             l : low or none
                                          n : not applicable
8. Acknowledgments

   The SEM protocol draws on a variety of prior work on alternative
   approaches to IP multicast, including the Xcast[1], Xcast+[2],
   REUNITE[3,4,5].

9. Appendices

9.1 Appendix I: Explicit Multicast Using MPLS

   It is quite clear that having a previous hop and next hop in
   each branching routers all the path from a sender to the
   destinations will be the first step to MPLS multicast traffic
   engineering. Once the tree is constructed, the sender will
   know the egress routers and also the receivers will know
   about the ingress router (witch is the sender).
   When a multicast packet arrives at the root of an MPLS multicast




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   tree (the sender), an MPLS label is imposed to the packet. Then
   at the subsequent hops, the LSR looks up the forwarding table
   with the incoming label, finds out all the downstream routers and
   corresponding outgoing labels, makes the duplications, and
   forwards them to the downstream routers with the outgoing
   labels. The branching routers should act as the LSRs for the MPLS
   domain.
   It should be noted that we are not supposing that MPLS will be
   introduced just to serve multicasting.
   We are supposing that MPLS will be widely used for unicast and thus
   it will be normal, since it will exist anyway, to be used for
   multicast routing at the same networks.

9.2 Appendix II: Manager Router to Construct The Multicast Tree

   In [10], we proposed a novel approach to construct multicast trees in
   MPLS networks. We used a special router called NIMS (Network
   Information Manager System) as a core router that receive join and
   leave messages from all destinations. This NIMS will calculate the

   multicast tree and then send branch messages to branching node
   routers. MPLS tunnels will be use for multicast traffic between
   branching node routers.
   The NIMS scheme could be used also in SEM.
   All join and leave messages could be sent to the NIMS and then this
   router will calculate the tree and determine the multicast branching
   node routers. This procedure permanently used to keep the tree
   maintenance.

References


[1]  R. Boivie et al., Explicit Multicast (Xcast) Basic Specification,
     <draft-ooms-xcast-basic-spec-00.txt>, 2000.

[2]  M. Shin et al., Explicit Multicast (Xcast+) Supporting Initiated
     Join, <draft-shin-xcast-reciever-join-00.txt>, 2001

[3]  I. Stoica, et al., "REUNITE: A recursive Unicast Approach to
     Multicast", http://www.ieee-infocom.org/2000/papers/613.ps.

[4]  I. Stoica and al., REUNITE: A Recursive Unicast Approach to
        Multicast, Tech. Rep., Carnegie Mellon University, Dec. 1999,
        http://www.cs.cmu.edu/~hzhang/multicast/

[5]  D. Ooms, Taxonomy of xcast/sgm proposals, <www.alcatel.com/xcast
     /draft-ooms-xcast-taxonomy-00.txt>, 2000

[6]  B. Van Doorselaer et al., SIP for the establishment of xcast-based
     multiparty conferences, <draft-van-doorselaer-sip-xcast-00.txt>,
     2000
[7]  H. Holbrook and B. Cain, Source-Specific Multicast for IP, <draft-




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INTERNET-DRAFT        Simple Explicit Multicast (SEM)          March 2004


     ietf-holbrook-ssm-arch-00.txt>, 2000

[8]  S. Bhattacharyya et al., A Framework for Source-Specific IP
     Multicast Deployment, <draft-bhattach-pim-ssm-00.txt>, 2000

[9]  H. Holbrook and B. Cain, Using IGMPv3 for Source Specific
     Multicast, <draft-holbrook-idmr-igmpv3-ssm-00.txt>, 2000

[10] A. Boudani and B. Cousin, An effective Solution for Multicast
     Scalability: The MPLS Multicast Tree (MMT),<draft-boudani-mpls-
     multicast-tree-00.txt>, 2001

Authors Addresses

  Ali Boudani
  IRISA/INRIA Rennes
  Campus Universitaire de Beaulieu
  Avenue du General Leclerc 35042 Rennes France
  Phone : (33) 02 99 84 25 37
  Fax : (33) 02 99 84 25 29
  E-mail : aboudani@irisa.fr

  Bernard Cousin
  IRISA/INRIA Rennes
  Campus Universitaire de Beaulieu
  Avenue du General Leclerc 35042 Rennes France
  Phone : (33) 02 99 84 73 33
  Fax : (33) 02 99 84 71 71
  E-mail : bcousin@irisa.fr


 Expiration Date:  September 2004