Internet DRAFT - draft-darshan-bau

draft-darshan-bau



                           draft-darshan-bau                      December 2005 
 
 
   SIPPING Working Group                                 
   Internet Draft                                              Darshan Bildikar 
   Document: draft-darshan-bau-00.txt                       Huawei Technologies 
                                                                  India Pvt Ltd.
                                                                      Bangalore 
                                                                          India 
                                                       
   Expires: July 2006                                              January 2006 
    
    
                   SIP Interface for Media Servers with BAU 
                            draft-darshan-bau-00 
    
    
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      Copyright Notice 
       
         Copyright (C) The Internet Society (2006). 
    
   Abstract 
       
      This document defines a mechanism that helps SIP entities leverage the 
      BAU packet cable specification to support simple IVR applications. It 
      builds upon [1] to add BAU [2] support in addition to the VXML support 
      that is already provided. 
 
 
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   Conventions used in this document 
       
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this 
   document are to be interpreted as described in RFC-2119 [i]. 
    
Table of Contents 
    
   1. Introduction...................................................2 
   2. Motivation for BAU SIP Interface...............................3 
   3. Terminology....................................................3 
   4. BAU Usage......................................................4 
      4.1 BAU Package Events.........................................4 
      4.2 BAU Package Variables......................................6 
   5. Formal Syntax..................................................7 
   6. SIP BAU Interface..............................................7 
      6.1 Session Setup..............................................8 
      6.2 Session Maintenance........................................9 
      6.3 Session Teardown..........................................11 
      6.4 Rejection.................................................11 
   7. Returning DTMF Digits.........................................11 
   8. IANA Considerations...........................................12 
   9. Security Considerations.......................................12 
   10. Author’s Addresses...........................................12 
   11. References...................................................12 
      11.1 Normative References.....................................13 
      11.2 Informative References...................................13 
   12. Intellectual Property Statement..............................13 
   13. Disclaimer of Validity.......................................14 
   14. Copyright Statement..........................................14 
   15. Acknowledgment...............................................14 
    
    
1. 
  Introduction 
    
   The NCS Packet Cable specification [2] BAU or Basic Audio Server, offers 
   standard way of performing typical media server functions like play, 
   record, DTMF detection and reporting. Many commercial media servers already 
   support the BAU package and this document attempts to standardize a SIP 
   interface that utilizes the BAU specification implemented by media servers. 
   The SIP interface described in this document derives from the mechanism 
   defined in [1] and helps SIP servers (like Application servers) to utilize 
   functionality such as audio variables, control of audio interruptibility, 
   digit buffer control, special key sequences and re-prompting during data 
   collection as defined in BAU specifications. 
    
    

 
 
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2. 
  Motivation for BAU SIP Interface 
    
   There is more than one standard method to invoke announcement services on 
   Media servers; a major one being VXML [1]. VXML is designed for creating 
   audio dialogs that feature synthesized speech, digitized audio, recognition 
   of spoken and DTMF input, recording of spoken input, telephony and mixed 
   initiative conversations etc. For applications that wish to use simple play 
   announcement and play and collect operations, VXML could be too "heavy" a 
   solution i.e. in terms of VXML fetch (VXML usually resides on a web server 
   and also could be dynamically generated) and VXML parsing.  
    
   BAU or Base Audio Server is an event package that is defined for MGCP / 
   Megaco and is described in the Packet Cable Audio Server Specification. 
   Though defined for MGCP it is targeted especially towards Media Servers. It 
   provides the standard IVR operations of Play Announcement, Play Collect and 
   Play Record.  
       
   MGCP along with SIP is a commonly used media server control protocol. There 
   are over 50 event packages that have been defined by the IETF/ITU for MGCP 
   / Megaco to provide bearer control functionality. All these packages have 
   been defined specifically for MGCP and not Media Servers. BAU, however, is 
   especially relevant to Media Servers. Though defined specifically for MGCP, 
   we feel it is sufficiently generic to extend to SIP. This reason for this 
   extension would be the simplicity of the specification along with the 
   performance gain it provides in that there is no VXML fetch and processing 
   required thus optimizing network and CPU utilization. 
    
   Note however that SIP-BAU is not intended as a replacement to VXML. It is 
   intended  for  use  in  environments  where  the  requirements  for  user 
   interaction in IVR are relatively simple and straightforward. It is 
   envisioned that Media Servers would provide both VXML and BAU SIP 
   interfaces to Control Agents wishing to initiate bearer and media control. 
    
    
3. 
  Terminology 
    
   Application Server: It hosts services It acts as a control agent for the 
   Media Server i.e. it negotiates and sets up SIP sessions between UA’s and 
   the media server.  
    
   Media Server: A device that provides functions such as play, collect   
   digits and record functions in IP networks. 
    
   Play and Collect: The mechanism of playing recorded announcements to an end 
   user and gathering user input in the form of dialed DTMF digits. 
    
   VXML: VoiceXML is a W3C standard designed for creating audio dialogs that 
   feature synthesized speech, digitized audio, recognition of spoken and DTMF 

 
 
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   key input, recording of spoken input, telephony, and mixed initiative 
   conversations.  
    
    
4. 
  BAU Usage 
    
    
4.1 
   BAU Package Events 
    
   The NCS specification defines certain parameters that can be used with the 
   BAU package. Presented below are some of the parameters along with 
   directions on mandatory parameters that need to be supported in order to 
   achieve inter operability and some that are optional which must be ignored 
   by the media server if not understood. 
    
   There are three sub packages defined for the BAU package namely pa play 
   announcement), pc (Play Announcement and Collect Digits) and pr (Play and 
   Record). 
    
   Presented in the table below is a list of all parameters that can be used 
   with any of the above packages. 
    
                                 BAU Parameters 
    
               +--------+------------------------+----+----+----+ 
               | Symbol | Definition             | PA | PC | PR | 
               +--------+------------------------+----+----+----+ 
               | an     | Announcement           | o  | f  | f  | 
               |        |                        |    |    |    | 
               | ap     | Append                 | f  | f  | o  | 
               |        |                        |    |    |    | 
               | cb     | Clear Digit Buffer     | f  | o  | o  | 
               |        |                        |    |    |    | 
               | dm     | Digit Map              | f  | f  | o  | 
               |        |                        |    |    |    | 
               | du     | Duration               | o  | f  | f  | 
               |        |                        |    |    |    | 
               | fdt    | First Digit Timer      | f  | o  | f  | 
               |        |                        |    |    |    | 
               | ip     | Initial Prompt         | f  | o  | o  | 
               |        |                        |    |    |    | 
               | idt    | Inter Digit Timer      | f  | f  | o  | 
               |        |                        |    |    |    | 
               | it     | Iterations             | o  | f  | f  | 
               |        |                        |    |    |    | 
               | iv     | Interval               | o  | f  | f  | 
               |        |                        |    |    |    | 
 
 
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               | na     | Number of Attempts     | f  | o  | o  | 
               |        |                        |    |    |    | 
               | ni     | Non Interruptible Play | f  | o  | o  | 
               |        |                        |    |    |    | 
               | rid    | Recording ID           | f  | f  | m  | 
               |        |                        |    |    |    | 
               | rlt    | Recording Length       | f  | f  | m  | 
               |        |                        |    |    |    | 
               | rsk    | Restart Key            | f  | o  | o  | 
               |        |                        |    |    |    | 
               | rtk    | Return Key             | f  | o  | o  | 
               +--------+------------------------+----+----+----+ 
    
                'o' - Optional, 'm' - Mandatory, 'f' - Forbidden 
    
   Note: The parameters mentioned above are an optimal subset of the 
   parameters in the BAU specification i.e. it is a minimal set of parameters 
   that MUST be supported in order to achieve inter operability between 
   different implementations. Other parameters defined in BAU CAN be supported 
   but MUST be ignored by media servers that do not understand them. 
    
   Announcement: The file name of the announcement to play. The assumption is 
   that the file is loaded in the media server as is generally the case.  
   Therefore this will typically be a local file URL but other URL schemes 
   (for example HTTP) can also be used. 
    
   Append: If set to true, the audio recording will append to any   existing 
   content in the Recording ID.  Valid values are "true" or "false. 
    
   Clear Digit Buffer: If set to true, it clears the digit buffer before   
   playing the announcement. Valid values are "true" or "false. 
    
   Digit Map: As specified in [4]. Valid digits are 0-9 and '#' and '*'. 
    
   Duration: The maximum duration of time to play a specified announcement.  
   Takes precedence over iteration and interval (interval specified in units 
   of 100 milliseconds). 
    
   First Digit Timer: The amount of time allowed for the user to enter the 
   first digit and is specified in 100's of milliseconds. Default is 50 (5 
   seconds). 
    
   Initial Prompt: The initial announcement prompting the user to enter DTMF 
   digits or speak. 
    
   Inter Digit Timer: The amount of time allowed for the user to enter a   
   digit when no alternative within the digit map has been matched. The timer 
   value is specified in 100's of milliseconds and the default value is 50 (5 
   seconds) 
 
 
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   Interval: The interval of silence to be inserted between iterative plays.  
   The interval of silence is specified in 100's of milliseconds and the 
   default value is 10 (1 second). 
    
   Iterations: The maximum number of times an announcement is to be played. -1 
   indicates that the announcement is to be repeated forever. The default 
   value is 1. 
    
   Number of attempts: The number of attempts the user is allowed to make 
   until a valid digit pattern has been entered/ announcement has been 
   recorded. 
    
   Non Interruptible Play: If set to true, the user needs to hear the   
   complete initial announcement before entering any digits / making a voice 
   recording.  Valid values are "true" or "false. 
    
   Recording ID: It is the URI to be assigned to the physical segment which is 
   to be recorded by the Play Record event. 
    
   Recording Length: The maximum allowable length of the recording and is 
   specified in 100's of milliseconds. -1 indicates no limit. 
    
   Restart Key: Defines a digit map that discards all collected input / 
   recording in progress and re-prompt the user with the original prompt. This 
   key is also referred to as the cancel character. 
    
   Return Key: Defines a digit map that returns the collected digits to the 
   Application Server.  This key is also referred to as the terminating 
   character. 
 
    
4.2 
   BAU Package Variables 
    
   Certain variable data can be played with the BAU package like date, time, 
   duration etc. The table below lists variable packages that MUST be 
   supported 
    
   +--------+--------+-------------------------------------------------+ 
   | Symbol | Sub    | Definition                                      | 
   |        | Type   |                                                 | 
   +--------+--------+-------------------------------------------------+ 
   | dat    | mdy    | Date in month-day-year format                   | 
   |        |        |                                                 | 
   | dat    | dym    | Date in day-year-month format                   | 
   |        |        |                                                 | 
   | dat    | ymd    | Date in year-month-day format                   | 
   |        |        |                                                 | 
   | dat    | mdy    | Date in month-day-year format                   | 
 
 
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   |        |        |                                                 | 
   | dig    | -      | Generic digits, can be used to announce phone   | 
   |        |        | numbers                                         | 
   |        |        |                                                 | 
   | dur    | -      | Duration                                        | 
   |        |        |                                                 | 
   | mny    | -      | Money. Uses ISO 4217 three letter codes         | 
   |        |        |                                                 | 
   | tme    | t12    | Time. In 12 hour format                         | 
   |        |        |                                                 | 
   | tme    | t24    | Time. In 24 hour format                         | 
   +--------+--------+-------------------------------------------------+ 
    
    
5. 
  Formal Syntax 
                  
   In order for the SIP entity to invoke the BAU package in the media server, 
   SIP entity is required to carry following parameters in the SIP headers. 
   The syntax of these parameters uses the augmented Backus-Naur Form (BNF) as 
   described in [3]. 
    
   DIALOG-URL = sip-ind dialog-ind "@" hostport dialog-parameters 
    
   sip-ind = "sip:" / "sips:" 
    
   dialog-ind = "dialog" 
    
   dialog-parameters = ";" dialog-param [ bau-parameters ] 
    
   dialog-param = "annc.BAU.pa" / "annc.BAU.pc" / "annc.BAU.pr /   
   annc.cancel" 
    
   bau-parameters = bau-param [ bau-parameters ] 
    
   bau-param = ";" bau-keyword "=" bau-value 
    
   bau-keyword = token 
    
   bau-value = token 
    
 
6. 
  SIP BAU Interface 
 
   A SIP entity can initiate a BAU session by issuing an INVITE or REFER 
   request to the Media Server and can terminate the session with BYE. If the 
   media server needs to return collected DTMF digits, it can do so by sending 
   INFO or any other method as mentioned in section 7. This section provides 
   details on creation, maintenance and teardown of a session with a BAU 
   compliant Media Server. 
 
 
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6.1 
   Session Setup 
 
    
   A SIP entity can initiate a BAU session by issuing an INVITE or REFER 
   request to the Media Server.  Typical session setup using the INVITE 
   request is shown below. 
    
    
                      Sip Entity              Media Server 
                         |                        | 
                         |      INVITE (F1)       | 
                         |----------------------->| 
                         |                        | 
                         |      200 OK (F2)       | 
                         |<-----------------------| 
                         |                        | 
                         |        ACK (F3)        | 
                         |----------------------->| 
                         |                        | 
                         |........................| 
                         |          RTP           | 
                         |........................| 
                         |                        | 
                         |                        | 
    
    
   For PA the INVITE message format would be as shown below. The INVITE   
   indicates that pa package of BAU is to be used.  The announcement to be 
   played is welcome.wav (loaded locally in the media server) and the number 
   of iterations is three with an interval of two seconds between each 
   iterations. 
    
    
      F1 --> INVITE to Media Server 
    
      INVITE sip:dialog@mrs.huawei.com;annc.BAU.pa;an=file://welcome.wav;it=3;iv=2 
      Via: SIP/2.0/UDP client.huawei.com 
      From: <sip:user@client.huawei.com>;tag=8000 
      To: <sip:dialog@mrs.huawei.com;annc.BAU.pa;an=welcome.wav;it=3;iv=4> 
      Contact: sip:user@client.huawei.com 
      Call-ID: 12345678@client.huawei.com 
      CSeq: 1  INVITE 
      Content-Type: application/sdp 
      Content-Length: ... 
      v=0 
      o=user 2890844526 2890844526 IN IP4 client.huawei.com 
      s=Session SDP 
      c=IN IP4 client.huawei.com 
 
 
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      t=3034423619 0 
      m=audio 49170 RTP/AVP 0 
      a=rtpmap:0 PCMU/8000 
    
    
      F2 --> 200 OK from Media Server 
    
      SIP/2.0 200 OK 
      From: <sip:user@client.huawei.com>;tag=8000 
      To: <sip:dialog@mrs.huawei.com;annc.BAU.pa;an=welcome.wav;it=3;iv=4>;tag=1a1e0a19 
      CSeq: 1 INVITE 
      Call-ID: 12345678@client.huawei.com 
      Via: SIP/2.0/UDP client.huawei.com 
      Contact:<sip:dialog@mrs.huawei.com;transport=udp> 
      Content-Length: ... 
      Content-Type: application/sdp 
    
      v=0 
      o=mrs 2890844527 2890844527 IN IP4 mrs.huawei.com 
      s=Session SDP 
      c=IN IP4 mrs.huawei.com 
      t=3034423619 0 
      m=audio 3456 RTP/AVP 0 
      a=rtpmap:0 PCMU/8000 
    
    
      F3 --> ACK to Media Server 
      ACK sip:dialog@mrs.huawei.com;annc.BAU.pa;an=file://welcome.wav;it=3;iv=2 SIP/2.0 
      From: <sip:user@client.huawei.com>;tag=8000 
      To: <sip:dialog@mrs.huawei.com;annc.BAU.pa;an=welcome.wav;it=3;iv=4>;tag=1a1e0a19 
      Call-ID: 12345678@client.huawei.com 
      CSeq: 1 ACK 
      Via: SIP/2.0/UDP client.huawei.com 
      Content-Length: 0 
    
6.2 
   Session Maintenance 
    
   An IVR session generally involves playing announcements to the user   
   and gathering user input in the form of DTMF digits.  Further course   
   of action is determined based on user input.  As a result of this   
   is necessary to place multiple Play and Collect requests inside the   
   same dialog.  The SIP INFO method [5] MUST be used to issue 
   subsequent PA/PC/PR requests after the initial setup using INVITE or 
   REFER [6]. 
    
   A SIP entity can initiate an BAU session by issuing an INVITE or   
   REFER request to the Media Server. Typical session setup using the   
   INVITE request is shown below. 
    
 
 
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                        Sip Entity              Media Server 
                            |                        | 
                            |      INVITE (F1)       | 
                            |----------------------->| 
                            |                        | 
                            |        200 OK (F2)     | 
                            |<-----------------------| 
                            |                        | 
                            |          ACK (F3)      | 
                            |----------------------->| 
                            |                        | 
                            |........................| 
                            |          RTP           | 
                            |........................| 
                            |                        | 
                            |........................| 
                            |     Report Digits      | 
                            |........................| 
                            |                        | 
                            |INFO (F4 - next request)| 
                            |----------------------->| 
                            |                        | 
                            |        200 OK          | 
                            |<-----------------------| 
                            |                        | 
                            |                        | 
    
    
   The message flow indicates two announcements requests being issued to 
   the media server. The first one (INVITE in this case) creates a SIP 
   dialog and the second INFO issues one more request within the dialog 
   created by the INVITE. For the sake of illustration let us assume   
   that both the requests issued are for Play and Collect Operations 
    
         F1 --> INVITE to Media Server 
    
         INVITE sip:dialog@mrs.huawei.com;annc.BAU.pc; \ 
            ip=file://selectLanguage.wav;dm=1|2|3;rsk=*;rtk=# 
         Via: SIP/2.0/UDP client.huawei.com 
         From: <sip:user@client.huawei.com>;tag=8001 
         To: <sip:dialog@mrs.huawei.com;annc.BAU.pa;an=welcome.wav;it=3;iv=4> 
         Contact: sip:user@client.huawei.com 
         Call-ID: 12345679@client.huawei.com 
         CSeq: 1  INVITE 
         Content-Type: application/sdp 
         Content-Length: ... 
    
         v=0 
         o=user 2890844526 2890844526 IN IP4 client.huawei.com 
 
 
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         s=Session SDP 
         c=IN IP4 client.huawei.com 
         t=3034423619 0 
         m=audio 49170 RTP/AVP 0 
         a=rtpmap:0 PCMU/8000 
    
    
         F4 --> INFO to Media Server 
    
    
         INFO sip:dialog@mrs.huawei.com;annc.BAU.pc; \ 
            ip=file://enterCardNumber.wav;dm=0xxxxxxx|7xxxxxxx;rsk=*;rtk=# 
         Via: SIP/2.0/UDP client.huawei.com 
         From: <sip:user@client.huawei.com>;tag=8001 
         To: <sip:dialog@mrs.huawei.com;annc.BAU.pa;an=welcome.wav;it=3;iv=4> 
         CSeq: 2 INFO 
         Call-ID: 12345679@client.huawei.com 
    
    
         F2 and F3 messages are identical to those shown in section 5.1. 
 
6.3 
   Session Teardown 
    
   The dialog can be terminated by either the media server or the    
   requesting SIP entity by issuing a SIP BYE request. It is recommended 
   that it is always the requesting entity that controls the setup and 
   teardown of the dialog 
 
6.4 
   Rejection 
    
   As defined in [1] if the announcement to be played is not found then 
   the request is rejected with a 404 NOT FOUND response code. An 
   appropriate reason phrase will accompany this error code.  
    
   If the media server cannot perform the requested operation then it 
   must respond with a 488 NOT ACCEPTABLE HERE response code.  
 
   If there is a keyword without a corresponding value or the request URI 
   format is invalid in some way, the request must be rejected with a 400 BAD 
   REQUEST response code. 
 
 
7. 
  Returning DTMF Digits 
 
   This document places no restriction on the mechanism adopted to 
   return DTMF digits to the requesting entity. Some methods that can be 
   used to carry DTMF digits are:- 
    

 
 
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   Carrying DTMF in media: This has the disadvantage of not working with   
   compressed media 
    
   Special Encoding in RTP ([RFC 2833]): Can be sent separate from media but 
   requires a special [RFC 2833] compliant encoder/decoder at each UA. 
    
   Encode data using INFO method: Sent along call signaling path but still 
   requires the use of an [RFC 2833] encoder/decoder. 
    
   DTMF data using INFO with digits encoded as text: There are no out of   
   order issues in this case and is recommended that this is the method that 
   CAN be used to carry DTMF digits.  It is not yet a standard but we expect 
   some such method to be standardized soon. 
    
8. 
  IANA Considerations 
    
   This document defines the following parameters 
    
    
   Parameter Name    Default Values        Reference 
   --------------    -----------------     --------- 
   annc.BAU.pa              -            This document 
   annc.BAU.pc              -            This document 
   annc.BAU.pr              -            This document 
   annc.cancel              -            This document 
 
    
 
9. 
  Security Considerations 
 
   Standard SIP authorization mechanisms can be used by the media server to 
   validate requests by clients. The mechanism defined in this document does 
   not lead to any new security issues that need to be addressed. 
    
10. 
   Author’s Addresses 
 
    
   Darshan Bildikar 
   Huawei Technologies India Pvt. Ltd.  
   Level IV,  
   No.23, Leela Galleria,  
   Airport Road,  
   Bangalore - 560 008  
   Phone: +91-80-4178 1770  
   Email: darshanb@huawei.com 
 
11. 
   References 
 

 
 
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11.1 
    Normative References 
    
   [1]   Burger, Van Dyke, Spitzer "Basic Network Media Services with SIP", 
         RFC 4240, December 2005. 
    
   [2]   Cable Television Labs Inc. "Packet Cable 1.5 Specifications",June 2001. 
 
   [3]   Crocker, Overell, "Augmented BNF for Syntax Specifications: ABNF", RFC 4234,        
         October 2005. 
 
   [4]   Andreasen, Foster, "Augmented Media Gateway Control Protocol (MGCP)", RFC  
         3435, January 2003. 
    
 
11.2 
    Informative References 
    
   [1]   Donovan, "Augmented The SIP INFO Method", RFC 2976, October 2000. 
    
   [2]   Sparks, "The Session Initiation Protocol (SIP) Refer Method", RFC  
         3515, April 2003. 
 
   [3]   Rosenberg et al, "The Session Initiation Protocol", RFC 3261, June 2002. 
 
   [4]   Schulzrinne, Petrack "The Session Initiation Protocol", RFC 3261, June 2002. 
       
 
 
    
    
12. 
   Intellectual Property Statement 
 
   The IETF takes no position regarding the validity or scope of any 
   Intellectual Property Rights or other rights that might be claimed to 
   pertain to the implementation or use of the technology described in this 
   document or the extent to which any license under such rights might or 
   might not be available; nor does it represent that it has made any 
   independent effort to identify any such rights. Information on the 
   procedures with respect to rights in RFC documents can be found in BCP 78 
   and BCP 79. 
    
   Copies of IPR disclosures made to the IETF Secretariat and any    
   assurances of licenses to be made available, or the result of an attempt 
   made to obtain a general license or permission for the use of such 
   proprietary rights by implementers or users of this specification can be 
   obtained from the IETF on-line IPR repository at 
   http://www.ietf.org/ipr. 
    
   The IETF invites any interested party to bring to its attention any    
   copyrights, patents or patent applications, or other proprietary rights 
 
 
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   that may cover technology that may be required to implement this standard.  
   Please address the information to the IETF at ietf-ipr@ietf.org. 
    
    
13. 
   Disclaimer of Validity 
    
   This document and the information contained herein are provided on an "AS 
   IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS 
   SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET ENGINEERING 
   TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT 
   LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT 
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14. 
   Copyright Statement 
    
   Copyright (C) The Internet Society (2005).  This document is subject to the 
   rights, licenses and restrictions contained in BCP 78, and except as set 
   forth therein, the authors retain all their rights. 
 
15. 
   Acknowledgment 
    
   Funding for the RFC Editor function is currently provided by the   
   Internet Society. 
                     
    






















 
 
Darshan                  Expires - June 2006                [Page 14]