Internet Engineering Task Force INTERNET-DRAFT Expires March 2003 Standardized caching of dynamic web content by Brent Baccala draft-baccala-dynamic-content-caching-00.txt August, 2002 This document is an Internet-Draft and is subject to all provisions of Section 10 of RFC2026. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/1id-abstracts.html The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html ABSTRACT Summarizes the present state of web caching technology. Points out the need for caching dynamic web sites, and the inadequacy of present caching technology for anything but static sites. Proposes the adoption of Java servlets, cryptographically signed Web Application Archives (WARs), and LDAP as standards for dynamic web caching, using an expanded interpretation of existing DNS standards to locate and authenticate cached information. Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 2 The World Wide Web (WWW), probably the most successful networking technology of the 1990s, provides a global graphical user interface (GUI) that presently dominates the Internet. The current design of the web has an overwhelming advantage over older connection-oriented protocols such as TELNET or X Windows. The web is data-oriented, not connection-oriented, or is at least more so than conventional protocols. A web page is completely defined by a block of HTML, which is downloaded in a single operation. Highlighting of links, typing into fill-in forms, scrolling - all are handled locally by the client. Rather than requiring a connection to remain open to communicate mouse and keyboard events back to the server, the entire behavior of the page is described in the HTML. The advent of web caches changes this paradigm subtly, but significantly. In a cached environment, the primitive operation in displaying a web page is no longer an end-to-end connection to the web server, but the delivery of a named block of data, specifically the HTML source code of a web page, identified by its URL. The presence of a particular DNS name in the URL does not imply that a connection will be made to that host to complete the request. If a local cache has a copy of the URL, typically because it was requested and retrieved earlier, it will simply be delivered, without any wide area operations. Only if the required data is missing from the local caches will wide area network connections be opened to retrieve the data. Generally, caches store content based on the URLs, and sometimes use inter-cache protocols such as ICP to communicate to other caches which URLs they possess. A variant on this scheme is the web replica, in which an entire web site, or some logical subsection of one, is duplicated elsewhere. Experience with web caches demonstrates that they provide several benefits. First, the bandwidth requirements of a heavily cached, data-oriented network is much less than an uncached, connection-oriented network. A cached copy of a web page, stored anywhere on the network, works as well as the original. As the network becomes more heavily cached, fewer and more localized connections are required to carry out various operations, reducing overall network load. Furthermore, cached or replicated web sites are more fault-tolerant, since their data can still be accessed even if the origin server fails or the network becomes partitioned. A general consensus seems to exist that caching improves network performance; more widespread adoption of web caching has been limited by technical challenges. One of the greatest of these challenges is caching dynamic content, that is, pages generated by software as they are requested, such as response pages to search requests. Presently, web caching protocols provide means for including meta information, in either HTTP or HTML, that inhibits caching on dynamic pages, and thus forces a connection back to the origin server. While this works, it negates the advantages of caching. To maintain the flexibility of dynamic content in a cached network, we need to lose the end-to-end connection Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 3 requirement and this seems to imply caching the programs that generate the dynamic web pages. While cryptographic techniques for verifying the integrity of data have been developed and are increasingly widely deployed, no techniques are known for verifying the integrity of program execution on an untrusted host, such as a web cache. Barring a technological breakthrough, it seems impossible for a cache to reliably run the programs required to generate dynamic content. The only remaining solution is to cache the programs themselves (in the form of data), and let the clients run the programs and generate the dynamic content themselves. Thus, what's needed is a standard for transporting and storing programs in the form of data. A closely related problem arises when replicating a web site. A significant hurdle for building web replicas is the lack of a standard to deliver the executable components that underlay dynamic content. While scripting languages such as Perl and Python are readily available, installing a web replica almost invariably requires tweaking configuration files and downloading various additional packages needed by the scripts. Without a standard for dynamic content, there is simply no way to automatically replicate a web site, unless its content is completely static. Also, running a Perl script typically provides little in the way of security. Either the script must be carefully reviewed by the installer, or the author must simply be trusted. Java "servlets" are a step in the right direction, since they provide a CGI-type capability that enables a web cache to present dynamic content without a connection to the origin server. Since they are Java-based, they provide solutions to the security issues that surround something like Perl. Java's security model provides the tools to limit servlet access to the host system. This allows a cached servlet to reference a collection of Java classes it needs for proper operation, and have them loaded automatically without the need of manual intervention. Part of the Java servlet specification is WAR (Web Application Archive), an extension to JAR that provides Java servlets, HTML and JSP pages, and XML meta data all packaged up into a single archive file to provide a "web application". In the current implementation, the server administrator "installs" the WAR at a particular URL by loading it onto a Java servlet-enabled web server. If the WAR format were altered slightly to include, perhaps in the XML meta data, a "master" URL, and the servlet-enabled web server were to function more as a proxy, handling requests locally if it possessed a valid WAR, passing them along otherwise, this would be a big step in the right direction. Ultimately, though, to get away from having to trust a proxy to execute WAR content, the client has to execute the content itself. Servers and caches should eventually do nothing but hand out data, and the responsibly for executing it should fall exclusively to the client, not the cache. For the time being, using a local, trusted cache will enable experimentation with these ideas without changing client implementations. Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 4 Using WARs for application caching, instead of the manual installation of applications that they were originally designed for, presents some challenges. In addition to adding XML entries to the WAR to specify the base URL, additional entries may be needed to specify a time interval for which the WAR is valid, as well as whether an outdated WAR can continue to be used if a more recent one can't be retrieved. Furthermore, Java servlets typically run with a fairly trusted security model. A more restricted security environment should be used for cached WARs downloaded from foreign web sites. Also, provisions should be made for incremental updating of the WAR, since only a portion of a large archive may change in an update. Although protocols such as rsync have been developed to incrementally update files, they have limitations. Rsync depends on changes being localized within the file. Files with small changes spread widely across them, such as search engine indices, don't update well using rsync, suggesting that something more flexible would be preferred. Since the WAR is already Java-based, perhaps specifying Java classes, or pointers to Java classes, in the WAR for performing incremental WAR updates would provide a powerful mechanism for tailoring the update mechanism to the type of files contained in the archive. Perhaps many of these functions, like deciding the validity of a WAR, should be specified via Java classes, for maximum flexibility. Security and authentication are major concerns, especially in a cached environment. In this case, some protocols exist to provide authentication services, yet have many outstanding issues. Some are not widely deployed - DNS key services, for example. The most widely deployed solution - X.509 certificates - has been priced and managed into a realm when only e-business sites can realistically justify their costs. Web security can't be just for those who can and will shell out hundreds of dollars for certificates that keep expiring. In a heavily cached environment, it's easier than ever to spoof somebody's URLs, and X.509-based authentication needs to be in place for 99% of the net's web sites, not 1% of them. Standards exist for storing public keys in DNS (KEY and CERT resource records), which can be used to validate signed JAR/WAR files. For more rapid response time, the Range: header could be used to retrieve first the WAR file's table of contents, then the compressed data of the particular URL, resulting in a retrieval time comparable to straight HTTP, ignoring the search time required to find the cache item to begin with and the compilation/startup time of any dynamic code (both of which may be significant). Of course, in addition to such a "partial retrieval", a cache could do a "full retrieval", obtaining the entire packaged WAR and begin sharing it with other caches. The decision of how to choose between partial and full retrieval is left "for further study", in other words, the user has to make those decisions manually until we figure it out better. Napster has demonstrated that letting the users make caching decisions manually is workable, so long as the cache items are reasonably sized Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 5 (not too large or too small) and well labeled. A major choice remains, that of the search protocol to find the cached WARs. Mainstream caching research tends to largely ignore the most successful example of a cached network service - Napster and its various spinoffs, most notably Gnutella, which seem to go by the buzzword peer-to-peer file sharing, or P2P. For example, RFC 3040, "Internet Web Replication and Caching Taxonomy", a January 2001 document discussing "protocols, both open and proprietary, employed in web replication and caching today," never mentions the word "Napster". Since peer-to-peer was designed to share music and not HTML documents, the oversight can be forgiven, but this point needs to be made and made strongly - Napster, Gnutella, and friends _are_ caching services, and by far the most successful ones built to date. Peer-to-peer seems to be the way to go. The legal problems of Napster and the highly critical reception of the technical community to Gnutella suggest against either of these protocols. At present, LDAP seems the best choice, due to its maturity as a protocol, the widespread availability of both client and server implementations, and its straightforward application to the problem at hand. The only serious issue surrounding LDAP is the lack of a standardized means for server location in a P2P environment, the critical issue swirling around Gnutella. I suggest dealing with both the security issues and the P2P server location issue through a simple solution: assume the correct operation of DNS even in the face of server failure. This allows site administrators to use resource records to specify both a set of LDAP servers to search for WARs, as well as cryptographic keys to verify the contents of those WARs once they are retrieved. Although this makes proper operation of a cached web site dependent on proper DNS operation, this should presently be a minor tradeoff, since proper web site operation is already based on DNS, and DNS had proven to be one of the most reliable of the Internet technologies. Thus, to enable dynamic web caching, as outlined in this document, a web server administrator should add two kinds of additional resource records to the web server's DNS records. First, a set of SRV records should specify a set of LDAP servers, any of which can be searched for the web site's WARs. These LDAP servers should form a replicated set, so that a response from any one of them should be considered a complete answer by a client. These servers may also allow arbitrary, unauthenticated web caches to add entries to the LDAP directory when they elect to cache one or more of a site's WARs. Since clients are expected to cryptographically verify a WAR upon retrieving it, allowing unauthenticated additions to an LDAP directory should not allow site spoofing, but a large number of bogus WAR entries could form the basis for a denial of service attack. A benefit of this proposal is that site administrators can select sets of LDAP servers based on their own policies. At least one set of publicly updatable, replicated, highly available LDAP servers should exist for the use of Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 6 small web sites without the capability to set up large replicated installations. The DNS SRV records in question can simply be the "_ldap._tcp" records mentioned as a example in RFC 2782. Thus, to specify LDAP servers for registering or searching WARs for "www.freesoft.org" URLs, DNS SRV records should be added for "_ldap._tcp.www.freesoft.org". In the case of the publicly available LDAP servers mentioned above, and other LDAP servers used by multiple web sites, careful consideration should be given to making the "_ldap._tcp" record a CNAME pointing to a set of SRV records, allowing the LDAP server administrators to modify the list of LDAP servers without requiring changes to every web site using the service. Furthermore, the use of "_ldap" for this new service may conflict with existing LDAP applications. Another name, perhaps "_webldap" might be a better choice. Another possibility would be to use both names, specifying that "_webldap" would take precedence over "_ldap" for this application, and the "_ldap" records would be used only if "_webldap" records did not exist. This would allow the Internet community to use "_webldap" if needed, expecting that this name would simply fall into disuse if only "_ldap" is really needed. Also, the web administrator will need to add at least one KEY record specifying a public key that must be used by clients to validate the integrity of a retrieved WAR. Due to the ease with which a bogus WAR could be registered with a public LDAP service, this is regarded as a critical step. The administrator must provide the KEY record and the client must validate it before trusting the WAR. Unsigned WARs are invalid and so are DNS entries without KEY records - both the SRV and KEY records must be present. Perhaps a CERT record would be a better choice than KEY, also, we need to consider how multiple KEY or CERT records should be handled by a client. So, for example, consider the "www.freesoft.org" web site, originally specified in DNS like this: $ORIGIN freesoft.org. www IN CNAME sparky.freesoft.org. sparky IN A 4.22.66.35 To add WAR-based caching of dynamic web content for this site, records similar to these should be added: www IN KEY --- public key goes here --- _ldap._tcp.www IN CNAME ldapsrv ldapsrv IN SRV 0 0 389 ldap1.freesoft.org. ldapsrv IN SRV 0 0 389 ldap2.freesoft.org. ldapsrv IN SRV 0 0 389 ldap3.freesoft.org. Retaining the original CNAME record would require moving the KEY record to "sparky", since CNAME records can't co-exist with other records. An alternative to retaining the original server Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 7 configuration would be to replace the "www" entries with A records pointing to a set of web caches. Thus, any legacy client trying to retrieve a page from this web site would be automatically directed to a web cache. It'd be convenient to specify a CNAME for "www" pointing to a set of A records for the web caches, but of course this would preclude a unique KEY record for the server. Perhaps the KEY record should appear on a unique name, such as "_key.www", specifically to permit this feature. The interaction of CNAME with the other resource records requires more consideration. RFC 2535 specifies the structure of KEY records, and recommends the assignment of new Protocol Octet values for new applications. If this proposal is adopted, IANA should assign a new Protocol Octet value for validation of dynamic web archives. A typical client request would follow these steps: 1. Client is configured to use a local web cache, or, attempts a standard retrieval and gets A records for web caches 2. Client sends request to web cache 3. Web cache does DNS lookup and gets KEY and SRV records 4. Web cache does LDAP search for the URL and gets a list of WAR directory entries, placed there by other (remote) web caches 5. Web cache picks an entry, contacts the remote cache using HTTP and either retrieves the entire WAR or just the parts it needs to serve the requested URL 6. Web cache validates that WAR was signed using the private key corresponding to the public key retrieved in the DNS KEY record, and recurses to step 5 (using a different remote cache) if not 7. If the cache elected to retrieve the entire WAR, it (subject to considerations like being behind a firewall) registers itself with one of the site's LDAP servers as possessing the WAR and being willing to serve it to other sites 7a LDAP servers replicate this information among themselves 8. Web cache runs the Java in the WAR to generate the dynamic web page and returns the result to the client Several other options present themselves. Perhaps the LDAP directory should include entries for web caches willing to run the Java and serve the dynamic pages themselves, though this would be present a security risk since those caches might be untrusted by either client or server. Perhaps provision could be made for the server to issue X.509 certificates certifying certain web caches as trusted. Perhaps the user should be prompted before embarking on the potentially time Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 8 consuming process of retrieving and locally processing a WAR. Finally, the functionally of a "locally trusted cache" should ultimately be rolled into the client itself, which should retrieve and verify the integrity of the WAR before running the Java itself. In summary, I recommend the following steps: 1. Recognize the importance of data-oriented design, as opposed to connection-oriented design. Break the dependence on special server configurations and realize that the client has to do almost all the work in a scalable, cached, redundant web architecture. 2. Select standards for the network delivery of executable web content, and for packaging the contents of a web server into a single compressed archive. Java/WAR seems the most likely current candidate. 3. Develop an LDAP schema for registering WARs, and for searching the registrations to find the WARs matching a particular URL. 4. Extend the WAR specification to include root URL, Java classes for determining lifespan of WAR, performing incremental updates, and other identified needs. Specify the security environment in which these "foreign" WARs will operate. 5. Extend Squid to support the algorithm outlined above. Alternately, extend Apache Tomcat to function as a web cache, with similar features. The caching scheme outlined above is far from perfect. In my essay "Data-oriented networking" I discuss more long-term prospects. However, the current proposal has several key advantages: it can be deploying using existing technology; it requires no client-side changes or client-visible protocol updates; it allows web sites to easily opt in so long as one public set of LDAP servers and/or trusted caches are available; and it solves a pressing problem. Ultimately, the Internet is a work in progress, and its more technically savvy users are probably ready for a serious attempt at a working caching scheme for dynamic content. REFERENCES Data-oriented networking "Data-oriented networking", Brent Baccala, Internet Draft http://www.freesoft.org/Essays/data-networking/ Domain Name System (DNS) Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 9 Dozens of RFCs specify various aspects of DNS operation. Only those most pertinent to basic DNS operation, SRV records, and KEY/CERT records are listed here. RFC 1034 - Domain Names - Concepts and Facilities RFC 1035 - Domain Names - Implementation and Specification RFC 1912 - Common DNS Operational and Configuration Errors RFC 2535 - Domain Name System Security Extensions RFC 2536 - DSA KEYs and SIGs in the Domain Name System RFC 2538 - Storing Certificates in the Domain Name System RFC 2782 - A DNS RR for specifying the location of services (DNS SRV) RFC 3110 - RSA/SHA-1 SIGs and RSA KEYs in the Domain Name System Paul Vixie's Internet Software Consortium produces BIND, the most widely used (and freely available) DNS server http://www.isc.org/ Lightweight Directory Access Protocol (LDAP) RFC 2251 - LDAP v3 (protocol spec) RFC 2252 - LDAP v3 Attribute Syntax Definitions (schema spec) OpenLDAP is an actively developed (as of mid-2002) open source LDAP server, and C-based client library. Various client implementations exist for other languages, such as Perl http://www.openldap.org/ Rsync rsync is a program and protocol developed to incrementally update files that have only been slightly modified, by first transferring a set of MD5 digests that identify which parts of the file have been modified and only transferring those parts http://rsync.samba.org/ Java Java Virtual Machine (JVM) specification somewhere on http://java.sun.com/ Bill Venner's excellent Under the Hood series for JavaWorld is a better starting point than the spec for understanding JVM. He also has written a book - Inside the Java Virtual Machine (McGraw-Hill; ISBN 0-07-913248-0) Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 10 http://www.javaworld.com/columns/jw-hood-index.shtml Java 2 language reference somewhere on http://java.sun.com/ Java languages page (other languages that compile to Java VM) http://grunge.cs.tu-berlin.de/~tolk/vmlanguages.html Criticism of Java http://www.jwz.org/doc/java.html Java Servlets/WARs "Tomcat is the servlet container that is used in the official Reference Implementation for the Java Servlet and JavaServer Pages technologies." http://jakarta.apache.org/tomcat/ Java Servlets - server-side Java API (CGI-inspired; heavily HTTP-based) The Java servlet specification includes a chapter specifying the WAR (Web Application Archive) file format, an extension of ZIP/JAR http://java.sun.com/products/servlet/ Caching RFC 3040 - Internet Web Replication and Caching Taxonomy broad overview of caching technology RFC 2186 - Internet Cache Protocol (ICP), version 2 RFC 2187 - Application of ICP Squid software http://www.squid-cache.org/ NLANR web caching project http://www.ircache.net/ Various collections of resources for web caching http://www.web-cache.com/ http://www.web-caching.com/ http://www.caching.com/ IETF Web Intermediaries working group (webi) http://www.ietf.org/html.charters/OLD/web-charter.html IETF Web Replication and Caching working group (wrec) http://www.wrec.org/ RFC 3143 - Known HTTP Proxy/Caching problems Expires March 2003 draft-baccala-dynamic-content-caching-00.txt Page 11 Cache Array Routing Protocol (CARP) - used by Squid http://www.microsoft.com/Proxy/Guide/carpspec.asp http://www.microsoft.com/proxy/documents/CarpWP.exe RFC 2756 - Hypertext Caching Protocol (HTCP) - use by Squid Napster and its variants Napster, the original peer-to-peer file sharing service, has been fraught with legal difficulties, having recently entered bankruptcy http://www.napster.com/ Napster's protocol lives on, even if the service is dead. It's basically a centralized directory with distributed data http://opennap.sourceforge.net/ http://opennap.sourceforge.net/napster.txt Gnutella has emerged as the leading post-Napster protocol, employing both a distributed directory and distributed data http://www.gnutella.com/ http://www.gnutelladev.com/ http://www.darkridge.com/~jpr5/doc/gnutella.html Several popular clients use the Gnutella network and protocol http://www.morpheus-os.com/ http://www.limewire.org/ http://www.winmx.com/ Other proprietary peer-to-peer systems http://www.kazaa.com/ Other free peer-to-peer systems http://www.freenetproject.org/ Autor's information Brent Baccala baccala@freesoft.org Address comments to: dynamic-content-caching@freesoft.org Comments archived at: http://www.freesoft.org/Essays/dynamic-content-caching/